北京金诚同达律师事务所 关于 北方华创科技集团股份有限公司 股票期权激励计划 行权期行权条件成就及注销部分期权、调整行权价 格相关事项的 法律意见书 金证法意2025字 0707 第 0628 号 中国北京市建国门外大街1号国贸大厦A座十层 100004 电话：010-5706 8585 传真：010-8515 0267 金诚同达律师事务所 法律意见书 北京金诚同达律师事务所 关于北方华创科技集团股份有限公司 股票期权激励计划 行权期行权条件成就及注销部分期权、调整行权价格相关事项 的法律意见书 金证法意2025字 0707 第 0628 号 致：北方华创科技集团股份有限公司 北京金诚同达律师事务所（以下简称"本所"）接受北方华创科技集团股份 有限公司（以下简称"北方华创"或"公司"）的委托，担任北方华创 2022 年股 票期权激励计划（以下简称"2022 年激励计划"）与 2024 年股票期权激励计划 （以下简称"2024 年激励计划"）的特聘专项法律顾问，就公司 2024 年激励计 划股票期权调整行权价格及数量，并就 2022 年激励计划第二个行权期行权（以 下简称"本次行权"）及注销部分期权（以下简称" ...

（一）2022 年股票期权激励计划已履行的决策程序和批准情况 第十五次会议，审议通过了《关于〈北方华创科技集团股份有限公司 2022 年股票 期权激励计划（草案）〉及其摘要的议案》《关于〈北方华创科技集团股份有限 公司 2022 年股票期权激励计划实施考核管理办法〉的议案》，具体内容详见 2022 年 6 月 13 日披露于巨潮资讯网（www.cninfo.com.cn）的《第七届董事会第十九 次会议决议公告》等相关披露文件。 证券代码：002371 证券简称：北方华创 公告编号：2025-045 北方华创科技集团股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或者重大遗漏。 北方华创科技集团股份有限公司（以下简称"公司"）于 2025 年 7 月 7 日召 开的第八届董事会第二十五次会议、第八届监事会第十五次会议审议通过了《关 于调整公司股权激励计划股票期权行权价格及数量的议案》，现将有关事项公告 如下： 一、 股权激励计划的决策程序和批准情况 科技集团股份有限公司实施 2022 年股票期权激励计划的批复》（京电控绩效字 2022134 号），同意公司实施 ...

Core Points - The Supervisory Board of Huahai Qingke Co., Ltd. has reviewed the first vesting list of the 2023 restricted stock incentive plan and confirmed that 231 incentive objects meet the eligibility criteria as per relevant laws and regulations [1][2] - A total of 939,134 shares of restricted stock will be granted to the eligible 231 incentive objects, which aligns with the provisions of the management measures and the company's incentive plan draft [2] Summary by Sections - **Eligibility of Incentive Objects** - Out of the initial group, 26 individuals were disqualified due to resignation or voluntary withdrawal, leaving 231 eligible incentive objects [1] - The eligibility of these 231 individuals complies with the Company Law and Securities Law, confirming their legal and valid status as incentive objects [1] - **Stock Grant Details** - The total number of restricted stocks to be granted to the eligible incentive objects is 939,134 shares [2] - The decision to grant these shares does not harm the interests of the company or its shareholders, adhering to the relevant regulations [2]

Group 1 - The company announced the cancellation of 174,750 stock options from the 2022 stock option incentive plan due to 16 employees leaving and 3 failing to meet performance criteria [1][2] - After the cancellation, the number of incentive recipients in the 2022 stock option plan will be adjusted from 805 to 789, and the total number of stock options granted will decrease from 10,090,125 to 9,915,375 [1][2] - The board approved adjustments to the exercise prices and quantities of stock options in both the 2022 and 2024 incentive plans, with significant reductions in exercise prices [2][3] Group 2 - The exercise price for the first grant of the 2022 stock option plan was adjusted from 159.00 CNY to 116.99 CNY, and the number of unexercised options increased from 7,399,500 to 9,989,325 [2] - The exercise price for the reserved portion of the 2022 stock option plan was adjusted from 156.27 CNY to 114.97 CNY, with unexercised options increasing from 2,021,325 to 2,728,788 [2] - The exercise price for the 2024 stock option plan was adjusted from 190.59 CNY to 140.39 CNY, with unexercised options increasing from 9,137,300 to 12,335,355 [2]

