投资者保护

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监管部门"5·15"密集发声,投资者保护重要举措一文看懂
Di Yi Cai Jing· 2025-05-15 14:00
此外,证监会还披露了2024年执法总体情况并以案释法,公布了包括全国首例投资者保护机构公开提名 独立董事案、全国首单操纵市场领域投资者保护机构"支持诉讼+损失测算"案、全国首单"示范调解+仲 裁确认"机制化解私募基金群体性纠纷案等年度十大投资者保护典型案例。 "法治是资本市场的根基,发挥着固根本、稳预期、利长远的作用,是投资者合法权益保护的重要支 撑。"证监会副主席陈华平在证监会2025年"5·15全国投资者保护宣传日"活动上表示,要优化完善投资 者保护制度机制,筑牢投资者保护的制度根基。 筑牢投资者保护制度根基,证监会发布多项投资者保护规则 投资者保护再迎新规,司法保障资本市场改革发展的纲领性文件、上市公司募集资金监管规则以及证券 纠纷调解等多项规则密集出台。5月15日,证监会在北京举办2025年"5·15全国投资者保护宣传日"活 动。当日,证监会、交易所及行业协会集中发布了包括上述规则在内的多项投资者保护规则与举措。 中国证券业协会修订发布《证券纠纷调解规则》,进一步完善证券行业纠纷多元化解机制,畅通非诉讼 纠纷解决渠道,推动各方积极、充分地参与纠纷调解工作,切实维护投资者合法权益。 陈华平说,为进一步提 ...
云南多部门联合举办“5 15 全国投资者保护宣传日” 暨 “第六届全国防范非法证券期货基金宣传月”大型宣传活动
Zheng Quan Shi Bao Wang· 2025-05-15 13:55
5月15日,在第7个"5 15全国投资者保护宣传日"及"第六届全国防范非法证券期货基金宣传月"来临之 际,中国证券监督管理委员会云南监管局联合多个部门在云南财经大学开展辖区启动仪式,旨在提升高 校学生金融素养和防诈识别能力,增强其风险意识和自我保护能力,引导在校大学生树立正确投资理 念,助力云南资本市场的健康有序发展,推动区域金融生态高质量、可持续发展。 本次活动由中国证券监督管理委员会云南监管局、中国人民银行云南省分行、国家金融监督管理总局云 南监管局、云南省地方金融管理局、云南财经大学多部门共同指导,在云南省证券业协会的主办下,采 用"投教宣传+文艺节目+投教游园"的形式,设云南财经大学主会场和云南民族大学、云南旅游 (002059)学院分会场。 主会场由万联证券股份有限公司、云南财经大学金融学院承办;云南民族大学分会场由红塔证券 (601236)投教基地、南京证券(601990)云南分公司承办;云南旅游学院分会场由太平洋证券投教基 地、国泰海通证券云南分公司投教基地承办。 云南财经大学主会场活动邀请了云南省人民检察院、云南省公安厅、昆明市中级人民法院、昆明市公安 局等单位以及云南辖区30多家证券期货经营 ...
5·15投教护航!招商证券多维度普及金融知识,共筑理性投资未来
券商中国· 2025-05-15 13:53
心系投资者,携手共行动,在2 0 2 5年" 5・1 5 全国投资者保护宣传日"活动期间,招商证券国家级投教基地积 极践行金融为民服务理念,联合交易所、基金公司、中国基金报等机构,通过"线上+ 线下"渠道开展了丰富 的投教活动,提升投资者金融素养,倡导理性投资理念。 聚焦ETF投资,点亮指数投资"新视界" 截至2 0 2 5年4月,境内交易所挂牌上市的ETF总规模突破4万亿元,ETF逐渐成为投资者资产配置的重要工 具。招商证券精准聚焦ETF投资需求,在4月底开幕的ETF实盘大赛中设置"ETF投资一点通"投教板块,积极 引导投资者参与"ETF投教答题"活动,全面普及ETF知识。截至目前,"ETF投资一点通"板块浏览量已达1 3 . 4 万人次,答题参与人数已达6 . 5万人次。 5月1 4日,招商证券国家级投教基地走进暨南大学深圳校区,开展《ETF:指数投资大浪潮》讲座,普及指数 投资知识,解析ETF运作机制及全球指数投资发展脉络。5月1 5日,招商证券国家级投教基地联合上海证券交 易所、鹏华基金,开展"ETF大讲堂"线上直播讲座。招商证券财富管理部赵峙淳在讲座中介绍,ETF通过复制 标的指数构建投资组合,紧密 ...
