对外担保决策制度 第一章 总则 第一条 为规范苏州绿的谐波传动科技股份有限公司（以下简称"公司"）对 外担保管理，控制公司经营风险，根据《中华人民共和国公司法》《中华人民共 和国民法典》并参照《上海证券交易所科创板股票上市规则》《中华人民共和国 证券法》《上海证券交易所科创板股票上市规则》《上市公司监管指引第8号—— 上市公司资金往来、对外担保的监管要求》等有关法律、法规、规范性文件及《苏 州绿的谐波传动科技股份有限公司章程》（以下简称《公司章程》）的规定的有 关规定，特制订本制度。 第二条 本制度所称对外担保，是指公司为他人提供的担保，包括公司对控 股子公司的担保。 第三条 公司全体董事及高级管理人员应审慎对待和严格控制对外担保产生 的债务风险。 苏州绿的谐波传动科技股份有限公司 第四条 除另有规定外，公司对外提供担保，应当采取反担保等必要的防范 措施，且反担保的提供方应当具有实际承担能力。 第五条 本制度适用于公司及公司控股子公司。 第二章 对外担保的审批权限和程序 第六条 公司对外担保实行统一管理，原则上不为公司直接/间接控股子公司 以外的其他第三方担保。公司股东会和董事会是对外担保的决策机构，公司一切 ...

苏州绿的谐波传动科技股份有限公司 会计师事务所选聘制度 第一章 总 则 第一条 为进一步完善苏州绿的谐波传动科技股份有限公司（以下简称"公 司"）的选聘（含续聘、改聘，下同）会计师事务所的行为，切实维护股东利益， 提高审计工作和财务信息的质量，依据《中华人民共和国公司法》《国有企业、 上市公司选聘会计师事务所管理办法》《上海证券交易所科创板股票上市规则》 《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》等法律法 规、规范性文件和《苏州绿的谐波传动科技股份有限公司章程》（以下简称《公 司章程》）等有关规定，结合公司实际情况，制定本制度。 第二条 公司聘任会计师事务所对财务会计报告发表审计意见、出具审计报 告的行为，应当遵照本制度履行选聘程序。聘任会计师事务所从事除财务会计报 告审计之外的其他法定审计业务，视重要性程度可比照本制度执行。 第三条 公司聘用或者解聘会计师事务所，应当经董事会审计委员会（以下 简称"审计委员会"）审议同意后，提交董事会审议，并由股东会决定。 第四条 公司控股股东、实际控制人或第一大股东不得在公司董事会、股东 会审议前，向公司指定会计师事务所，不得干预审计委员会、董事会 ...

苏州绿的谐波传动科技股份有限公司 董事会秘书工作制度 第一章 总则 第一条 为了明确董事会秘书的职责权限，充分发挥董事会秘书的作用， 规范公司管理行为，提高公司管理效率，根据《中华人民共和国公司法》（以下 简称《公司法》）《中华人民共和国证券法》（以下简称《证券法》）《上海证 券交易所科创板股票上市规则》（以下简称《股票上市规则》）《上海证券交易 所科创板上市公司自律监管指引第 1 号——规范运作》等法律、行政法规及其他 规范性文件的规定，并根据《苏州绿的谐波传动科技股份有限公司章程》（下称 "《公司章程》"）的规定，特制定本制度。 第二条 董事会设董事会秘书。董事会秘书是公司高级管理人员，对公司和 董事会负责，承担法律、法规及《公司章程》对公司高级管理人员要求的义务， 享有相应的工作职权。 第二章 董事会秘书的任职资格 第三条 董事会秘书应当具有必备的专业知识和经验。 董事会秘书应当具备履行职责所必需的财务、管理、法律等专业知识，具有 良好的职业道德和个人品德，具有履行职责所必需的工作经验。有下列情形之一 的人士不得担任公司董事会秘书： 1、《公司法》等法律法规及其他有关规定，不得担任高级管理人员的情形； ...

