股票简称：豫光金铅 股票代码：600531 债券简称：豫光转债 债券代码：110096 国联民生证券承销保荐有限公司 关于 河南豫光金铅股份有限公司向不特定对象发行可转换公司 债券临时受托管理事务报告 （关于持股 5%以上股东股份无偿划转的事项） 债券受托管理人 二零二五年十一月 重要声明 本报告依据《公司债券发行与交易管理办法》（以下简称"《管理办法》"）、 《河南豫光金铅股份有限公司向不特定对象发行可转换公司债券之受托管理协 议》（以下简称"《受托管理协议》"）、《河南豫光金铅股份有限公司向不特定对 象发行可转换公司债券募集说明书》（以下简称"《募集说明书》"）等相关文件、 第三方机构出具的专业意见以及河南豫光金铅股份有限公司出具的相关说明文 件等，由本期债券受托管理人国联民生证券承销保荐有限公司（以下简称"国 联民生保荐"）编制。国联民生保荐对本报告中所包含的从上述文件中引述内容 和信息未进行独立验证，也不就该等引述内容和信息的真实性、准确性和完整 性做出任何保证或承担任何责任。 （五）发行规模：人民币 71,000 万元 （六）发行数量：710 万张 本报告不构成对投资者进行或不进行某项行为的推荐意见 ...

Market Overview - On November 20, the industrial metals sector declined by 0.52% compared to the previous trading day, with Xinweiling leading the decline [1] - The Shanghai Composite Index closed at 3931.05, down 0.4%, while the Shenzhen Component Index closed at 12980.82, down 0.76% [1] Stock Performance - Notable gainers in the industrial metals sector included: - Guocheng Mining (Code: 000688) with a closing price of 29.65, up 4.99% and a trading volume of 610,600 shares, totaling 1.823 billion yuan [1] - Asia-Pacific Technology (Code: 002540) with a closing price of 7.15, up 3.03% and a trading volume of 307,700 shares, totaling 220 million yuan [1] - Major decliners included: - Xinweiling (Code: 920634) with a closing price of 24.91, down 3.67% and a trading volume of 12,900 shares, totaling 33.008 million yuan [2] - Chang Aluminum (Code: 002160) with a closing price of 5.41, down 3.22% and a trading volume of 751,900 shares, totaling 413 million yuan [2] Capital Flow - The industrial metals sector experienced a net outflow of 1.961 billion yuan from institutional investors, while retail investors saw a net inflow of 1.359 billion yuan [2] - Key stocks with significant capital flow included: - Huayu Mining (Code: 601020) with a net inflow of 97.347 million yuan from institutional investors [3] - Xizang Zhuofeng (Code: 600338) with a net inflow of 94.423 million yuan from institutional investors [3]

Core Insights - The metal lead sector experienced a rise of 0.99%, ranking third among concept sectors, with 18 stocks increasing in value, notably Beijiete with a 20% surge [1] - Major gainers included Dazhong Mining, Weiling Co., and Guocheng Mining, which rose by 7.06%, 6.94%, and 4.99% respectively [1] - Conversely, Hunan Silver, Yuguang Gold Lead, and Zhejiang Fu Holdings saw declines of 3.15%, 2.31%, and 2.09% respectively [1] Market Performance - The leading concept sectors for the day included Hainan Free Trade Zone with a 2.20% increase and Salt Lake Lithium Extraction with a 1.43% increase, while Silicon Energy and Military Equipment Restructuring concepts faced declines of 2.66% and 2.55% respectively [2] - The metal lead sector had a net outflow of 5.95 billion yuan, with 13 stocks receiving net inflows, and 5 stocks attracting over 30 million yuan in net inflows [2] Fund Flow Analysis - The top stocks in terms of net inflow ratio were Beijiete, Weiling Co., and Dazhong Mining, with net inflow rates of 11.47%, 9.34%, and 7.64% respectively [3] - Dazhong Mining led the net inflow with 236.49 million yuan, followed by Weiling Co. with 93.21 million yuan and Beijiete with 69.53 million yuan [3] Decliners - The stocks with the largest declines included Hunan Silver with a drop of 3.15%, Yuguang Gold Lead down by 2.31%, and Zhejiang Fu Holdings decreasing by 2.09% [5] - Other notable decliners were Zijin Mining with a decline of 1.26% and Hunan Huangjin down by 0.63% [5]

