证券代码：601696 证券简称：中银证券 公告编号：2023-024 中银国际证券股份有限公司 关于与关联方共同投资暨关联交易进展情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 中银国际证券股份有限公司（以下简称"公司"）于 2022 年 3 月 29 日召开的第二届董 事会第八次会议审议通过了《关于中银资本投资控股有限公司与关联方共同投资母基金的 议案》，同意公司全资子公司中银资本投资控股有限公司（以下简称"中银资本"）拟出资 7 亿元参与投资中国银行股份有限公司（以下简称"中国银行"）实际控制的中银投私募基 金管理（北京）有限公司（以下简称"中银投私募基金"）担任管理人，发起设立的科技创 新母基金（当时暂定名，最终工商登记名称为"科技创新股权投资基金（苏州）合伙企业 （有限合伙）"）。具体内容详见公司于 2022 年 3 月 30 日在上海证券交易所网站 （www.sse.com.cn）披露的《关于与关联方共同投资暨关联交易的公告》（公告编号： 2022-013）。 公司于 2023 年 8 月 29 日召开 ...

证券代码：601696 证券简称：中银证券 公告编号：2023-023 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中银国际证券股份有限公司（以下简称"公司"）第二届监事会第十五次会议于 2023 年 8 月 29 日以通讯表决方式召开，会议通知于 2023 年 8 月 18 日以电子邮件方式发出。本 次会议应出席监事 3 名，实际出席监事 3 名。本次监事会会议的召集、召开符合有关法律、 行政法规、部门规章、规范性文件和《中银国际证券股份有限公司章程》的规定。本次会 议审议并通过以下议案： 一、审议通过《关于<中银国际证券股份有限公司 2023 年半年度报告>的议案》 表决结果：同意【3】票；反对【0】票；弃权【0】票。 中银国际证券股份有限公司 第二届监事会第十五次会议决议公告 三、审议通过《关于公司 2023 年上半年风险控制指标符合监管标准的报告》 表决结果：同意【3】票；反对【0】票；弃权【0】票。 同意《关于公司 2023 年上半年风险控制指标符合监管标准的报告》。 四、审议通过《关于审议<公司风险偏好及其陈述 ...

中银国际证券股份有限公司独立董事关于 第二届董事会第二十次会议相关事项的事前认可意见 作为中银国际证券股份有限公司（以下简称"公司"）的独立董事， 我们收到了公司第二届董事会第二十次会议（以下简称"本次会议"）拟 审议的《关于中银资本投资控股有限公司与关联方共同投资的长三角科创 母基金进展情况的议案》的相关材料。根据《中华人民共和国公司法》、 《中华人民共和国证券法》、《上海证券交易所股票上市规则》、《上市公 司治理准则》等有关法律、法规、规范性文件以及《中银国际证券股份有 限公司独立董事工作制度》的有关规定，我们秉承独立、客观、公正的原 则及立场，对公司本次会议拟审议的《关于中银资本投资控股有限公司与 关联方共同投资的长三角科创母基金进展情况的议案》进行了认真审阅， 并听取公司对相关事项的说明，与公司相关人员进行了必要的沟通，现就 相关事项发表事前认可意见如下： 1、本次会议拟审议的关于中银资本投资控股有限公司与关联方共同 投资的长三角科创母基金进展情况属于公司正常的生产经营活动，交易具 有必要性、连续性、合理性，能为公司带来一定的收益，但不会因此形成对 关联方的依赖。 2023年8月18日 （本页无正文， ...

公司对吕厚军先生和范寅先生在公司任职期间勤勉尽职的工作及其对公司 做出的贡献表示衷心感谢！ 特此公告。 中银国际证券股份有限公司董事会 2023 年 8 月 29 日 证券代码：601696 证券简称：中银证券 公告编号：2023-025 中银国际证券股份有限公司 关于公司董事、监事辞任的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中银国际证券股份有限公司（以下简称"公司"）董事会、监事会近日分别 收到公司原股东上海金融发展投资基金（有限合伙）提名董事吕厚军先生、监事 范寅先生的书面辞任报告。因上海金融发展投资基金（有限合伙）不再持有公司 股份，吕厚军先生申请辞去公司第二届董事会董事、董事会战略与发展委员会委 员职务；范寅先生申请辞去公司第二届监事会监事职务。吕厚军先生、范寅先生 辞任后不在公司担任任何职务。吕厚军先生、范寅先生向董事会、监事会确认， 其与董事会、监事会无任何意见分歧，亦无其他与辞任有关的有必要提请公司其 他董事或监事、股东及债权人注意的事项。 吕厚军先生、范寅先生的辞任不会导致公司董事会、监事会成员 ...

