1 | 序号 | 工作内容 | 完成或督导情况 | | --- | --- | --- | | | 和内部审计制度，以及募集资金使用、关联交 | | | | 易、对外担保、对外投资、衍生品交易、对子公 | | | | 司的控制等重大经营决策的程序与规则等。 | | | | 督导公司建立健全并有效执行信息披露制 度，审阅信息披露文件及其他相关文件，并有充 | 公司已建立并有效执行相关 制度，未发现公司向上海证券交 易所提交的文件存在虚假记载、 | | 9 | | | | | 分理由确信上市公司向上海证券交易所提交的文 | | | | 件不存在虚假记载、误导性陈述或重大遗漏。 | 误导性陈述或重大遗漏。 | | 10 | 对上市公司的信息披露文件及向中国证监 | 按要求进行审阅，不存在应 | | | 会、上海证券交易所提交的其他文件进行事前审 | | | | 阅，对存在问题的信息披露文件应及时督促上市 | 向上海证券交易所报告的事项。 | | | 公司予以更正或补充，上市公司不予更正或补充 | | | | 的，应及时向上海证券交易所报告。 | | | 11 | 对上市公司的信息披露文件未进行事前审阅 | | | ...

国金证券股份有限公司 关于弘元绿色能源股份有限公司 预计 2025 度日常关联交易的核查意见 国金证券股份有限公司（以下简称"保荐机构"）作为弘元绿色能源股份有 限公司（以下简称"弘元绿能"、"公司"）持续督导工作的保荐机构，根据《证 券发行上市保荐业务管理办法》、《上海证券交易所股票上市规则》、《上海证券 交易所上市公司自律监管指引第 1 号—规范运作》、《上海证券交易所上市公司 自律监管指引第 11 号—持续督导》等相关法律、法规和规范性文件的规定，对 上机数控预计日常关联交易事项进行了审慎核查，核查情况如下： 一、日常关联交易基本情况 1 二、关联人介绍和关联关系 （一）关联方的基本情况 公司名称：内蒙古鑫元硅材料科技有限公司 统一社会信用代码：91150203MA0R5BGB0L （一）本次日常关联交易预计金额和类别 结合公司实际经营情况及经营需要，预计公司及全资子公司 2025 年度与内 蒙古鑫元硅材料科技有限公司（以下简称"内蒙古鑫元"）发生的日常关联采购 交易总金额约为 12,000.00 万元，预计情况如下表： 单位：万元 | 关联交 | 关联人 | 本次预计金 | 本年年初至披露日与 关联人 ...

