（股份代號：6178） 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） 於本公告日期，本公司董事會成員包括趙陵先生（董事長、執行董事）、劉秋明先 生（執行董事、總裁）、宋炳方先生（非執行董事）、尹岩武先生（非執行董事）、陳 明堅先生（非執行董事）、謝松先生（非執行董事）、王勇先生（獨立非執行董事）、 浦偉光先生（獨立非執行董事）、任永平先生（獨立非執行董事）、殷俊明先生（獨 立非執行董事）及劉運宏先生（獨立非執行董事）。 董事會會議召開日期 光大證券股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈，本公司將於 2024年4月29日（星期一）舉行董事會會議，以考慮及批准本公司及其附屬公司截 至2024年3月31日止未經審計的第一季度業績及╱或其他議題（如適用）。 承董事會命 光大證券股份有限公司 董事長 趙 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年3月31日 狀態: 新提交 致：香港交易及結算所有限公司 FF301 第 1 頁 共 6 頁 v 1.0.2 公司名稱: 光大證券股份有限公司 呈交日期: 2024年4月2日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 601788 | 說明 | | A股(上海證券交易所) | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 3,906,698,839 | RMB | | 1 RMB | | 3,906,698,839 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 3,906,698,839 | RMB | | 1 RMB | | 3,906,698 ...

[Table_MainInfo] 公司研究/金融/券商 证券研究报告 光大证券（601788）公司年报点评 2024年03月31日 [Table_InvestInfo] 投资评级 优于大市 维持 自营表现较好，归母净利润同比+34% 股票数据 [ 投Ta 资ble 要_S 点um ：m 由ar 于y] 自营表现较好，2023 年归母净利润同比+34%。公司 [0T3a月ble29_日St收oc盘k价In（fo元] ） 16.35 轻资本业务夯实基础，重资本业务优化布局，持续提升金融服务实体 52周股价波动（元） 13.95-19.99 经济的能力。合理价值区间 18.26-19.79元/股，维持“优于大市”评 股本结构 [总Ta股b本le（_C百a万p股ita）lI nfo] 级。 4611 流通A股（百万股） 3907 B股/H股（百万股） 0/704  【事件】光大证券发布2023年年报，实现营业收入100.3亿元，同比-6.9%；归母净利润 相关研究 42.7亿元，同比+33.9%；对应EPS 0.93元，ROE 6.9%，同比+1.6pct。公司经纪/投行/ [《Ta预b计le负_R债e转p回or， ...

