| | 第三十条 上市公司董事会或者 | | | --- | --- | --- | | | 其审计委员会应当根据内部审计部门 | | | 第三十条 审计委员会应当根据内部审 | 出具的评价报告及相关资料，出具年 | | | 计部门出具的评价报告及相关资料，对 | 度内部控制评价报告。内部控制评价 | | | 与财务报告和信息披露事务相关的内 | 报告至少应当包括下列内容： | | | 部控制制度的建立和实施情况出具年 | （一）董事会对内部控制报告真 | | | 度内部控制自我评价报告。内部控制自 | 实性的声明； | 根据《深圳 | | 我评价报告至少应当包括以下内容： | | | | | （二）内部控制评价工作的总体 | 证 券 交易 | | （一）内部控制制度是否建立健全和有 | | | | | 情况； | 所 上 市公 | | 效实施； | （三）内部控制评价的依据、范 | 司 自 律监 | | （二）内部控制存在的缺陷和异常事项 | | | | | 围、程序和方法； | 管 指 引第 | | 及其处理情况（如适用）； | （四）内部控制缺陷及其认定情 1 | 号 — — | | （三）改进和完善内 ...

科大讯飞股份有限公司 内部审计制度 第一章 总则 第一条 为了规范科大讯飞股份有限公司（以下简称"公司"）内部审计工作，提 高内部审计工作质量，保护投资者合法权益，防范和控制公司经营风险，根据《中华 人民共和国审计法》《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自 律监管指引第 1 号——主板上市公司规范运作》及《科大讯飞股份有限公司章程》（以 下简称《公司章程》等的有关规定，结合公司的实际情况，制定本制度。 第二条 本制度所称内部审计，是指由公司内部机构或人员，对公司内部控制和 风险管理的有效性、财务信息的真实性和完整性以及经营活动的效率和效果等开展的 一种评价活动。 第三条 本制度所称内部控制，是指公司董事会、监事会、高级管理人员及其他 有关人员为实现下列目标而提供合理保证的过程： （一）遵守国家法律、法规、规章及其他相关规定； （二）提高公司经营的效率和效果； （三）保障公司资产的安全； （四）确保公司信息披露的真实、准确、完整和公平。 第四条 公司董事会应当对公司内部控制制度的建立健全和有效实施负责，重要 的内部控制制度应当经董事会审议通过。 公司董事会及全体成员应当保证内部控制相关信息披露 ...

证券代码：002230 证券简称：科大讯飞 公告编号：2024-044 科大讯飞股份有限公司 本公司及董事会全体成员保证信息披露内容真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 科大讯飞股份有限公司（以下简称"公司"）于 2024 年 8 月 20 日召开的第六届董事 会第八次会议审议通过了《关于申请注册发行中期票据的议案》。为进一步优化和调整公 司负债结构，根据《中华人民共和国公司法》《银行间债券市场非金融企业债务融资工具 管理办法》等法律、法规的规定，结合公司发展需要，公司拟向中国银行间市场交易商协 会申请注册发行中期票据。现将有关事项公告如下： 关于拟注册和发行中期票据的公告 一、本次注册发行中期票据的基本方案 1、发行人：科大讯飞股份有限公司； 2、发行市场：中国银行间市场； 3、发行规模：拟注册规模不超过人民币 50 亿元（含 50 亿元），最终发行规模将以公 司在中国银行间市场交易商协会取得的注册通知书载明的额度及公司实际发行需要为准； 4、发行利率：发行利率根据各期发行时银行间债券市场状况，以簿记建档的最终结 果确定； 5、发行期限：单期发行期限不超过 10 年（含 10 年），具 ...

