东北证券(000686.SZ)发布公告，2025年10月30日，公司收到控股子公司渤海期货股份有限公司(以下简 称"渤海期货")通知，渤海期货全资子公司渤海融盛资本管理有限公司和全资孙公司渤海融幸(上海)商贸 有限公司收到上海市公安局出具的《移送起诉告知书》(沪公(经)告字[2025]00092、00093号)，因"4.7操 纵期货市场案"一案，上海市公安局决定将上述主体移送上海市人民检察院第一分院审查起诉。 ...

Group 1 - Northeast Securities announced that its subsidiary Bohai Futures received a notice from the Shanghai Public Security Bureau regarding the "4.7 futures market manipulation case" [1] - Bohai Futures' wholly-owned subsidiary Bohai Rongsheng Capital Management and its wholly-owned subsidiary Bohai Rongxing (Shanghai) Trading Co., Ltd. are being sent for prosecution review by the Shanghai People's Procuratorate [1] - The case indicates potential legal challenges for the company and its subsidiaries, which may impact their operations and reputation in the market [1]

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 2025 年 10 月 30 日，东北证券股份有限公司（以下简称"公司"）收到控股 子公司渤海期货股份有限公司（以下简称"渤海期货"）通知，渤海期货全资子 公司渤海融盛资本管理有限公司和全资孙公司渤海融幸（上海）商贸有限公司收 到上海市公安局出具的《移送起诉告知书》（沪公（经）告字[2025] 00092、00093 号），因"4.7 操纵期货市场案"一案，上海市公安局决定将上述主体移送上海 市人民检察院第一分院审查起诉。 目前子公司经营情况正常，上述案件不会对子公司的经营活动、财务状况及 偿债能力造成重大不利影响。上述案件尚未做出判决，暂时无法预计案件后续对 公司本期利润或期后利润的影响。在案件移送审查起诉期间，子公司将积极配合 司法机关的相关工作。公司也将持续关注案件审理进展，及时履行信息披露义务， 敬请广大投资者注意投资风险。 股票代码：000686 股票简称：东北证券 公告编号：2025-056 东北证券股份有限公司 关于控股子公司下属公司 收到移送起诉告知书的公告 特此公告。 东北证券股份有限公司董事会 ...

Core Viewpoint - Northeast Securities (000686.SZ) announced that its subsidiary Bohai Futures Co., Ltd. has been notified of the prosecution regarding the "4.7 futures market manipulation case" by the Shanghai Public Security Bureau, which has decided to transfer the case to the Shanghai People's Procuratorate for review and prosecution [1] Group 1 - Bohai Futures' wholly-owned subsidiary Bohai Rongsheng Capital Management Co., Ltd. and its wholly-owned subsidiary Bohai Rongxing (Shanghai) Trading Co., Ltd. received the prosecution notice [1] - The company stated that the operational status of its subsidiaries remains normal and that the case will not have a significant adverse impact on their business activities, financial condition, or debt repayment ability [1] - The case has not yet reached a verdict, and it is currently impossible to predict the impact on the company's profits for the current or future periods [1] Group 2 - During the review and prosecution phase, the subsidiaries will actively cooperate with the judicial authorities [1]

Core Points - Northeast Securities announced that its subsidiary Bohai Futures has been involved in a legal case regarding market manipulation, specifically the "4.7 futures market manipulation case" [1] - The case has been referred to the Shanghai People's Procuratorate for review and prosecution, but the subsidiary's operations remain normal [1] - The company is currently unable to estimate the impact of the case on profits as the case has not yet been adjudicated, and it will continue to disclose updates on the situation [1]

Core Viewpoint - Northeast Securities (000686.SZ) announced that its subsidiary Bohai Futures Co., Ltd. has been notified of the prosecution regarding the "4.7 Futures Market Manipulation Case" by the Shanghai Public Security Bureau, which has decided to transfer the case to the Shanghai People's Procuratorate for review and prosecution [1] Group 1 - Bohai Futures' wholly-owned subsidiary Bohai Rongsheng Capital Management Co., Ltd. and its wholly-owned subsidiary Bohai Rongxing (Shanghai) Trading Co., Ltd. received the prosecution notice [1] - The company stated that the operational status of its subsidiaries remains normal and that the case will not have a significant adverse impact on their business activities, financial condition, or debt repayment ability [1] - The outcome of the case has not yet been determined, and it is currently impossible to predict its impact on the company's profits for the current or future periods [1] Group 2 - During the review and prosecution period, the subsidiaries will actively cooperate with the judicial authorities [1]

Group 1 - YXTT announced an investor research meeting scheduled for October 31, 2025, with participation from Vice President and Board Secretary Li Zhenghong [1] - For the first half of 2025, YXTT's revenue composition was as follows: retail accounted for 73.14%, wholesale for 23.68%, and other businesses for 3.17% [1] - As of the report, YXTT's market capitalization stood at 7.9 billion yuan [1]

