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中信建投,年内多位保荐人受罚!
Shen Zhen Shang Bao· 2025-09-26 04:21
中国证券业协会保荐代表人分类名单显示,中信建投(601066)保荐代表陈强、赵亮近日被深交所自律 处罚,被列入C类(处罚处分类)名单。陈强、赵亮曾参与保荐国遥股份IPO。 今年4月3日,上交所对刘奎波、臧黎明出具监管警示称,在安凯特IPO项目中,对废料销售相关内部控 制的尽调不充分,未督促充分整改与准确披露;对收入跨期、研发费用归集不准确、存货分类不准确等 会计处理规范性核查把关不足,导致财务披露不准确,从而认定为履行保荐职责不到位。 更早之前的5月24日,中信建投的两名保荐代表人胡松、于雷也被深交所自律处罚,被列入C类(处罚 处分类)名单。胡松、于雷曾共同保荐青岛中加特电气IPO项目,而这一项目在2024年8月撤回。 从投行业务业绩表现来看,中信建投绝对算是头部券商。公司上半年投行业务手续费净收入为11.23亿 元,同比增加12.09%;完成A股股权融资项目15家,主承销金额675.20亿元。其中,IPO主承销4家,主 承销金额84.60亿元,完成股权再融资项目11家,主承销金额人民币590.6亿元;从股权融资保荐数量和 金额来看,均位居行业前列。 保荐人是证券发行上市过程中的关键"把关者",承担着对发行人 ...
百奥赛图上市存多方面争议,仍需时间检验
Huan Qiu Wang· 2025-09-26 02:22
【环球网财经综合报道】百奥赛图(北京)医药科技股份有限公司作为聚焦基因编辑与抗体药物研发的生物医药企业,目前正在申请上市,然而结合公开资 料与前期披露信息,公司在人员变动、关联交易、信息披露、研发投入等方面存在争议。 人员锐减与研发缩水:经营可持续性遭质疑 百奥赛图研发团队规模的大幅收缩,成为市场质疑其经营稳定性的首要问题。公开数据显示,2022年8月,公司三个服务中心约有904名研发人员从事临床前 研究服务,涵盖基因编辑、临床前药理药效评估、模式动物销售、抗体开发等核心领域。但截至2024年末,公司研发人员仅剩337人,2年半时间内减少 63%,人员流失幅度远超行业平均水平。 从整体员工规模来看,公司同样呈现明显缩减趋势。2021年末至2024年末,员工总数从1392人降至1095人,其中2022年至2023年员工数量从1334人骤减至 1047人,一年之内减少287人。有观点认为,在生物医药行业高度依赖研发人才的背景下,如此大规模的人员流失,不仅可能导致核心技术传承断裂、研发 项目推进受阻,更引发市场对公司经营战略调整、业务收缩或资金压力的猜测,其经营可持续性亟待进一步说明。 | 专业类别 | 人数 | ...
豆神教育科技(北京)股份有限公司 关于公司累计诉讼、仲裁情况的公告
Core Viewpoint - The company, Dou Shen Education Technology (Beijing) Co., Ltd., has disclosed that it and its subsidiaries have accumulated litigation and arbitration cases amounting to 272.12 million yuan, which represents 16.78% of the audited net assets attributable to shareholders for the fiscal year 2024 [1][2]. Group 1: Litigation and Arbitration Overview - The company has reported that the total amount involved in newly disclosed litigation and arbitration cases is 272.12 million yuan, which is significant in relation to its net assets [1]. - The company follows a cumulative calculation principle for litigation and arbitration matters over a twelve-month period, and previously disclosed cases are not included in this calculation [1]. Group 2: Impact on Financial Performance - The company is actively pursuing legal avenues to protect its rights and recover related amounts, ensuring normal business operations [2]. - The impact of ongoing litigation and arbitration on the company's current and future profits remains uncertain, and the company will adhere to accounting standards for financial reporting [2].
国内套现20亿惊人操作,美现身美国选举现场,17万股民成接盘侠
Sou Hu Cai Jing· 2025-09-24 22:34
2025年夏天,一张游记式的照片在网上炸开了锅,矛头指向曾经的印刷王朝——有人站在美国某选举活 动现场的台阶上,笑得挺灿烂,却带着一股"脱身成功"的意味,这张照片像一颗投向池塘的石子,激起 了国内17万小股民的连环涟漪。 事件起点得倒回到2011年,那一年鸿博集团的掌门家族开始掰着手指头做减持试探,先是小手笔,再逐 步放量,短短几年内,股份像滚雪球一样被分割出场,最终十年家族成员合计套现逾20亿元,这个数字 在账本上是冷冰冰的,却在股民微信群里炸出人情冷暖;有人在群里发言问——"这是合法操作吗",有 人回怼——"股份归谁不是归谁的",争论像一株长不大的野草,越踩越多。 早年间,这个家族还有真实的创业脉络,创始人退伍后经商,凭一手工厂和外贸起家,后辈接棒把公司 做大,2007年成功在深圳上市,这段历史看起来像励志片的开头,设备引进、抢占国企垄断线,短平快 建立竞争优势,股价也跟着热闹起来,邻里酒席上有人还会自豪地说"我们这边的印刷厂上了市",那是 一段被吹出的光环,但光环下有裂缝,行业进入瓶颈,三次外部并购和投资失利,资金链开始拉长,一 家人里有人开始把"保全家产"念得比"保住工厂"更响亮。 2011年到202 ...
