Core Viewpoint - CITIC Securities announced a lawsuit involving its subsidiary, CITIC Securities South China (formerly Guangzhou Securities), related to a securities fraud case concerning Dongxu Optoelectronics [2][5]. Group 1: Lawsuit Details - CITIC Securities South China is one of 37 defendants in a lawsuit filed by 11 investors against Dongxu Optoelectronics and others, alleging securities fraud due to false statements in annual reports from 2015 to 2022 and fraudulent stock issuance in 2017 [5]. - The plaintiffs claim that the trading actions of all investors are causally linked to the false statements made by Dongxu Optoelectronics, which should be held liable for damages [5]. - The lawsuit also implicates the former Guangzhou Securities as the lead underwriter for Dongxu Optoelectronics' 2017 private placement, asserting that it violated securities laws and should bear joint liability for the plaintiffs' losses [5]. Group 2: Legal Proceedings - CITIC Securities South China received the lawsuit documents from Shijiazhuang Intermediate Court on April 9 and a civil ruling on August 8, subsequently applying for a review at the Hebei High Court on August 15 [5]. - On December 3, the Hebei High Court rejected the review application from CITIC Securities South China and eight other applicants, confirming that the case will proceed under ordinary representative litigation procedures [6]. - The court defined the rights holders for the case as investors who purchased Dongxu Optoelectronics shares through public bidding from February 15, 2016, to July 5, 2024, and still held the shares on the closing date [6]. Group 3: Financial Implications - The total amount claimed by the 11 plaintiffs is 1.8282 million yuan, but the final amount in dispute remains uncertain [6]. - CITIC Securities stated that the lawsuit arises from projects undertaken before the acquisition of Guangzhou Securities, and any potential losses have been adequately considered prior to the acquisition, indicating no significant impact on current or future profits [6]. Group 4: Background on Dongxu Optoelectronics - Dongxu Optoelectronics is set to be delisted by October 2024, following regulatory actions against its parent company for securities violations, with fines totaling 1.7 billion yuan imposed on 43 responsible parties [8].

Core Viewpoint - The lawsuit involving a subsidiary of CITIC Securities, specifically CITIC Securities South China (formerly Guangzhou Securities), is related to a securities fraud case concerning Dongxu Optoelectronics, with the company asserting that the issues stem from projects undertaken before its acquisition of Guangzhou Securities [2][4]. Group 1: Lawsuit Details - CITIC Securities South China is one of 37 defendants in a lawsuit filed by 11 investors against Dongxu Optoelectronics and others, alleging securities fraud due to false statements in annual reports from 2015 to 2022 and fraudulent stock issuance in 2017 [4]. - The plaintiffs claim a causal relationship between their trading actions and the fraudulent statements made by Dongxu Optoelectronics, seeking compensation for losses incurred [4]. - The lawsuit's total claim amount from the 11 plaintiffs is 1.8282 million yuan, with the final amount subject to uncertainty [7]. Group 2: Legal Proceedings - CITIC Securities South China received the lawsuit documents from the Shijiazhuang Intermediate Court on April 9, and subsequently filed for a review with the Hebei High Court after receiving a civil ruling on August 8 [6]. - On December 3, the Hebei High Court dismissed the review application from CITIC Securities South China and eight other parties, confirming that the case will proceed under ordinary representative litigation procedures [6]. Group 3: Financial Impact - CITIC Securities stated that the potential losses related to this lawsuit were fully considered prior to the acquisition of Guangzhou Securities, indicating no significant impact on the company's current or future profits [7]. - Dongxu Optoelectronics is set to be delisted by October 2024, with the China Securities Regulatory Commission planning administrative penalties against Dongxu Group for securities violations, including fines totaling 1.7 billion yuan against 43 responsible parties [7].