Core Viewpoint - The article highlights the significant advancements made by domestic semiconductor equipment manufacturers, particularly in the field of thin film deposition equipment, which has reached international leading levels, while acknowledging the existing gap in lithography technology compared to global leaders like ASML [1][4]. Group 1: Breakthrough Direction and Market Dynamics - In 2010, the domestic semiconductor equipment market was dominated by international giants, with over 90% market share, prompting companies like拓荆科技 to focus on PECVD equipment as a breakthrough point due to its large market scale [3][4]. - The push for domestic substitution policies has led to unprecedented support for local semiconductor equipment suppliers, with expectations for domestic wafer production capacity to double by 2027 [4][5]. - The ongoing geopolitical tensions have accelerated the push for domestic semiconductor equipment localization, benefiting the equipment sector in the medium to long term [5][6]. Group 2: Technological Advancements and Milestones - In 2011,拓荆科技 produced its first 12-inch PECVD equipment, marking a significant milestone in China's semiconductor equipment development [6][8]. - By 2015, the PF-300T PECVD equipment had achieved over 10,000 wafers processed at中芯国际, validating the reliability of domestic equipment for large-scale production [8][9]. - The company has successfully developed a comprehensive technology system covering PECVD, ALD, and SACVD, with a strong focus on R&D, resulting in over 1,200 patents filed [12][13]. Group 3: Industry Ecosystem and Collaboration - The collaboration between various entities, including national research institutions and leading semiconductor manufacturers, has been crucial for the success of domestic equipment suppliers like拓荆科技 [27][28]. - The domestic semiconductor equipment industry has seen a significant increase in localization rates, projected to reach 50% by 2025-2026, compared to less than 5% in 2010 [28][29]. - The competitive landscape among domestic manufacturers is robust, with companies like北方华创 and中微公司 also making strides in different technology routes [29][30]. Group 4: Market Trends and Future Outlook - The global semiconductor equipment market is expected to grow significantly, with the thin film deposition equipment market projected to reach $34 billion by 2025, driven by advancements in storage chips and packaging technologies [30][31]. - The rise of three-dimensional integration technologies is anticipated to create new revenue streams for companies like拓荆科技, with a projected market size of nearly 30 billion yuan in the next five years [31].

市场人士王章亮认为，若量能不足，后续或回踩10日均线3430点。具体板块方面，关注半导体设备 龙头及材料环节。AI硬件与消费电子也可关注，苹果折叠屏研发催化产业链，叠加15%的AI眼镜补 主力资金早间净流入计算机、基础化工等板块，净流出银行、电子等板块。 具体到个股来看，华峰超纤、海联金汇、华银电力获净流入8.46亿元、7.97亿元、7.95亿元。 净流出方面，贵州茅台、宁德时代、中国神华遭抛售6.29亿元、4.03亿元、3.69亿元。 机构观点 2025.07. 07 作者 | 一财资讯 截至午盘，沪指报3465.05点，跌0.21%，深成指报10434.83点，跌0.7%，创业板指报2129.34 点，跌1.25%。 盘面上，跨境支付、稳定币概念股走强，电力股表现活跃，中船系、多元金融、房地产、足球概念涨 幅居前；CPO、机器人、消费电子、创新药等板块走弱。 全市场近3000股上涨。 | 板块名称 | 老人都是 | | | --- | --- | --- | | 中船系 | +3.30% | +0.12% | | 2025中报"网博 | +2.64% | +0.04% | | 电力 | +2.54% | ...

Core Insights - The report from Guohai Securities highlights a significant gap between China's lithography technology and the global advanced level, with the third phase of the National Integrated Circuit Industry Investment Fund focusing on supporting domestic enterprises and key technological bottlenecks [1] - The lithography machine is identified as a core device in chip manufacturing, with critical indicators including resolution, depth of focus, overlay accuracy, and yield [1] - The report recommends focusing on core components and processing equipment related to lithography machines, including light sources, illumination, objectives, and worktables [1] Industry Overview - The lithography industry has key barriers related to core components, which include light sources, illumination, objectives, worktables, and alignment systems, with EUV lithography machines having distinct characteristics [2] - The global lithography machine market is projected to reach $29.37 billion by 2025, with specific market sizes for illumination + objectives, light sources, worktables, and other components estimated at $4.78 billion, $2.86 billion, $2.15 billion, and $4.52 billion respectively [2] - The EUV lithography machine market is expected to reach $9.6 billion by 2025, with its components' market sizes estimated at $1.55 billion, $1.26 billion, $0.70 billion, and $1.15 billion for illumination + objectives, light sources, worktables, and other components respectively [2] Competitive Landscape - The success of ASML in the lithography machine market is attributed to technological innovation and industry collaboration, with a global supply chain involving key partners such as Zeiss, Cymer, Gigaphoton, TRUMPF, and Leibao [3] - ASML's acquisition of Cymer, a leader in the global lithography light source market, underscores the importance of strategic partnerships in the industry [3]