科大讯飞股份有限公司（下称"公司"或"科大讯飞"）第六届董事会第三次独立董 事专门会议于 2024 年 8 月 9 日以书面和电子邮件形式发出会议通知，2024 年 8 月 19 日 以现场表决的方式召开。应参会独立董事 4 人，实际参会独立董事 4 人，会议经推举由独 立董事张本照先生主持。 科大讯飞股份有限公司 第六届董事会第三次独立董事专门会议决议 一、会议召开情况 经审议，独立董事认为，公司本次拟向中国银行间市场交易商协会分别申请注册发行 不超过人民币 50 亿元（含 50 亿元）中期票据，该事项符合银行间债券市场非金融企业债 务融资工具注册及发行的有关规定。公司基于未来长期发展考虑拟择机注册发行中期票 据，有利于扩展融资渠道，为公司战略布局投入储备资金通道，同时，在适宜时机抓住债 市窗口期发行中期债券可以锁定较低利率，节省财务费用，有助于公司充分发挥财务杠杆， 优化资产负债结构、促进公司良性发展，不存在损害中小股东利益的情况。 综上，公司独立董事同意将《关于申请注册发行中期票据的议案》提交公司董事会审 议，并在公司董事会审议后提交股东大会审议。 独立董事：赵旭东、赵锡军、张本照、吴慈生 二〇二四年八 ...

| 修改前条款 | 修改后条款 | 修订说明 | | --- | --- | --- | | | 第二十一条 公司或公司的子公司（包括 | | | | 公司的附属企业）不以赠与、垫资、担保、 | | | | 补偿或贷款等形式，对购买或者拟购买公 | | | | 司股份的人提供任何资助。公司实施员工 | | | | 持股计划的除外。 | | | 第二十一条 公司或公司的子公司（包 | 为公司利益，经股东会决议，或者 | 根据《公司法》 | | 括公司的附属企业）不以赠与、垫资、 | 董事会按照公司章程或者股东会的授权 | | | | | （2023 年修订） | | 担保、补偿或贷款等形式，对购买或 | 作出决议，公司可以为他人取得本公司 | | | 者拟购买公司股份的人提供任何资 | 股份提供财务资助，但财务资助的累计 | 第一百六十三条 | | 助。 | 总额不得超过已发行股本总额的百分之 | 修订。 | | | 十。董事会作出决议应当经全体董事的 | | | | 三分之二以上通过。 | | | | 违反前款规定，给公司造成损失的， | | | | 负有责任的董事、监事、高级管理人员 | | | | 应当承 ...

第一章 总 则 科大讯飞股份有限公司 对外提供财务资助管理办法 第一条 为规范科大讯飞股份有限公司（以下简称"公司"）对外提供财务 资助行为，防范财务风险，确保公司经营稳健，根据《中华人民共和国公司法》 《中华人民共和国证券法》《上市公司信息披露管理办法》《深圳证券交易所股 票上市规则》《深圳证券交易所上市公司自律监管指引第1号——主板上市公司 规范运作》和《科大讯飞股份有限公司章程》（以下简称"《公司章程》"）等 有关规定，结合公司的实际情况，制定本办法。 第二条 本办法所称对外提供财务资助，是指公司及其控股子公司有偿或者 无偿对外提供资金、委托贷款等行为，但下列情况除外： （一）公司以对外提供借款、贷款等融资业务为其主营业务； （二）资助对象为公司合并报表范围内且持股比例超过50%的控股子公司， 且该控股子公司其他股东中不包含公司的控股股东、实际控制人及其关联人； （三）中国证监会或者深圳证券交易所认定的其他情形。 第三条 公司存在下列情形之一的，应当参照制度的规定执行： （一）在主营业务范围外以实物资产、无形资产等方式对外提供资助； （二）为他人承担费用； （三）无偿提供资产使用权或者收取资产使用权的费 ...

