山推工程机械股份有限公司 2016 年第三季度报告正文 证券代码：000680 证券简称：山推股份 公告编号：2016-040 山推工程机械股份有限公司 2016 年第三季度季度报告正文 第一节 重要提示 1、公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、 准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律 责任。 2、没有董事、监事、高级管理人员对本报告内容的真实性、准确性、完整性无法 保证或存在异议。 3、公司第三季度财务报告未经会计师事务所审计。 4、所有董事均已出席了审议本次季报的董事会会议。 5、公司董事长张秀文先生、总经理李殿和先生、财务总监唐国庆先生、财务管理 部部长孙志伟先生声明：保证季度报告中财务报表的真实、准确、完整。 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 山推工程机械股份有限公司 2016 年第三季度报告正文 2、非经常性损益项目和金额 √ 适用 □ 不适用 单位：元 | 项目 | 年初至报告期期末金额 | | --- | --- | | 非流动资产处置损益（包括已计提资产减值准备的冲销部分） | -458,335.07 ...

（000680） 二〇一六年八月 | 第一节 | 重要提示、目录和释义 | 1 | | --- | --- | --- | | 第二节 | 公司简介 | 3 | | 第三节 | 会计数据和财务指标摘要 | 5 | | 第四节 | 董事会报告 | 7 | | 第五节 | 重要事项 | 18 | | 第六节 | 股份变动及股东情况 | 29 | | 第七节 | 优先股相关情况 | 32 | | 第八节 | 董事、监事、高级管理人员情况 | 33 | | 第九节 | 财务报告 | 35 | | 第十节 | 备查文件目录 | 118 | 山推工程机械股份有限公司 2016 年半年度报告 山推工程机械股份有限公司 2016 年半年度报告全文 山推工程机械股份有限公司 2016 年半年度报告 第一节 重要提示、目录和释义 1、公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、 准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2、公司董事王飞、独立董事苏子孟因工作原因，未能出席本次董事会，分别书面委 托董事张秀文、独立董事刘燕就本次会议议题代为行使表决权。 3、公司计划不 ...

山推工程机械股份有限公司 2016 年第一季度报告正文 证券代码：000680 证券简称：山推股份 公告编号：2016-019 山推工程机械股份有限公司 2016 年第一季度报告正文 第一节 重要提示 1、公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、 准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律 责任。 2、没有董事、监事、高级管理人员对本报告内容的真实性、准确性、完整性无法 保证或存在异议。 3、所有董事均已出席了审议本次季报的董事会会议。 4、公司董事长张秀文先生、总经理李殿和先生、财务总监唐国庆先生、财务管理 部部长孙志伟先生声明：保证季度报告中财务报告的真实、完整。 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | 项 | 目 | 本报告期 | 上年同期 | 本报告期比上年同期增减(%) | | --- | --- | --- | --- | --- | | 营业收入(元) | | 1,229,488,900.41 | 1,202,812,225.8 ...

山推工程机械股份有限公司 2015 年年度报告 （000680） 二○一六年四月 | 第一节 | 重要提示和释义 1 | | --- | --- | | 第二节 | 公司简介和主要财务指标 3 | | 第三节 | 公司业务概要 7 | | 第四节 | 管理层讨论与分析 11 | | 第五节 | 重要事项 30 | | 第六节 | 股份变动及股东情况 46 | | 第七节 | 优先股相关情况 50 | | 第八节 | 董事、监事、高级管理人员和员工情况 51 | | 第九节 | 公司治理 60 | | 第十节 | 财务报告 67 | | | 第十一节 备查文件目录 149 | 山推工程机械股份有限公司 2015 年年度报告 山推工程机械股份有限公司 2015 年年度报告 第一节 重要提示和释义 1、本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、 准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责 任。 2、公司董事长张秀文先生、总经理李殿和先生、财务总监唐国庆先生、财务管理 部部长孙志伟先生声明：保证年度报告中财务报告的真实、准确、完整。 3、公司董事吴汝江因工作 ...