Core Insights - In the period from January to October 2025, a total of 87 new companies were listed on the A-share market, representing an 8.75% increase compared to the same period last year, which had 80 new listings [1] - The total net fundraising amount for these 87 new listings reached 833.81 billion yuan, marking a significant 77.02% increase from 471.02 billion yuan in the same period last year [1] Underwriting Institutions Performance Ranking - A total of 29 underwriting institutions participated in the IPOs of these 87 new companies, with a total of 88 deals completed [2] - The top five underwriting institutions by number of deals are: - 1st: Guotai Junan with 11 deals - 2nd: CITIC Securities with 10 deals - 3rd: Huatai United with 8 deals - 4th: CITIC Jianzhong with 7 deals - 5th: China Merchants Securities with 5 deals [2][3] Law Firms Performance Ranking - In the same period, 28 law firms provided legal services for the IPOs of the 87 new companies [6] - The top five law firms by number of deals are: - 1st: Shanghai Jintiancheng with 13 deals - 2nd: Beijing Deheng and Beijing Zhonglun, both with 7 deals - 4th: Beijing Guofeng with 6 deals - 5th: Shanghai Tongli with 5 deals [6][7] Accounting Firms Performance Ranking - A total of 16 accounting firms provided auditing services for the 87 new listings [9] - The top five accounting firms by number of deals are: - 1st: Rongcheng with 20 deals - 2nd: Tianjian with 16 deals - 3rd: Lixin and Zhonghui, both with 11 deals - 5th: Ernst & Young Hua Ming, KPMG Huazhen, and Zhongshen Zhonghuan, each with 4 deals [9][10]

Core Viewpoint - The brokerage firms are actively responding to the policy of "multiple dividends within a year," enhancing investor satisfaction through significant mid-term profit distribution plans based on their recent operational performance [1][2]. Group 1: Mid-term Dividend Distribution - Several brokerages have announced mid-term profit distribution plans, with notable examples including: - Shouchao Securities plans to distribute a cash dividend of 0.1 yuan per share, totaling 273 million yuan, which is 34.01% of its net profit for the first three quarters of 2025 [1]. - Northeast Securities intends to distribute a cash dividend of 0.1 yuan per share, amounting to 234 million yuan, representing 21.94% of its net profit for the same period [1]. - Western Securities proposes a cash dividend of 0.02 yuan per share, totaling approximately 89.27 million yuan, which is an increase compared to its earlier semi-annual dividend [1]. Group 2: Overall Dividend Trends - As of October 30, 16 listed brokerages have completed mid-term dividends, with a total payout of 7.908 billion yuan. The top three firms by dividend amount are Guotai Junan, China Merchants Securities, and Dongfang Securities, with payouts of 2.627 billion yuan, 1.035 billion yuan, and 1.012 billion yuan, respectively [2]. - The total proposed dividend amount from the 16 brokerages, including Shouchao, Northeast, and Western Securities, is 11.792 billion yuan, with CITIC Securities leading at 4.298 billion yuan [2]. Group 3: Long-term Dividend Strategy - Brokerages are also focusing on long-term dividend strategies, with several firms announcing plans for shareholder returns over the next three years (2025-2027). These plans emphasize the importance of investor returns and establishing a stable and scientific shareholder return mechanism [3]. - Firms like Caida Securities and Dongwu Securities have set minimum cash dividend ratios from distributable profits for the upcoming years [3]. - Experts suggest that brokerages should enhance investor returns through diversified and systematic approaches, including stable cash dividend mechanisms and share buybacks to reflect intrinsic investment value [3].

证券代码：524500.SZ 证券简称：25东北C6 东北证券股份有限公司 2025年面向专业投资者公开发行次级债券（第六期） 发行结果公告 发行人及其全体董事、监事、高级管理人员或履行同等职责的人员保证公告 内容真实、准确和完整，并对公告中的虚假记载、误导性陈述或者重大遗漏承担 责任。 东北证券股份有限公司（以下简称"发行人"）公开发行不超过人民币80亿 元的次级公司债券已获得中国证券监督管理委员会证监许可〔2024〕1731号注册。 根据《东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第六期） 发行公告》，东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第 六期）（以下简称"本期债券"）发行规模为不超过人民币10亿元（含10亿元）， 发行价格为每张100元，采取网下面向专业机构投资者询价配售的方式发行。 本期债券发行时间自2025年10月29日至2025年10月30日，具体发行情况如下： 1、网下发行 本期债券网下预设的发行数量占本期债券发行规模的比例为100%，即不超 过10亿元（含10亿元）；最终网下实际发行数量为10亿元，占本期债券计划发行 总规模的100%。本期债券的 ...