Financial Performance - The company's operating revenue for 2023 was approximately ¥10.03 billion, a decrease of 6.94% compared to ¥10.78 billion in 2022[38]. - Net profit attributable to shareholders increased by 33.93% to approximately ¥4.27 billion from ¥3.19 billion in the previous year[38]. - The net profit after deducting non-recurring gains and losses decreased by 35.74% to approximately ¥1.87 billion from ¥2.91 billion in 2022[38]. - The total assets at the end of 2023 were approximately ¥259.60 billion, reflecting a slight increase of 0.48% from ¥258.35 billion at the end of 2022[38]. - The total liabilities decreased by 0.96% to approximately ¥191.71 billion from ¥193.57 billion in the previous year[38]. - Basic earnings per share rose by 37.70% to ¥0.84 from ¥0.61 in 2022[39]. - The weighted average return on equity increased by 1.64 percentage points to 6.91% from 5.27% in the previous year[39]. - The core net capital at the end of the reporting period was approximately ¥39.37 billion, down from ¥39.95 billion at the end of the previous year[40]. - The liquidity coverage ratio improved to 232.90% from 216.78% in the previous year[40]. - The total revenue for the reporting period was CNY 10,031,455,479.22, a decrease of 6.94% compared to the previous year[48]. - Net profit reached CNY 4,300,605,063.30, reflecting a significant increase of 32.71% year-over-year[48]. - The company's cash and cash equivalents decreased by 8.68% to CNY 62,280,506,421.64 from CNY 68,203,738,226.76 at the end of the previous year[47]. - The total assets increased slightly by 0.48% to CNY 259,604,027,406.28 compared to CNY 258,354,482,199.15 at the end of the previous year[47]. - The company's investment income rose by 7.06% to CNY 2,197,252,022.39 from CNY 2,052,321,243.37 in the previous year[48]. - The net interest income decreased by 14.00% to CNY 1,799,381,012.16 compared to CNY 2,092,256,613.90 in the previous year[48]. - The company's total liabilities decreased by 0.96% to CNY 191,708,638,749.90 from CNY 193,570,043,664.89[48]. - The company's other comprehensive income after tax improved significantly, reaching CNY 175,707,632.82 compared to a loss of CNY 110,525,437.69 in the previous year[48]. - The company's total revenue from wealth management was CNY 480,917, with a year-over-year decrease of 14% and a gross margin of 45%, down 4 percentage points[94]. - The company reported a significant increase in revenue, achieving a total of 10 billion RMB, representing a year-over-year growth of 15%[151]. Dividend and Capital Structure - The company plans to distribute a cash dividend of 2.803 RMB per 10 shares, totaling 1,292,403,775.21 RMB for all A and H shareholders[5]. - The registered capital of the company remains at 4,610,787,639 RMB, with net capital decreasing to 46,970,165,838.86 RMB from 48,853,130,506.55 RMB year-over-year[14]. - In 2023, the company reported a total registered capital of RMB 4,610,787,639, an increase from RMB 3,906,698,839 after the issuance of H shares[30]. - The company raised a total of RMB 7,968,538,346.52 through a non-public offering of A shares in 2015, increasing the total number of A shares from 3,418,000,000 to 3,906,698,839[28]. - The company’s registered capital increased from RMB 244,500,000 to RMB 289,800,000 after a capital increase in 2007, issuing a total of 45,300,000 shares at RMB 2.75 each[26]. - The company’s total registered capital was increased to RMB 26,000,000,000 following a capital increase in 2002, with RMB 984,660,000 from capital reserves and undistributed profits[24]. - The company’s shareholding structure changed in 2002, with China Everbright Group Co., Ltd. holding 51% and China Everbright Holdings Co., Ltd. holding 49% after a series of equity transfers[23]. Risk Management - The company has outlined potential risks in its future development, which are detailed in the management discussion section[7]. - The company emphasizes a comprehensive risk management system to address various risks, including market risk, through proactive management and quantitative measures[125]. - Credit risk management includes measures such as margin settlement for securities trading and strict monitoring of bond issuers' credit ratings[127]. - The company has implemented a comprehensive liquidity risk management framework, ensuring overall liquidity risk remains controllable[130]. - A liquidity risk emergency plan has been established, detailing response measures and maintaining sufficient high-quality assets[130]. - The company has focused on enhancing information technology risk management, utilizing big data and AI to improve operational management[131]. - A reputation risk management system has been established, including training and monitoring to enhance employee awareness[132]. - Compliance risk management has been strengthened through a structured framework and ongoing monitoring of employee conduct[134]. - The company has developed a differentiated liquidity risk management framework for subsidiaries, adapting to various business liquidity characteristics[130]. - The company has maintained good relationships with external financing institutions to ensure stable funding sources[130]. Corporate Governance - The company has confirmed that all board members attended the board meeting, ensuring accountability for the annual report's accuracy[4]. - The company held 3 shareholder meetings, 13 board meetings, and 6 supervisory meetings during the reporting period, ensuring robust corporate governance[138]. - The company has established specialized committees under the board, including the Audit and Related Party Transactions Control Committee[166]. - The company held 10 audit and related party transaction control committee meetings in 2023, focusing on the review of the 2022 annual financial report and internal control evaluation report[167]. - The company reviewed the 2023 semi-annual financial report and internal audit work report on August 23, 2023[168]. - The company conducted a risk management committee meeting on March 30, 2023, to review the 2022 compliance work report and risk assessment report[169]. - The company has established a comprehensive internal control system covering all departments, branches, and subsidiaries, enhancing internal control effectiveness and compliance[191]. - The company has implemented a legal and regulatory database to enhance compliance awareness among employees[135]. - The company revised several governance documents in 2023 to align with legal requirements and improve operational transparency[138]. - The company is committed to adhering to the governance standards set forth in the Securities Company Governance Guidelines[157]. Employee and Executive Management - The total number of employees in the parent company is 6,149, and in major subsidiaries, it is 1,915, resulting in a total of 8,064 employees[177]. - The company has 5,198 brokerage personnel, 616 investment banking personnel, and 146 research personnel among its total workforce[178]. - The total pre-tax compensation for executives during the reporting period amounted to 27.44 million CNY[145]. - The company reported a total of 2,744.61 million CNY in executive compensation across all senior management[145]. - The company’s executive team includes a total of 12 members, with a diverse range of roles and responsibilities[145]. - The company has implemented a strategy to ensure compliance with independent director regulations following recent resignations[147]. - The average number of outsourced employees in 2023 was 81, with total remuneration costs amounting to ¥1,778.09 million[183]. - The company has 60 employees with a doctoral degree, 2,614 with a master's degree, and 4,451 with a bachelor's degree, indicating a highly educated workforce[179]. - The company has implemented a robust salary management mechanism, linking compensation closely with performance assessment and compliance[180]. - The company plans to implement a new compensation scheme for senior management, with over 40% of performance-based salaries to be deferred for at least three years[157]. Strategic Initiatives and Future Outlook - The company aims to enhance customer service and product offerings in wealth management, focusing on high-quality development in 2024[58]. - The company plans to enhance its institutional trading business in 2024 by deepening cooperation with public funds and insurance asset management[70]. - The company aims to expand its asset custody and outsourcing services in 2024, focusing on improving professional capabilities and customer coverage[70]. - The company plans to leverage digital economy opportunities to enhance its technology operations and improve risk management and operational efficiency[89]. - The company is focusing on expanding its market presence and enhancing its product offerings in the upcoming fiscal year[157]. - The company is expanding its market presence in Southeast Asia, targeting a 20% market share by 2025[150]. - A strategic acquisition of a local competitor was completed, expected to enhance market capabilities and increase revenue by 5%[150]. - The company plans to implement a new digital marketing strategy aimed at increasing customer engagement by 15%[150]. - The company aims to diversify its product line, with plans to introduce two new categories by the end of 2024[150]. - The company is committed to digital transformation, emphasizing a technology development strategy that includes "platformization, componentization, and intelligence"[136].