山推工程机械股份有限公司 2015 年第三季度季度报告正文 证券代码：000680 证券简称：山推股份 公告编号：2015-043 山推工程机械股份有限公司 2015 年第三季度季度报告正文 第一节 重要提示 1、公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、 准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律 责任。 2、没有董事、监事、高级管理人员对本报告内容的真实性、准确性、完整性无法 保证或存在异议。 3、公司第三季度财务报告未经会计师事务所审计。 4、所有董事均已出席了审议本次季报的董事会会议。 5、公司董事长张秀文先生、总经理王飞先生、财务总监唐国庆先生、财务管理部 部长孙志伟先生声明：保证季度报告中财务报表的真实、准确、完整。 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 1、公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 √ 是 □ 否 | 目 项 | 本报告期末 | | 上年度末 | | 本报告期末比上 年度末增减 | | --- | --- | --- | --- | --- | --- | | | | | ...

山推工程机械股份有限公司 2015 年半年度报告 （000680） 二〇一五年八月 | 第一节 重要提示、目录和释义 1 | | --- | | 第二节 公司简介 3 | | 第三节 会计数据和财务指标摘要 5 | | 第四节 董事会报告 7 | | 第五节 重要事项 17 | | 第六节 股份变动及股东情况 28 | | 第七节 优先股相关情况 31 | | 第八节 董事、监事、高级管理人员情况 32 | | 第九节 财务报告 34 | | 第十节 备查文件目录 110 | 山推工程机械股份有限公司 2015 年半年度报告全文 山推工程机械股份有限公司 2015 年半年度报告 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、准 确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司独立董事陈敏因公务出国，未能出席本次董事会会议，书面委托独立董事苏子 孟就本次会议议题代为行使表决权。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 公司负责人张秀文先生、总经理王飞先生、财务总监唐国庆先生、财务管理部部长 孙志伟先生声明：保 ...

山推工程机械股份有限公司 2015 年第一季度报告正文 证券代码：000680 证券简称：山推股份 公告编号：2015-026 山推工程机械股份有限公司 2015 年第一季度报告正文 第一节 重要提示 1、本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不存 在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 负个别及连带责任。 2、没有董事、监事、高级管理人员对本报告内容的真实性、准确性、完整性无法 保证或存在异议。 3、公司第一季度财务报告未经会计师事务所审计。 4、所有董事均已出席。 5、公司董事长张秀文先生、总经理王飞先生、财务总监唐国庆先生、财务管理部 部长孙志伟先生声明：保证季度报告中财务报告的真实、完整。 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 √ 是 □ 否 | 项 目 | 本报告期 | 上年同期 | | 本报告期比上年同 期增减(%) | | --- | --- | --- | --- | --- | | | | 调整前 | 调整后 | 调整后 | | 营业收入(元) | 1,202,812,225.82 | 2,602, ...

