21世纪经济报道 实习生 张长荣 记者 崔文静 北京报道 近日，诚通证券公告称，叶顺德不再担任总经理，由公司党委书记、董事长张威代任总经理职务。 叶顺德自2016年即担任新时代证券董事长兼总经理。2020年7月，公司因隐瞒股东关联关系被证监会接 管。2022年3月，中国诚通控股集团有限公司（以下简称"诚通集团"）完成98.24%股权受让，三个月后 更名为诚通证券，叶顺德于此时转任总经理，直至近日卸任。 2024年，原新时代证券时期的监管处罚落地，10名相关人员被追责。随着叶顺德离职，涉事人员中仅秦 皓仍留任公司。 代任总经理的张威于2022年公司完成股权变更与更名后，接任董事长一职。其曾在诚通集团体系内历任 多个要职，早前还任职于国务院法制办公室。 除张威外，近年诚通证券新进高管亦多具监管背景：2023年入职的副总经理张啸川有10年证监会工作经 历，2025年接任合规总监的李枫曾任职于北京证监局。 这一高管团队配置，与诚通证券近年来明确的战略方向高度契合。 自并入诚通集团后，诚通证券即在集团"4+1"发展战略中找准自身定位，充分发挥服务国资央企高质量 发展"改革工具箱"的功能作用。 2025年，诚通集团进一步 ...

Core Viewpoint - The article discusses the differentiated development and specialized operations of small and medium-sized securities firms in China, emphasizing their strategies to adapt to regulatory guidance and industry consolidation trends [1][2]. Group 1: Regulatory Guidance and Industry Trends - In March 2023, the China Securities Regulatory Commission issued guidelines to support differentiated development for small and medium-sized institutions, encouraging them to leverage their unique resources and capabilities [1]. - The securities industry is experiencing a wave of mergers and acquisitions, leading to increased market concentration and prompting many small firms to seek acquisition opportunities [1][7]. Group 2: Regional Development Characteristics - Many small and medium-sized securities firms have distinct regional characteristics, often backed by local state-owned assets, and are focusing on regional development strategies [2]. - For instance, Guosheng Securities aims to deepen its presence in Jiangxi province while also serving national needs, leveraging local resources for competitive advantage [2][3]. Group 3: Business Specialization and Performance - Small and medium-sized firms are focusing on niche areas to differentiate themselves, with some achieving notable success in research and commission income despite a general decline in the industry [4][5]. - Companies like Dongbei Securities are positioning themselves as comprehensive firms specializing in small and innovative enterprises, achieving significant market presence in specific sectors [5]. Group 4: Mergers and Acquisitions - Many small and medium-sized securities firms are actively pursuing mergers and acquisitions to enhance their market competitiveness, with firms like Guoyuan Securities and Dongbei Securities expressing intentions to seek high-quality partnerships [7]. - Guoyuan Securities emphasizes that mergers and acquisitions are crucial for enhancing market competitiveness and company valuation, while also ensuring risk control [7].