证券代码：002230 证券简称：科大讯飞 公告编号：2024-040 科大讯飞股份有限公司 第六届董事会第八次会议决议公告 本公司及董事会全体成员保证信息披露内容真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 一、董事会会议召开情况 科大讯飞股份有限公司（下称"公司"）第六届董事会第八次会议于 2024 年 8 月 9 日以书面和电子邮件形式发出会议通知，2024 年 8 月 20 日以现场和"讯飞听见"视频会 议相结合的方式召开。应参会董事 10 人，实际参会董事 10 人，其中刘庆峰先生、陈洪涛 先生、赵旭东先生、赵锡军先生以通讯表决（"讯飞听见"视频会议）方式出席会议，会 议由董事长刘庆峰先生主持，全体监事及高级管理人员列席会议。本次会议的召开与表决 程序符合《公司法》和《公司章程》等的有关规定。 二、董事会会议审议情况 （一）以 10 票同意，0 票反对，0 票弃权审议通过了《公司 2024 年半年度报告全文 及摘要》。 《2024 年半年度报告全文》见巨潮资讯网 http://www.cninfo.com.cn，《2024 年半年度 报告摘要》刊登在 2024 年 8 月 22 日《证 ...

Financial Performance - Revenue for the first half of 2024 increased by 18.91% year-on-year to RMB 7,841,552,405.17[12] - Net profit attributable to shareholders of the listed company was RMB 73,571,996.11, a decrease of 644.59% compared to the same period last year[12] - Net cash flow from operating activities was RMB -1,528,741,829.11, a slight decrease of 0.45% year-on-year[12] - Basic earnings per share (EPS) were RMB 0.0318, down 645.91% compared to the same period last year[12] - Total assets as of the end of the reporting period were RMB 37,831,122,978.15, an increase of 1.12% compared to the end of the previous year[12] - Equity attributable to shareholders of the listed company was RMB 17,032,284,511.72, a decrease of 2.21% compared to the end of the previous year[12] - Revenue increased by 18.91% and gross profit increased by 19.08% in the first half of 2024[67] - Education products and services revenue reached 2,859.71 million yuan, up 25.14% year-on-year[67] - Medical business revenue was 228.10 million yuan, an increase of 18.80% year-on-year[67] - Open platform revenue grew by 47.92% to 2,344.60 million yuan[67] - Smart hardware revenue increased by 56.61% to 899.87 million yuan[67] - Automotive business revenue rose by 65.49% to 352.37 million yuan[67] - Total sales collection reached 9 billion yuan, an increase of 1.5 billion yuan compared to the same period last year[67] - Revenue increased by 18.91% YoY to RMB 9.32 billion, with software and IT services contributing 98.09% of total revenue[70][72] - Net profit attributable to shareholders decreased by RMB 474 million YoY, partly due to a RMB 149 million reduction in investment income and fair value changes[69] - R&D investment surged by 32.32% YoY to RMB 2.19 billion, driven by increased R&D expenses and development costs[70] - Open platform and consumer business revenue jumped 47.92% YoY to RMB 2.34 billion, accounting for 25.13% of total revenue[72] - Smart hardware revenue increased by 56.61% YoY to RMB 899.87 million[72] - Education products and services revenue grew 25.14% YoY to RMB 2.86 billion, representing 30.66% of total revenue[72] - Cash and cash equivalents decreased by 81.76% YoY to RMB -1.19 billion, mainly due to reduced net cash flow from investment activities[71] - Revenue from the East China region rose 33.14% YoY to RMB 4.87 billion, accounting for 52.20% of total revenue[72][73] - Revenue from the software and information technology services sector reached 9.147 billion yuan, a year-on-year increase of 18.99%[74] - Revenue from education products and services grew by 25.14% year-on-year to 2.86 billion yuan[74] - Open platform revenue increased by 47.92% year-on-year to 2.345 billion yuan[74] - Material costs accounted for 55.54% of total operating costs, a decrease of 3.33% year-on-year[75] - Operating costs increased by 6.80% year-on-year, accounting for 35.92% of total operating costs[75] - The fair value change of Youbi Technology contributed 54.57 million yuan to the company's financial performance[76] - The company's monetary funds stood at 2.372 billion yuan, accounting for 6.20% of total assets[77] - Long-term loans increased by 3.30% year-on-year to 5.868 billion yuan[77] - The company's investment in the reporting period was 41.54 million yuan, a decrease of 84.23% year-on-year[81] - Restricted assets, including monetary funds