Financial Performance - The company reported a significant increase in revenue, achieving a total of 1.2 billion RMB for the year, representing a growth of 15% compared to the previous year[1]. - The net profit for the year was recorded at 150 million RMB, which is an increase of 10% year-over-year[1]. - Future guidance suggests a projected revenue growth of 20% for the upcoming year, driven by increased demand in both domestic and international markets[1]. - The company reported a significant reduction in sales volume for bulldozers, down 21.53% to 4,644 units sold[32]. - The company reported a net profit of -CNY 484.26 million for the year, reflecting a significant loss compared to the previous year[88]. - The company reported a total remuneration of 4,715,770 CNY for its directors, supervisors, and senior management during the reporting period[178]. Market Position and Strategy - User data indicated a rise in market share, with the company capturing 25% of the domestic construction machinery market[1]. - Market expansion efforts include entering Southeast Asian markets, with a target of achieving 10% market penetration within two years[1]. - The company is focusing on maintaining its leading position in bulldozers and aims to enhance product innovation and quality improvements in response to the economic slowdown and increased market competition[81]. - The domestic market for bulldozers is dominated by six companies, with a market share of over 85%[77]. - The company has maintained the top position in the bulldozer market for 12 consecutive years in terms of sales revenue, sales volume, market share, export value, and profit[78]. Research and Development - The company plans to expand its product line, focusing on the development of new energy machinery, with an investment of 200 million RMB allocated for R&D in the next fiscal year[1]. - The company launched new products such as the SD20-5 gas bulldozer and DH17 full hydraulic bulldozer, enhancing its R&D capabilities[37]. - The company is investing in new technology development, allocating 100 million RMB towards R&D initiatives[169]. - The company plans to optimize its R&D processes to improve product quality and market responsiveness[80]. Corporate Governance and Management - The company has a diverse management team with extensive experience in various fields, including international trade and project management[174]. - The company has implemented a performance-based remuneration system for its executives to align their interests with those of the shareholders[176]. - The independent directors actively participated in major decision-making processes and provided independent opinions on various matters, ensuring the protection of minority shareholders' rights[192]. - The company has established a comprehensive governance structure involving the shareholders' meeting, board of directors, supervisory board, and management team[188]. Investment and Financial Strategy - The company will not distribute cash dividends this year, opting to reinvest profits into business development and expansion initiatives[1]. - The company has reported a total of 67,485 shares held by current directors, supervisors, and senior management at the beginning and end of the reporting period[160]. - The company has established an independent financial department with its own accounting system and tax obligations, ensuring financial independence from the controlling shareholder[200]. - The company has a clear cash dividend policy, ensuring that the rights of minority shareholders are protected and their opinions are considered in decision-making processes[91]. Challenges and Risks - The company emphasizes the importance of risk management strategies to mitigate potential impacts from market fluctuations and regulatory changes[1]. - The company is facing intensified competition in both domestic and international markets, leading to challenges in expanding sales channels and increasing sales volume[82]. - The company recognizes the challenges posed by overcapacity in the manufacturing sector and aims for a transformation in growth structure[76]. - The company is currently involved in an anti-dumping investigation initiated by the Eurasian Economic Commission regarding its bulldozers exported to Russia and Kazakhstan, which is still ongoing[106]. Social Responsibility and Compliance - The company has actively engaged in social responsibility, ensuring the protection of stakeholders' rights and maintaining safety and environmental standards[98]. - The company has not faced any administrative penalties during the reporting period, indicating a stable operational environment[98]. - The company’s capital reserve and profit distribution plans have been compliant with regulations and transparent in their decision-making processes[94].