国泰海通证券股份有限公司 关于浙江华远汽车科技股份有限公司 2025年度持续督导培训情况报告
Zheng Quan Ri Bao· 2025-09-24 22:22
登录新浪财经APP 搜索【信披】查看更多考评等级 根据《证券发行上市保荐业务管理办法》《深圳证券交易所上市公司自律监管指引第13号——保荐业 务》《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》要求,国泰海通证 券股份有限公司(以下简称"国泰海通")作为浙江华远汽车科技股份有限公司(以下简称"浙江华 远"或"公司")首次公开发行股票并在创业板上市的保荐机构,对公司进行了2025年度持续督导培训, 报告如下: 一、本次培训的基本情况 (一)保荐人:国泰海通证券股份有限公司 (六)培训对象:公司控股股东及实际控制人、董事、监事、高级管理人员、中层以上管理人员 本次培训前,国泰海通编制了培训材料,并提前要求浙江华远参与培训的相关人员了解培训相关内容。 二、本次培训的主要内容 本次培训的主要内容为创业板上市公司信息披露相关规定及常见问题,董监高、实际控制人减持规范 等,通过演示培训讲义、解读法规条文及案例分析、解答培训对象的问题等形式,加深了培训对象对资 本市场监管政策、上市公司规范运作要求的理解与认识。 三、上市公司的配合情况 保荐人本次持续督导培训的工作过程中,公司积极予以配合,保证了培训工 ...
股市必读:史丹利(002588)9月22日董秘有最新回复
Sou Hu Cai Jing· 2025-09-22 18:43
Group 1 - The stock price of Stanley (002588) closed at 9.19 yuan on September 22, 2025, down by 3.06%, with a turnover rate of 1.43%, a trading volume of 122,900 shares, and a transaction amount of 113 million yuan [1] Group 2 - The company responded to an investor inquiry regarding the revenue and profit of its subsidiary, Songzi Stanley Yihua New Materials Company, which was reported to have a revenue of 6 billion yuan and a net profit of 900 million yuan after one year of operation. The company assured that it adheres to legal and regulatory requirements, ensuring transparency in its operations [2] - The company clarified that the number of shareholders as of September 20 is not mandatory for disclosure outside of regular reports, and it will not publish this information on the interactive platform. Shareholders are encouraged to verify their status in person with proper documentation [3]
和谐健康保险年内多次减持上市公司股份,自2017年起年报持续“暂缓披露”
Sou Hu Cai Jing· 2025-09-22 14:22
Core Viewpoint - Harmony Health Insurance has been reducing its holdings in several listed companies due to its operational needs, while its financial disclosures remain outdated, raising concerns about transparency and governance [2][11]. Group 1: Shareholding and Reduction Activities - Harmony Health Insurance has reduced its stake in Goldwind Technology by 8.77 million shares, with the latest reduction occurring on September 12, 2025 [2]. - The company plans to reduce its holdings in Wanda Information by up to 3% over the next three months, which would lower its stake to below 2% [2]. - Since March 2023, Harmony Health Insurance has made multiple reductions in its holdings of Goldwind Technology, totaling approximately 4.71 billion yuan [5]. Group 2: Financial Performance and Reporting - The company has not disclosed its annual report since 2016, and its solvency report is only updated to the first quarter of 2017, leading to a lack of clarity regarding its current operational status [2][9]. - As of 2024, Harmony Health Insurance reported total assets of 452.05 billion yuan, a year-on-year increase of 7.64%, and operating revenue of 75.33 billion yuan, up 30.27% year-on-year [9][10]. - The company has shifted its product strategy to focus on regular premium products, which has begun to show positive results in its operational performance [10]. Group 3: Management and Governance - Following a change in shareholders in 2020, the company has been under a transitional period, which has now ended, yet it still has not published key operational reports [9][11]. - The management structure remains unsettled, with several key positions still filled temporarily, indicating potential instability in governance [10][11]. - The company has approved a strategic development plan for 2025-2027, which aims to enhance its operational framework and investment strategies [10].
