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第一创业子公司一创投行被罚没近1700万元 作为保荐人未勤勉尽责
Xi Niu Cai Jing· 2025-12-12 06:35
Core Viewpoint - The announcement from First Capital indicates that its wholly-owned subsidiary, Yi Chuang Investment Bank, has received a notice of administrative penalty from the Jiangsu Securities Regulatory Bureau for failing to fulfill its duties during the continuous supervision of Hongda Xingye's 2019 convertible bond project [2][4]. Group 1: Regulatory Actions - Jiangsu Securities Regulatory Bureau claims that Yi Chuang Investment Bank did not diligently verify the use and repayment of raised funds during the supervision period, leading to false records in related documents [4]. - The bureau plans to impose a total penalty of 16.9811 million yuan on Yi Chuang Investment Bank, along with warnings and fines of 1.5 million yuan each for two responsible individuals [4]. - The company has stated that it will learn from this case, accept the penalties, and enhance its operational quality and compliance [4]. Group 2: Company and Market Impact - First Capital asserts that the operational status of both the company and Yi Chuang Investment Bank remains normal, and the proposed penalties will not significantly impact their business activities, financial condition, or debt repayment capabilities [4]. - Hongda Xingye was delisted in March 2024 due to triggering "face value delisting" conditions, with its stock and convertible bonds now traded in the National Equities Exchange and Quotations system [4]. - The convertible bond, known as "Hongda Tui Zhai," defaulted in June 2024, drawing market attention [4]. Group 3: Previous Violations - In June 2025, Jiangsu Securities Regulatory Bureau previously penalized Hongda Xingye for three violations, including unauthorized changes to the use of raised funds and false records in financial reports [5].
传言被证实!中国人保副总裁于泽被查
Xi Niu Cai Jing· 2025-12-12 06:29
公开简历显示,于泽生于1971年,现年54岁,1994年毕业于南开大学,获经济学学士学位。1994年至2006年,于泽在中国人民保险公司、中国人民财产保险 股份有限公司任职;2006年10月至2019年12月,于泽转投太平保险有限公司,后升至太平财险总经理。2019年12月,于泽回归人保集团,获委任为中国人保 副总裁,并在2020年4月被聘任为合规负责人、首席风险官,此后还兼任人保财险党委书记、总裁。 此前,有媒体报道称,于泽被带走调查,如今消息被证实。公开报道显示,11月28日于泽还在中国人保参加会议。 12月6日,据中央纪委国家监委网站消息,中国人民保险集团股份有限公司(以下简称"中国人保")党委委员、副总裁于泽涉嫌严重违纪违法,目前正接受 中央纪委国家监委纪律审查和监察调查。 ...
徽商银行一天内收到两张“罚单” 合计被罚815万元
Xi Niu Cai Jing· 2025-12-12 06:29
Group 1 - The core viewpoint of the news is that Huishang Bank Co., Ltd. has been fined for various regulatory violations, including inadequate management of financial advisory services and non-compliance with off-site business operations [2][3] - Huishang Bank was fined 6.65 million yuan for failing to manage its financial advisory business properly and for non-compliance in off-site operations [2][3] - Related responsible individuals, Yi Feng and Zhao Weiwei, received warnings and were collectively fined 110,000 yuan, while Wang Kaizhi was also warned [2][3] Group 2 - Additionally, Huishang Bank faced a fine of 1.5 million yuan for violations related to loan issuance, inadequate post-loan management, and improper management of credit card and wealth management businesses [3] - Responsible individuals Li Wei and Sun Ting were warned and collectively fined 100,000 yuan, while Ding Guo received a warning [3]
长信基金李家春卸任3只基金 长信利富债券C基金任职回报为负
Xi Niu Cai Jing· 2025-12-12 06:29
| 离任基金经理姓名 | 李家春 | | --- | --- | | 离任原因 | 工作需要 | | 离任日期 | 2025年12月3日 | | 转任本公司其他工作岗位的说明 | 继续担任固收投资管理中心联席总经理、长信利丰债 | | | 券型证券投资基金、长信可转债债券型证券投资基 | | | 金、长信稳健增长一年持有期混合型证券投资基金和 | | | 长信稳健成长混合型证券投资基金的基金经理。 | | 是否已按规定在中国证券投资基金 | 是 | | 业协会办理变更手续 | | 长信利富债券基金三季报显示该基金为债券型基金,但是仍有部分资金投资股票。截至三季度末,该基金持有股票占比为17.45%,持有债券占比为 75.41%,其中,持有可转债占基金资产净值比例为45.44%,前十大持仓个股分别为山东黄金、贵州茅台、电连技术、迈为股份、华谊集团、深信服、恒立 液压、新宙邦、天顺风能、常润股份。 进入2025年,长信利富债券基金调整基金经理。2025年1月,该基金新增基金经理肖文劲,与李家春、吴晖共同管理该基金,3月份,吴晖离任该基金,12月 份,李家春离任该基金以后,仅剩下肖文劲管理该基金。 公开资料显示,李 ...
