登录新浪财经APP 搜索【信披】查看更多考评等级 保荐人本次持续督导培训的工作过程中，公司积极予以配合，保证了培训工作的有序进行，达到了良好 效果。 四、本次培训的结论 根据《证券发行上市保荐业务管理办法》《深圳证券交易所上市公司自律监管指引第13号一一保荐业 务》《深圳证券交易所上市公司自律监管指引第2号一一创业板上市公司规范运作》要求，国泰海通证 券股份有限公司（以下简称"国泰海通"）作为吉林省西点药业科技发展股份有限公司（以下简称"西点 药业"或"公司"）首次公开发行股票并在创业板上市的保荐机构，对公司进行了2025年度持续督导培 训，报告如下： 一、本次培训的基本情况 （六）培训对象：公司控股股东及实际控制人、董事、高级管理人员、部分关键岗位人员 本次培训前，国泰海通编制了培训材料，并提前要求西点药业参与培训的相关人员了解培训相关内容。 二、本次培训的主要内容 本次培训的主要内容为上市公司规范运作及近期处罚案例分析，通过演示培训讲义、解读法规条文及案 例分析、解答培训对象的问题等形式，加深了培训对象对资本市场监管政策、上市公司规范运作要求的 理解与认识。 三、上市公司的配合情况 通过本次培训，公司相关 ...

Group 1 - The core viewpoint of the news highlights the increasing trend of share buybacks among securities firms, indicating management confidence in future growth [1] - Zhongtai Securities announced a share buyback plan with a total amount ranging from RMB 300 million to 500 million, aimed at reducing registered capital [1] - Caitong Securities also proposed a buyback plan with a total funding of RMB 150 million to 300 million, intended to maintain company value and shareholder rights [1] Group 2 - Public fund institutions have invested over RMB 1 billion in self-purchases this year, with equity funds being the main focus [2] - As of April 8, 2025, public funds have made 95 self-purchase transactions totaling RMB 1.194 billion, with stock funds accounting for 47.85% of the total [2] - The frequent self-purchases in equity and mixed funds reflect a strong confidence in the long-term stability of the Chinese capital market [2] Group 3 - Stock ETFs have attracted over RMB 178 billion in just two days, indicating a significant influx of capital into the A-share market [3] - On April 8, stock ETFs saw a net inflow of RMB 111.78 billion, surpassing the previous record set in October 2022 [3] - The substantial inflow into broad-based ETFs, particularly those tracking major indices, suggests increased investor interest in large-cap stocks [3] Group 4 - Zhongyou Securities announced the resignation of Chairman Guo Chenglin, with General Manager Gong Qihua temporarily assuming the role [4] - The personnel change is described as a normal adjustment, with potential implications for the company's strategic direction under new leadership [5]

智通财经4月10日电，国泰海通证券研报表示，免税店所销售的免税商品包括按规定免征关税、进口环 节增值税、消费税的进口商品和实行退（免）增值税、消费税进入免税店销售的国产商品。在关税提高 的背景下，短期内有税和免税价差有望扩大，原产地为美国的进口商品销售有望向免税渠道倾斜。同 时，原产地为美国的进口商品销售收入占公司总收入比例为个位数，即使后续加征关税也对公司经营无 大影响。 国泰海通证券：关税政策扰动 免税行业有望潜在受益 ...

Core Viewpoint - Multiple securities firms are expected to report strong performance in the first quarter of 2025, driven by significant growth in wealth management, investment trading, and investment banking businesses [2][3][4]. Group 1: Earnings Forecasts - Galaxy Securities anticipates a net profit of 27.73 billion to 31 billion yuan for Q1 2025, representing a year-on-year increase of 70% to 90% [3]. - CITIC Securities expects a net profit of approximately 65.45 billion yuan for Q1 2025, reflecting a growth of around 32% year-on-year [4]. - Guotai Junan forecasts a net profit of 112.01 billion to 124.45 billion yuan for Q1 2025, with an expected increase of 350% to 400% year-on-year [4][5]. - Industrial Securities reported a revenue of 27.92 billion yuan for Q1 2025, up 17.48% year-on-year, and a net profit of 5.16 billion yuan, increasing by 57.32% [6]. - Dongwu Securities projects a net profit of 9.12 billion to 10.03 billion yuan for Q1 2025, indicating a growth of 100% to 120% year-on-year [7]. Group 2: Business Growth Drivers - The growth in net profits for these firms is primarily attributed to substantial increases in wealth management and investment trading revenues [4][5][6]. - Guotai Junan's profit growth is also linked to the absorption merger that generated negative goodwill, enhancing its competitive position in core business areas [5]. - The overall market activity has improved, leading to expectations of better-than-expected earnings reports from securities firms [8]. Group 3: Share Buybacks - Several securities firms are initiating share buyback programs to boost market confidence, including Guojin Securities, which plans to repurchase shares worth between 50 million and 100 million yuan [8][9]. - Guotai Junan has proposed a buyback plan with a total fund of 1 billion to 2 billion yuan to enhance shareholder value [9]. - Dongfang Securities intends to repurchase A-shares with a budget of 250 million to 500 million yuan, further indicating a trend among firms to stabilize their stock prices [9].

