北京市东城区建国门内大街 26 号新闻大厦 7 层、8 层 电话：010-88004488/66090088 传真：010-66090016 邮编：100005 北京国枫律师事务所 关于开滦能源化工股份有限公司 2023 年年度股东大会的法律意见书 国枫律股字[2024]A0150 号 致：开滦能源化工股份有限公司（贵公司） 根据《中华人民共和国公司法》《中华人民共和国证券法》、中国证券监督 管理委员会发布的《上市公司股东大会规则》（以下简称"《股东大会规则》"）、 《律师事务所从事证券法律业务管理办法》（以下简称"《从业办法》"）及贵 公司章程（以下简称"《公司章程》"）等有关规定，北京国枫律师事务所（以 下简称"本所"）指派律师出席贵公司2023年年度股东大会（以下简称"本次会 议"），并出具本法律意见书。 本所律师已经按照《股东大会规则》的要求对贵公司本次会议的真实性、合 法性进行查验并发表法律意见；本法律意见书中不存在虚假记载、误导性陈述及 重大遗漏。 本法律意见书仅供贵公司本次会议之目的使用，不得被任何人用于其他任何 目的。本所律师同意将本法律意见书随贵公司本次会议决议一起予以公告。 根据《股东大会 ...

Financial Performance - Operating revenue for the period was CNY 5,371,941,335.88, representing a decrease of 14.21% compared to the same period last year[6] - Net profit attributable to shareholders of the listed company was CNY 209,408,270.68, down 48.64% year-on-year[6] - Net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 198,271,874.47, a decrease of 50.72% compared to the previous year[6] - Basic earnings per share decreased by 50.00% to CNY 0.13[6] - Diluted earnings per share also decreased by 50.00% to CNY 0.13[6] - Total operating revenue for Q1 2024 was ¥5,371,941,335.88, a decrease of 14.0% from ¥6,262,068,492.18 in Q1 2023[18] - Net profit for Q1 2024 was ¥69,065,893.45, a decline of 74.0% compared to ¥265,724,723.01 in Q1 2023[18] - Earnings per share for Q1 2024 were ¥0.13, down from ¥0.26 in Q1 2023[18] - The company reported a total comprehensive income of ¥55,973,050.33 for Q1 2024, down from ¥257,889,097.34 in Q1 2023[18] Cash Flow - Net cash flow from operating activities was -CNY 149,909,371.53, a decline of 206.44% year-on-year[6] - In Q1 2024, the company's cash inflow from operating activities was CNY 3,434,261,140.38, a decrease of 26% compared to CNY 4,645,901,132.37 in Q1 2023[36] - The net cash outflow from operating activities in Q1 2024 was CNY -149,909,371.53, compared to a positive cash flow of CNY 140,836,267.23 in Q1 2023[36] - Cash inflow from investment activities was CNY 4,307,765.05 in Q1 2024, significantly higher than CNY 300.00 in Q1 2023[36] - The net cash outflow from investment activities was CNY -249,856,644.67 in Q1 2024, compared to CNY -338,237,858.11 in Q1 2023, indicating a reduced outflow[36] - Cash inflow from financing activities was CNY 460,298,666.66 in Q1 2024, down from CNY 750,000,000.00 in Q1 2023[36] - The net cash flow from financing activities was CNY 64,563,808.88 in Q1 2024, a significant decrease from CNY 524,272,550.32 in Q1 2023[36] - The company's cash and cash equivalents at the end of Q1 2024 were CNY 6,354,557,695.53, down from CNY 7,612,094,521.37 at the end of Q1 2023[36] - The total cash outflow from operating activities in Q1 2024 was CNY 3,584,170,511.91, compared to CNY 4,505,064,865.14 in Q1 2023, reflecting a decrease of 20%[36] - The company received CNY 342,044.90 in tax refunds in Q1 2024, a significant decrease from CNY 7,565,771.74 in Q1 2023[36] - The cash outflow for employee compensation in Q1 2024 was CNY 640,381,270.76, a decrease from CNY 694,329,283.76 in Q1 2023[36] Assets and Liabilities - Total assets at the end of the reporting period were CNY 28,462,679,399.21, down 1.25% from the end of the previous year[6] - Total liabilities decreased to ¥12,853,500,548.23 in Q1 2024 from ¥13,234,488,217.37 in Q1 2023[18] - The company's total assets were reported at ¥28,462,679,399.21 in Q1 2024, a decrease from ¥28,823,689,570.45 in Q1 2023[18] - Shareholders' equity attributable to the listed company was CNY 14,403,683,557.02, an increase of 1.16% compared to the end of the previous year[6] - Total equity attributable to shareholders increased to ¥14,403,683,557.02 in Q1 2024 from ¥14,238,584,236.96 in Q1 2023[18] Shareholder Information - The total number of common shareholders at the end of the reporting period was 42,592[26] - The top shareholder, Kailuan (Group) Co., Ltd., holds 764,018,588 shares, accounting for 48.12% of total shares[26] - The second-largest shareholder, China Cinda Asset Management Co., Ltd., holds 336,000,000 shares, representing 21.16%[26] Other Financial Information - The decline in net profit was primarily due to a decrease in product prices compared to the same period last year[8] - The company reported a significant decrease in cash received from sales, which was greater than the reduction in cash paid for purchases[8] - Research and development expenses increased significantly to ¥112,563,917.41 in Q1 2024, up from ¥45,192,110.78 in Q1 2023[18] - The company reported a total of 11,136,396.21 in non-operating income after tax impacts and minority interests[25] - Government subsidies recognized in the current period amounted to 8,958,985.72[25] - The company has no significant changes in the top ten shareholders due to margin trading activities[29] - The company has not disclosed any new product developments or technological advancements in this report[32] - There are no indications of market expansion or mergers and acquisitions mentioned in the current report[32] - The financial report for the first quarter was not audited[24] - The company has ensured the accuracy and completeness of the financial information provided in the report[24]