广西5·15全国投资者保护宣传日活动成功举办
Zheng Quan Shi Bao Wang· 2025-05-15 13:45
为深入贯彻中国证监会投资者保护工作部署,5月15日,在第七个"5 15全国投资者保护宣传日"之际, 由广西证券期货基金业协会、广西上市公司协会指导、国海证券投资者教育基地(国家级)、平安证券 投资者教育基地(广西)、国投证券投资者教育基地(广西)、国泰海通证券投资者教育基地(广西) 联合举办的"广西5·15全国投资者保护宣传日暨投教民歌嘉年华活动"在南宁举行。 广西证监局党委委员、副局长彭艳雯,广西证券期货基金业协会秘书长、广西上市公司协会副会长黄金 新出席活动并致辞,广西证券期货基金业协会会长覃力、广西证监局法治处负责人以及相关业务处室监 管干部和各投教基地负责人出席活动。活动将专业投教知识融入民族特色表演与趣味互动,现场吸引了 上百名市民游客和投资者参与。 广西证券期货基金业协会、广西上市公司协会负责人在致辞中表示,投资者是资本市场的重要基石,加 强投资者保护,是资本市场全面深化改革的关键内容,也是资本市场践行"以人民为中心"的发展思想。 强调协会将坚定不移贯彻落实国务院办公厅《关于进一步加强资本市场投资者保护工作的意见》,在广 西证监局的指导下,不断完善投教投保工作体系机制,推动行业机构构建"大投保"格 ...
星火忆征程 投教践初心 江西辖区“5·15全国投资者保护宣传日”系列活动成功举办
Zheng Quan Shi Bao Wang· 2025-05-15 13:43
Group 1 - The core viewpoint emphasizes the integration of red financial culture into investor education and protection initiatives in Jiangxi province, aiming to enhance investor awareness and promote rational investment practices [1][2][3] - Jiangxi Securities Regulatory Bureau, in collaboration with local governments, organized a series of educational activities for the "5·15 National Investor Protection Day," featuring interactive sessions and exhibitions to educate new investors on financial knowledge [1] - The activities included a main event in Jinggangshan and sub-events in ten cities, showcasing local red resources and promoting unique educational themes tailored to each city [1] Group 2 - The Jiangxi Securities Regulatory Bureau partnered with local universities to host creative competitions and exhibitions that blend artificial intelligence with red financial culture, targeting youth to instill a sense of financial responsibility [2] - A series of financial knowledge lectures were conducted in universities to enhance students' financial literacy and risk prevention skills, integrating revolutionary ideals with innovative thinking [2] - The bureau initiated a skills competition for investment advisors to improve their capabilities and promote rational and long-term investment philosophies among investors [3] Group 3 - The Jiangxi Securities Regulatory Bureau guided the launch of a themed interview program on "Red Finance," featuring discussions on the historical significance and contemporary value of red finance, aimed at fostering a deeper understanding of its impact on capital market development [3] - A competition for educational materials and activities related to investor education was organized, with winning entries showcased on various platforms to further promote investor awareness [3] - The bureau plans to continue its efforts in investor protection education, advocating for rational, value-based, and long-term investment strategies through collaborative initiatives [3]
陕西辖区“5·15全国投资者保护宣传日”系列活动启动
Zheng Quan Shi Bao Wang· 2025-05-15 12:58
