Core Points - The company, Shanghai Suochen Information Technology Co., Ltd., was established as a joint-stock company through the overall change of Shanghai Suochen Information Technology Co., Ltd. and registered with the Shanghai Municipal Market Supervision Administration [1][2] - The company was approved for registration by the China Securities Regulatory Commission on March 2, 2023, and publicly issued 10,333,400 shares of ordinary stock on April 18, 2023, on the Shanghai Stock Exchange's Sci-Tech Innovation Board [1][3] - The registered capital of the company is RMB 89,108,784 [1][6] Company Structure - The company is a permanent joint-stock company, with the chairman serving as the legal representative [2][3] - The legal representative's civil activities conducted in the name of the company will have legal consequences borne by the company [2][3] - Shareholders are liable for the company's debts only to the extent of their subscribed shares, while the company is liable for its debts with all its assets [2][3] Business Objectives and Scope - The company's business objective is to explore simulation technology to achieve customer innovation [3][4] - The business scope includes software development, software sales, information technology consulting services, technical services, and other related activities [3][4] Share Issuance and Structure - The company's shares are issued in the form of stocks, with each share having a par value of RMB 1 [4][5] - The total number of shares issued by the company is 89,108,784, all of which are ordinary shares with equal rights [5][6] Shareholder Rights and Responsibilities - Shareholders have rights to dividends, voting, supervision of company operations, and access to company documents [11][12] - Shareholders must comply with laws and regulations, pay for their subscribed shares, and cannot withdraw their capital except as legally permitted [15][16] Governance and Meetings - The company holds annual and temporary shareholder meetings, with specific procedures for calling and conducting these meetings [51][52] - The board of directors is responsible for convening shareholder meetings and must ensure compliance with legal and regulatory requirements [55][56]

Core Viewpoint - The legal opinion letter from Beijing Zhonglun Law Firm confirms that Shanghai Suochen Information Technology Co., Ltd. is eligible to implement its 2025 restricted stock incentive plan, adhering to relevant laws and regulations [2][4][21]. Group 1: Company Overview - Company Name: Shanghai Suochen Information Technology Co., Ltd. [8] - Unified Social Credit Code: 91310000785643574Y [8] - Registered Capital: 89.108784 million yuan [8] - Established Date: February 24, 2006 [8] - Company Type: Joint-stock company (listed, natural person investment or control) [8] Group 2: Incentive Plan Details - The incentive plan involves granting up to 693,511 restricted stocks, accounting for approximately 0.7783% of the company's total share capital [12]. - The first grant will consist of 554,809 restricted stocks, representing about 0.6226% of the total share capital [12]. - The plan includes provisions for the management of the incentive program, including eligibility criteria, stock allocation, and vesting conditions [11][16]. Group 3: Legal Compliance and Procedures - The company has fulfilled necessary legal procedures for the implementation of the incentive plan, including board and supervisory committee approvals [17][21]. - The plan has been reviewed and approved by the remuneration and assessment committee, which believes it will benefit the company's sustainable development [23]. - The company has committed not to provide financial assistance to the incentive plan participants [21][23]. Group 4: Impact on Shareholders - The incentive plan is designed to align the interests of the incentive recipients with those of the shareholders, ensuring no significant harm to shareholder interests [23][24]. - The plan's procedures have been established to maintain transparency and protect shareholder rights [23][24].

Core Points - The document outlines the rules and regulations governing the shareholders' meetings of Shanghai Suochen Information Technology Co., Ltd, ensuring compliance with relevant laws and enhancing the efficiency of shareholder meetings [1][2][3] Group 1: Shareholders' Meeting Structure - The company must hold an annual shareholders' meeting within six months after the end of the previous fiscal year, and temporary meetings can be called under specific circumstances [1][4] - Shareholders holding more than 10% of the company's shares can request a temporary meeting, and the board must respond within 10 days [4][5] - The board is required to provide a written response regarding the approval or disapproval of the temporary meeting request [3][4] Group 2: Legal Compliance and Responsibilities - The company must hire a lawyer to provide legal opinions on specific issues before the shareholders' meeting [2][3] - The board must ensure that the meeting is convened in accordance with legal and regulatory requirements, and independent directors have the right to propose temporary meetings [2][3][4] - If the board fails to convene a meeting within the stipulated time, the audit committee can independently call for a meeting [3][4] Group 3: Proposals and Notifications - Proposals for the shareholders' meeting must fall within the scope of the meeting's authority and be submitted in writing [6][7] - The company must notify shareholders of the meeting at least 20 days in advance for annual meetings and 15 days for temporary meetings [6][7] - All proposals must be clearly disclosed in the meeting notice, including details about candidates for director positions [7][8] Group 4: Voting and Decision-Making - Shareholders can vote in person or by proxy, and each share carries one vote [11][12] - The voting process must be transparent, with results announced immediately after the meeting [16][17] - The company must disclose the voting results and the number of shares represented at the meeting [17][18] Group 5: Meeting Conduct and Documentation - The meeting must be conducted in an orderly manner, with provisions for addressing disruptions [20][21] - Meeting records must be kept for at least ten years, detailing the proceedings and decisions made [18][19] - The company must ensure that all legal requirements are met, and any violations can be challenged in court within 60 days [19][20]

