财通证券股份有限公司 关于参与互换便利业务获得中国证监会复函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：601108 证券简称：财通证券 公告编号：2024-055 一、对公司参与互换便利（SFISF）无异议。公司应当根据《关于做好证券、 基金、保险公司互换便利相关工作的通知》等业务安排，结合自身战略和风险承 受能力，合理确定申请额度，经中国人民银行同意后实施。 二、公司参与互换便利应严格遵守中国人民银行和中国证监会的相关规定和 要求，在批准的额度范围内，于指定交易场所开展互换便利相关交易，不得利用 互换便利工具从事违法违规行为。 三、公司应当按月向中国证监会证券基金机构监管司和浙江证监局报送互换 便利资金运用情况。参与互换便利过程中，如遇重大情况和问题，应及时向中国 人民银行和中国证监会报告。 特此公告。 财通证券股份有限公司董事会 2024年10月18日 2024 年 10 月 18 日，财通证券股份有限公司（以下简称"公司"）获得中国证 监会《关于财通证券股份有限公司参与互换便利有关事项的复函》（机 ...

Group 1: Strategic Cooperation and Government Relations - The company has achieved strategic cooperation coverage in 11 prefecture-level cities in Zhejiang Province, enhancing interaction quality and cooperation depth with local governments [2] - In 2023, the company dispatched 11 investment banking personnel to Taizhou for practical exchanges, contributing significantly to local economic development [2] - The company provided comprehensive financial services to Taizhou Kaichuang Group, assisting in the establishment of a market-oriented fund of 300 million yuan [2] Group 2: Private Equity Investment and Business Synergy - The company actively promotes private equity investment through its subsidiary, focusing on advanced manufacturing, new information technology, and other key sectors [3] - A collaborative mechanism has been established to enhance synergy between private equity and other business lines, increasing client retention and diversifying service opportunities [3] Group 3: Wealth Management Transformation - In 2023, over 50% of the company's new clients were acquired through internet channels, highlighting the effectiveness of its online strategy [4] - The company is advancing its wealth management transformation by enhancing asset allocation services and promoting financial product systems [4] - A focus on institutional clients' diverse needs is driving the company's business transformation efforts [4] Group 4: Asset Management Development - The company is leveraging its dual licenses in asset management and public funds to enhance its business structure, focusing on equity, fixed income, and quantitative strategies [5] - The asset management division aims to optimize product offerings and expand into innovative areas such as ABS and REITs [5] - The equity research team has over 30 members, achieving full coverage of 31 primary industries, with a strong focus on pharmaceuticals, technology, and new energy sectors [5]

Investment Rating - The report maintains an "Accumulate" investment rating for the company, indicating a projected increase of 5% to 15% relative to the CSI 300 index over the next six months [27]. Core Views - The company achieved a revenue of 3.026 billion yuan in the first half of 2024, a year-on-year decrease of 12.94%, and a net profit attributable to shareholders of 927 million yuan, down 10.57% year-on-year [5][7]. - The brokerage, asset management, interest, and other income segments have seen an increase in their proportion of total revenue, while the net income from investment banking and investment income (including fair value changes) has decreased [5][8]. - The company's brokerage business has driven an increase in market share for stock-based transactions and net income from agency trading, despite a slight decline in overall brokerage fee income [5][10]. - The company has experienced a significant decline in equity financing and a simultaneous drop in debt financing, with investment banking fee income down 11.91% year-on-year [5][13]. - The asset management business remains strong, with a year-on-year increase of 17.86% in asset management fee income [5][16]. - The company has reported a 32.40% year-on-year decrease in investment income, with solid performance in fixed income investments but challenges in equity investments [5][18]. - The report forecasts earnings per share (EPS) of 0.46 yuan and 0.50 yuan for 2024 and 2025, respectively, with corresponding book value per share (BVPS) of 7.62 yuan and 7.91 yuan [5][21]. Summary by Sections Financial Performance - In the first half of 2024, the company reported total revenue of 3.026 billion yuan, a decrease of 12.94% year-on-year, and a net profit of 927 million yuan, down 10.57% year-on-year [5][7]. - The weighted average return on equity (ROE) was 2.64%, a decline of 0.45 percentage points year-on-year [5][7]. Revenue Composition - The revenue composition for the first half of 2024 showed increases in brokerage (18.8%), asset management (27.3%), and other income (8.4%), while investment banking (9.3%) and investment income (33.6%) saw declines [8][10]. Brokerage and Asset Management - The brokerage business has seen a slight decline in net income from fees, but the company has successfully increased its market share in stock-based transactions and agency trading [5][10]. - The asset management segment reported a fee income increase of 17.86%, with total assets under management reaching 286.3 billion yuan, a 3.54% increase from the end of 2023 [5][16]. Investment Banking and Financing - The company faced a significant drop in equity financing, with a 66.34% year-on-year decrease in underwriting amounts, and a 20.41% decline in debt financing [5][13]. - The investment banking fee income decreased by 11.91% year-on-year, reflecting the challenging market conditions [5][13]. Investment Income - The company reported a 32.40% year-on-year decrease in investment income, with fixed income investments performing well while equity investments faced challenges [5][18]. Future Projections - The report projects EPS of 0.46 yuan for 2024 and 0.50 yuan for 2025, with corresponding BVPS of 7.62 yuan and 7.91 yuan, indicating a stable outlook for the company's financial performance [5][21].