陕西证券期货业协会、陕西上市公司协会及行业纠纷调解中心对辖区2024年度投资者教育、投资者关系 管理、证券期货纠纷调解方面表现突出的会员单位、律师事务所及个人进行表彰。陕西证券期货行业纠 纷调解中心向2家市场主体成立的调解工作室授牌。 5月15日,陕西证监局组织辖区行业协会和市场主体在西安市举办2025年"5·15全国投资者保护宣传 日"系列活动启动仪式,陕西省委金融办、陕西金融监管局、西安市公安局莲湖分局相关负责同志出席 活动,辖区部分上市公司、证券期货经营机构、中介服务机构等百余名人员参会。 陕西证监局相关负责同志指出,过去一年陕西证监局坚决贯彻落实证监会投资者保护工作部署,牢固树 立投资者是市场之本的工作理念,通过完善内部机制,强化监管协同,围绕全面深化资本市场改革重点 工作和辖区实际,构建"事前教育、事中监管、事后救济"的全流程投保工作机制,持续深化诉源治理和 多元纠纷化解工作机制,推动畅通投资者维权救济渠道,综合施策提升辖区投资者保护工作质效,构建 良好资本市场投融资生态,服务经济社会高质量发展。 辖区各行业机构统一行动,以"智造赋能投教 智慧守护权益"为主题,在西安市大唐西市广场开展投教 户外宣传 ...
行动方案发布后的首个投教日!各大公募如何守护投资者的“钱袋子”
Bei Jing Shang Bao· 2025-05-15 12:58
Core Viewpoint - The "5.15 National Investor Protection Day" emphasizes the importance of investor education and protection, particularly following the release of the "Action Plan for Promoting the High-Quality Development of Public Funds" by the China Securities Regulatory Commission (CSRC) [1][3] Group 1: Investor Education Activities - The CSRC organized activities for the "5.15 National Investor Protection Day," with multiple public funds launching live broadcasts focusing on recent market trends and investor pain points [1][3] - Various public funds, including Huatai-PB Fund and Bosera Fund, participated in live streaming events, discussing topics such as investment strategies and asset allocation [3][4] - The live broadcasts addressed popular sectors like the pharmaceutical industry, suggesting that investors consider systematic investment plans in innovative drug funds [4] Group 2: Focus on Investor Protection - The Supreme People's Court and CSRC jointly released the "Guiding Opinions on Strict and Fair Law Enforcement and Judicial Services to Ensure the High-Quality Development of the Capital Market," which includes 23 opinions focused on investor protection and market regulation [3] - The emphasis on investor protection is expected to continue, with a focus on maintaining investor interests and addressing their concerns through improved service quality and efficiency [7] Group 3: Offline Education Initiatives - Offline investor education activities are gaining traction, with public funds conducting sessions in communities and campuses, focusing on financial fraud prevention and risk awareness [6] - Initiatives like "Protecting Financial Rights and Interests" and "Enhancing Awareness Against Financial Fraud" were highlighted in community events [6] - Financial platforms are also engaging in educational activities, offering interactive experiences to help users understand investment processes [6]
深圳证监局:让投资者保护“看得见”“摸得着”“靠得住” 构建资本市场投资者保护新格局
Zheng Quan Ri Bao Wang· 2025-05-15 12:50