证券代码：601696 证券简称：中银证券 公告编号：2023-020 中银国际证券股份有限公司 2022 年年度权益分派实施公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 每股分配比例 A 股每股现金红利 0.03 元（含税） 相关日期 | 股份类别 | 股权登记日 | 最后交易日 | 除权（息）日 | 现金红利发放日 | | --- | --- | --- | --- | --- | | Ａ股 | 2023/8/17 | － | 2023/8/18 | 2023/8/18 | 差异化分红送转： 否 一、 通过分配方案的股东大会届次和日期 本次利润分配方案经公司 2023 年 6 月 28 日的 2022 年年度股东大会审议通过。 二、 分配方案 截至股权登记日下午上海证券交易所收市后，在中国证券登记结算有限责任公司上海分 公司（以下简称"中国结算上海分公司"）登记在册的本公司全体股东。 3. 分配方案： 本次利润分配以方案实施前的公司总股本2,778,000,000股为基数，每股派发现金红利0.03 ...

证券代码：601696 证券简称：中银证券 公告编号：2023-019 中银国际证券股份有限公司 2022 年度第一期短期融资券兑付完成公告 2023 年 8 月 8 日 ，公司 兑付 了本 期 短期融 资券 本息 共 计人民币 1,019,500,000.00 元。 特此公告。 中银国际证券股份有限公司董事会 2023 年 8 月 9 日 1 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 中银国际证券股份有限公司（以下简称"公司"）于 2022 年 8 月 5 日成功 发行了中银国际证券股份有限公司 2022 年度第一期短期融资券（以下简称"本 期短期融资券"）。本期短期融资券发行额为人民币 10 亿元，票面利率为 1.95%， 短期融资券期限为 1 年，兑付日期为 2023 年 8 月 8 日。详见公司于 2022 年 8 月 9 日刊登于上海证券交易所网站（www.sse.com.cn）的《2022 年度第一期短期 融资券发行结果公告》（公告编号：2022-038）。 ...

证券代码：601696 证券简称：中银证券 公告编号：2023-016 中银国际证券股份有限公司 关于召开 2022 年度业绩暨现金分红说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 投资者可于 2023 年 06 月 08 日（星期四）至 06 月 14 日（星期三）16:00 前登录上 证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 IR@bocichina.com 进行 提问。公司将在说明会上对投资者普遍关注的问题进行回答。 中银国际证券股份有限公司（以下简称"公司"）已于 2023 年 4 月 29 日发布公司 2022 年度报告，为便于广大投资者更全面深入地了解公司 2022 年度经营成果、财务状况，公司 计划于 2023 年 06 月 15 日下午 15:00-16:00 举行 2022 年度业绩暨现金分红说明会，就投资 者关心的问题进行交流。 一、说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2022 年度的经营成果及财务指标 的具体情况与投资者进行互动交流和沟 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥684,374,632.32, representing a decrease of 2.18% compared to the same period last year[4]. - Net profit attributable to shareholders was ¥252,639,451.31, an increase of 5.21% year-on-year[4]. - The net profit for Q1 2023 was CNY 252.81 million, compared to CNY 239.97 million in Q1 2022, reflecting an increase of about 5.4%[18]. - The total operating income for Q1 2023 was CNY 684.37 million, a decrease from CNY 699.65 million in Q1 2022, indicating a decline of approximately 2.0%[17]. - The total comprehensive income for the first quarter of 2023 was CNY 250,472,643.10, compared to CNY 240,794,270.39 in the same period of 2022, reflecting an increase of approximately 0.28%[19]. - The basic and diluted earnings per share remained stable at CNY 0.09 for both Q1 2023 and Q1 2022[19]. Cash Flow - The net cash flow from operating activities was -¥5,644,746,827.65, reflecting a significant decrease of 286.53% compared to the previous year[4][7]. - Cash inflows from operating activities totaled CNY 4,026,860,219.25, down from CNY 5,805,299,600.46 year-over-year, indicating a decline of about 30.6%[20]. - The net cash flow from investing activities was CNY 58,863,429.99, compared to CNY 15,223,756.43 in the previous year, showing an increase of approximately 286.5%[21]. - The net cash flow from financing activities for Q1 2023 was CNY 2,193,839,210.67, a turnaround from a negative CNY 535,425,337.13 in Q1 2022[21]. - The company issued bonds that generated cash inflows of CNY 3,189,690,000.00, compared to CNY 1,751,610,000.00 in the same quarter last year, representing an increase of about 82.0%[21]. - The company's cash and cash equivalents decreased to CNY 22.35 billion from CNY 26.73 billion, a decline of approximately 16.5%[15]. - The total cash and cash equivalents at the end of Q1 2023 were CNY 29,370,747,191.17, down from CNY 31,083,986,071.39 at the end of Q1 2022[21]. Assets and Liabilities - Total assets at the end of Q1 2023 amounted to ¥66,185,917,404.56, which is a 2.88% increase from the end of the previous year[5]. - The total assets as of March 31, 2023, amounted to CNY 66.19 billion, an increase from CNY 64.33 billion as of December 31, 2022, representing a growth of approximately 2.89%[15]. - The total liabilities as of March 31, 2023, were CNY 49.52 billion, compared to CNY 47.92 billion as of December 31, 2022, which is an increase of about 3.0%[16]. - The company’s equity attributable to shareholders increased to CNY 16.65 billion from CNY 16.40 billion, reflecting a growth of about 1.6%[16]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 116,383[8]. - The largest shareholder, Zhongyin International Holdings Co., Ltd., held 928,421,054 shares, accounting for 33.42% of the total shares[9]. - The company announced the lifting of restrictions on 1,326,315,791 shares held by major shareholders, effective February 27, 2023[11]. Regulatory and Other Information - The company received government subsidies amounting to ¥306,447.75, related to its normal business operations[6]. - The company received a warning letter from the China Securities Regulatory Commission regarding its responsibilities during the IPO process of another company[12]. Income and Expenses - The net interest income for Q1 2023 was CNY 210.76 million, up from CNY 184.40 million in Q1 2022, marking an increase of around 14.3%[17]. - The company reported a decrease in commission income to CNY 369.18 million from CNY 481.24 million, a decline of approximately 23.3%[17]. - The cash received from interest, fees, and commissions was CNY 894,002,862.46, a decrease from CNY 1,582,139,062.48 in Q1 2022, reflecting a decline of approximately 43.5%[20]. - The company reported a net increase in loans extended of CNY 835,727,363.59 for Q1 2023, with no comparable figure from the previous year[21].