Core Points - The establishment of the Strategic and Investment Committee aims to enhance the company's core competitiveness and improve the effectiveness and quality of investment decisions [3] - The committee is responsible for researching the company's long-term development strategy and major investment decisions, providing recommendations to the board [3][4] - The committee consists of three directors, including at least one independent director, and is chaired by the company's chairman [3][4] Group 1: Responsibilities and Structure - The Strategic and Investment Committee is tasked with researching and proposing suggestions on long-term strategic planning, major investments, capital operations, and other significant matters affecting the company [3][4] - The committee is accountable to the board of directors, and its proposals must be submitted for board review and decision [3][4] - An Investment Review Group is established under the committee to prepare for decision-making, including initial feasibility reports and investment agreements [3][4] Group 2: Decision-Making Procedures - The committee is required to hold at least two meetings annually, with a quorum of two-thirds of its members present for decisions [4] - Voting can be conducted by show of hands or written ballot, and independent directors must attend meetings in person or provide written opinions if absent [4] - Meeting records must be kept, including independent directors' opinions, and all members are bound by confidentiality regarding discussed matters [4] Group 3: Implementation and Compliance - The implementation rules of the committee take effect upon approval by the board of directors [4] - Any matters not covered by these rules will be governed by relevant national laws and the company's articles of association [4] - The board of directors is responsible for interpreting these implementation rules [4]

证券代码：688507 证券简称：索辰科技 上海索辰信息科技股份有限公司 2025 年限制性股票激励计划 （草案） 上海索辰信息科技股份有限公司 二〇二五年七月 1 声 明 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 本公司所有激励对象承诺，公司因信息披露文件中有虚假记载、误导性陈述 或者重大遗漏，导致不符合授予权益或权益归属安排的，激励对象应当自相关信 息披露文件被确认存在虚假记载、误导性陈述或者重大遗漏后，将由本激励计划 所获得的全部利益返还公司。 特别提示 一、《上海索辰信息科技股份有限公司 2025 年限制性股票激励计划（草案）》 （以下简称"本激励计划"）由上海索辰信息科技股份有限公司（以下简称"索 辰科技"、"公司"或"本公司"）依据《中华人民共和国公司法》、《中华人 民共和国证券法》、《上海证券交易所科创板股票上市规则》、《上市公司股权 激励管理办法》、《科创板上市公司自律监管指南第 4 号——股权激励信息披露》 等其他有关法律、法规、规范性文件，以及《上海索辰信息科技股份有限公司章 程》制订。 二、本激 ...

| 姓名 | 国籍 | 职务 | 获授的限制 性股票数量 (万股) | 占授予限制 性股票总数 的比例 | 占本激励计 划公告日公 司股本总额 | | --- | --- | --- | --- | --- | --- | | | | | | | 的比例 | | 一、核心技术人员 | | | | | | | 张志刚 | 中国 | 核心技术人员 | 2.1660 | 3.12% | 0.02% | | 王瑞洁 | 中国 | 核心技术人员 | 2.7056 | 3.90% | 0.03% | | 李季 | 中国 | 核心技术人员 | 0.5473 | 0.79% | 0.01% | | 二、其他激励对象 | | | | | | | 核心骨干及董事会认为需要激励的其他人员 | （共 82 | 人） | 50.0620 | 72.19% | 0.56% | | 三、预留部分 | | | 13.8702 | 20.00% | 0.16% | | | 合计（85 | 人） | 69.3511 | 100.00% | 0.78% | 注：1、上述任何一名激励对象通过全部在有效期内的股权激励计划获授的本公司股票均未 超过公司 ...