康龙化成发生两人死亡安全事故未信披 公司称未达信披标准
Core Viewpoint - The report reveals a fatal accident at Kanglong Chemical (康龙化成), where two employees died due to asphyxiation caused by nitrogen gas in a flexible isolator during a night shift on June 3, 2023. The company failed to disclose this incident in a timely manner, citing it did not meet disclosure standards [4][5][6]. Group 1: Accident Details - The accident occurred in the purification room of Kanglong Chemical's facility in Beijing Economic-Technological Development Area [4]. - The two deceased employees had 6 and 8 years of experience, respectively, and were performing routine tasks when the incident happened [4][5]. - The direct cause of death was identified as a significant drop in oxygen levels due to nitrogen gas being introduced into the flexible isolator without proper safety measures [5][6]. Group 2: Investigation Findings - The investigation concluded that the accident was a result of non-compliance with safety protocols, specifically the failure to use gloves while operating within the flexible isolator [6]. - Indirect causes included inadequate enforcement of safety regulations and insufficient safety training for the employees involved [6]. - The investigation team recommended penalties for 10 management personnel at Kanglong Chemical, including fines based on their annual salaries [6]. Group 3: Company Performance - In the first half of 2025, Kanglong Chemical reported revenue of 6.441 billion yuan, a year-on-year increase of 14.93% [7]. - The net profit attributable to shareholders decreased by 37% to 701 million yuan, while the net profit excluding non-recurring items increased by 36.66% to 637 million yuan [7].
A股惊现单日缩量8113亿!三大指数齐跌,下周金融发布会能否引发行情
Sou Hu Cai Jing· 2025-09-21 17:00
Core Viewpoint - Four listed companies, Fudan Fuhua, Sike Rui, Juewei Food, and Chuangyi Information, announced financial fraud, leading to risk warnings and a collective trading suspension, affecting nearly 200,000 shareholders [1][3][4] Group 1: Company Announcements - The four companies will be placed under special treatment ("ST") due to financial fraud, with trading suspended for one day starting Monday [1][4] - The announcement has caused significant concern among shareholders, including long-term investors and new entrants [3] Group 2: Regulatory Environment - The regulatory authorities have taken a strong stance against financial fraud, with recent cases leading to trading suspensions for companies like ST Hongyang and ST Zhongli [4][5] - The China Securities Regulatory Commission (CSRC) is intensifying its focus on information disclosure, which has become a critical area of scrutiny [5][7] Group 3: Market Reactions - The market has shown cautious trading behavior, with a notable decrease in trading volume and mixed performance across sectors [9] - Despite the recent turmoil, there are positive signals from foreign investment, with Goldman Sachs recommending an overweight position in Chinese stocks [11] Group 4: Economic Context - The People's Bank of China and other financial regulators are expected to provide insights into the financial sector's development during an upcoming press conference [8] - The recent interest rate cut by the Federal Reserve may positively impact domestic equity assets, particularly growth-oriented stocks [12]
财务造假“零容忍”:四家上市公司集体ST
Sou Hu Cai Jing· 2025-09-21 03:41
Core Viewpoint - The financial fraud methods of four companies highlight deep-rooted issues in corporate governance and information disclosure among listed companies [3][4][5] Group 1: Financial Fraud Cases - Fudan Fuhua inflated profits by over 81 million yuan through understated operating costs and asset impairment losses from 2019 to 2023, revealing a long-term lack of financial compliance [3] - Absolute Food concealed revenue from franchise store renovation services from 2017 to 2021, leading to understated annual revenue, with the highest impact reaching 5.48% [3] - Sike Rui fabricated sales and prematurely recognized revenue in 2022, inflating profits by over 7 million yuan [3] - Chuangyi Information violated revenue recognition rules in 2022 and 2023, overstating revenue by over 390 million yuan, with a peak impact of 15.84% [3] Group 2: Regulatory Actions - Regulatory actions featured "precise strikes and layered handling," with fines ranging from 2 million to 4 million yuan for the four companies and related responsible individuals [4] - The change of stock names to include "ST" (Special Treatment) publicly labels the companies' violations, pressuring them to enhance compliance management [4] - The adjustment of daily price limits for ST stocks on the main board to 5% reduces speculative trading space, while the STAR and ChiNext boards maintain a 20% limit but impose a restriction on single-day purchases of 500,000 shares [4] Group 3: Market Implications - The concentrated penalties break the "law does not punish the crowd" mentality, indicating that financial compliance is mandatory across all sectors [5] - This regulatory overhaul encourages companies to shift from "passive compliance" to "active governance," focusing resources on core business development rather than financial manipulation [5] - The consequences of financial fraud are clearer than ever, with the market's resource allocation function expected to favor genuinely valuable and honest companies [5]