Financial Performance - The company's operating revenue for 2022 was ¥2,959,272,536.57, a decrease of 11.23% compared to ¥3,333,518,749.21 in 2021[34]. - The net profit attributable to shareholders for 2022 was ¥807,725,075.62, down 16.00% from ¥961,625,314.57 in 2021[34]. - The total assets at the end of 2022 amounted to ¥64,331,348,266.30, reflecting a 2.65% increase from ¥62,672,287,069.09 in 2021[34]. - The total liabilities at the end of 2022 were ¥47,919,497,419.30, which is a 2.04% increase from ¥46,963,297,005.97 in 2021[34]. - The basic earnings per share for 2022 was ¥0.29, a decrease of 17.14% compared to ¥0.35 in 2021[36]. - The total comprehensive income for 2022 was ¥764.84 million, down 6.37% from ¥816.90 million in 2021[46]. - The company's net profit decreased by 15.81% to ¥810,867,521.87 compared to ¥963,134,520.80 in the previous year[44]. - The company's total comprehensive income decreased by 17.28% to ¥802,868,783.88 from ¥970,622,643.01[44]. Capital and Dividends - The company plans to distribute a cash dividend of 0.30 RMB per 10 shares, totaling 83,340,000 RMB based on a total share capital of 2.778 billion shares as of December 31, 2022[4]. - The registered capital of the company increased from CNY 1,979,166,666.66 to CNY 2,500,000,000.00 after a capital reserve transfer in November 2014[25]. - The company completed its initial public offering of 278,000,000 shares in February 2020, raising its registered capital to CNY 2,778,000,000[25]. Risk Management - The company is exposed to various risks including market risk, credit risk, operational risk, liquidity risk, and reputational risk, which are detailed in the management discussion section[6]. - The company emphasizes the importance of risk awareness regarding forward-looking statements and plans[5]. - A comprehensive risk management system has been established, including operational management policies, organizational structure, and reliable information technology systems to monitor and control risks[118][119][120]. - The company has implemented a three-line defense internal control system to manage and control risks effectively, involving business departments, compliance, and audit functions[120]. - The company has established a liquidity risk management framework and has maintained good overall fund management, ensuring timely repayment of due liabilities during the reporting period[129]. Regulatory Compliance - The company has received standard unqualified audit opinions from PwC Zhong Tian Certified Public Accountants for the financial statements[3]. - The company has a strong regulatory compliance framework, evidenced by multiple approvals from the China Securities Regulatory Commission for its business operations[18]. - The company has established a comprehensive internal control system to mitigate risks and ensure compliance, which is effective as of December 31, 2022[192]. - The compliance management system has been effectively executed, leading to an overall improvement in compliance capabilities[199]. Operational Developments - The company has received approval for various securities asset management and brokerage services, enhancing its operational capabilities in the market[14]. - The company is now qualified to conduct private fund comprehensive custody services, expanding its service offerings to clients[15]. - The company has been authorized to engage in stock pledge repurchase transactions, which will improve its liquidity management[14]. - The company has been granted permission to operate in the Hong Kong Stock Connect business, allowing access to a broader investor base[15]. - The company has successfully become a member of the China Securities Association, strengthening its industry presence[15]. Human Resources and Governance - The total number of employees in the parent company and major subsidiaries is 3,114, with 2,968 in the parent company and 146 in major subsidiaries[180]. - The company has a total of 34 retired employees for whom it bears expenses[180]. - The company employs 990 marketing personnel, 930 brokerage personnel, and 202 asset management personnel, indicating a strong focus on sales and asset management[180]. - The company has established a robust corporate governance structure, ensuring clear responsibilities among its decision-making bodies[137]. - The board of directors has set up specialized committees to enhance decision-making objectivity and scientificity[137]. Future Outlook - The company plans to enhance its support for technology innovation and green development in 2023, focusing on service to the real economy[52]. - The company aims to strengthen its traditional advantages in financial bond business and continue to innovate in response to national policies in 2023[55]. - The company plans to continue focusing on high-quality development and improving risk compliance and control capabilities in 2023[67]. - The company is committed to enhancing its wealth management services through digital platforms and investment advisory teams[77]. - The company aims to improve operational efficiency, targeting a 10% reduction in costs through process optimization and automation[148].