湖南银行获批增资10亿元 注册资本金升至87.5亿元
Xi Niu Cai Jing· 2025-12-12 06:03
12月5日,湖南省金融监督管理局发布批复文件,正式同意湖南银行股份有限公司增加注册资本。该行注册资本金将增加10亿元,由此前的77.50431375亿元 变更为87.50431375亿元。 根据批复,湖南银行此次增资申请已通过监管审核。湖南金融监管局在批复中要求该行"按照有关规定及时办理变更事宜",并明确"未尽事宜按照金融监管 总局有关规定办理"。 | 项目 | 2025年1-9月 | 2024年1-9月 | | --- | --- | --- | | 营业收入 | 809, 348 | 895, 681 | | 营业支出 | 446, 904 | 570, 106 | | 营业利润 | 362, 444 | 325, 576 | | 利润总额 | 362, 405 | 324, 149 | | 净利润 | 270, 449 | 262, 670 | | 基本每股收益(元/股) | 0. 32 | 0. 31 | 根据湖南银行此前披露的2025年第三季度财务信息,截至2025年第三季度末,该行实现营业收入80.93亿元,实现净利润27.04亿元。 ...
东方证券董事长龚德雄因工作调动辞职,副董事长鲁伟铭代为履职
Xi Niu Cai Jing· 2025-12-12 06:02
东方证券股份有限公司(以下简称"东方证券")于12月8日晚间发布公告称,董事长龚德雄因工作调动,向董事会递交辞呈,申请辞去董事长、执行董事及 董事会战略与可持续发展委员会主任委员、薪酬与提名委员会委员等职务。辞职后,龚德雄将不再担任东方证券及控股子公司任何职务。 根据公告,龚德雄的辞职报告自送达董事会之日起生效。其原定任期至2027年11月21日,此次离任属于提前卸任。东方证券表示,龚德雄的离任不会导致董 事会成员低于法定人数,其本人已确认与董事会之间并无意见分歧。此次人事变动此前已有征兆,上海发布在11月14日的信息已披露,龚德雄拟提名任市管 企业经理班子正职。 根据东方证券《公司章程》规定,在新任董事长选举产生前,由副董事长鲁伟铭代为履行董事长、法定代表人及香港联交所授权代表职责,以确保公司治理 和经营管理的平稳过渡。 ...
南京银行董事会审议通过董事及独立董事候选人提名议案
Xi Niu Cai Jing· 2025-12-12 05:43
根据会议决议,董事会审议通过了《关于提名王厚印为南京银行股份有限公司第十届董事会董事候选人的议案》。董事会提名及薪酬委员会已对候选人资格 予以初审,认为其符合相关法律法规及监管办法规定的任职资格。该议案获得了全体与会董事的同意,表决结果为10票同意、0票弃权、0票反对。独立董事 亦对本议案表示一致同意。王厚印的简历已作为附件披露。 2025年12月8日,南京银行股份有限公司(以下简称"南京银行")召开了第十届董事会第十六次会议,会议审议并通过了关于提名新董事及独立董事候选人 的两项关键议案。相关提名程序符合公司章程及监管规定,后续仍需提交股东大会审议及监管机构核准。 会议同时审议通过了《关于提名王遥女士为南京银行股份有限公司第十届董事会独立董事候选人的议案》。该候选人资格亦经董事会提名及薪酬委员会初审 通过,被认为符合任职资格规定,并获得了独立董事的一致同意。董事会表决结果同样为10票全票通过。根据相关规定,王遥的独立董事任职资格需先经上 海证券交易所审核并无异议后,方可提交公司股东大会审议。 ...
华富基金陈奇同时卸任3只基金 名下仅1只在管基金
Xi Niu Cai Jing· 2025-12-12 05:36
目前,陈奇名下在管基金仅剩华富物联世界灵活配置混合基金。而该基金为迷你基金,截至三季度末,资产净值约为1457.3万元。 陈奇此次卸任的华富半导体产业混合发起式基金也是迷你基金,截至三季度末,资产净值约为3342.77万元。 | 离任基金经理姓名 | 陈奇 | | --- | --- | | 离任原因 | 工作安排 | | 离任日期 | 2025年12月5日 | | 转任本公司其他工作岗位 | 无 | | 的说明 | | | 是否已按规定在中国基金 | 是 | | 业协会办理变更手续 | | | 是否已按规定在中国基金 | 否 | | 业协会办理注销手续 | | 此外,陈奇5月份、9月份、10月份分别离任了华富数字经济混合基金、华富国泰民安灵活配置混合基金、华富时代锐选混合基金。 公告显示,陈奇目前担任华富基金权益投资部副总监、公司公募投资决策委员会委员,2015年12月加入华富基金,曾任研究发展部研究员、基金经理助理、 研究发展部副总监。 续50个工作日低于5000万元,根据《基金合同》的约定,该基金将依法进入基金财产清算程序,且无需召开基金份额持有人大会审议。 12月5日,华富基金发布公告称,截至2025 ...