弘元绿色能源股份有限公司 控股股东及其他关联方资金占用情况的专项说明 弘元绿色能源股份有限公司 控股股东及其他关联方资金占用情况的 专项说明 德皓核字[2025]00000908 号 北京德皓国际会计师事务所 (特殊普通合伙 ) Beijing Dehao International Certified Public Accountants (Limited Liability Partnership) （截止 2024 年 12 月 31 日） 目 录 页 次 一、 控股股东及其他关联方资金占用情况的专项 说明 1-2 二、 弘元绿色能源股份有限公司 2024 年度非经营 性资金占用及其他关联资金往来情况汇总表 1 控股股东及其他关联方 资金占用情况的专项说明 德皓核字[2025]00000908 号 弘元绿色能源股份有限公司全体股东： 我们接受委托，依据《中国注册会计师执业准则》审计了弘元绿 色能源股份有限公司（以下简称弘元绿能公司）2024 年度财务报表， 包括 2024 年 12 月 31 日的合并及母公司资产负债表，2024 年度的合 并及母公司利润表、合并及母公司现金流量表和合并及母公司股东权 益 ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥1,656,777,559.33, a decrease of 24.37% compared to ¥2,190,704,034.64 in the same period last year[4] - The net profit attributable to shareholders was -¥61,875,827.20, improving from -¥141,374,420.08 year-on-year[4] - Total revenue for Q1 2025 was CNY 1,656,777,559.33, a decrease of 24.3% compared to CNY 2,190,704,034.64 in Q1 2024[17] - Net profit for Q1 2025 was a loss of CNY 61,875,827.20, compared to a loss of CNY 141,374,420.08 in Q1 2024, indicating an improvement[18] - The basic and diluted earnings per share were both -0.091 CNY, an improvement from -0.192 CNY in the previous period[19] Cash Flow - The net cash flow from operating activities was -¥588,448,130.90, a significant decline of 391.35% compared to ¥201,974,331.15 in the previous year[4] - Cash inflow from operating activities totaled 3,576,740,834.52 CNY, up from 2,794,393,911.87 CNY year-over-year[21] - The net cash flow from operating activities was -588,448,130.90 CNY, a decline from a positive 201,974,331.15 CNY in the previous year[21] - Cash inflow from investment activities was 5,496,678,795.76 CNY, compared to 2,919,411,380.09 CNY in the previous year[22] - The net cash flow from investment activities was 1,013,213,742.17 CNY, a significant recovery from -2,379,897,070.44 CNY in the previous year[22] - The net cash flow from financing activities was -320,898,978.75 CNY, down from 2,712,158,645.12 CNY in the previous year[22] - The total cash and cash equivalents at the end of the period were 1,458,553,864.39 CNY, down from 3,998,395,077.88 CNY year-over-year[22] - The company received 4,923,029,333.53 CNY from investment recoveries, a significant increase from 2,907,288,800.00 CNY in the previous year[21] - The company paid 2,552,519,432.19 CNY for goods and services, an increase from 1,721,521,057.88 CNY in the previous year[21] Assets and Liabilities - The total assets at the end of the reporting period were ¥28,206,405,868.26, down 3.48% from ¥29,222,793,933.67 at the end of the previous year[5] - Total assets decreased to CNY 28,206,405,868.26 from CNY 29,222,793,933.67, a decline of 3.5%[15] - Total liabilities decreased to CNY 16,402,319,318.07 from CNY 17,338,631,233.62, a reduction of 5.4%[15] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 59,454[8] - The largest shareholder, Yang Jianliang, holds 29.12% of the shares, totaling 197,723,948 shares[9] - There are no significant changes in the shareholding structure or related party transactions reported[10] Research and Development - The company reported a significant increase in research and development expenses, totaling CNY 62,219,452.03 in Q1 2025, compared to CNY 145,937,290.49 in Q1 2024[18] - The company is focusing on market expansion and new product development as part of its strategic initiatives moving forward[16] - The company has not disclosed any new product developments or market expansion strategies in this report[11] Other Financial Metrics - The weighted average return on net assets increased by 0.51 percentage points to -0.52% from -1.03% year-on-year[4] - The company reported non-recurring gains and losses totaling ¥32,128,812.42 for the period[6] - Accounts receivable increased to CNY 1,159,327,682.95 from CNY 843,124,483.09, reflecting a growth of 37.5%[13] - Inventory rose to CNY 1,765,469,329.95, up 26.5% from CNY 1,395,509,502.28[13]