Core Viewpoint - Yuguang Gold Lead's stock price has experienced significant fluctuations, with a year-to-date increase of 77.89% but a recent decline of 13.16% over the past five trading days [1] Company Overview - Yuguang Gold Lead Co., Ltd. is located in Jiyuan City, Henan Province, and was established on January 6, 2000, with its listing date on July 30, 2002 [2] - The company's main business includes non-ferrous metal smelting, chemical raw material sales, precious metal smelting, and gold and silver product sales [2] - Revenue composition: Silver products 25.90%, Copper products 25.75%, Lead products 21.74%, Gold products 21.38%, Antimony products 1.66%, Zinc products 1.65%, Others 1.27%, Sulfuric acid 0.66% [2] Financial Performance - For the period from January to September 2025, Yuguang Gold Lead achieved operating revenue of 34.855 billion yuan, a year-on-year increase of 20.12%, and a net profit attributable to shareholders of 621 million yuan, a year-on-year increase of 11.99% [2] - The company has distributed a total of 1.338 billion yuan in dividends since its A-share listing, with 548 million yuan distributed in the last three years [3] Shareholder Structure - As of September 30, 2025, the number of shareholders is 105,400, a decrease of 0.38% from the previous period [2] - Major shareholders include Hong Kong Central Clearing Limited, holding 19.968 million shares, and various ETFs such as Gold Stock ETF and Southern CSI 1000 ETF [3]

Core Viewpoint - The announcement from Yuguang Gold Lead indicates a significant change in shareholding structure due to the transfer of shares from Jiyuan Investment Group to Henan Yugong Group, which will affect the control dynamics within the company [2] Shareholding Changes - Jiyuan Investment Group holds 75,152,132 shares of Yuguang Gold Lead, representing 6.76% of the total share capital [2] - A total of 54,512,132 shares will be transferred without compensation to Henan Yugong Group, resulting in Jiyuan Investment Group retaining 20,640,000 shares, which is 1.86% of the total [2] - After the transfer, Henan Yugong Group will directly hold 54,512,132 shares (4.90%) and indirectly control an additional 20,640,000 shares through Jiyuan Investment Group, maintaining a combined control of 6.76% [2] Control Dynamics - The transfer of shares will not change the controlling shareholder or the actual controller of Yuguang Gold Lead [2]

证券代码：600531 证券简称：豫光金铅 公告编号：临 2025-105 债券代码：110096 债券简称：豫光转债 河南豫光金铅股份有限公司 关于第二大股东国有股权无偿划转的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 特别提示： 济源投资集团有限公司（以下简称"投资集团"）持有河南豫光金铅股份 有限公司（以下简称"豫光金铅"或"公司"）75,152,132 股，占豫光金铅总股 本的 6.76%。根据济源产城融合示范区区管国企深化改革需要，济源产城融合示范 区国有资产监督管理局（以下简称"济源国资局"）决定将投资集团持有的豫光 金铅 54,512,132 股股份无偿划转至河南愚公集团有限公司（以下简称"愚公集 团"）。本次无偿划转完成后，投资集团将持有豫光金铅 20,640,000 股，占豫光 金铅总股本的 1.86%；愚公集团将直接持有豫光金铅 54,512,132 股(占豫光金铅总 股本的4.90%)，并通过其控股子公司投资集团间接控制豫光金铅20,640,000股（占 豫光金铅股份总数的 1.86 ...