上 市 公 司 非银金融 公 2024年03月28日 光大证券 (601788) 司 研 究 ——MPS 风险出清，业绩修复进行时 / 公 司 点 报告原因：有业绩公布需要点评 评 事件：光大证券公布2023年报，归母净利润略好于业绩快报。光大证券2023年实现营收100.3 增持 （维持） 亿元/yoy-7%；实现归母净利润 42.7 亿元/yoy+34%，其中 4Q23 单季营收 22.8 亿元 /yoy+23%/qoq+44%，4Q23单季净亏损0.87亿/同比亏损收窄（4Q22单季净亏损2.2亿）； 2023年加权ROE6.91%/yoy+1.64pct。 证 市场数据： 2024年03月27日 ⚫ 收入拆分：投资收益驱动业绩增长，其余业务线均不同程度下滑。根据年报，2023 年光 券 大证券实现主营收（不含大宗商贸、政府补助等）93.0亿元/yoy-2%。分具体业务线看， 收盘价（元） 16.08 研 经纪、投行、资管、净利息、净投资收入/yoy分别为27.7亿/-16%、10.3亿/-20%、10.1 一年内最高/最低（元） 19.99/13.95 究 市净率 1.1 亿/-33%、18.0亿/- ...

证券代码：601788 股票简称：光大证券 公告编号：临 2024-016 H 股代码：6178 H 股简称：光大证券 1 光大证券股份有限公司 变更会计师事务所公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： 拟聘任的会计师事务所名称：毕马威华振会计师事务所（特殊 普通合伙）、毕马威会计师事务所 原聘任的会计师事务所名称：安永华明会计师事务所（特殊 普通合伙）、安永会计师事务所 变更会计师事务所的简要原因及前任会计师的异议情况： 在执行完2023年度审计工作后，公司原聘任的会计师事务所已连 续多年为公司提供审计服务，为保证公司审计师的独立性和客观 性，结合中华人民共和国财政部《国有金融企业选聘会计师事务 所管理办法》相关规定和公司实际情况，公司拟变更2024年度会 计师事务所。公司已就变更会计师事务所事宜与原聘任的会计师 事务所进行了沟通，原聘任的会计师事务所均对变更事宜无异议。 光大证券股份有限公司（以下简称公司）于2024年3月27日 召开第六届董事会第三十五次会议，审议通过了《关于聘请2024 年 ...

