鉴于公司两名独立董事因连任时间满六年辞去公司独立董事及专门委员会 相关职务，公司股东大会选举黄进先生、董国云先生为公司第五届董事会独立董 事，根据《公司章程》《董事会议事规则》及相关规范性文件的规定，公司董事 会同意：选举黄进先生为合规与风险管理委员会主任委员、战略规划委员会委员； 选举董国云先生为薪酬与提名委员会主任委员、审计委员会主任委员；选举刘俊 勇先生为审计委员会委员。上述调整的专门委员会主任委员、委员的任期自本次 董事会审议通过之日起至第五届董事会任期届满之日止。 调整后，各专门委员会成员如下： 证券代码：601059 证券简称：信达证券 公告编号：2023-025 信达证券股份有限公司 第五届董事会第三十五次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 信达证券股份有限公司（以下简称"公司"）第五届董事会第三十五次会议 于 2023 年 8 月 14 日以现场与视频相结合的方式召开，现场会议设在北京市西城 区闹市口大街 9 号院 1 号楼 921 会议室。本次会议的通知和会议资料于 2023 年 8 ...

信达证券股份有限公司募集资金管理制度 第四条 公司董事会负责健全募集资金存储、使用和管理的内部控制制度， 确保本制度的有效实施。 公司董事会应按规定真实、准确、完整地披露募集资金的实际使用情况，充 分保障投资者的知情权。 公司应当将本制度及时报上海证券交易所备案并在上海证券交易所网站上 披露。 第五条 公司的董事、监事和高级管理人员应当勤勉尽责，督促公司规范使 （2023 年 8 月修订） 第一章 总则 第一条 为了规范信达证券股份有限公司（以下简称"公司"）募集资金的 使用与管理，提高募集资金使用效益，保护投资者的合法权益，根据《中华人民 共和国公司法》《中华人民共和国证券法》《首次公开发行股票注册管理办法》《上 市公司证券发行注册管理办法》《上市公司监管指引第 2 号——上市公司募集资 金管理和使用的监管要求》《上海证券交易所股票上市规则》（以下简称"《上市 规则》"）《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等法律、 法规及规范性文件及《信达证券股份有限公司章程》（以下简称"《公司章程》"） 的有关规定，结合公司实际情况，制定本制度。 第二条 本制度所称募集资金系指公司通过公开发行证券 ...

信达证券股份有限公司 2022 年年度权益分派实施公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 每股分配比例 A 股每股现金红利 0.044 元（含税） 相关日期 | 股份类别 | 股权登记日 | 最后交易日 | 除权（息）日 | 现金红利发放日 | | --- | --- | --- | --- | --- | | Ａ股 | 2023/8/17 | － | 2023/8/18 | 2023/8/18 | 证券代码：601059 证券简称：信达证券 公告编号：2023-024 本次利润分配以方案实施前的公司总股本 3,243,000,000 股为基数，每股派发 现金红利 0.044 元（含税），共计派发现金红利 142,692,000 元。 三、 相关日期 | 股份类别 | 股权登记日 | 最后交易日 | 除权（息）日 | 现金红利发放日 | | --- | --- | --- | --- | --- | | Ａ股 | 2023/8/17 | － | 2023/8/18 | 2023/8/18 | 差异 ...