Financial Performance - The company's operating revenue for Q3 2022 was ¥807,771,140.14, a decrease of 21.10% compared to the same period last year[4] - The net profit attributable to shareholders for Q3 2022 was ¥247,277,079.87, down 24.60% year-on-year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥174,445,804.90, a decline of 44.93% compared to the previous year[4] - The basic earnings per share for Q3 2022 was ¥0.09, a decrease of 25.00% year-on-year[5] - The diluted earnings per share for Q3 2022 was also ¥0.09, reflecting a 25.00% decline compared to the same period last year[5] - The weighted average return on equity for Q3 2022 was 1.52%, a decrease of 0.59 percentage points year-on-year[5] - The company's net profit for the first three quarters of 2022 was RMB 769.19 million, a decrease of 18.5% compared to RMB 944.67 million in the same period of 2021[17] - Total operating revenue for the first three quarters of 2022 was RMB 2.26 billion, down 14.2% from RMB 2.63 billion in the first three quarters of 2021[15] - The net interest income for the first three quarters of 2022 was RMB 592.87 million, a decline of 10.2% from RMB 660.09 million in the same period of 2021[15] - The total comprehensive income for the third quarter of 2022 was approximately CNY 768.85 million, a decrease from CNY 955.13 million in the same period of 2021[18] - Basic and diluted earnings per share for the third quarter were CNY 0.28, down from CNY 0.34 year-over-year[18] Assets and Equity - Total assets at the end of Q3 2022 amounted to ¥65,736,118,337.33, an increase of 4.89% from the end of the previous year[5] - The total equity attributable to shareholders at the end of Q3 2022 was ¥16,368,196,976.31, up 4.24% from the end of the previous year[5] - As of September 30, 2022, the company's total assets reached RMB 65.74 billion, an increase from RMB 62.67 billion at the end of 2021, representing a growth of approximately 3.4%[13] - The company's equity attributable to shareholders reached RMB 16.37 billion as of September 30, 2022, compared to RMB 15.70 billion at the end of 2021, representing an increase of approximately 4.3%[14] Cash Flow and Financing - The company's cash and cash equivalents stood at RMB 22.64 billion as of September 30, 2022, up from RMB 18.25 billion at the end of 2021, reflecting a growth of 24.5%[13] - Net cash flow from operating activities for the first three quarters of 2022 was CNY 7.44 billion, compared to CNY 6.53 billion in the same period of 2021, indicating a year-over-year increase[20] - Cash inflow from operating activities totaled CNY 12.44 billion in Q3 2022, down from CNY 15.04 billion in Q3 2021[20] - The net cash flow from financing activities was negative CNY 2.40 billion in Q3 2022, compared to a positive CNY 894.07 million in Q3 2021[20] - The company issued bonds that generated cash inflow of CNY 9.74 billion in Q3 2022, up from CNY 6.21 billion in the same quarter of the previous year[20] - The company reported a net decrease in cash flow from financing activities of CNY 2.40 billion, indicating higher debt repayments compared to the previous year[20] Government Support and Shareholder Information - The company received government subsidies amounting to ¥97,137,333.80 during the reporting period, which are closely related to its normal business operations[6] - The total number of ordinary shareholders at the end of the reporting period was 118,340[10] Operating Expenses - The company's total operating expenses for the third quarter of 2022 were RMB 1.37 billion, a decrease of 5.4% from RMB 1.45 billion in the same quarter of 2021[17] Investment Income - The company's investment income for the first three quarters of 2022 was RMB 387.68 million, significantly higher than RMB 192.58 million in the same period of 2021, marking an increase of 101.5%[17]