Core Viewpoint - The China Securities Regulatory Commission (CSRC) emphasizes the importance of protecting investors, especially small and medium-sized investors, as a core task and political responsibility of the capital market [1] Group 1: Investor Protection Initiatives - The CSRC plans to enhance investor protection mechanisms and build trust in the capital market through collaboration with various stakeholders [1] - The Shenzhen Securities Regulatory Bureau has implemented measures to improve investors' sense of gain, trust, safety, fairness, and happiness [1] Group 2: Financial Returns to Investors - In 2024, listed companies in Shenzhen distributed cash dividends amounting to 2,308 billion yuan, which is ten times the amount raised through equity financing [2] - A total of 271 listed companies in Shenzhen announced cash dividends of 1,762 billion yuan for 2024, with a payout ratio of 39.40% [2] - The Shenzhen Securities Regulatory Bureau encourages stock buybacks, with 251 companies conducting buybacks totaling nearly 15 billion yuan in 2024 [2] Group 3: Regulatory Actions and Enforcement - In 2024, over half of the enforcement cases in Shenzhen involved violations of information disclosure, resulting in penalties totaling 152 million yuan [3] - The bureau has initiated criminal proceedings in 8 cases and has seen 14 cases prosecuted, with 8 resulting in criminal sentences [3] Group 4: Dispute Resolution and Investor Education - The Shenzhen Securities and Futures Industry Dispute Mediation Center has successfully mediated 3,668 cases since its establishment, with a success rate of 56% [4] - The bureau has organized over 55,000 investor education activities in 2024, focusing on key demographics [4] Group 5: Future Outlook - The Shenzhen Securities Regulatory Bureau aims to continue innovating and optimizing investor protection measures to ensure a stable and healthy capital market [5]
吉林证监局:践行金融为民理念 筑牢投资者保护防线
Zheng Quan Ri Bao Wang· 2025-05-15 12:45
三是深度融合,提升投教宣传活动维度。吉林证监局将"5.15投资者保护宣传日"活动与"防范非法证券 期货基金宣传月""民法典宣传月"等工作深度融合,引导理性投资,护航幸福生活。吉林证监局联合北 京证券交易所开展"直达服务行千里理性投资进万家"投教活动,走进社区、投教基地与投资者面对面座 谈交流,传递理性投资理念;与大连商品交易所合作举办"中小同行——助力客户成长,守护市场初 心"投资者教育专项活动,为中小投资者普及期货品种基础知识,讲解非法证券期货活动识别与防范, 充分提示风险。 四是注重实效,营造浓厚宣教氛围。吉林证监局督导辖区市场主体以投资者实际需求为导向,创新宣传 模式,切实保障投教宣传扎实有效。一方面创新活动形式,联合当地文旅部门开展"5.15投资者保护"相 关活动,传递长期投资理念。另一方面发挥专业优势,线上线下(300959)同频共振,上市公司通过营 业场所LED屏、商圈广告屏、高速路口大屏幕等渠道播出"5.15全国投资者保护宣传日"宣传语,证券期 货经营机构、投教基地通过举办培训讲座、开设报刊电台专栏、互动直播等方式,普及宣传新"国九 条"等国家政策及法律法规基础知识,引导投资者理性投资。此外,积 ...
吉林证监局:注重宣教工作实效 持续构建投资者保护新格局
Zhong Zheng Wang· 2025-05-15 12:41
将"5·15全国投资者保护宣传日"活动与"防范非法证券期货基金宣传月""民法典宣传月"等活动深度 融合,引导理性投资,护航幸福生活;联合北京证券交易所开展"直达服务行千里、理性投资进万家"投 教活动,走进社区、投教基地与投资者面对面座谈交流,传递理性投资理念;与大连商品交易所合作举 办"中小同行—助力客户成长,守护市场初心"投资者教育专项活动,为中小投资者普及期货品种基础知 识,讲解非法证券期货活动识别与防范,充分提示风险。 认真总结近年来辖区投资者保护、投教基地建设、投教宣传和纠纷调解等方面的工作成果,制作微 视频在长春欧亚卖场大屏幕循环播放,并在活动现场放置《站稳人民立场 践行金融为民》宣传展板, 从不同角度积极展示投保工作丰硕成果,进一步提升投资者获得感和认同感,强化投资者信心。 中证报中证网讯(记者 宋维东)在"5·15全国投资者保护宣传日"之际,吉林证监局按照证监会统一 部署,积极组织辖区市场主体认真开展系列活动,深入贯彻中央金融工作会议精神,全面落实新"国九 条",有效保护投资者合法权益。 吉林证监局坚持以投资者为本,积极构建多部门联动投保新格局,联合国家金融监督管理总局吉林 监管局,组织辖区银行 ...