开滦能源化工股份有限公司 第八届监事会第三次会议决议公告 证券代码：600997 证券简称：开滦股份 公告编号：临 2024-026 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 一、监事会会议召开情况 开滦能源化工股份有限公司（以下简称"公司"）于 2024 年 4 月 16 日以电话、电子邮件方式向全体监事发出了召开第八届监事会第 三次会议通知和议案。会议于 2024 年 4 月 26 日下午在河北省唐山市 新华东道 70 号开滦集团视频会议室以现场表决方式召开。会议应当 出席监事 5 人，实际出席会议的监事 5 人。会议由公司监事会主席董 立满主持，公司部分高管人员列席了会议。会议的召开符合《公司法》 和《公司章程》的有关规定。 二、监事会会议审议情况 会议审议并通过了以下议案： （一）公司关于 2024 年第一季度报告的议案 表决结果：5 票同意，0 票弃权，0 票反对。 公司监事会对 2024 年第一季度报告发表如下审核意见： 1.公司 2024 年第一季度报告的编制和审议程序符合法律法规和 《公司章程》等内控制 ...

开滦能源化工股份有限公司 2023 年年度股东大会会议资料 二〇二四年四月 证券简称：开滦股份 证券代码：600997 会议资料目录 | 序号 | 会议资料名称 | 页码 | | --- | --- | --- | | 1 | 开滦能源化工股份有限公司 年年度股东大会议程 2023 | 2 | | 2 | 开滦能源化工股份有限公司 年度董事会工作报告 2023 | 4 | | 3 | 开滦能源化工股份有限公司 2023 年度监事会工作报告 | 9 | | 4 | 开滦能源化工股份有限公司关于 2023 年度财务决算的议案 | 12 | | 5 | 开滦能源化工股份有限公司 2023 年度利润分配预案 | 19 | | 6 | 开滦能源化工股份有限公司关于 年年度报告及其摘要的议案 2023 | 20 | | 7 | 开滦能源化工股份有限公司关于与开滦（集团）有限责任公司签署《综合 服务合同（续签稿）》的议案 | 21 | | 8 | 开滦能源化工股份有限公司关于预计 2024 年度日常关联交易的议案 | 31 | | 9 | 开滦能源化工股份有限公司关于授权办理信贷事宜的议案 | 56 | | 10 | 开滦 ...