苏州绿的谐波传动科技股份有限公司 董事会议事规则 苏州绿的谐波传动科技股份有限公司 董事会议事规则 第一章 总则 第一条 宗旨 为了进一步规范苏州绿的谐波传动科技股份有限公司（以下简称"公司"）董 事会的议事方式和决策程序，促使董事和董事会有效地履行职责，提高董事会规 范运作和和科学决策水平，充分发挥董事会的经营决策中心作用，根据《中华人 民共和国公司法》（以下简称《公司法》）和《苏州绿的谐波传动科技股份有限公 司章程》（以下简称"公司章程"）及其他有关法律法规规定，参照《上海证券交 易所上市公司董事会议事示范规则》制定本规则。 第二条 地位 公司设董事会，是公司的经营决策中心，董事会受股东会的委托，负责经营 和管理公司的法人财产，对股东会负责。 公司聘任董事会秘书，负责公司股东会和董事会会议的筹备、文件保管以及 公司股东资料管理等事宜。 第五条 董事会办公室 董事会下设董事会办公室，处理董事会日常事务。 第三条 组成人数 董事会由 9 名董事组成，其中 3 名为独立董事，1 名为职工董事。公司设董 事长 1 人，，副董事长 1 至 3 人，董事长、副董事长均由董事会以全体董事的过 半数选举产生。 第四条 董 ...

Core Insights - The company reported a revenue of 155 million yuan for Q3 2025, representing a year-on-year increase of 49.92% [1] - The net profit for Q3 2025 was 40.25 million yuan, showing a year-on-year growth of 81.19% [1] - For the first three quarters of 2025, the total revenue reached 407 million yuan, with a year-on-year increase of 47.36% [1] - The net profit for the first three quarters was 93.67 million yuan, reflecting a year-on-year growth of 59.21% [1] - The growth in performance is attributed to the company's technological accumulation and strategic layout, leading to synchronized growth in orders and production capacity [1]

Investment Rating - The report maintains an "Outperform" rating for the machinery sector, indicating a positive outlook compared to the market [1]. Core Views - The machinery sector continues to show resilience, with a focus on high-growth areas such as construction machinery, shipbuilding, robotics, and AIDC [1][5]. - The report highlights a market uptrend, with traditional sectors like mining and metallurgy machinery gaining attention due to favorable market sentiment [5]. Summary by Sections 1. Machinery Sector Performance - In October, the CITIC machinery sector declined by 0.32%, underperforming the CSI 300 index by 1.94 percentage points, ranking 19th among 30 CITIC primary industries [4][10]. - Key sub-sectors such as mining and metallurgy machinery, nuclear power equipment, and shipbuilding saw significant gains, with increases of 8.2%, 6.05%, and 4.92% respectively [4][10]. 2. Engineering Machinery - In September, excavator sales reached 19,858 units, a year-on-year increase of 25.4%, while loader sales were 10,530 units, up 30.5% [22][31]. - The report suggests that the engineering machinery sector is in a recovery phase, with leading companies expected to see performance improvements [43]. 3. Robotics - Industrial robot production in September was 76,287 units, reflecting a year-on-year growth of 28.3% [44]. - The report emphasizes the upward cycle in the robotics industry, particularly in humanoid robots, which are gaining traction in the market [53]. 4. Shipbuilding - The shipbuilding sector is experiencing a period of adjustment, with new orders declining by 23.5% year-on-year, while the completion volume increased by 6% [54]. - Despite the decline in new orders, the profitability of shipbuilding companies is expected to continue recovering [54].

Group 1 - The core focus of several fund managers in Q3 has been on PCB leading stocks, particularly East Mountain Precision, with notable increases in holdings by prominent funds [2][3] - The fund "Yongying Technology Smart Select" has shown significant performance, with a year-to-date return exceeding 200%, and has heavily invested in the PCB sector and optical module leaders [3][5] - Fund managers have expressed confidence in the A-share market, highlighting the potential for further asset allocation towards equity due to favorable domestic fiscal and monetary policies [10][11] Group 2 - Fund managers have adjusted their portfolios, with some reducing holdings in optical module leaders while increasing investments in the robotics industry [6][7] - The "Yongying Technology Smart Select" fund has seen its net asset value growth rate approach 100%, leading to a substantial increase in fund size from 11.66 billion to 115.21 billion [12] - There is a growing interest in Hong Kong stocks, with funds increasing their positions in companies like Alibaba and various biotech firms, reflecting a dual focus on technology and recovery sectors [9]

