#思科瑞财务造假4名高管拟被罚360万#【"虚构销售业务、提前确认收入"，上市公司财务造假，时任董 事长、总经理等被警告并拟罚款合计360万元】#思科瑞因财务造假被ST#9月19日晚间，思科瑞公告 称，公司收到四川证监局下发的《行政处罚事先告知书》（以下简称《事先告知书》）。 《事先告知书》显示，经查明，公司2022年年度报告存在虚假记载，虚增营收996.04万元，虚增利润总 额700.54万元。四川证监局拟决定，对思科瑞给予警告并处以200万元罚款，公司时任副总经理舒晓 辉、时任董事长张亚、时任董事兼总经理马卫东、时任财务总监涂全鑫未勤勉尽责，拟对4人合计处以 360万元的罚款。其中，拟对舒晓辉给予警告，并处以120万元罚款；拟对张亚、马卫东、涂全鑫分别给 予警告，并分别处以80万元罚款。 另外，根据相关规定，思科瑞股票将被实施其他风险警示，A股简称将变更为"ST思科瑞"。停牌日期为 2025年9月22日，实施风险警示起始日为2025年9月23日。（每经） ...

Core Viewpoint - Cisco Ray (SH688053) has received an administrative penalty notice from the Sichuan Securities Regulatory Bureau due to false disclosures in its 2022 annual report, which inflated revenue by 9.96 million and profit by 7.01 million [1][4]. Group 1: Administrative Penalty - The Sichuan Securities Regulatory Bureau plans to issue a warning and impose a fine of 2 million on Cisco Ray, along with warnings and fines for four responsible executives totaling 3.6 million [1][6]. - Cisco Ray's stock will be subject to additional risk warnings, with its A-share abbreviation changing to "ST Cisco Ray" starting from September 23, 2025 [1][6]. Group 2: Violations and Investigations - Cisco Ray is accused of fabricating sales, prematurely recognizing revenue, and improperly recognizing income, leading to inflated financial figures [2][3]. - Specific instances include a fabricated detection service worth 3.37 million with Sichuan Saidi Information Technology, and premature revenue recognition with Jiayuan Technology amounting to 2.47 million [3]. Group 3: Financial Impact - The total inflated revenue for 2022 was 9.96 million, representing 4.16% of the company's total revenue of approximately 243 million, while the inflated profit accounted for 6.56% of the total profit of about 107 million [4].

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has intensified its enforcement actions against companies for information disclosure violations, with significant penalties imposed on multiple firms for failing to comply with regulations [1][5][8] Group 1: Regulatory Actions - On September 19, four local securities regulatory bureaus issued administrative penalty notices to five listed companies and a penalty decision to one delisted company, with a total fine amounting to 44.3 million yuan [1][2] - The penalties include 11.5 million yuan for Hengli Industrial, 8.5 million yuan for Absolute Taste, and 7.7 million yuan for Fudan Fuhua, among others [2][3] Group 2: Specific Violations - Hengli Industrial failed to disclose its 2024 annual report by the required deadline, while Absolute Taste was found to have underreported revenue from franchise store renovations from 2017 to 2021, affecting reported revenue by up to 5.48% in certain years [2][3] - Fudan Fuhua's annual reports from 2019 to 2023 contained false records, with significant profit inflation due to understated costs, impacting reported profits by as much as 60.25% in 2019 [3] - Sichuan-based Sike Rui was accused of fabricating sales and prematurely recognizing revenue, inflating its 2022 revenue by 9.96 million yuan [3] Group 3: Regulatory Focus and Future Actions - The CSRC has emphasized the importance of high-quality information disclosure as a key focus area, aiming to enhance the regulatory framework and effectiveness [5][6] - In 2024, the CSRC has already handled 739 cases of securities and futures violations, with 249 related to information disclosure, representing 34% of total cases [8]

9月19日晚间，复旦复华、思科瑞、绝味食品和创意信息4家上市公司发布公告称，因财务造假，公司股 票将被实施其他风险警示，将于9月22日停牌一天。此举彰显了监管部门对财务造假"零容忍"的坚定态 度和净化市场环境的决心。今年以来，已有超30家上市公司因财务造假收到监管部门罚单，监管部门依 法从严对财务造假进行全方位、立体化、全周期追责，大幅提升监管威慑力，有望推动形成"不敢造 假、不能造假、不想造假"的资本市场生态。（证券时报） ...