登录新浪财经APP 搜索【信披】查看更多考评等级 证券代码：601211 证券简称：国泰君安 公告编号：2025-048 国泰海通证券股份有限公司 关于董事长提议回购公司A股股份的提示性公告 公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的 真实性、准确性和完整性承担法律责任。 国泰海通证券股份有限公司（以下简称本公司或公司）于2025年4月7日收到公司董事长朱健先生（以下 简称提议人）《关于提议国泰海通证券股份有限公司回购公司A股股份的函》，具体内容如下： 一、提议人的基本情况及提议时间 1、提议人：公司董事长朱健先生 2、提议时间：2025年4月7日 二、提议回购股份的原因和目的 为维护公司全体股东利益，增强投资者信心，稳定及提升公司价值，基于对公司未来发展的信心，公司 董事长朱健先生提议公司通过集中竞价交易方式回购部分公司股份，回购的股份将用于维护公司价值及 股东权益。 三、提议内容 1、回购股份的种类：公司发行的人民币普通股（A股）股票。 2、回购股份的用途：为维护公司价值及股东权益所必需。 3、回购股份的方式：通过上海证券交易所交易系统以集中竞价交易方式进行 ...

步科股表示，公司本次向特定对象发行A股股票事项尚需获得中国证券监督管理委员会作出同意注册的 决定后方可实施。公司将根据该事项的进展情况及时履行信息披露义务，敬请广大投资者注意投资风 险。 中国经济网北京4月8日讯 步科股份(688160.SH)昨日晚间发布公告称，公司于2025年4月7日收到上海证 券交易所出具的《关于上海步科自动化股份有限公司向特定对象发行股票的交易所审核意见》，具体意 见为，"上海步科自动化股份有限公司向特定对象发行股票申请符合发行条件、上市条件和信息披露要 求。本所将在收到你公司申请文件后提交中国证监会注册。" 根据步科股份于2024年12月28日披露的2023年度向特定对象发行A股股票募集说明书（修订稿），本次 向特定对象发行募集资金总金额不超过46,500.00万元（含本数），本次募集资金总额在扣除发行费用后 的净额将用于智能制造生产基地建设项目。 步科股份本次发行的股票数量按照募集资金总额除以发行价格确定，同时本次发行股票数量不超过 25,200,000股（含本数），且不超过本次发行前公司总股本的30%，最终发行数量上限以中国证监会同 意注册的发行数量上限为准。 步科股份本次向特定 ...

Group 1 - Guotai Junan will change its A-share stock name to Guotai Haitong starting April 11, 2025, following the approval of a merger with Haitong Securities [1] - The name change signifies a deep integration between the two brokerages, potentially enhancing overall competitiveness [1] - Market will focus on the synergistic effects and business integration post-merger, which may influence stock prices and the brokerage sector [1] Group 2 - Significant inflow of funds into ETFs, with a net inflow of over 49 billion yuan in a single day, indicating strong market support [2] - Major contributors include Huatai-PineBridge CSI 300 ETF and E Fund CSI 300 ETF, which received net inflows of 17.564 billion yuan and 9.2 billion yuan respectively [2] - This influx of capital is expected to stabilize the stock market and enhance investor confidence [2] Group 3 - Public funds have distributed nearly 68 billion yuan in dividends this year, reflecting robust performance and a strong willingness to return profits to investors [3] - Leading fund companies in terms of total dividends include Huaxia Fund, Bank of China Fund, and E Fund, with distributions of 4.727 billion yuan, 4.478 billion yuan, and 4.175 billion yuan respectively [3] - The trend of large-scale dividends may influence the asset size of related fund products and the overall service quality in the public fund industry [3] Group 4 - Zhongtai Securities has received approval to issue company bonds totaling up to 20 billion yuan, enhancing its capital strength [4] - This move is expected to expand business scale and improve market competitiveness [4] - The approval reflects regulatory support for market financing functions, which may boost market confidence and stability [4]