Financial Performance - The company's operating revenue for the current period is ¥22,841,488,863.15, a decrease of 12.16% compared to ¥26,003,933,789.25 in the same period last year[8]. - The operating cost for the current period is ¥19,618,044,653.64, down 9.91% from ¥21,776,461,550.59 in the previous year[8]. - The net cash flow from operating activities is ¥563,583,378.00, a significant decline of 86.05% compared to ¥4,041,373,390.42 in the same period last year[8]. - The company reported a financial expense reduction of 43.01%, decreasing to ¥130,397,649.50 from ¥228,793,918.98 in the previous year[8]. - The company recorded a loss of ¥9,856,542.77 from the disposal of non-current assets, contrasting with a gain of ¥21,301,942.25 in the previous year[2]. - The company’s investment activities generated a net cash outflow of ¥1,088,669,026.80, an improvement of 30.02% compared to the previous year's outflow of ¥1,555,575,979.16[8]. - The company’s cash and cash equivalents decreased by 9.74% to ¥6,739,718,716.21, accounting for 23.38% of total assets[53]. - The company reported a significant decrease in investment amounting to ¥465,085,900, a reduction of ¥1,233,356,760 compared to the previous year, representing a decline of 72.62%[65]. - The company declared a cash dividend of 545,250,468.83 RMB, which represents 50.01% of the net profit attributable to ordinary shareholders in the consolidated financial statements[115]. - The net profit attributable to ordinary shareholders in the consolidated financial statements was 1,090,378,188.32 RMB[115]. Research and Development - Research and development expenses increased by 34.13% to ¥402,454,477.48 from ¥300,047,509.46 in the previous year[8]. - R&D investment totaled ¥402,454,477.48, representing 1.76% of operating revenue[37]. - The company achieved 2 technology evaluation results and was granted 8 national invention patents during the reporting period[38]. - The company is focusing on the development of new materials and technology services, which are critical for future growth[68]. - Research and development investments increased by 30%, focusing on sustainable energy solutions and advanced coal processing technologies[130]. Market and Sales - The top five customers contributed ¥12,711,922,514.15, accounting for 55.65% of total operating revenue[13]. - Revenue from coal mining was approximately CNY 6.77 billion, with a gross margin of 48.25%, reflecting a year-over-year decline of 15.26% in revenue and a decrease of 3.40 percentage points in gross margin[31]. - The coal chemical industry generated revenue of approximately CNY 20.26 billion, with a gross margin of -0.72%, showing an 8.86% decrease in revenue compared to the previous year[31]. - Domestic sales accounted for approximately CNY 26.89 billion, with a gross margin of 11.48%, down 10.46% year-over-year[32]. - The company plans to produce 9.4 million tons of raw coal and sell 4.37 million tons of commercial coal in 2024[117]. - The company aims to produce and sell 5.4 million tons of coke in 2024[117]. Operational Efficiency - The company’s management expenses slightly increased by 0.39% to ¥831,966,360.52 from ¥828,729,406.42 in the previous year[8]. - Cash received from sales decreased by ¥14,667,257,636.24 compared to the previous year, primarily due to market decline and tight cash flow in downstream industries[38]. - Cash paid for purchasing goods decreased by ¥10,694,202,264.61 year-on-year, attributed to lower raw material costs in coal chemical subsidiaries[38]. - The company has successfully reduced operational costs by 8% through efficiency improvements[128]. - The company plans to strictly control coal consumption and strengthen energy consumption management in 2024[80]. Environmental Compliance - The company is committed to environmental protection and has implemented measures to comply with stricter regulations in the coking industry[60]. - The company has a comprehensive mechanism for environmental protection and has complied with pollution discharge standards, with no exceedances reported[148]. - The company has effectively managed hazardous waste, with all hazardous waste disposed of by qualified units and no external discharge[150]. - The company’s wastewater treatment system effectively processes and discharges treated water into the designated area, maintaining compliance with environmental standards[160]. - The company has implemented a zero wastewater discharge policy as of August 8, 2023, with all wastewater being reused in production[176]. Strategic Initiatives - The company aims to enhance its market research and adjust product structures to maintain a balance in coal and coke sales amidst market changes[75]. - The company plans to continue expanding its market presence through strategic investments and new project developments[135]. - The company is actively pursuing resource expansion and restructuring in the coal industry to enhance its competitive position[90]. - The company is considering strategic acquisitions to bolster its product offerings, with a budget of $100 million allocated for potential deals[128]. - The company aims to enhance shareholder returns with a proposed dividend increase of 20% for the upcoming fiscal year[130]. Governance and Management - The total pre-tax remuneration for senior management during the reporting period amounted to RMB 568.77 million[99]. - The company held its 2022 Annual General Meeting on April 27, 2023, where 13 proposals, including the annual report, were approved[97]. - The company has established a remuneration and assessment committee to evaluate the performance of senior management based on economic efficiency and work objectives[135]. - The company has not reported any significant risks identified by the supervisory board during the reporting period[138]. - The company’s internal control evaluation report for 2022 was approved, indicating compliance with regulations and effective internal control systems[166].

目录 CONTENTS 专题二 绿智矿山，开拓煤化新路程 | 关于本报告 | 01 | | --- | --- | | 董事长致辞 | 03 | | 专题一 | | --- | | 党旗高扬，引领阔步前行 | | | --- | --- | | 党建引擎，质效双升 | 05 | | 践行初心，凝聚奋进 | 06 | | 绿意盎然，矿美山青 | 07 | | --- | --- | | 物尽其用，循环发展 | 09 | | 矿智融合，开滦领航 | 10 | 走进开滦股份 可持续亮点 | | 治理篇：治理为纲，发展为要 | | --- | --- | | 持续发展，守正管理 | 23 | | 合规守则，稳健治理 | 31 | | | 环境篇：碧水蓝天，共守绿意 | | --- | --- | | 减污增效，共绘蓝图 | 45 | | 能源守约，共创低碳 | 51 | | 守卫蓝天，共筑气候 | 61 | | 物料守恒，共节资源 | 56 | | 水域守望，共护源泉 | 57 | | 污处守法，共净山河 | 60 | | 守护青山，共筑屏障 | 63 | | 研无止境，创新驱动 | | --- | | 数据守密，隐 ...