证券代码：601059 证券简称：信达证券 公告编号：2023-017 信达证券股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 会议召开时间：2023 年 06 月 06 日(星期二) 上午 09:00-10:00 会议召开地点：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 05 月 30 日(星期二) 至 06 月 05 日(星期 一)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通 过公司邮箱 ir@cindasc.com 进行提问。公司将在说明会上对投资者 普遍关注的问题进行回答。 信达证券股份有限公司（以下简称"公司"）已于 2023 年 3 月 14 日发布公司 2022 年度报告，为便于广大投资者更全面深入地了解公 司 2022 年度经营成果、财务状况，公司计划于 2023 年 06 月 06 日 上午 09:0 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 1,090,236,829.32, representing a year-on-year increase of 36.28%[4] - The net profit attributable to shareholders for the same period was CNY 215,897,059.06, up by 30.19% compared to the previous year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 212,354,945.10, reflecting a 30.30% increase year-on-year[8] - The basic earnings per share for Q1 2023 was CNY 0.07, representing a 21.21% increase[4] - Net profit for Q1 2023 was ¥236,117,005.02, a 34.0% increase from ¥175,967,703.14 in Q1 2022[18] - Basic and diluted earnings per share improved to ¥0.07, compared to ¥0.06 in the same period last year[18] - Net profit for Q1 2023 was ¥225,260,466.03, compared to ¥256,199,121.47 in Q1 2022, reflecting a decrease of 12.1%[28] Cash Flow - The net cash flow from operating activities decreased by 21.20%, amounting to CNY 2,878,620,035.86[4] - In Q1 2023, the net cash flow from operating activities was CNY 3,495,939,448.17, a slight increase of 3.29% compared to CNY 3,384,655,590.00 in Q1 2022[30] - Total cash inflow from operating activities reached CNY 7,620,099,617.31, up from CNY 4,529,921,399.91 in the same period last year, indicating a growth of 68.5%[30] - The cash outflow from investment activities was CNY 8,319,646,253.00, significantly higher than CNY 83,737,617.10 in Q1 2022, resulting in a net cash flow from investment activities of -CNY 6,763,518,839.65[31] - Cash inflow from financing activities totaled CNY 5,738,467,035.99, compared to CNY 503,950,000.00 in Q1 2022, marking an increase of 1034.5%[31] - The net cash flow from financing activities was CNY 2,844,200,244.21, a turnaround from -CNY 3,234,179,880.64 in the previous year[31] Assets and Liabilities - The total assets at the end of the reporting period were CNY 72,669,252,088.61, an increase of 10.52% from the end of the previous year[4] - The total liabilities increased to RMB 55,550,590,268.32 from RMB 51,568,963,760.39, reflecting an increase of approximately 7.66%[14] - Total assets as of March 31, 2023, amounted to ¥63,533,014,179.07, up from ¥56,225,690,479.25 at the end of 2022, indicating a growth of 13.0%[25] - Total liabilities increased to ¥47,319,770,738.55 as of March 31, 2023, compared to ¥42,936,645,460.47 at the end of 2022, reflecting an increase of 10.6%[25] Equity - The equity attributable to shareholders at the end of the reporting period was CNY 16,598,810,025.21, which is a 21.31% increase compared to the end of the previous year[4] - The company's equity attributable to shareholders rose to RMB 16,598,810,025.21 from RMB 13,682,477,781.28, marking an increase of about 21.03%[14] - The company's total equity increased to RMB 17,118,661,820.29 from RMB 14,181,445,393.79, representing an increase of approximately 20.5%[14] - Owner's equity rose to ¥16,213,243,440.52 as of March 31, 2023, from ¥13,289,045,018.78 at the end of 2022, showing a growth of 22.5%[25] Investment and Income - The company reported significant investment income and fair value gains contributing to the revenue growth[7] - Net interest income rose to ¥86,687,991.57, up from ¥53,724,833.70, reflecting a significant growth of 61.3%[17] - Investment income surged to ¥358,543,967.00, compared to ¥115,448,881.30 in the previous year, marking a 210.5% increase[17] - The company reported a significant increase in fair value gains to ¥85,751,166.64 in Q1 2023, compared to ¥7,039,485.17 in Q1 2022[28] - Investment income surged to ¥421,780,938.79 in Q1 2023, a significant increase from ¥230,713,757.04 in Q1 2022, representing an 82.8% rise[28] Other Financial Metrics - The weighted average return on equity was 1.39%, an increase of 0.07 percentage points[4] - The company reported a total comprehensive income of ¥356,259,390.51 for Q1 2023, compared to ¥163,309,201.66 in Q1 2022[18] - Comprehensive income for Q1 2023 totaled ¥343,241,385.75, up from ¥252,919,558.32 in Q1 2022, representing a growth of 35.7%[29] - The company reported a rise in employee compensation payable to RMB 1,420,042,427.49 from RMB 1,048,139,722.40, an increase of about 35.5%[14]