经公司六届二十七次董事会、2023 年第一次临时股东大会审议通过，公司续聘安永华 明会计师事务所（特殊普通合伙）（以下简称"安永华明"）为公司 2023 年度境内外部审 计机构。根据《国有企业、上市公司选聘会计师事务所管理办法》，上市公司每年应当按要 求披露审计委员会对会计师事务所履行监督职责情况报告。现将相关情况汇报如下： 一、会计师事务所履职情况 （一）工作方案 董事会审计与关联交易控制委员会对会计师事务所 履行监督职责情况报告 近一年审计过程中，安永华明针对公司的服务需求及被审计单位的实际情况，制定了全 面、合理、可操作性强的审计工作方案。审计工作围绕被审计单位的审计重点展开，其中包 括预计负债的确认和冲回、预期信用损失的评估、金融工具公允价值的评估、合并财务报表 中商誉减值、结构化主体的合并等。近一年审计过程中，安永华明全面配合公司审计工作， 充分满足了上市公司报告披露时间要求。安永华明就预审、终审等阶段制定了详细的审计计 划与时间安排，并且能够根据计划安排按时提交各项工作。另外，安永华明制定了详细的与 境外审计师的沟通合作方案和计划，并能够有效执行。 3.项目质量复核 （三）质量管理水平 1.重点难 ...

独立董事述职报告（王勇） 作为光大证券股份有限公司董事会独立董事，本人严格按照《公司法》《上市公司治理 准则》《证券公司治理准则》《上市公司独立董事管理办法》等法律法规以及《公司章程》 《公司独立董事工作制度》等内部制度的有关规定，勤勉、忠实地履行独立董事的职责和义 务，行使职权，维护公司及相关利益者的合法权益，尤其关注保护中小投资者合法权益不受 损害。 在深入了解公司经营运作情况的基础上，本人独立、客观地参与了董事会的重大决策， 努力促进公司治理水平的提高，推动公司持续健康发展。 根据中国证监会相关法律法规的要求，现将 2023 年度工作情况报告如下： 一、基本情况 本人王勇，清华大学经济管理学院工商管理博士，现任公司独立董事及董事会风险管理 委员会委员（召集人）、战略与可持续发展委员会委员，清华大学经济管理学院中国企业发 展与并购重组研究中心执行委员会主任，清华大学经济管理学院企业家学者项目与合作发展 办公室主任，瑞慈医疗服务控股有限公司（一家于香港联交所上市的公司，股份代码：1526） 独立董事、云南铜业股份有限公司（一家于深圳证券交易所上市的公司，股份代码：000878） 独立董事。曾任中国水利水电科 ...

光大证券股份有限公司 已审财务报表 2023年度 光大证券股份有限公司 目 录 | | 页 次 | | | --- | --- | --- | | 一、审计报告 | _1 – | 13 | | 二、已审财务报表 | | | | 合并资产负债表 | 14 – | 15 | | 合并利润表 | 16 – | 17 | | 合并股东权益变动表 | 18 – | 19 | | 合并现金流量表 | 20 – | 21 | | 公司资产负债表 | – 22 | 23 | | 公司利润表 | 24 – | 25 | | 公司股东权益变动表 | 26 – | 27 | | 公司现金流量表 | 28 – | 29 | | 财务报表附注 | 30 – | 184 | | 补充资料 | | | | 1．当期非经常性损益明细表 | 1 | | | 2．境内外会计准则下会计数据差异 | 1 | | | 3．净资产收益率及每股收益 | 1 – | 2 | 审计报告 安永华明（2024）审字第70015756_B01号 光大证券股份有限公司 光大证券股份有限公司全体股东： 一、审计意见 我们审计了光大证券股份有限公司的财务报表，包括202 ...

关于光大证券股份有限公司 控股股东及其他关联方资金占用情况的专项说明 2023 年度 Ernst & Young Hua Ming LLP Level 17, Ernst & Young Towe Orlental Plaza, 1 East Chang An Avenue Danachena District Beijing, China 100738 安永华明会计师事务所(特殊普通合伙) 中国北京市东城区东长安徽1号 东方广场安永大楼 17 层 邮政编码:100738 Tel 电话:+86 10 5815 3000 Fax 传狐:+86 10 8518 8298 ey.com 关于光大证券股份有限公司 控股股东及其他关联方资金占用情况的专项说明 安永华明(2024) 专字第 70015756 B03号 光大证券股份有限公司 光大证券股份有限公司董事会: 我们审计了光大证券股份有限公司的财务报表,包括 2023年 12月 31 日的合并及公司资 产负债表、2023 年度的合并及公司利润表、股东权益变动表和现金流量表以及相关财务报表 附注,并于 2024年 3 月 27 日出具了编号为安永华明(2024)审字 ...