证券代码：601108 证券简称：财通证券 公告编号：2024-054 转债代码: 113043 转债简称:财通转债 财通证券股份有限公司 可转债转股进展暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 1.自2021年6月16日至2024年9月30日期间，公司A股可转债累计有330,000 元转换为公司A股股份，累计转股数量为26,297股，占可转债转股前公司已发行 股份总数（3,589,000,000股）的0.0007%。 2.截至 2024 年 9 月 30 日，公司尚未转股的可转债金额为 3,799,670,000 元， 占可转债发行总量的 99.9913%。 3.自 2024 年 7 月 1 日至 2024 年 9 月 30 日期间，公司 A 股可转债转股数量 为 0 股。 经上海证券交易所自律监管决定书〔2020〕425 号文同意，公司 38 亿元可 转债于 2020 年 12 月 28 日起在上海证券交易所挂牌交易，债券简称"财通转债"， 债券代码"113043"。 根据相关规定和《 ...

证券代码：601108 证券简称：财通证券 公告编号：2024-053 财通证券股份有限公司 2024 年第二次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 816 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 1,743,710,890 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 37.5497 | 二、 议案审议情况 (一) 非累积投票议案 (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次会议由公司董事会召集，由于董事长章启诚先生因公出差，不能现场主 (一) 股东大会召开的时间：2024 年 9 月 23 日 (二) 股东大会召开的地点：杭州市西湖区天目山路 198 号财通双冠大厦西楼 1102 会议室 (三) 出席会议的普通股股东和恢复表决权的优先股股东及其持有股份 ...

浙江六和律师事务所 一、关于本次股东大会的召集、召开程序 关于财通证券股份有限公司 2024 年第二次临时股东大会的 法律意见书 浙六和法意（2024）第 1699 号 致：财通证券股份有限公司 根据《中华人民共和国证券法》（以下简称"《证券法》"）、《中华人民共 和国公司法》（以下简称"《公司法》"）和中国证券监督管理委员会发布的《上 市公司股东大会规则》等法律、法规、规范性文件以及《财通证券股份有限公司 章程》（以下简称"《公司章程》"）的规定，浙江六和律师事务所接受财通证券 股份有限公司（以下简称"公司"）委托，指派王舒瑜律师、李昊律师（以下简称 "六和律师"）出席了公司 2024 年第二次临时股东大会并对本次股东大会的相关 事项进行见证，并出具本法律意见书。 为出具本法律意见书，六和律师对本次股东大会所涉及的有关事项进行了审 查，查阅了六和律师认为出具本法律意见书所必须的文件、资料，并对有关事实 进行了必要的核查和验证。 六和律师同意将本法律意见书作为本次股东大会的法定必备文件予以公告， 并依法对所出具的法律意见承担责任。 六和律师根据我国法律的要求，按照律师行业公认的业务标准、道德规范和 勤勉尽责精 ...