Core Points - Multiple A-share companies are facing administrative penalties for information disclosure violations, leading to stock warnings and potential trading suspensions [1][3][5] Group 1: Company Penalties - Juewei Food (603517) has been fined 4 million yuan for failing to disclose revenue from franchise store renovations from 2017 to 2021, resulting in understated annual reports [1] - Sike Rui (688053) is facing a 2 million yuan fine for fabricating sales and improperly recognizing revenue, with its stock to be renamed "ST Sike Rui" [3] - Fudan Fuhua (600624) is also under scrutiny for false records in its annual reports from 2019 to 2023, with a proposed fine of 4 million yuan [5] Group 2: Upcoming Stock Unlocks - Next week, 51 stocks will be unlocked, with a total market value of 61.922 billion yuan based on the latest closing prices [6][9] - Hehe Information will have 69 million shares unlocked, valued at 10.835 billion yuan, while Ziyan Food will see 344 million shares unlocked, valued at 7.126 billion yuan [7] - Stocks like Sike Rui, ST Yuanshang, and Heshun Technology are among those facing significant unlocks, with some experiencing over 50% unlock ratios [7][9] Group 3: Stock Performance - The average stock price of the 51 companies facing unlocks has decreased by 0.53% since September [9] - Sike Rui has seen the highest increase of 39.06% in September, while Ziyan Food has the largest decline at 20.46% [10] - Companies like Jiaoda Tifa and Binglun Environment have recently attracted institutional research, indicating potential interest despite the upcoming unlocks [10]

Group 1 - A total of 51 stocks will face unlock next week, with a combined market value of 61.922 billion yuan based on the latest closing prices [9][11] - The largest unlock value will be from Hehe Information, with 69 million shares becoming tradable, amounting to 10.835 billion yuan [9] - Ziyan Food will also see a significant unlock, with 344 million shares and an unlock value of 7.126 billion yuan [9] Group 2 - Stocks facing unlock have seen an average price decline of 0.53% since September [11] - Among the stocks, Xizhuang Co., *ST Yuanshang, and Heshun Technology have experienced price increases of over 20% in September [11] - Xizhuang Co. leads with a price increase of 39.06% and will have 81 million shares unlocking, valued at 4.239 billion yuan [11] Group 3 - Ziyan Food has the largest price drop among the stocks, with a decline of 20.46% in September, coinciding with its unlock of 344 million shares valued at 7.126 billion yuan [12] - Several companies, including Jiaotong Iron and Ice Wheel Environment, have recently received institutional research, indicating potential interest from investors [12] - Generally, the negative impact of unlocks is more pronounced for underperforming stocks compared to those with strong performance [12] Group 4 - Specific stocks facing significant unlocks include Hehe Information, Ziyan Food, and Wireless Media, with respective unlock values of 10.835 billion yuan, 7.126 billion yuan, and 5.521 billion yuan [13] - The unlock ratios for Ziyan Food, Xizhuang Co., and Enwei Pharmaceutical exceed 50%, indicating a substantial portion of their shares will be available for trading [9]

Core Points - Chengdu Sicor Microelectronics Co., Ltd. received an administrative penalty notice from the China Securities Regulatory Commission (CSRC) on September 19, 2025, leading to the implementation of risk warnings for its stock [5][12][19] - The company's stock will be suspended from trading on September 22, 2025, and will resume trading with a risk warning on September 23, 2025, changing its A-share abbreviation to ST Sicor [1][2][4][6] Summary by Sections Stock Trading and Risk Warning - The stock abbreviation will change from "Sicor" to "ST Sicor," and the stock code remains "688053" [4] - The risk warning will take effect on September 23, 2025, following a one-day suspension [6] Reasons for Risk Warning - The company is subject to risk warnings due to findings in the CSRC's administrative penalty notice, which indicated false disclosures in its annual report [5][19] - The company reported inflated sales and profits totaling 996.04 million yuan and 700.54 million yuan, respectively, which accounted for 4.16% and 6.56% of its total revenue and profit for the year [15][19] Company Response and Measures - The board of directors and management are taking the matter seriously and will implement measures to mitigate the impact of the findings [8][19] - The company has conducted a thorough self-examination and has rectified the issues identified in the penalty notice, including adjustments to financial statements for the years 2022 to 2024 [20] - The company has expressed sincere apologies to investors and is committed to improving compliance and internal controls [20][21]