证券代码：600997 证券简称：开滦股份 公告编号：临 2024-020 在公司 2023 年年度股东大会审议通过的委托贷款额度内，公司 提供的单笔委托贷款事项不再召开董事会或股东大会审议（如有新增 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： ●财务资助对象：唐山开滦炭素化工有限公司（以下简称"炭素化 工公司"）、承德中滦煤化工有限公司（以下简称"承德中滦公司"）、 唐山中阳新能源有限公司（以下简称"唐山中阳公司"）。 ●财务资助方式：委托贷款 ●财务资助金额：自开滦能源化工股份有限公司（以下简称"公 司"）2023 年年度股东大会召开之日起至 2024 年年度股东大会召开 日，公司拟对所属子公司提供的委托贷款不超过 59,940 万元。 ● 履行的审议程序：已经公司第八届董事会第二次会议审议通 过，尚需提交 2023 年年度股东大会审议。 一、预计 2024 年提供财务资助概述 根据所属公司的运营实际，自公司 2023 年年度股东大会召开之 日起至 2024 年年度股东大会召开日，公司拟对所属子公司提 ...

证券代码：600997 证券简称：开滦股份 公告编号：临 2024-021 开滦能源化工股份有限公司 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： 至 2024 年 4 月 26 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的 1 股东大会召开日期：2024年4月26日 本次股东大会采用的网络投票系统：上海证券交易所股东大 会网络投票系统 一、 召开会议的基本情况 (一) 股东大会类型和届次 2023 年年度股东大会 (二) 股东大会召集人：董事会 (三) 投票方式：本次股东大会所采用的表决方式是现场投票和网络 投票相结合的方式 (四) 现场会议召开的日期、时间和地点 召开的日期时间：2024 年 4 月 26 日 14 点 00 分 召开地点：河北省唐山市新华东道 70 号开滦集团视频会议室 (五) 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 4 月 26 日 (七) 涉及 ...

开滦能源化工股份有限公司董事会审计委员会 2023 年度履职情况报告 2023年度，开滦能源化工股份有限公司（以下简称"公司"）董事 会审计委员会根据《上海证券交易所上市公司自律监管指引第1号— 规范运作》和《公司章程》《公司董事会审计委员会工作细则》的有 关规定，本着勤勉尽责的原则，认真履行了相关职责。现将公司董事 会审计委员会一年来的履职情况报告如下： 一、董事会审计委员会基本情况 公司第七届董事会审计委员会由第七届董事会第一次会议选举 产生，委员会由梁俊娇、李凤明和伏军三名委员组成，其中梁俊娇担 任主任委员。 二、董事会审计委员会2023年度会议召开情况 2023年度，公司董事会审计委员会（以下简称"公司审计委员会"） 共召开了八次会议，具体如下： （一）2023 年 1 月 4 日，公司审计委员会在公司四层会议室召开 了 2023 年第一次会议。一是审议通过了利安达会计师事务所编制的 2022 年度财务报告审计和内控审计工作计划；二是审阅通过了公司 2023 年内部审计要点及项目计划。 （六）2023 年 4 月 19 日，公司审计委员会以视频会议方式召开 了 2023 年第六次会议。审议公司未经注册 ...

2023 根据《上市公司独立董事管理办法》和上海证券交易所《股 票上市规则》《上市公司自律监管指引第 1 号—规范运作》等法 律法规及《公司章程》《公司独立董事工作制度》等规定要求， 开滦能源化工股份有限公司（以下简称"公司"）独立董事梁俊 娇、李凤明、伏军对 2023 年度任职独立性情况进行自查并提交 自查报告，公司董事会就其独立性情况进行评估并出具如下专项 意见： 二〇二四年三月二十八日 第 1 页（共 1 页） 依据公司独立董事梁俊娇、李凤明、伏军的任职经历以及 2023 年度履职情况，三名独立董事未在公司担任除独立董事以 外的任何职务，也未在公司主要股东、实际控制人及其各自附属 企业和为前述企业提供财务、法律、咨询、保荐的单位担任职务， 与公司以及主要股东之间不存在利害关系或者其他可能妨碍其 进行独立客观判断的关系。因此，公司三位独立董事符合《上市 公司独立董事管理办法》和上海证券交易所《股票上市规则》《上 市公司自律监管指引第 1 号—规范运作》中对独立董事独立性的 相关要求，不存在影响独立性的情况。 开滦能源化工股份有限公司董事会 ...