and intangible assets, totaled 726.82 million yuan[80] - The fair value change loss for the stock "三人行" (Securities Code: 605168) was -204,540.00 yuan, resulting in a report period loss of -153,168.62 yuan[84] - The fair value change gain for the stock "优必选" (Securities Code: H09880) was 50,980,641.80 yuan, contributing to a report period profit of 50,980,641.80 yuan[84] - The total fair value change for the period was 50,776,101.80 yuan, with a total report period profit of 50,827,473.18 yuan[84] - The subsidiary "讯飞智元信息科技有限公司" reported a net loss of -92,212,879.64 yuan, with total assets of 11,179,322,703.15 yuan[88] - The subsidiary "科大讯飞华南有限公司" reported a net profit of 24,907,234.59 yuan, with total assets of 3,013,143,024.72 yuan[88] - The company plans to distribute a cash dividend of 1 yuan per 10 shares, totaling 229,317,822.40 yuan for the 2023 fiscal year[92] - The company has allocated 138% of its average distributable profits over the past three years for cash dividends[92] - Total revenue for the first half of 2024 reached 9.32 billion RMB, an increase from 7.84 billion RMB in the same period of 2023[157] - Net profit for the first half of 2024 was -470.06 million RMB, compared to 14.86 million RMB in the same period of 2023[157] - R&D expenses increased to 1.93 billion RMB in the first half of 2024, up from 1.52 billion RMB in the same period of 2023[157] - Total assets as of the end of the first half of 2024 amounted to 31.13 billion RMB, compared to 28.93 billion RMB at the end of the same period in 2023[155] - Total liabilities for the first half of 2024 were 15.01 billion RMB, up from 13.49 billion RMB in the same period of 2023[156] - Accounts receivable increased to 10.00 billion RMB in the first half of 2024, compared to 8.37 billion RMB in the same period of 2023[155] - Long-term loans increased to 4.43 billion RMB in the first half of 2024, up from 3.06 billion RMB in the same period of 2023[156] - Total equity for the first half of 2024 was 16.12 billion RMB, compared to 15.44 billion RMB in the same period of 2023[156] - Operating profit for the first half of 2024 was -530.77 million RMB, compared to -37.02 million RMB in the same period of 2023[157] - Sales expenses increased to 1.63 billion RMB in the first half of 2024, up from 1.46 billion RMB in the same period of 2023[157] - Net profit attributable to parent company shareholders was -400,665,617.21 RMB, a significant decline compared to 73,571,996.11 RMB in the same period last year[158] - Basic earnings per share (EPS) was -0.1736 RMB, compared to 0.0318 RMB in the same period last year[158] - Total operating revenue for the first half of 2024 was 4,345,145,299.39 RMB, a slight decrease from 4,390,560,925.80 RMB in the same period last year[159] - R&D expenses increased to 1,160,470,456.05 RMB, up 32.6% from 875,217,244.32 RMB in the same period last year[159] - Investment income significantly increased to 444,904,252.68 RMB, compared to 134,741,239.62 RMB in the same period last year[160] - Total comprehensive income for the first half of 2024 was -470,707,025.39 RMB, a sharp decline from 14,870,452.90 RMB in the same period last year[158] - Interest income decreased to 8,187,667.82 RMB, down from 10,647,001.29 RMB in the same period last year[160] - Other comprehensive income attributable to parent company shareholders was -901,188.00 RMB, compared to 13,917.98 RMB in the same period last year[158] - Total profit for the first half of 2024 was 721,663,822.27 RMB, an increase from 459,252,140.76 RMB in the same period last year[160] - Sales revenue from goods and services increased to 9,010,490,738.54 RMB in H1 2024, up from 7,506,395,767.54 RMB in H1 2023, reflecting a growth of approximately 20%[162] - Net cash flow from operating activities was -1,535,556,254.51 RMB in H1 2024, slightly worse than -1,528,741,829.11 RMB in H1 2023[162] - Cash received from tax refunds increased