Financial Performance - The net profit attributable to shareholders for the fiscal year 2024 is -2,696,887,140.75 RMB, with an ending undistributed profit of 1,600,669,676.89 RMB[6]. - The net profit for the parent company in 2024 is -809,334,756.95 RMB, with an ending undistributed profit of -213,751,260.78 RMB[6]. - The company's operating revenue for 2024 was approximately ¥7.30 billion, a decrease of 38.42% compared to ¥11.86 billion in 2023[23]. - The net profit attributable to shareholders was a loss of approximately ¥2.70 billion in 2024, a decline of 464.16% from a profit of ¥740.57 million in 2023[23]. - The basic earnings per share for 2024 was -¥4.322, a decrease of 439.78% compared to ¥1.272 in 2023[24]. - The weighted average return on equity for 2024 was -22.57%, a decrease of 28.6 percentage points from 6.03% in 2023[24]. - The company reported a net cash flow from operating activities of approximately -¥993.41 million in 2024, a decline of 302.30% from ¥491.06 million in 2023[23]. - The company achieved operating revenue of ¥7,302,364,016.61 in 2024, a decrease of 38.42% compared to the previous year[45]. - Operating costs decreased by 21.62% to ¥7,836,737,453.17, reflecting the impact of industry overcapacity and intensified competition[47]. Corporate Governance - The board has decided not to distribute profits or increase capital reserves for the fiscal year 2024, considering the industry development and future funding needs[6]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[8]. - There are no violations of decision-making procedures regarding external guarantees[8]. - The company adheres to strict corporate governance practices, ensuring compliance with relevant laws and regulations, and enhancing its internal control systems[96]. - The company actively engages with investors through various channels to gather feedback on its operations and strategies, ensuring transparency and protecting investor rights[98]. - The company maintains a clear separation from its controlling shareholder in terms of assets, personnel, and finances, ensuring independent decision-making and operational capabilities[99]. Research and Development - The company has initiated research and development on large-size thermal fields and low-oxygen N-type monocrystalline materials, achieving mass production with industry-leading oxygen content[33]. - The company has established a leading position in technology research and development, focusing on advanced production lines and TOPCon passivated contact technology to enhance cell efficiency and reduce costs[93]. - The company increased its number of R&D personnel to 635, which constitutes 10.00% of the total workforce[60]. - The company has allocated a budget of 10 million for research and development in the upcoming year[107]. Sustainability and Environmental Impact - The company is focused on sustainable development and has outlined its mid-to-long-term strategic planning[6]. - The company has established a "zero-carbon factory" certified by the China Quality Certification Center, achieving carbon neutrality in production processes[38]. - The company has achieved a reduction of 879,055.92 tons in carbon dioxide equivalent emissions through various carbon reduction measures, including the use of clean energy and carbon reduction technologies[151]. - The company has implemented pollution prevention facilities, including a wastewater reuse treatment station, a high-salinity wastewater treatment device, and a domestic sewage treatment station, all of which operated normally throughout the year[144]. - The company has actively pursued green production measures, including the construction of rooftop photovoltaic power stations to reduce carbon emissions and enhance energy efficiency[150]. Market and Sales Strategy - The company has expanded its sales network overseas to enhance global supply chain resilience amid changing trade environments[37]. - The company aims to expand its market presence in emerging regions such as the Middle East, Latin America, and Africa, which are becoming new growth points for the photovoltaic industry[86]. - The company has established strong relationships with downstream users in the photovoltaic industry, leveraging its customer resource advantages[43]. - The company is committed to enhancing customer experience and providing integrated solutions, ensuring rapid response to urgent customer needs[44]. Financial Management - The company has proposed to invest in a photovoltaic battery project with an annual production capacity of 16GW[100]. - The company plans to apply for a comprehensive credit limit from banks for the year 2024[100]. - The company has entrusted cash asset management with a total amount of RMB 21,106,881,828.43 from self-owned funds, with an expected annual yield of 3.05%[177]. - The company has no major litigation or arbitration matters reported for the current year[170]. - The company has no significant accounting errors or corrections reported[169]. Employee Management - The company has established a comprehensive salary management system to enhance employee motivation and efficiency[126]. - The company emphasizes employee training across three levels: company-wide, departmental, and job-specific[127]. - The total number of employees in the parent company and major subsidiaries is 6,347, with 4,009 in production roles[124]. Risk Management - The company recognizes the risk of macroeconomic fluctuations impacting the photovoltaic industry and is implementing strategies to mitigate these risks[89]. - The company faces risks from international trade disputes and policy adjustments, particularly due to import barriers imposed by some countries on Chinese photovoltaic products[90]. - The photovoltaic industry is experiencing structural overcapacity, leading to a rapid decline in product prices and a significant drop in industry profitability since 2023[91].

弘元绿色能源股份有限公司 章 程 二〇二五年四月修订 | D | | --- | | Caroline | 第四条 公司注册名称：弘元绿色能源股份有限公司。 公司英文名称：HONGYUAN GREEN ENERGY CO.,LTD. 第五条 公司住所：无锡市滨湖区雪浪街道南湖中路 158 号。 邮政编码：214128。 | 第一章 | 总 则 | | --- | --- | | 第二章 经营宗旨和范围 | | | 第三章 股份 . | | | 第一节 | 股份发行 | | 第二节 | 股份增减和回购 . | | 第三节 | 股份转让 | | 第四章 股东和股东大会 . | | | 第一节 | 股东 . | | 第二节 | 股东大会的一般规定 . | | 第三节 | 股东大会的召集 | | 第四节 | 股东大会的提案与通知 | | 第五节 | 股东大会的召开 | | 第六节 | 股东大会的表决和决议 . | | 第五章 董事会 | | | 第一节 董事 . | | | 第二节 董事会 | | | 第六章 经理及其他高级管理人员 . | | | 第七章 监事会 . | | | 第一节 | 监事 | | 第二节 | ...

