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北京金融法院副院长薛峰:不断健全投资者保护长效机制 进一步加大对违法主体的惩戒力度
Zheng Quan Ri Bao· 2025-05-15 11:53
Core Viewpoint - The Beijing Financial Court has made significant efforts in protecting investors' rights, handling a total of 15,267 cases in the past two years, with 4,773 related to investor protection, accounting for 31% of all cases [1] Group 1: Judicial Protection Mechanisms - The court focuses on efficient judicial protection of investors' rights by resolving disputes before they escalate to litigation, thereby promoting early conflict resolution [2] - There is an increased emphasis on punishing financial fraud and misleading issuance in the capital market, while also guiding market participants to fulfill their responsibilities [2] - The court is optimizing judicial resource allocation and enhancing collaboration among different judicial functions to ensure investors' claims are effectively realized [2] Group 2: Mechanism Improvement for Investor Protection - The court is exploring a "dual-track dual-platform" mechanism for resolving securities disputes, making it easier for small and medium investors to protect their rights [3] - A "six-step review method" has been established to clarify the due diligence obligations of asset management product managers, strengthening the foundation for investor protection [3] - A collaborative mechanism has been set up to promote comprehensive advancement in investor protection [3] Group 3: Systematic Protection of Investor Rights - The court aims to enhance investors' legal awareness to encourage rational investment practices [3] - It focuses on identifying financial risk indicators and collaborating with regulatory bodies to address common issues in the market [3] - The court is committed to fostering a financial culture that supports the protection of investors' rights [3] Future Directions - The Beijing Financial Court plans to continue prioritizing the protection of small and medium investors, enhancing the long-term mechanisms for investor protection, and increasing penalties for violators [3] - The goal is to create a safer and more reliable market environment, contributing to a transparent and resilient securities market in China [3]
刚刚!最高法、证监会联合发布!
梧桐树下V· 2025-05-15 11:40
Core Viewpoint - The article discusses the "Guiding Opinions on Strictly and Fairly Enforcing Justice to Serve and Guarantee the High-Quality Development of the Capital Market," which aims to enhance investor protection, regulate market participants, and improve the judicial and administrative collaboration in the capital market [1][2][5]. Group 1: Investor Protection - The guiding opinions emphasize the need to protect the legitimate rights and interests of all investors, particularly long-term and patient capital, to ensure their participation in corporate governance and return on investment [1][6][10]. - It advocates for the establishment of a judicial environment that supports early, small, long-term, and hard technology investments, promoting a virtuous cycle of capital preservation and appreciation [1][6]. - The document outlines measures to combat fraudulent issuance and continuous information disclosure fraud, increasing the legal costs for violators and ensuring accountability for controlling shareholders and related parties [2][12]. Group 2: Market Participant Regulation - The opinions call for the regulation of behaviors of securities, futures, and fund management institutions to ensure stable operations and prevent regulatory arbitrage [6][17]. - It highlights the importance of a multi-tiered capital market and the need for judicial rules that support industry self-regulation, aiming to purify the market ecology and mitigate risks [6][18]. - The document stresses the necessity of judicial support for mergers and acquisitions, declaring invalid any anti-takeover clauses in company charters that violate laws and regulations [10][11]. Group 3: Judicial and Administrative Collaboration - The guiding opinions propose enhancing the collaboration between judicial and administrative bodies to improve the efficiency of dispute resolution mechanisms and ensure timely and effective enforcement of laws [9][22]. - It emphasizes the establishment of a multi-faceted dispute resolution mechanism, encouraging non-litigation methods to resolve securities disputes [22][23]. - The document outlines the need for improved information sharing and communication between courts and regulatory bodies to enhance risk prevention and early warning capabilities [24][25]. Group 4: Enhancing Judicial Capacity - The opinions call for strengthening the financial trial and regulatory enforcement teams to ensure a politically correct direction in capital market enforcement [27]. - It advocates for the optimization of financial case jurisdiction and trial mechanisms to enhance the professionalism of financial trials [27]. - The document highlights the importance of continuous training and communication between judicial and regulatory personnel to improve their understanding of financial innovations and market operations [27].
中国对巴西等5国实行免签政策 外贸企业连夜赶工应对爆单潮 Core Lithium 股价飙升锂矿项目重启 摩根士丹利受聘为顾问
Sou Hu Cai Jing· 2025-05-15 11:37
Group 1 - The article highlights a surge in orders for foreign trade companies following the adjustment of China-US tariff policies, with many companies experiencing a significant influx of requests from American clients [29][30]. - Core Lithium (ASX: CXO) has seen its stock price soar by 35.6% after the announcement of the restart of its Finniss lithium project, which is expected to transform into a low-cost mining operation with a lifespan of 20 years [3][11]. - The Finniss project is projected to achieve a free cash flow of AUD 1.2 billion post-restart, with a significant reduction in capital expenditure by 29% to between AUD 175 million and AUD 200 million [8][10]. Group 2 - The Finniss project will implement underground mining methods to enhance efficiency and reduce stripping ratios, with expected improvements in ore processing capacity by 20% and an average recovery rate of 78% [5][6]. - Key performance indicators for the project show a substantial decrease in mining and processing costs, with mining costs expected to drop from AUD 120 per ton to between AUD 63 and AUD 72, and processing costs from AUD 72 to between AUD 40 and AUD 46 [7][8]. - The project aims to produce approximately 205,000 tons of spodumene concentrate annually, reflecting a 17% increase from previous estimates [5][6].