12月12日重要公告一览
Xi Niu Cai Jing· 2025-12-12 03:00
Group 1 - Lu Kang Pharmaceutical plans to increase capital by 109 million yuan to its wholly-owned subsidiary Bio-Pesticide Company and 27 million yuan to Ze Run Company, aiming to expand its pesticide and sales sectors [1] - Hui Green Ecology intends to sell two properties in Ningbo for 12.52 million yuan, expecting a net profit impact of approximately 6.23 million yuan from the transaction [2] - Tianyuan Co., Ltd. plans to invest 185 million yuan in an intelligent upgrade project for its titanium dioxide production facilities [3] Group 2 - Metro Design has received approval from the Shenzhen Stock Exchange for its share issuance to acquire 100% equity of Guangzhou Metro Engineering Consulting Co., Ltd. for 511 million yuan [4] - South Network Energy announced a mid-term profit distribution plan for 2025, proposing a cash dividend of 0.07 yuan per 10 shares [5] - Qibin Group plans to establish two wholly-owned subsidiaries in Shenzhen with a registered capital of 100 million yuan each [6] Group 3 - All New Good received an administrative regulatory decision from the Shenzhen Securities Regulatory Bureau due to issues in financial accounting and information disclosure [7] - Luokai Co., Ltd. announced that its shareholders plan to reduce their holdings by up to 3% of the company's shares [8][9] - Jincheng Pharmaceutical's actual controller received an administrative penalty from the CSRC for stock manipulation, leading to the resignation of the chairman [10] Group 4 - Yicheng New Energy intends to acquire a 7.69% stake in Kaifeng Times for 10 million yuan, enhancing its strategic development [11] - Yujing Co., Ltd. signed a sales contract worth approximately 28.6 million USD with an overseas photovoltaic company [12] - Nuocheng Jianhua's TRK inhibitor, Zoltracitinib, has been approved for market entry in China [13] Group 5 - Nandu Power announced that its controlling shareholder is planning a change in control, leading to a temporary suspension of its stock [14] - Xinxing Casting plans to acquire 100% equity of China Resources Steel for 1.244 billion yuan to focus on special steel development [15] - Xinlitai is planning to issue H-shares and list on the Hong Kong Stock Exchange [16] Group 6 - Blue Fan Medical's subsidiary received approval for a new medical device, the coronary artery scoring balloon dilation catheter [18] - China Iron & Steel plans to establish a joint venture with several companies to provide new energy transportation solutions with a registered capital of 500 million yuan [19] - Jifeng Technology intends to sign a cooperation framework agreement with Dongtai Lianfei for a total transaction amount not exceeding 100 million yuan [20] Group 7 - Zhongwei Electronics announced a change in its actual controller, with stock resuming trading [21] - Weihong Co., Ltd. plans to reduce its holdings by up to 1.15% of the company's shares [22] - Te Fa Information received a criminal judgment related to a fraud case involving the acquisition of Shenzhen Te Fa Dongzhi Technology Co., Ltd. [23] Group 8 - Sunshine Dairy's controlling shareholder's concerted action plans to reduce holdings by up to 3% of the company's shares [24] - Meikailong reported that Taobao Holdings and New Retail Fund collectively reduced their H-shares by 30.616 million shares [25] - Xinjubang plans to issue H-shares and apply for listing on the Hong Kong Stock Exchange [26] Group 9 - Beite Technology's application for issuing A-shares to specific objects has been approved by the Shanghai Stock Exchange [28] - Victory Energy's controlling shareholder is planning a change in control, with stock resuming trading [29] - Jiutian Pharmaceutical signed a patent and technology transfer agreement for a small molecule analgesic drug project, with a total transfer fee not exceeding 400 million yuan [29]
12.12犀牛财经早报:中科沃土基金副总经理林青因个人原因离任
Xi Niu Cai Jing· 2025-12-12 02:02
白银价格持续高位震荡 12月11日,美国纽约商品交易所白银期货价格在首次突破每盎司60美元关口之后再次突破每盎司62美 元。国内市场方面,截至12月11日15:00收盘,上海期货交易所沪银主力合约报收于14488元/千克,也 继续上涨。东方金诚研究发展部副总监瞿瑞表示,白银价格短期将高位震荡。"一方面,美联储12月议 息会议如期降息25个基点符合市场预期,可能出现'预期兑现'引发的获利了结压力,同时白银现货紧 张,推升银价涨幅显著大于黄金,也会导致白银面临调整压力;另一方面,在光伏与新能源需求驱动 下,白银供给已连续5年小于需求,同时矿产白银产量增长有限、全球白银库存处于历史低位,供需缺 口持续扩大利好银价。"中长期来看,支撑白银上涨的核心逻辑未发生变化。国信期货研究所首席分析 师顾冯达分析称,随着新能源、电子制造等产业的快速发展,白银的工业应用场景持续拓宽,加剧市场 对白银供需缺口的担忧,吸引资金基于中长期逻辑进行布局。(经济参考报) 年内商业银行"二永债"发行规模达1.66万亿元 中国货币网信息显示,近日,上海银行完成发行年内首只无固定期限资本债券,发行规模为100亿元。 今年以来,商业银行持续通过发行二 ...