Group 1 - The three major indices opened high, with the technology sector continuing its strong performance, particularly the Robot Index ETF (560770) which rose by 1.29% [1] - The Robot Index ETF (560770) has seen a net inflow of 654 million yuan since October, with a net subscription of 120 million yuan over the last three days, and its share has increased by over 111.4% since its listing on September 1, reaching a new high of over 2.07 billion yuan [1] - The demand for robots is robust, with significant contributions from the development and export of industrial and service robots to industrial upgrades [1] Group 2 - According to the latest research from Shenwan Hongyuan, the structural characteristics of A-shares in the five-year planning period will reflect the strongest direction in AI, robotics, and semiconductors by 2025, with a positive outlook for technology leaders in the fourth quarter of 2025 [2] - The Robot Index ETF (560770) tracks the CSI Robot Index, which includes major stocks such as Huichuan Technology, iFlytek, Roborock, Dahua Technology, and others [2] - The top three industries in the CSI Robot Index account for 83.22%, with mechanical equipment being the largest at 55.89%, followed by computers at 18.9% and home appliances at 8.43% [2]

Core Insights - The report emphasizes the importance of modernizing industry governance to achieve new industrialization during the "14th Five-Year Plan" period [5] - The report highlights significant growth in Shanghai's leading industries, with a GDP growth contribution from the artificial intelligence manufacturing sector reaching 12.8% year-on-year [5] Industry Dynamics - AI glasses shipments have surged, indicating a potentially hot market, with related stocks including Lingyi Technology (002600) and GoerTek (002241) [6] - Wind power-related equipment has seen explosive growth due to policy support and performance realization, with relevant stocks such as Daikin Heavy Industries (002487) and Shuangyi Technology (300690) [6] - Leju Robotics has completed a 1.5 billion yuan Pre-IPO financing round, with an IPO plan in progress, related stocks include Green Harmony (688017) and Mingzhi Electric (603728) [6] Company Focus - Baili Tianheng (688506) received clinical trial approval for its injectable BL-M24D1 (ADC) for treating hematologic malignancies and advanced solid tumors [7] - Keda Technology (002518) is developing several AIDC-related products, including solid-state transformers, as a new power electronics technology solution [7] - Zhaojin Gold (000506) reported a revenue of 340 million yuan for the first three quarters, a year-on-year increase of 119.51%, with a net profit of 82.16 million yuan, up 191.20% [7] - Tonghuashun (300033) experienced a 145% year-on-year increase in net profit in the third quarter, driven by demand for financial information services and increased R&D investment in AI [7] Market Overview - The market failed to maintain the previous day's rebound, with the Shanghai Composite Index closing down 0.07% at 3913 points, and trading volume in the Shanghai and Shenzhen markets decreased by 206 billion yuan compared to the previous trading day [8] - Sectors such as mining, wind power, real estate, engineering machinery, and oil saw gains, while the precious metals sector declined significantly due to a drop in international gold prices [8] - Overall, the market's performance during the adjustment period was stronger than expected, with trading volume gradually shrinking below 2 trillion yuan, indicating a strong wait-and-see atmosphere [8]

Group 1 - The first global breakthrough in "Unified Theory of Force-Position Hybrid Control Algorithm" has been achieved, allowing robots to learn both position and force control without relying on force sensors, improving task success rates by approximately 39.5% compared to position-only strategies [3] - The SERobot series of embodied intelligent composite robots has been launched by Shenzhen Deep Vision Technology Co., Ltd., integrating high-precision mobile chassis, intelligent vision systems, and agile robotic arms to create a closed-loop operation for perception, decision-making, and execution [6] - Hangzhou Yushu Technology Co., Ltd. has been granted a patent for a robot joint control method based on motion capture technology, enhancing the flexibility of robots and enabling natural human-robot interaction [9] Group 2 - The Jiangsu Dinghui Embodied Intelligent Robot Innovation Center has been established with a registered capital of 60 million yuan, focusing on AI application system integration, hardware sales, and robot research and development [12] - Shanghai's industrial robot exports have increased by 41.6% in the first three quarters of this year, contributing over 20 billion yuan to the export growth alongside aerospace equipment and high-end machine tools [15] - Shanghai has a robot density of 260 units per 10,000 people, more than double the global average, with an industrial robot production of 65,500 units expected in 2024, accounting for over 10% of the national total [15]