今日重磅!最高法、证监会印发
新华网财经· 2025-05-15 11:23
Core Viewpoint - The article emphasizes the need to legally protect patient capital and long-term investments in corporate governance and returns, while continuously improving the judicial environment for early, small, long-term, and hard technology investments [1]. Summary by Sections - Legal actions will be taken against capital violations, including hidden shareholding and illegal wealth creation behaviors [2]. - There will be increased regulatory scrutiny and penalties for fraudulent issuance and continuous information disclosure fraud, with strict accountability for issuers, controlling shareholders, and third-party suppliers involved in financial disclosure fraud [3]. - Support will be provided for investor protection agencies to fulfill their representative duties in shareholder rights disputes, ensuring thorough examination of company ownership structures and reporting any irregularities to regulatory authorities [4]. - The Supreme People's Court and the China Securities Regulatory Commission jointly issued guidelines to ensure strict and fair law enforcement to support the high-quality development of the capital market [5]. - Recent judicial interpretations and comprehensive judicial documents have been established to adapt to the needs of capital market reform, focusing on investor protection, market participant regulation, and judicial-administrative collaboration [6]. - The guidelines propose 23 opinions aimed at enhancing investor protection, regulating market participant behavior, and improving judicial and regulatory collaboration to foster a better market environment [7].
吉林证监局积极开展2025年“5·15全国投资者保护宣传日”活动
为深入贯彻中央金融工作会议精神,全面落实新"国九条",有效保护投资者合法权益,按照证监会统一部署,吉林证监局提前谋划、迅速行动,积极组织辖 区市场主体认真开展2025年"5.15投资者保护宣传日"系列活动。 吉林证监局督导辖区市场主体立足投资者实际需求,让宣传工作"有感有效"。一是创新活动形式,联合当地文旅部门开展"5.15投资者保护——魏亚楠新书 发布签售吉林健康跑"宣传活动,传递长期投资理念,300余名投资者在欢声笑语中强健体魄,了解防非知识。二是发挥专业优势,线上线下(300959)同频 共振,上市公司通过营业场所LED屏、商圈广告屏、高速路口大屏幕等渠道播出"5.15全国投资者保护宣传日"宣传语,证券期货经营机构、投教基地通过举 办培训讲座、开设报刊电台专栏、互动直播等方式,普及宣传新"国九条"和《公司法》《证券法》《民法典》等国家政策及法律法规基础知识,引导投资者 理性投资。三是强化"走进"效果,举办"2025年吉林辖区上市公司投资者网上集体接待日暨2024年年报集体业绩说明会",增进投资者与上市公司的双向交 流,提升投资者的价值认同,坚定投资信心;邀请南关区法院法官走进投教基地,向银行保险等金融机 ...
万商天勤律师事务所合伙人薛莲:证券律师应当归位尽责当好“看门人” 最大程度守护投资者权益
Zheng Quan Ri Bao Wang· 2025-05-15 11:12
Group 1 - The event "5.15-5.19 Small Investor Protection Publicity Week" was officially launched, aimed at enhancing investor protection awareness [1] - Securities lawyers play a dual role as "gatekeepers" and "trustees" in the capital market, ensuring the authenticity and completeness of documents while assisting issuers in compliance [4] - The emergence of securities rights protection lawyers has improved the environment for investor claims, with better compensation responses due to advancements in loss assessment methods and judicial maturity [5] Group 2 - Collaboration between securities lawyers and organizations like the China Securities Investor Service Center has led to successful mediation of investor disputes, demonstrating a balance of interests [5] - The increasing emphasis on the right to defense by regulatory bodies has resulted in a growing number of cases where defendants' opinions are considered, indicating a potential for greater involvement of securities lawyers in regulatory processes [5] - The commitment of securities lawyers to diligent work is seen as a significant effort towards investor protection [6]