Group 1 - The latest development in the Dongxu Optoelectronics case involves CITIC Securities' subsidiary, CITIC Securities South China Co., which is one of 37 defendants in a lawsuit concerning false statements, with a claimed amount of 1.8282 million yuan [1][2] - The lawsuit is based on allegations that Dongxu Optoelectronics' annual reports from 2015 to 2022 contained false records and significant omissions, and that the company engaged in fraudulent issuance of stocks in 2017 [1][2][3] - The court has determined that the case will proceed under a representative litigation procedure, with the plaintiffs being 11 investors seeking compensation for economic losses due to the alleged false statements [2][3] Group 2 - The lawsuit's plaintiffs are requesting a total compensation of 1,828,167.34 yuan for their losses, and they seek joint liability from other defendants besides Dongxu Optoelectronics [2] - The case involves historical issues related to the acquisition of Guangzhou Securities by CITIC Securities, with the potential losses already accounted for prior to the acquisition's completion [1][3] - Regulatory actions have been taken against Dongxu Group and Dongxu Optoelectronics for various violations, including fraudulent fundraising and financial misreporting, leading to significant penalties [4][5][6] Group 3 - Dongxu Group and Dongxu Optoelectronics have been found to have inflated revenues and profits significantly, with cumulative inflated revenues of 167.6 billion yuan and inflated profits of 56.27 billion yuan reported [6] - The regulatory bodies have imposed fines exceeding 16.6 billion yuan on Dongxu Group, Dongxu Optoelectronics, and related individuals, with some facing lifetime bans from the securities market [7][8] - The actions taken against these companies serve as a warning to other listed companies regarding the consequences of illegal activities, emphasizing the commitment of regulatory authorities to protect investors' rights [8]

格隆汇12月4日｜中信证券公告称，子公司中信证券华南股份有限公司为东旭光电证券虚假陈述责任纠 纷案37名被告之一，涉诉金额182.82万元。该案确定适用普通代表人诉讼程序审理。中信证券表示，该 案为公司收购广州证券前，广州证券承做的相关项目引发的纠纷，就该案涉及的潜在损失均已在收购交 割之前予以充分考虑，对公司本期利润或期后利润无重大影响。 ...

本公司將密切關注訴訟案件的進展情況，及時履行信息披露義務。 中信証券股份有限公司（「本公司」）子公司中信証券華南股份有限公司（原稱廣州證券股 份有限公司（「廣州證券」），「華南公司」）作為東旭光電科技股份有限公司（「東旭光電」） 2017年非公開發行股票的主承銷商，為有關針對東旭光電及相關人士和專業機構的證券 虛假陳述訴訟（「訴訟案件」）的37名被告之一。 2025年12月3日，華南公司收到河北省高級人民法院送達的《民事裁定書》[(2025)冀民終 690號]，裁定駁回華南公司等8名復議申請人的復議申請，確定本案適用普通代表人訴訟 程序審理，並確定本案權利人範圍為自2016年2月15日（含）至2024年7月5日（含）期間以 公開競價方式買入、並於2024年7月5日（含）閉市後當日仍持有東旭光電股票（證券代 碼：000413），且與本案具有相同種類訴訟請求的投資者。 目前11名原告合計訴訟請求金額為人民幣1,828,167.34元，鑒於本案審理適用普通代表 人訴訟程序，且尚未開庭，最終涉訴金額存在不確定性。 本案為本公司收購廣州證券前，廣州證券承做的相關項目引發的糾紛，就本案涉及的潛 在損失均已在交割之前予以充 ...