Core Viewpoint - Cisco Ray (SH688053) has been notified by the Sichuan Securities Regulatory Bureau regarding administrative penalties due to false reporting in its 2022 annual report, which inflated revenue by 9.96 million and profit by 7.01 million [1][2] Group 1: Financial Misconduct - The company is accused of fabricating sales and prematurely recognizing revenue, leading to inflated financial figures [2][3] - Specifically, Cisco Ray inflated sales by 3.37 million from a fictitious transaction with Sichuan Saidi Information Technology and recognized revenue of 2.47 million from a transaction with Jiayuan Technology without proper delivery [2][3] - The total inflated revenue for 2022 amounted to 9.96 million, representing 4.16% of the company's total revenue of approximately 243 million, while the inflated profit totaled 7.01 million, accounting for 6.56% of the total profit of about 107 million [3] Group 2: Penalties and Consequences - The Sichuan Securities Regulatory Bureau plans to impose a warning and a fine of 2 million on Cisco Ray, along with individual fines totaling 3.6 million on four executives for their negligence [4] - The company's stock will be subject to additional risk warnings, changing its A-share abbreviation to "ST Cisco Ray," with a suspension date set for September 22, 2025, and the risk warning effective from September 23, 2025 [1][4] - Cisco Ray has stated that its business operations continue normally and that it has conducted a thorough self-examination and rectification regarding the issues raised [4]

（原标题：4家A股公司，下周ST！） 今日，A股四家公司因财务问题而被实施其他风险警示。 复旦复华：2019年、2020年和2023年年报虚增利润总额共8106.55万元 9月23日起股票简称变更为"ST复 华" 绝味食品也于今日发布公告称，公司于收到湖南证监局下发的《行政处罚事先告知书》。公司嫌信息披 露违法违规案已调查完毕。经查明，2017年至2021年期间，公司未确认加盟门店装修业务收入，导致年 度报告少计营业收入。公司2017年至2021年各年年度报告未如实披露营业收入。 湖南证监局拟决定对公司责令改正，给予警告，并处以400万元罚款；对相关责任人给予警告并处罚 款。 根据规定，公司股票将被实施其他风险警示，A股简称将变更为"ST绝味"，证券代码仍为603517。实施 起始日为2025年9月23日，停牌日期为2025年9月22日。 创意信息：2022年年报、2023年半年报多计营业收入 9月23日起股票简称变更为"ST创意" 复旦复华(600624.SH)19日公告称，公司于2025年9月19日收到中国证券监督管理委员会上海监管局下发 的《行政处罚事先告知书》，公司2019年、2020年、2023年年 ...

今日，A股四家公司因财务问题而被实施其他风险警示。 复旦复华：2019年、2020年和2023年年报虚增利润总额共8106.55万元 9月23日起股票简称变更为"ST复 华" 复旦复华(600624.SH)19日公告称，公司于2025年9月19日收到中国证券监督管理委员会上海监管局下发 的《行政处罚事先告知书》，公司2019年、2020年、2023年年度报告存在虚假记载，其中2019年少计营 业成本5065.22万元，虚增利润总额5065.22万元；2020年少计营业成本259.20万元，虚增利润总额259.20 万元；2023年少计资产减值损失2782.13万元，虚增利润总额2782.13万元。 因公司涉嫌信息披露违法违规，拟对公司给予警告并处以400万元罚款。同时，对公司董事长赵文斌、 褚建平、赵振兴、沈定、宋正、周驰浩等相关责任人给予警告并处以不同金额的罚款。 根据规定，公司股票将被实施其他风险警示。9月22日停牌一天，自9月23日起，公司A股股票简称变更 为"ST复华"，股票代码仍为"600624"，日涨跌幅限制为5%。 绝味食品：五年营收未如实披露被罚400万元 绝味食品也于今日发布公告称，公司于收 ...