证券代码： 688507 证券简称：索辰科技 公告编号：2025-030 上海索辰信息科技股份有限公司 2025年限制性股票激励计划（草案）摘要公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 股权激励方式：限制性股票（第二类限制性股票） 股份来源：公司从二级市场回购和/或向激励对象定向发行公司A股普通 股。 股权激励的权益总数及涉及的标的股票总数：《上海索辰信息科技股份有 限公司 2025 年限制性股票激励计划（草案）》（以下简称"本激励计划"或 "本计划"）拟向激励对象授予不超过 69.3511 万股的限制性股票，约占本激 励计划草案公告时公司股本总额 8,910.8784 万股的 0.7783%。其中，首次授予 限制性股票 55.4809 万股，占本激励计划草案公告时公司股本总额 8,910.8784 万股的 0.6226%，首次授予部分占本次授予权益总额的 80.0000%；预留 13.8702 万股，占本激励计划草案公告时公司股本总额 8,910.8784 万股的 0.1557%，预留部分占本次授 ...

关于上海索辰信息科技股份有限公司 使用部分超募资金永久补充流动资金的核查意见 国泰海通证券股份有限公司（以下简称"国泰海通"或"保荐机构"）作为 上海索辰信息科技股份有限公司（以下简称"索辰科技"或"公司"）首次公开 发行股票并在科创板上市的持续督导机构，根据《证券发行上市保荐业务管理办 法》《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自 律监管指引第1号——规范运作》《上市公司募集资金监管规则》等有关规定履行 持续督导职责，对公司本次拟使用部分超募资金补充流动资金事项进行了谨慎核 查，具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会证监许可〔2023〕461号《关于同意上海索辰信 息科技股份有限公司首次公开发行股票注册的批复》的同意，公司向社会公开发 行人民币普通股（A股）10,333,400股，发行价格245.56元/股，募集资金总额为 人民币2,537,469,704.00元，扣除各项发行费用后的实际募集资金净额为人民币 2,315,749,104.82元。上述资金已全部到位，经中汇会计师事务所（特殊普通合伙） 审验并于2023年4月12日出具了中汇会验[2023]3 ...

北京市中伦律师事务所 关于上海索辰信息科技股份有限公司 2025 年限制性股票激励计划的 法律意见书 二〇二五年七月 法律意见书 北京市中伦律师事务所 关于上海索辰信息科技股份有限公司 2025 年限制性股票激励计划的 法律意见书 致：上海索辰信息科技股份有限公司 4. 本所及经办律师依据《证券法》《律师事务所从事证券法律业务管理办 法》和《律师事务所证券法律业务执业规则（试行）》等规定及本法律意见书出 具日以前已经发生或者存在的事实，严格履行了法定职责，遵循了勤勉尽责和诚 实信用原则，进行了充分的核查验证，保证本法律意见所认定的事实真实、准确、 完整，所发表的结论性意见合法、准确，不存在虚假记载、误导性陈述或者重大 遗漏，并承担相应法律责任。 5. 本法律意见书仅就与本次激励计划有关的中国境内法律问题发表法律意 见，本所及经办律师并不具备对有关会计、审计等专业事项和境外法律事项发表 专业意见的适当资格。本法律意见书中涉及会计、审计事项等内容时，均为严格 按照有关中介机构出具的专业文件和公司的说明予以引述。 6. 本所律师同意将本法律意见书作为公司激励计划所必备的法定文件。 北京市中伦律师事务所（以下简称"本 ...

上海索辰信息科技股份有限公司 2025 年限制性股票激励计划实施考核 管理办法 上海索辰信息科技股份有限公司（以下简称"公司"）为了建立、健全公司 长效激励约束机制，吸引和留住优秀人才和核心骨干，充分调动和发挥工作积极 性、创造性，有效提升团队凝聚力和企业核心竞争力，将股东利益、公司利益和 个人利益结合在一起，使各方共同为公司经营目标的实现和战略发展贡献力量， 实现长远发展，公司在充分保障股东利益的前提下，按照收益与贡献匹配的原则， 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和 国证券法》（以下简称"《证券法》"）、《上市公司股权激励管理办法》（以 下简称"《管理办法》"）、《上海证券交易所科创板股票上市规则》（以下简 称"《上市规则》"）、《科创板上市公司自律监管指南第 4 号—股权激励信息 披露》（以下简称"《自律监管指南》"）等有关法律、法规和规范性文件以及 《上海索辰信息科技股份有限公司章程》（以下简称"《公司章程》"）的规定， 公司制定了《上海索辰信息科技股份有限公司 2025 年限制性股票激励计划（草 案）》（以下简称"《激励计划》"或"本激励计划"）。 为保证本激励计划 ...