河南豫光金铅股份有限公司 简式权益变动报告书 上市公司名称： 河南豫光金铅股份有限公司 股票上市地点： 上海证券交易所 股票简称： 豫光金铅 股票代码： 600531 信息披露义务人名称： 济源投资集团有限公司 住所： 河南省济源市科研路与愚公南路交叉口往 西 200 米 通讯地址： 河南省济源市科研路与愚公南路交叉口往 西 200 米 股份变动性质： 减少（国有股权无偿划转） 签署日期：2025 年 11 月 19 日 信息披露义务人声明 一、信息披露义务人依据《中华人民共和国公司法》《中华人民共和国证券 法》《上市公司收购管理办法》《公开发行证券的公司信息披露内容与格式准则 第 15 号——权益变动报告书》及其他相关法律、法规和规范性文件编制本报告 书。 二、信息披露义务人签署本报告书已获得必要的授权和批准，其履行亦不违 反信息披露义务人章程或内部规则中的任何条款，或与之相冲突。 第一节 释义 | 本报告书中，除非特别说明，下列简称具有如下含义： | | --- | | 投资集团、信息披露义 | 指 | 济源投资集团有限公司 | | --- | --- | --- | | 务人、本公司 | | | | 豫 ...

河南豫光金铅股份有限公司 简式权益变动报告书 | 上市公司名称： | 河南豫光金铅股份有限公司 | | --- | --- | | 股票上市地点： | 上海证券交易所 | | 股票简称： | 豫光金铅 | | 股票代码： | 600531 | | 信息披露义务人名称： | 河南愚公集团有限公司 | | --- | --- | | 住所： | 济源市科研路与愚公路交叉口往西约 200 米 | | 通讯地址： | 济源市科研路与愚公路交叉口往西约 200 米 | 签署日期：2025 年 11 月 19 日 信息披露义务人声明 一、信息披露义务人依据《中华人民共和国公司法》《中华人民共和国证 券法》《上市公司收购管理办法》《公开发行证券的公司信息披露内容与格式 准则第 15 号——权益变动报告书》及其他相关法律、法规和规范性文件编制本 报告书。 二、信息披露义务人签署本报告书已获得必要的授权和批准，其履行亦不 违反信息披露义务人章程或内部规则中的任何条款，或与之相冲突。 三、依据《中华人民共和国证券法》《上市公司收购管理办法》的规定， 本报告书已全面披露信息披露义务人在河南豫光金铅股份有限公司拥有权益的 股份变动情 ...

Core Viewpoint - The company, Yuguang Gold Lead (600531.SH), has received a notification from the Jiyuan State-owned Assets Supervision and Administration Commission regarding the transfer of shares to Henan Yugong Group, which will result in a change in shareholding structure but not in the controlling shareholder or actual controller of the company [1][2]. Summary by Sections Share Transfer Details - The Jiyuan State-owned Assets Supervision and Administration Commission has decided to transfer 54,512,132 shares of Yuguang Gold Lead from the investment group to Henan Yuguang Group without compensation [1]. - After the transfer, the investment group will hold 20,640,000 shares, representing 1.86% of the total share capital of Yuguang Gold Lead [1]. - Henan Yuguang Group will directly hold 54,512,132 shares, accounting for 4.90% of the total share capital, and will indirectly control an additional 20,640,000 shares through its subsidiary, totaling a control of 6.76% of the shares, making it the second-largest shareholder [1]. Control Structure - The share transfer will not result in any changes to the company's controlling shareholder or actual controller [2].

Core Viewpoint - The company, Yuguang Gold Lead (600531.SH), has received a notification from the Jiyuan State-owned Assets Supervision and Administration Commission regarding the transfer of shares to Henan Yugong Group, which will result in Yuguang Gold Lead's second-largest shareholder [1][2] Summary by Sections Share Transfer Details - The Jiyuan State-owned Assets Supervision and Administration Commission has decided to transfer 54,512,132 shares of Yuguang Gold Lead from the investment group to Henan Yuguang Group without compensation [1] - After the transfer, the investment group will hold 20,640,000 shares, representing 1.86% of Yuguang Gold Lead's total share capital, while Henan Yuguang Group will directly hold 54,512,132 shares, accounting for 4.90% of the total [1] Shareholder Structure - Post-transfer, the combined control of Yuguang Gold Lead by Henan Yuguang Group and its subsidiary investment group will amount to 6.76% of the total shares, making it the second-largest shareholder of the company [1] - The transfer will not result in any changes to the company's controlling shareholder or actual controller [2]