Financial Performance - In 2022, the company's operating revenue was CNY 3,437,762,591.78, a decrease of 9.61% compared to the previous year[73]. - Net profit for 2022 reached CNY 1,318,275,475.08, reflecting an increase of 8.80% year-on-year[73]. - The net cash flow from operating activities was CNY 7,650,234,745.84, showing a significant recovery from a negative cash flow in the previous year[73]. - Total assets as of December 31, 2022, amounted to CNY 65.75 billion, a year-on-year increase of 1.68%[58]. - The company's total liabilities were 51.569 billion RMB, a decrease of 0.48% from the end of 2021, with a reduction of 0.25 billion RMB[88]. - The company's equity attributable to shareholders increased by 9.94% to CNY 13,682,477,781.28 from CNY 12,445,731,032.84[54]. - The basic earnings per share for 2022 was CNY 0.42, consistent with the previous year[45]. - The company's total revenue from overseas business decreased by 24.72% to RMB 107.32 million[80]. Dividend Distribution - The proposed profit distribution plan for 2022 includes a cash dividend of RMB 0.44 per 10 shares, totaling RMB 142,692,000, which accounts for 11.63% of the net profit attributable to shareholders of the parent company[3]. - The company has a cash dividend policy that aims to distribute at least 30% of the average distributable profit over the last three years, with a minimum of 10% of the annual distributable profit each year[159]. Business Operations and Expansion - The company operates 84 securities business departments across various provinces in China[31]. - The company has established a total of 19 branches as of December 31, 2022[36]. - The company has expanded its operations to Guangdong, with several securities business departments established between 2008 and 2018[33]. - The company is actively involved in the development of new financial products and services, aiming to enhance its competitive edge in the market[12][15]. - The company has established a subsidiary for private equity and venture capital fund management, licensed by the Fund Industry Association[18]. Risk Management and Compliance - The company emphasizes risk control and compliance, with a focus on managing various risks including policy, liquidity, credit, market, operational, reputational, compliance, and anti-money laundering risks[103]. - The company has established a comprehensive risk management system, adhering to industry regulations and continuously improving its risk management framework[107]. - The company has implemented a four-tier risk management organizational structure, ensuring effective oversight and management of risks[108]. - The company has not experienced any new defaults during the reporting period, indicating effective credit risk management[104]. - The company faced regulatory scrutiny for inadequate internal controls in its ABS business, leading to a directive for corrective measures[187]. Corporate Governance - The board of directors consists of 7 members, including 3 independent directors, and held 16 meetings during the reporting period[116]. - The company maintains a complete and independent business system for securities operations, effectively separating assets from its controlling shareholder[120]. - The governance structure is based on the shareholder meeting, board of directors, and supervisory board, complying with relevant laws and regulations[123]. - The company has established specialized committees under the board, including audit, remuneration and nomination, compliance and risk management, and strategic planning committees[146]. Employee and Management Structure - As of December 31, 2022, the parent company had a total of 2,074 employees, while major subsidiaries employed 629 individuals[153]. - The total remuneration for directors and senior management during the reporting period amounted to CNY 1,061.93 million[127]. - The company has a robust and standardized compensation system, with salaries based on past performance and contributions to company goals[155]. - The performance-based annual salary for senior management is over 50% deferred, with a deferral period of no less than 3 years[128]. Strategic Outlook - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 12% to 15%[134]. - The company plans to enhance its core competitiveness by rapidly developing key businesses and improving wealth management services, aiming for qualitative improvements and reasonable growth in scale[101]. - The company anticipates that the capital market will enhance direct financing and improve the quality of listed companies in 2023, amidst increasing competition from foreign brokers[99]. Community Engagement and Social Responsibility - The company donated a total of 3.5 million yuan for public welfare activities in 2022, including 721.78 thousand yuan specifically for poverty alleviation projects[176]. - The company has committed to ongoing support for rural revitalization through targeted assistance in various sectors, including education and culture[176]. - The company has engaged in various forms of public welfare activities, including improving school conditions and community centers, with a focus on local cultural heritage[176].

股票简称：信达证券 股票代码：601059 信达证券股份有限公司 CINDA SECURITIES Co., Ltd. （北京市西城区闹市口大街 9 号院 1 号楼） 首次公开发行股票 上市公告书 保荐人（主承销商） （北京市朝阳区安立路 66 号 4 号楼） 联席主承销商 （济南市市中区经七路 86 号） 二〇二三年一月三十一日 特别提示 信达证券股份有限公司（以下简称"信达证券"、"发行人"、"本公司" 或"公司"）股票将于 2023 年 2 月 1 日在上海证券交易所上市。本公司提醒投 资者应充分了解股票市场风险及本公司披露的风险因素，在新股上市初期切忌盲 目跟风"炒新"，应当审慎决策、理性投资。 信达证券股份有限公司 上市公告书 第一节 重要声明与提示 一、重要提示 本公司及全体董事、监事、高级管理人员保证上市公告书所披露信息的真实、 准确、完整，承诺上市公告书不存在虚假记载、误导性陈述或重大遗漏，并承担 个别和连带的法律责任。 上海证券交易所、其他政府机关对本公司股票上市及有关事项的意见，均不 表明对本公司的任何保证。 本公司提醒广大投资者注意，凡本上市公告书未涉及的有关内容，请投资者 查阅刊载于上 ...

保荐机构（联席主承销商）：中信建投证券股份有限公司 联席主承销商：中泰证券股份有限公司 特别提示 1、信达证券股份有限公司（以下简称"发行人"、"信达证券"或"公司"） 首次公开发行不超过324,300,000股人民币普通股（A股）（以下简称"本次发行"） 的申请已获中国证券监督管理委员会（以下简称"中国证监会"）证监许可〔2022〕 3121号文核准。本次发行的保荐机构（联席主承销商）为中信建投证券股份有限 公司（以下简称"中信建投证券"、"保荐机构（联席主承销商）"）以及中泰 证券股份有限公司（以下简称"中泰证券"）（中信建投证券和中泰证券以下合 称"联席主承销商"）。发行人的股票简称为"信达证券"，股票代码为"601059"。 2、本次发行采用网下向符合条件的投资者询价配售（以下简称"网下发行"） 与网上向持有上海市场非限售A股股份和非限售存托凭证达到一定市值的社会 公众投资者定价发行（以下简称"网上发行"）相结合的方式进行。经发行人与 联席保荐机构（主承销商）综合考虑发行人基本面、所处行业、市场情况、同行 业上市公司估值水平、募集资金需求及承销风险等因素，协商确定本次股票发行 价格为8.25元/股，发 ...