登录新浪财经APP 搜索【信披】查看更多考评等级 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容 的真实性、准确性和完整性承担法律责任。 重要内容提示： ● 变更后A股股票证券简称：国泰海通，A股股票证券代码"601211"保持不变 ● A股证券简称变更日期：2025年4月11日 一、公司董事会审议变更A股证券简称的情况 国泰海通证券股份有限公司（曾用名：国泰君安证券股份有限公司，以下简称"公司"）于2025年3月14 日召开第六届董事会第三十二次临时会议，审议通过《关于提请审议变更公司名称及证券简称的议 案》，同意公司A股证券简称由"国泰君安"变更为"国泰海通"，A股证券代码"601211"保持不变。具体 情况详见公司于2025年3月17日披露的《国泰君安证券股份有限公司关于拟变更公司名称、证券简称及 注册资本的公告》（公告编号：2025-034）。 二、公司A股证券简称变更的原因 公司换股吸收合并海通证券股份有限公司并募集配套资金暨关联交易事项（以下简称"本次交易"）已获 得中国证券监督管理委员会（以下简称"中国证监会"）《关于同意国泰君安证券股份有限公司吸收合 ...

Core Viewpoint - The merger of Guotai Junan and Haitong Securities marks the first major consolidation in the brokerage industry since the implementation of the new "National Nine Articles" policy, with significant attention on the new leadership and organizational structure of Guotai Haitong [2][3]. Leadership and Organizational Structure - Guotai Haitong has announced its leadership team, which includes former executives from both Guotai Junan and Haitong Securities. Zhu Jian, the former chairman of Guotai Junan, has been appointed as the chairman of Guotai Haitong, while Zhou Jie, the former chairman of Haitong Securities, serves as the vice chairman [3][6]. - The board of directors consists of 17 members, including 3 internal directors and 6 independent directors, with a mix of leadership from both legacy firms [6]. - The new leadership structure emphasizes the inclusion of younger executives who have risen through the ranks, reflecting a pragmatic and market-oriented approach to talent management [4][7]. Organizational Optimization - Guotai Haitong has restructured its organization to include 7 business or management committees and 41 headquarters departments, aiming to enhance customer service capabilities and overall strength [8]. - The new organizational framework focuses on creating a strong front office, a professional middle office, and an efficient back office, with an emphasis on customer-centric solutions and resource optimization [8]. Name Change and Regulatory Compliance - The company has officially changed its name from "Guotai Junan Securities Co., Ltd." to "Guotai Haitong Securities Co., Ltd." and has completed the necessary registration and licensing updates [10]. - The company has obtained a new business license and is in the process of applying for changes to its A-share and H-share listings, ensuring a smooth transition in business operations [10].

Core Points - Guotai Haitong Securities Co., Ltd. was established on August 18, 1999, through the merger of Guotai Securities Co., Ltd. and Junan Securities Co., Ltd. [2][3] - The company was approved by the China Securities Regulatory Commission (CSRC) and is registered in Shanghai with a registered capital of RMB 17,629,708,696 [6][12]. - The company issued 1,525,000,000 A shares on June 26, 2015, and 1,040,000,000 H shares on April 11, 2017 [3][12]. - As of March 14, 2025, the total number of shares is 17,629,708,696, with A shares accounting for 80.11% and H shares for 19.89% [12]. Company Structure and Governance - The company operates under a dual leadership system where the Party Committee plays a significant role in decision-making alongside the Board of Directors [7][11]. - The company emphasizes compliance, integrity, and innovation as part of its operational philosophy [13]. - The company has established a comprehensive internal control mechanism to manage and mitigate risks related to integrity and compliance [14]. Share Issuance and Management - The company issues shares in accordance with principles of openness, fairness, and justice, ensuring equal rights for all shareholders [10]. - The shares have a nominal value of RMB 1 each, and the company can issue different types of shares as authorized by the State Council [10][12]. - The company has provisions for increasing capital through public offerings, private placements, and other methods as approved by shareholders [28][29]. Shareholder Rights and Responsibilities - Shareholders have rights to dividends, voting, and participation in company decisions based on their shareholdings [22][53]. - The company has mechanisms in place for shareholders to propose agenda items for meetings and to participate in decision-making processes [28][30]. - Shareholders are required to comply with laws and regulations, and any violations may result in restrictions on their rights [25][62].