Group 1 - The core viewpoint highlights the domestic focus on "anti-involution" and the international attention on the US "Big and Beautiful" bill, which is expected to improve market expectations and alleviate recession concerns [1][4] - In China, major industries such as photovoltaic glass and cement are implementing production cuts and policy measures to stabilize growth and promote high-quality development [1] - The US "Big and Beautiful" bill is projected to positively impact economic growth in 2026 and 2027, with a deficit rate increase of over 1 percentage point compared to a scenario without the bill [1] Group 2 - The June PMI data indicates an improvement in market demand, with manufacturing PMI at 49.7%, up 0.2 percentage points from May, while the service sector PMI slightly decreased to 50.1% [1] - The construction sector shows significant activity, with the construction PMI rising to 52.8%, reflecting a 1.8 percentage point increase from May [1][2] - Employment data from the US shows a non-farm payroll increase of 147,000 in June, surpassing market expectations, which may reduce the necessity for short-term interest rate cuts by the Federal Reserve [4] Group 3 - The current economic environment presents a favorable outlook for A-shares, with improving supply-demand dynamics, easing US-China tariff issues, and positive market sentiment leading to the Shanghai Composite Index nearing 3500 points [6] - A recommended investment strategy includes a "dividend + technology" approach, focusing on dividend sectors like coal and consumption, alongside technology growth sectors such as semiconductor equipment and innovative pharmaceuticals [7]

Summary of Conference Call Records Company and Industry Overview - **Company**: 盛美上海 (ACMR) - **Industry**: Semiconductor Equipment Key Points and Arguments Industry Insights - Global semiconductor equipment spending is projected to reach **$117.1 billion** in 2024, with China leading at **$49.6 billion**, a **35%** year-on-year increase [2][4] - By 2026, China's **300mm wafer capacity** is expected to account for **26%** of global capacity, with domestic self-sufficiency projected to reach **26.6%** by 2027 [2][5] - The semiconductor cleaning process is critical, accounting for over **30%** of all chip manufacturing steps, with increasing complexity driving demand for advanced cleaning technologies [15] Company Performance - 盛美上海 is a leading domestic player in semiconductor cleaning and plating equipment, with a **7%** global market share, ranking fifth worldwide [3][17] - Revenue for 2024 is projected at **5.6 billion yuan**, a **49%** increase year-on-year, with a compound annual growth rate (CAGR) of **54%** from 2020 to 2024 [12] - The company aims for revenue between **6.5 billion to 7.1 billion yuan** in 2025, reflecting a **16% to 26%** growth [3] Technological Innovations - The company has developed the **SUBS Tibo ultrasonic cleaning technology**, suitable for processes at **28nm** and below, aiming to cover over **95%** of cleaning needs [2][6] - New product lines include high-temperature single wafer SPM and single wafer slot combination cleaning technologies [2][6] - The introduction of **plasma-enhanced chemical vapor deposition (PECVD)** equipment is expected to enhance processing capabilities while reducing footprint [11] Market Strategy - 盛美上海 is expanding its product portfolio to include five major series: cleaning, plating, advanced packaging wet processes, vertical furnace tubes, and coating development [2][7] - The company plans to capture **55% to 60%** of the domestic machine equipment market [4][17] - Continuous investment in R&D has increased from **140 million yuan** in 2020 to **729 million yuan** in 2024, enhancing its competitive edge [14] Financial Projections - Revenue forecasts for cleaning equipment are **4.8 billion**, **5.3 billion**, and **5.7 billion yuan** for 2025-2027, respectively [26] - Other semiconductor equipment revenues are projected at **1.6 billion**, **2.2 billion**, and **2.8 billion yuan** for the same period [26] - Advanced packaging wet process equipment is expected to generate revenues of **320 million**, **380 million**, and **460 million yuan** [26] Important but Overlooked Content - The company has a strong leadership team, with founder Dr. Wang Hui holding an **81%** stake in ACMR, providing stability and direction for technological advancements [8] - The company has successfully reduced reliance on major clients from over **80%** in 2020 to around **50%** in 2024, indicating improved supply chain stability [13] - Risks include potential downturns in downstream demand, increased domestic competition, and the impact of policy changes on operations [27][28] This summary encapsulates the key insights from the conference call, highlighting the company's strategic positioning, financial performance, and market dynamics within the semiconductor equipment industry.

第一章 总则 第一条 为确立北京屹唐半导体科技股份有限公司（以下简称公司或本公司） 的法律地位，维护公司、股东、职工和债权人的合法权益，规范公司的组织和行 为，根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和 国证券法》（以下简称《证券法》）等有关法律、行政法规、部门规章和规范性 文件的规定，制定本章程。 第二条 公司系依照《公司法》和其他有关法律、法规及规定成立的股份有限 公司。 第三条 公司系以发起设立的方式经北京屹唐半导体科技有限公司按原账 面净资产值折股整体变更的股份有限公司，承继原北京屹唐半导体科技有限公司 的全部资产、负债和业务，有限责任公司原有股东即为公司的发起人。公司在北 京经济技术开发区市场监督管理局注册登记，并依法取得营业执照，统一社会信 用代码为 91110302MA002X200A。 第四条 公司于【*】年【*】月【*】日经上海证券交易所同意并经中国证券 监督管理委员会（以下简称中国证监会）注册，首次向社会公众发行人民币普通 股【*】股，于【*】年【*】月【*】日在上海证券交易所科创板上市。 第五条 公司注册名称：北京屹唐半导体科技股份有限公司 英文名称：Beijin ...