浙江证监局联合七部门召开2025年浙江辖区“5·15全国投资者保护宣传日”活动启动会
Group 1 - The Zhejiang Securities Regulatory Bureau, in collaboration with various provincial departments, has initiated the "5·15 National Investor Protection Publicity Day" activities to enhance investor protection in the region [1] - The meeting emphasized the importance of high-quality and standardized development, focusing on regulatory responsibilities and enhancing the "five major regulatory" capabilities to integrate investor protection into the entire regulatory process [1] - A comprehensive approach to investor protection is being established, involving all market participants and creating a secure investment environment [1] Group 2 - A financial dispute mediation cooperation agreement was signed between the Zhejiang People's Mediation Association and various industry associations to address securities and futures disputes at the grassroots level [2] - The Zhejiang Securities Regulatory Bureau aims to incorporate investor protection into capital market regulation, emphasizing collaboration between central and local authorities to enhance investor protection efforts [2] - The event also recognized outstanding contributions in investor education and mediation, showcasing exemplary cases and individuals in the field [2]
[预告]春城“秀”色,“滇”亮未来!2024年度云南辖区上市公司投资者网上集体接待日活动相约5月16日不见不散
Quan Jing Wang· 2025-05-15 09:20
| 指导单位:云南证监局 | | --- | | 主办单位:云南省上市公司 | | 协办单位: 深圳市全景网络 | 本次活动由云南证监局指导,云南省上市公司协会主办,全景网协办。 近年来,云南辖区高度重视投资者教育与投资者保护工作,持续畅通投资者与上市公司沟通的桥梁。本次活动是今年"5·15全国投资者保护宣传日"之后的首 场集体接待日,云南辖区38家A股上市公司踊跃参与,董事长、总经理、董事会秘书等核心高管将联袂出席,共同开启一年一度与投资者"双向奔赴"的盛 会。 2024年度云南辖区上市公司投资者网上集体接待日活动将于2025年5月16日16:00至17:00在全景路演举办。 值得指出的是,应对外部环境变化,越来越多的云南上市公司在稳固自身发展的同时也正在加大市值管理的力度,持续向市场传递出对企业自身和资本市场 稳健发展的坚定信心。 据了解,今年是云南辖区第11届举办集体接待日活动。自2008年以来,全景在各地证监局和行业协会的指导下,已经连续17年在全国各辖区举办了420余场 集体接待日活动,累计超过2.1万家次上市公司参与,互动提问近100万条,累计回复数近73万条,集体接待日在中国资本市场上的含金量和 ...
天津辖区筑牢投资者保护防线
近年来,天津证监局始终坚持资本市场监管工作的政治性、人民性,将保护投资者合法权益作为监管首 要任务,以"金融为民"为核心,持续优化制度机制,完善组织保障体系,深化重点领域权益保护,扎实 开展投教宣传活动,全力构建"监管有力度、维权有速度、服务有温度"的立体化保护体系,为辖区千万 投资者撑起权益"防护盾"。 一、"顶层设计"引领,构建投资者保护大格局 天津证监局积极践行以人民为中心的价值取向,深化落实机构改革各项工作部署,坚持高位统筹,系统 谋划投资者保护制度机制,多维度织牢、织密、织紧投资者保护之"网",凝聚系统内外合力,推动形成 齐抓共管投保工作大格局。 一是强化组织领导,筑牢"四梁八柱"。精心搭建"1个投保领导小组+2家投教基地+4家行业协会+N家政 府与社会力量"的投保组织架构,密切加强沟通协作,通过定期召开联席会议、开展联合行动等方式, 探讨解决投资者保护工作中的重点难点问题,为投资者保护工作提供坚实组织保障。二是统筹规划布 局,绘制"行动蓝图"。立足辖区实际,印发《天津辖区进一步做好投资者保护工作落实举措》,围绕日 常监管、维权救济、投资者教育、科技监管等6大方面26项重点任务,将投资者保护贯穿资本 ...
中国证监会副主席:加力支持科技创新和新质生产力发展
Zhong Guo Xin Wen Wang· 2025-05-15 09:03
近期,A股上市公司年报披露收官。统计显示,5400多家披露2024年年报的上市公司中,近七成宣布分 红,合计分红金额2.39万亿元人民币,再创历史新高。 "我们将继续加大政策支持力度,引导上市公司积极主动运用现金分红、回购注销等方式回馈投资者, 切实提升投资者的获得感。"陈华平表示,其他措施还包括:优化完善投资者保护制度机制,筑牢投资 者保护的制度根基;推动证券基金机构高质量发展,提升投资者服务水平;依法从严打击证券期货违法 活动,为投资者营造安全的投资环境;支持受侵害投资者依法维权,推进证券期货纠纷多元化解。(完) (文章来源:中国新闻网) 中新社北京5月15日电 (记者陈康亮)中国证监会副主席陈华平15日在北京表示,加力支持科技创新和新 质生产力发展。 在当天举行的2025年"5·15全国投资者保护宣传日"活动上,陈华平指出,下一步,证监会将与有关各 方、社会各界进一步凝聚共识,协同推进投资者保护工作,不断健全投资者保护长效机制,切实增强投 资者对资本市场的信任和信心。 主要措施包括:进一步推动资本市场高质量发展,从根本上夯实投资者权益保护的基础。证监会全面启 动实施新一轮资本市场改革、推动资本市场高质量 ...