北京市海问律师事务所 关于紫光国芯微电子股份有限公司 2025 年股票期权激励计划调整及首次授予相关事项的 法律意见书 二○二五年十月 海问律师事务所 HAIWEN & PARTNERS 北京市海问律师事务所 地址：北京市朝阳区东三环中路 5 号财富金融中心 20 层（邮编 100020） Address：20/F, Fortune Financial Center, 5 Dong San Huan Central Road, Chaoyang District, Beijing 100020, China 电话(Tel): (+86 10) 8560 6888 传真(Fax)：(+86 10) 8560 6999 www.haiwen-law.com 北京 BEIJING 丨上海 SHANGHAI 丨深圳 SHENZHEN 丨香港 HONG KONG 丨成都 CHENGDU 北京市海问律师事务所 关于紫光国芯微电子股份有限公司 2025 年股票期权激励计划调整及首次授予相关事项的 法律意见书 致：紫光国芯微电子股份有限公司 2 法律问题发表意见。在本法律意见书中述及有关会计审计、资产评估、投资决策 等专业事 ...

公司简称：紫光国微 证券代码：002049 中国国际金融股份有限公司 关于 紫光国芯微电子股份有限公司 2025 年股票期权激励计划 调整及首次授予相关事项之 独立财务顾问报告 二〇二五年十月 | 一、释义 | | --- | | 二、声明 | | 三、基本假设………………………………………………………………………………………………………………………………………………………………………………………… 5 | | 四、独立财务顾问意见 . | | (一) 本次股票期权激励计划履行的审批程序 6 | | (二)本次实施的股权激励计划调整情况及与股东会审议通过的股权激 | | 励计划差异情况 . | | (三) 本次股票期权的授予情况 . | | (四) 本次股权激励计划首次授予条件说明 | | (五) 本激励计划对相关年度财务状况和经营成果的影响 10 | | (六) 结论性意见 . | | 五、备查文件 . | | (一) 备查文件 . | | (二) 咨询方式 … | 一、释义 在本报告中，除非上下文文意另有所指，下列词语具有如下含义： | 释义项 | 释义内容 | | | --- | --- | --- | ...

投资者关系管理制度 （2025 年 10 月修订） 第一章 总则 第一条 为规范紫光国芯微电子股份有限公司（以下简称"公司"）投资者 关系管理工作，加强公司与投资者之间的有效沟通，促进公司完善治理，提高公 司质量，切实保护投资者特别是中小投资者合法权益，根据《中华人民共和国证 券法》（以下简称《证券法》）、《上市公司投资者关系管理工作指引》《深圳证 券交易所股票上市规则》《深圳证券交易所上市公司自律监管指引第1号——主 板上市公司规范运作》等法律、法规、规章、规范性文件及《紫光国芯微电子股 份有限公司章程》（以下简称《公司章程》）的相关规定，结合公司实际情况，制 定本制度。 第二条 投资者关系管理是指公司通过便利股东权利行使、信息披露、互动 交流和诉求处理等工作，加强与投资者及潜在投资者之间的沟通，增进投资者对 公司的了解和认同，以提升公司治理水平和企业整体价值，实现尊重投资者、回 报投资者、保护投资者目的的相关活动。 第三条 公司投资者关系管理的基本原则是： （一）合规性原则。公司投资者关系管理应当在依法履行信息披露义务的基础 上开展，符合法律、法规、规章及规范性文件、行业规范和自律规则、公司内部规 章制度 ...

紫光国芯微电子股份有限公司 董事、高级管理人员所持本公司股份及其变动管理制度 （2025 年 10 月修订） 第一章 总则 第一条 为加强对紫光国芯微电子股份有限公司（以下简称"公司"）董事、 高级管理人员所持本公司股份及其变动的管理，根据《中华人民共和国公司法》 （以下简称《公司法》）、《中华人民共和国证券法》（以下简称《证券法》）、 《上市公司董事和高级管理人员所持本公司股份及其变动管理规则》《深圳证券 交易所股票上市规则》《深圳证券交易所上市公司自律监管指引第 10 号——股 份变动管理》《深圳证券交易所上市公司自律监管指引第 18 号——股东及董事、 高级管理人员减持股份》等法律、法规、规章、规范性文件以及《紫光国芯微电 子股份有限公司章程》（以下简称《公司章程》）的有关规定，结合公司实际情 况，制定本制度。 第二条 公司董事、高级管理人员及本制度第十五条规定的自然人、法人或 其他组织应当遵守本制度。 第三条 公司董事、高级管理人员所持本公司股份，是指登记在其名下和利 用他人账户持有的所有本公司股份。 公司董事、高级管理人员从事融资融券交易的，其所持本公司股份还包括记 载在其信用账户内的本公司股份。 ...