Group 1 - The core point of the article is the announcement by CITIC Hainan Airlines regarding a change in the representative responsible for the ongoing supervision of its 2020 non-public stock issuance project [2] - Wang Yue, the original sponsor representative from CITIC Securities, will no longer be responsible for the project due to a work change [2] - Li Zhongjin has been appointed to replace Wang Yue and will jointly perform the ongoing supervision duties with Wu Xiaoguang [2]

Core Viewpoint - The article discusses a legal case involving CITIC Securities and its subsidiary, CITIC Securities South China, related to investor lawsuits against Dongxu Optoelectronics for alleged false statements leading to investment losses. The case is being processed under a representative litigation procedure, and the potential financial impact on CITIC Securities is deemed minimal. Group 1: Legal Proceedings - CITIC Securities South China received a civil ruling from the Hebei High Court confirming the case will proceed under a representative litigation procedure [2] - The lawsuit involves 11 investors suing Dongxu Optoelectronics and other related parties for a total claim of 1.8282 million yuan due to alleged false statements [5] - The plaintiffs argue that Dongxu Optoelectronics, which has been delisted, made false disclosures in its annual reports from 2015 to 2022, leading to their financial losses [7] Group 2: Allegations Against Dongxu Optoelectronics - Dongxu Optoelectronics is accused of having false records and significant omissions in its annual reports, as well as fraudulent issuance of stocks during a non-public offering in 2017 [9] - The company failed to disclose its 2023 annual report within the legal timeframe, which has raised further concerns among investors [9] - The total amount raised from the fraudulent stock issuance was 7.565 billion yuan, which was based on misleading financial data [9]

北京商报讯（记者 刘宇阳）12月4日，中信证券发布公告称，公司子公司中信证券华南股份有限公司（原广州 证券股份有限公司，以下简称"中信证券华南公司"）涉及一起诉讼，原告为吴彩泉等11名投资者，被告为东旭 光电科技股份有限公司（以下简称"东旭光电"）、东旭集团有限公司、中信证券华南公司等37名相关法人主体 或自然人。 12月3日，中信证券华南公司收到河北省高级人民法院送达的《民事裁定书》，裁定驳回中信证券华南公司等8 名复议申请人的复议申请，确定本案适用普通代表人诉讼程序审理，并确定本案权利人范围为自2016年2月15 日（含）至2024年7月5日（含）期间以公开竞价方式买入、并于2024年7月5日（含）闭市后当日仍持有东旭光 电股票，且与本案具有相同种类诉讼请求的投资者。 据悉，目前11名原告合计诉讼请求金额约为人民币182.82万元。中信证券表示，鉴于该案审理适用普通代表人 诉讼程序，且尚未开庭，最终涉诉金额存在不确定性。该案为公司收购广州证券前，广州证券承做的相关项目 引发的纠纷，就该案涉及的潜在损失均已在收购交割之前予以充分考虑，对公司本期利润或期后利润无重大影 响。 ...

於本公告刊發日期 ，本公司執行董事為張佑君先生及鄒迎光先生；本公司非執行董事為張麟先生 、付臨芳女士 、 趙先信先生及王恕慧先生；及本公司獨立非執行董事為李青先生、史青春先生及張健華先生。 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表 任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任 何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6030） 海外監管公告 本公告乃根據香港聯合交易所有限公司證券上市規則第13.10B條而作出。 茲載列中信証券股份有限公司（「本公司」）在上海證券交易所網站刊登的本公司關於間 接子公司發行中期票據並由全資子公司提供擔保的公告，僅供參閱。 承董事會命 中信証券股份有限公司 董事長 張佑君 中國北京 2025年12月4日 证券代码：600030 证券简称：中信证券 公告编号：临2025-094 中信证券股份有限公司 关于间接子公司发行中期票据 并由全资子公司提供担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记 ...

Group 1 - The core point of the article is that CITIC Securities has announced a total external guarantee amount of RMB 198.54 billion, which accounts for 67.67% of the company's most recent audited net assets [1][1][1] - As of the announcement date, CITIC Securities' market capitalization is RMB 403.1 billion [1][1][1] Group 2 - For the first half of 2025, the revenue composition of CITIC Securities is as follows: securities investment business accounts for 43.88%, brokerage business for 28.21%, asset management business for 18.21%, investment banking business for 6.22%, and other businesses for 3.49% [1][1][1]