弘元绿色能源股份有限公司 市值管理制度 第一章 总则 弘元绿色能源股份有限公司 市值管理制度 第一条 为规范弘元绿色能源股份有限公司（以下简称"公司"）市值管理 行为，维护公司、投资者及其他利益相关者的合法权益，根据《中华人民共和国 公司法》《中华人民共和国证券法》《上海证券交易所股票上市规则》《上市公司 监管指引第 10 号——市值管理》等法律、法规、规范性文件以及《弘元绿色能 源股份有限公司章程》（以下简称"公司章程"）的规定，特制订本制度。 第二条 本制度所称市值管理，是指公司以提高公司质量为基础，为提升公 司投资价值和股东回报能力而实施的战略管理行为。 第二章 市值管理的目的与基本原则 第三条 市值管理的主要目的是通过制定正确战略规划、完善公司治理、规 范经营管理及充分、合规的信息披露，引导公司的市场价值与内在价值趋同。同 时，利用资本运作、权益管理、投资者关系管理等手段，使公司价值得以充分实 现，建立稳定和优质的投资者基础，获得长期的市场支持，从而实现公司市值与 内在价值的动态均衡。 第四条 市值管理的基本原则 （一）系统性原则。影响公司市值的因素众多，市值管理必须按照系统思维、 整体推进的原则，改 ...

弘元绿色能源股份有限公司 2024 年度独立董事述职报告 报告期内，本人作为弘元绿色能源股份有限公司（以下简称"公司"）的独 立董事，严格遵照《上市公司独立董事管理办法》《上海证券交易所股票上市规 则》等相关法律法规及业务规则，以及《公司章程》《公司独立董事工作制度》 的规定，忠实勤勉履行职责，及时关注公司的发展状况，积极出席公司 2024 年 度召开的股东大会、董事会等相关会议，认真审议董事会各项议案，并主动发表 专业、中肯的意见和建议，充分发挥独立董事的独立性和专业性优势，有效地维 护公司全体股东尤其是中小股东的合法权益。现将本人在 2024 年度履行职责的 情况报告如下： 一、独立董事的基本情况 （一）个人履历、专业背景及兼职情况 本人武戈，男，中国国籍，1968 年出生，日本名古屋大学博士，无境外永 久居留权，江南大学教授职称。1998 年 4 月至 2004 年 3 月日本名古屋大学公派 访问学者、日本学术振兴会研究员，2014 年 1 月任江南大学商学院副院长、2020 年 6 月任江南大学教务处副处长。2012 年起担任无锡市政协第十三届政协委员、 第十四和十五届政协常委。2022 年 12 月 ...

弘元绿色能源股份有限公司 2024 年度独立董事述职报告 报告期内，本人作为弘元绿色能源股份有限公司（以下简称"公司"）的独 立董事，严格遵照《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》（以下简称"《证券法》"）、《上市公司独立董事管理 办法》等法律法规，以及公司《章程》、《独立董事工作制度》等规定，恪尽职 守、勤勉尽责，积极出席相关会议，独立表达意见和决策，维护公司和股东包括 中小股东的合法权益，促进公司发展战略的推进实施。现将本人在2024年度履行 职责的情况报告如下： 一、独立董事的基本情况 （一）个人履历、专业背景及兼职情况 本人吉卫喜，男，中国国籍，1961 年出生，南京航空航天大学博士，无境 外永久居留权，江南大学教授、博士生导师。曾任扬州大学工学院副教授，现任 江南大学智能制造技术与系统研究中心主任、无锡思睿特智能科技有限公司总经 理、中国机械工程学会成组技术分委会委员、江苏省装备制造业推进企业信息化 专家组成员、江苏省"六大人才高峰"培养对象。2023 年 9 月至今担任公司独 立董事。 （二）独立性情况说明 在担任公司独立董事期间，本人及其配偶、父母、子女、 ...

弘元绿色能源股份有限公司 董事会战略与可持续发展委员会工作细则 弘元绿色能源股份有限公司 董事会战略与可持续发展委员会工作细则 第二章 人员组成 第三条战略与可持续发展委员会成员由 3 名董事组成，其中应至少包括 1 名独立董事。 第四条 战略与可持续发展委员会委员人选由董事长、二分之一以上独立董 事或者三分之一以上董事推举，并经董事会批准产生。 第五条 战略与可持续发展委员会设主任委员（召集人）一名，由公司董事 长担任，负责主持委员会工作。 第六条 战略与可持续发展委员会任期与董事会任期一致，委员任期届满， 连选可以连任。期间如有委员不再担任公司董事职务，自动失去委员资格，并由 委员会根据上述第三至第五条规定补足委员人数。 第七条 战略与可持续发展委员会下设工作组，由公司总经理任工作组组长。 组员根据实际工作临时组成，负责委员会的资料收集与研究、项目可行性分析、 1 第一章 总则 第一条 为适应公司的战略发展需要，增强公司核心竞争力与可持续发展能 力，确定公司发展规划，提高重大投资决策的效益和决策的质量，完善公司治理 结构，提升公司环境、社会及公司治理（以下简称"ESG"）水平，根据《中华人 民共和国公司法 ...