2024年度第四期短期融资券兑付完成公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：601108 证券简称: 财通证券 公告编号：2024-052 财通证券股份有限公司 财通证券股份有限公司（以下简称"本公司"）于2024年6月19日成功发行 了财通证券股份有限公司2024年度第四期短期融资券（以下简称"本期短期融资 券"），本期短期融资券发行规模为人民币10亿元，票面利率为1.90%，短期融 资券期限为86天，兑付日期为2024年9月13日（详见本公司于2024年6月22日登载 于上海证券交易所网站 www.sse.com.cn 的《财通证券股份有限公司2024年度第 四期短期融资券发行结果公告》）。 2024年9月13日，本公司按期兑付了本期短期融资券本息共计人民币 1,004,476,712.33元。 特此公告。 财通证券股份有限公司董事会 2024年9月18日 ...

Financial Performance - In the first half of 2024, the company achieved operating revenue of CNY 3.026 billion, a year-on-year decrease of 12.94%, which is lower than the industry average decline [4] - The gross profit margin increased to 36.98%, up by 3.82 percentage points year-on-year [4] - The net cash flow from operating activities was CNY 6.476 billion, with a year-on-year increase of CNY 6.131 billion [4] Capital Management - The company has issued CNY 3.8 billion in convertible bonds, which have not yet been converted, with over 2 years until maturity [4] - The company plans to implement a mid-term cash dividend in 2024, contingent on profitability [4] Asset Management - As of June 2024, the asset management scale reached CNY 286.3 billion, a growth of 3.5% since the beginning of the year [6] - The asset management revenue for the first half of 2024 was CNY 848 million, a year-on-year increase of 7% [6] Investment Strategy - The company focuses on advanced manufacturing and technology innovation sectors, with investments aimed at enhancing traditional industries and fostering emerging sectors [5] - The company has a strategic goal to enhance its core competitiveness and implement a sustainable growth strategy [7] Market Position - As of August 2024, the company ranked 1st in bond underwriting in Zhejiang Province and 9th nationally [5] - The company has seen a significant increase in net income from agency trading, outperforming the industry [7] Corporate Governance - The former general manager has retired, but the company's strategic direction remains unchanged under the chairman's interim management [7] - The company emphasizes compliance with information disclosure obligations regarding any potential mergers and acquisitions [6]

财通证券股份有限公司 2024 年第二次临时股东大会 会 议 文 件 2024年9月23日 杭 州 公司地址：浙江省杭州市西湖区天目山路198号财通双冠大厦 客服电话：95336 现场会议开始时间：2024 年 9 月 23 日（星期一）上午 10:30 现场会议召开地点：杭州市西湖区天目山路 198 号财通双冠大厦西楼 1102 会议室 投票方式：现场投票和网络投票相结合的方式 现场会议日程： 公司网址：www.ctsec.com 财通商城：mall.ctsec.com 官 方 微 信 | | | | 会议议程 | 3 | | --- | --- | | 会议须知 | 4 | | 1.关于审议黄伟建同志不再担任董事的议案 | 5 | - 2 - 会议议程 一、宣布会议开始，介绍与会股东、来宾情况 （宣布出席现场会议的股东人数及其代表的股份总数） 二、宣读 2024 年第二次临时股东大会会议须知 三、审议会议议案 1.关于审议黄伟建同志不再担任董事的议案。 四、股东或股东代表发言 五、记名投票表决上述议案 1.推选计票人和监票人 2.填写表决票 3.主持人宣布休会 6.主持人宣布现场表决结果 六、见证律师宣读 ...

证券代码：601108 证券简称：财通证券 公告编号：2024-051 财通证券股份有限公司 关于召开 2024 年第二次临时股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 召开会议的基本情况 (一) 股东大会类型和届次 2024 年第二次临时股东大会 召开的日期时间：2024 年 9 月 23 日 10 点 30 分 召开地点：杭州市西湖区天目山路 198 号财通双冠大厦西楼 1102 会议室 (五) 网络投票的系统、起止日期和投票时间。 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 (六) 融资融券、转融通、约定购回业务账户和沪股通投资者的投票程序 涉及融资融券、转融通业务、约定购回业务相关账户以及沪股通投资者 的投票，应按照《上海证券交易所上市公司自律监管指引第 1 号 — 规范运 作》等有 ...