紫光国芯微电子股份有限公司 董事、高级管理人员离职管理制度 （2025 年 10 月制定） 第一章 总则 第一条 为规范紫光国芯微电子股份有限公司（以下简称"公司"）董事、 高级管理人员离职管理，确保公司治理结构的稳定性和连续性，维护公司及股东 的合法权益，公司根据《中华人民共和国公司法》（以下简称《公司法》）《上 市公司章程指引》《上市公司董事和高级管理人员所持本公司股份及其变动管理 规则》《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管指 引第 1 号——主板上市公司规范运作》等法律、法规、规章、规范性文件及《紫 光国芯微电子股份有限公司章程》（以下简称《公司章程》）的相关规定，结合 公司实际情况，制定本制度。 第二条 本制度适用于公司董事（含独立董事）、高级管理人员因任期届满、 辞任（职）、被解除职务、退休或其他原因离职的情形。 第二章 离职情形与程序 第三条 公司董事、高级管理人员的任期按《公司章程》规定执行，任期届 满可连选连任。董事、高级管理人员任期从就任之日起计算，至本届董事会任期 届满时为止。董事、高级管理人员任期届满未及时改选或者聘任，在新任董事、 高级管理人员就任前，原董事、 ...

Group 1 - The core viewpoint of the article highlights the performance of the Penghua National Semiconductor Chip ETF, which reported a net asset value growth rate of 57.12% over the past year [1] - The largest holding in the fund is Cambricon Technologies (寒武纪), accounting for 12.37% of the portfolio [1] - The report details significant reductions in holdings across various stocks, with Cambricon Technologies seeing a decrease of 32.85% in shares held, valued at 664 million yuan [1] Group 2 - Other notable reductions include Zhongben International (中本国际) with a decrease of 32.75%, holding 4.04 million shares valued at 566 million yuan [1] - Haiguang Information (海光信息) also saw a reduction of 33.13%, with 2.19 million shares valued at 554 million yuan [1] - The report lists multiple companies with similar reductions, indicating a trend of decreased positions in semiconductor-related stocks [1]

Group 1 - The integrated circuit ETF has seen a turnover of 6.11% during trading, with a transaction volume of 7.787 million yuan, and has attracted a total of 29.8883 million yuan over the past 16 trading days [2] - As of October 23, the integrated circuit ETF has achieved a net value increase of 54.14% over the past year, ranking 173 out of 3078 index equity funds, placing it in the top 5.62% [2] - The highest monthly return since the inception of the integrated circuit ETF was 31.86%, with the longest consecutive monthly increase being 4 months and the longest increase percentage being 58.99%, averaging a monthly return of 9.89% during rising months [2] Group 2 - The top ten weighted stocks in the CSI All-Share Integrated Circuit Total Return Index as of September 30, 2025, include SMIC, Cambricon, Haiguang Information, Lanke Technology, Zhaoyi Innovation, OmniVision, Chipone, Changdian Technology, Unisoc, and Tongfu Microelectronics, collectively accounting for 55.71% of the index [2] - The stock performance of key companies includes SMIC with a 2.34% increase and a weight of 9.96%, Haiguang Information with a 2.33% increase and a weight of 7.45%, and Cambricon with a 1.78% increase and a weight of 7.13% [4] - The AI-driven "super cycle" is characterized by structural features that drive rapid growth in data center storage demand, alongside increased penetration of smart terminals, fostering innovation in storage technology and market expansion [4] Group 3 - The domestic advanced production lines are expected to have continuous expansion needs in the context of the AI wave and domestic substitution, with semiconductor equipment being a cornerstone for wafer foundry expansion and an important aspect of achieving self-controllable industrial chains [5] - Domestic semiconductor equipment manufacturers are poised for development opportunities as their R&D and technology improve, allowing them to gradually penetrate the high-end equipment sector [5] - Investors without stock accounts can still access investment opportunities in the sector through the integrated circuit ETF linked fund (022350) [5]

Core Viewpoint - Unigroup Guowei has successfully introduced its eSIM products to several leading smartphone manufacturers and has achieved bulk shipments [1] Group 1: Product Development and Market Recognition - The company's existing SoPC products have gained recognition from core customers, with some products already in bulk supply and others in the customer introduction phase [1] - The company is actively promoting the research and application of new SoPC products based on market and customer demands [1]

Core Viewpoint - Unisoc (002049) has established a leading position in the domestic automotive chip sector, focusing on two main types of chips: automotive safety chips and automotive control chips [1] Group 1: Product Overview - The company’s automotive safety chip solutions are well-developed and have been mass-produced with several leading Tier 1 suppliers and OEMs, achieving an annual shipment volume of several million units [1] - The first generation of the automotive domain control chip THA6 has entered mass production, while the second generation is compatible with over ten mainstream toolchains and basic software, having been adopted by multiple OEMs and Tier 1 suppliers [1] Group 2: Market Position - The company has accumulated several key technologies in the domestic automotive chip field, which provides it with a certain competitive advantage [1] - The company is actively seeking to introduce more opportunities for its products in the automotive sector [1]

Core Insights - The company, Ziguang Guowei, has successfully integrated its eSIM products with several leading smartphone manufacturers and has achieved bulk shipments [1] Company Summary - Ziguang Guowei's eSIM products are now in use by multiple top-tier mobile phone brands, indicating strong market acceptance and demand [1]