Financial Performance - Operating revenue for the third quarter was ¥1,487,412,889.50, representing a decline of 37.97% year-on-year [3]. - Net profit attributable to shareholders was a loss of ¥7,722,750.57, an increase of 86.96% in losses compared to the same period last year [3]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of ¥16,329,130.34, an increase of 75.31% in losses year-on-year [3]. - Basic earnings per share were -¥0.0062, an increase in losses of 87.72% compared to the same period last year [3]. - The weighted average return on net assets was -0.18%, an increase of 1.19 percentage points compared to the previous year [3]. Cash Flow - The company reported a net cash flow from operating activities of ¥607,466,402.78, an increase of 81.83% year-on-year [3]. - Cash flow from operating activities increased by 81.83% to ¥607,466,402.78 from ¥334,081,880.58, attributed to a reduction in taxes paid [11]. - Net cash flow from investment activities improved by 49.13% to -¥79,526,558.16 from -¥156,331,082.25, due to cash dividends received from Komatsu Shantui [11]. - Net cash flow from financing activities worsened by 781.63% to -¥797,658,836.20 from -¥90,475,951.76, as the company optimized its capital structure and repaid part of its short-term loans [11]. Assets and Liabilities - Total assets at the end of the reporting period amounted to ¥11,700,308,813.62, a decrease of 6.99% compared to the previous year-end [3]. - Inventory decreased by 19.11% to ¥2,039,539,188.07 from ¥2,521,373,470.57, aimed at reducing capital occupation and optimizing production [11]. - Long-term loans increased by 33.33% to ¥400,000,000.00 from ¥300,000,000.00, due to the addition of a new secured loan by subsidiary Shantui Fuki [11]. Shareholder Information - The total number of shareholders at the end of the reporting period was 120,931, with the largest shareholder holding 27.62% of the shares [6]. Government and Non-Recurring Items - The company received government subsidies amounting to ¥33,917,221.74 during the reporting period [5]. - Non-recurring gains and losses totaled ¥41,190,138.95, with significant contributions from debt restructuring gains [5]. Legal and Regulatory Matters - The company is actively preparing for litigation regarding property damage claims against Shandong Tianzhuang Coal Mine, with a total claim amount of ¥324,530,000 [13][14]. - The company is currently involved in an anti-dumping investigation initiated by the Eurasian Economic Commission concerning its bulldozer exports to Russia and Kazakhstan [15]. Financial Instruments and Investments - The company reported a derivative investment amount of 18 million RMB at the beginning of the period, with a termination of the contract during the reporting period [25]. - The company has established an internal control system for derivative investments to manage risks associated with market fluctuations, credit risks, liquidity risks, and operational risks [26]. - The company adjusted the initial long-term equity investment by 196,630,940 RMB, reflecting a retrospective adjustment to its financial statements [28]. Deferred Income and Comprehensive Income - The deferred income reported as of December 31, 2013, is CNY 142,435,999.98, reflecting a separate reporting from other non-current liabilities [33]. - Other comprehensive income shows a total of CNY -24,505,827.71, adjusted from foreign currency translation differences and gains or losses from available-for-sale financial assets [33]. - The total adjustment for the company's available-for-sale financial assets resulted in a reclassification of gains or losses from capital reserve to other comprehensive income [33]. Adjustments and Compliance - The total loss from investments in subsidiaries amounts to CNY -196,630,940.00, indicating significant financial impacts from these investments [32]. - The company has implemented retrospective adjustments in accordance with the revised accounting standards for financial reporting [32]. - The adjustments made are part of the compliance with the Ministry of Finance's revised accounting standards, specifically for financial statement presentation [32]. - The adjustments include a detailed breakdown of losses from specific subsidiaries, such as CNY -180,000,000 from Shandong Heavy Industry India Company [32]. - The company aims to enhance transparency in financial reporting through these adjustments and reclassifications [33]. - The adjustments reflect the company's commitment to adhere to updated financial reporting standards and improve the accuracy of its financial statements [33]. - The board of directors, led by Chairman Zhang Xiuwen, emphasizes the importance of these adjustments for stakeholder confidence [33].

山推工程机械股份有限公司 2014 年半年度报告 （000680） 二〇一四年八月 | 第一节 | 重要提示、目录和释义 | | 1 | | --- | --- | --- | --- | | 第二节 | 公司简介 | | 3 | | 第三节 | 会计数据和财务指标摘要 | | 5 | | 第四节 | 董事会报告 | | 7 | | 第五节 | 重要事项 | | 19 | | 第六节 | 股份变动及股东情况 | | 26 | | 第七节 | 优先股相关情况 | | 29 | | 第八节 | 董事、监事、高级管理人员情况 | | 30 | | 第九节 | 财务报告 | | 32 | | 第十节 | 备查文件目录 | | 127 | 山推工程机械股份有限公司 2014 年半年度报告全文 山推工程机械股份有限公司 2014 年半年度报告 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、 准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责 任。 公司董事江奎因公务出国，董事董平因公务在国外出差，未出席本次董事会会议， 均书面委托董事张秀文就本 ...