to 157,288,254.34 RMB in H1 2024, compared to 136,371,871.59 RMB in H1 2023[162] - Cash outflow for purchasing goods and services rose to 6,897,836,089.20 RMB in H1 2024, up from 5,614,896,782.59 RMB in H1 2023[162] - Net cash flow from investing activities was -1,645,008,794.00 RMB in H1 2024, significantly lower than -847,295,396.73 RMB in H1 2023[162] - Cash received from financing activities increased to 3,018,571,700.79 RMB in H1 2024, up from 2,096,923,643.49 RMB in H1 2023[163] - Net cash flow from financing activities was 1,985,265,555.33 RMB in H1 2024, higher than 1,711,414,866.47 RMB in H1 2023[163] - Cash and cash equivalents at the end of the period decreased to 2,191,816,898.95 RMB in H1 2024, down from 3,517,527,705.85 RMB in H1 2023[163] - Parent company's sales revenue from goods and services decreased to 3,225,964,752.54 RMB in H1 2024, down from 3,967,995,573.60 RMB in H1 2023[164] - Parent company's net cash flow from operating activities was -1,539,883,713.17 RMB in H1 2024, significantly worse than -635,480,657.55 RMB in H1 2023[164] - Total owner's equity at the end of the period was RMB 17,297,076,923.35, a decrease from the previous period[171] - Comprehensive income for the period was a loss of RMB 400,665,617.21[167] - Capital reserve decreased by RMB 66,338,603.17 during the period[167] - Retained earnings decreased by RMB 400,665,617.21[167] - Minority interest decreased by RMB 59,111,140.13[167] - Total owner's equity at the beginning of the period was RMB 17,732,033,621.62[166] - Capital reserve at the beginning of the period was RMB 9,854,996,975.06[166] - Retained earnings at the beginning of the period were RMB 5,369,431,856.48[166] - Minority interest at the beginning of the period was RMB 699,749,109.90[166] - Total owner's equity at the end of the previous year was RMB 16,847,063,810.85[172] - Owner's equity at the end of the period is RMB 16,912,042,957.59, with a capital reserve of RMB 9,888,615,952.13[177] - Comprehensive income for the period increased by RMB 668,953,718.22[179] - Owner's equity decreased by RMB 3,641,608.00 due to owner's investment in ordinary shares[179] - Capital reserve decreased by RMB 84,040,242.23[179] - Treasury stock decreased by RMB 95,701,458.24[179] - Retained earnings at the end of the period are RMB 2,859,289,280.93[180] - Total owner's equity at the end of the period is RMB 16,117,124,788.17[180] - Owner's equity at the beginning of the period was RMB 15,440,151,461.94[178] - Capital reserve at the beginning of the period was RMB 11,441,016,118.97[178] - Treasury stock at the beginning of the period was RMB 993,698,579.20[178] - The company's comprehensive income for the period amounted to 405,691,651.33 RMB[182] - Total owner's equity at the end of the period was 15,187,422,426.72 RMB[184] AI and Technology Development - The "iFlytek Spark" large model continues to empower various industries and accelerate application implementation, collaborating with leading enterprises in multiple fields to build benchmark applications[5] - The "iFlytek Brain 2030 Plan" aims to build a complex intelligent system based on cognitive intelligence, enabling machines to surpass human perception and possess continuous self-evolution capabilities[5] - The company's "Xunfei Spark" large model has achieved leading domestic capabilities, with language understanding, mathematical ability, and voice interaction surpassing GPT-4 Turbo, and code capability reaching 96% of GPT-4 Turbo[21] - The "Xunfei Spark" V4.0 model, released on June 27, 2024, is the only fully domestically trained and controlled large model in China, ranking first in 8 out of 12 mainstream Chinese and English test sets[21] - The company's AI technology has been recognized as a core driver of industrial transformation, with predictions that generative AI based on large models will contribute 7% to global GDP growth over the next decade, equivalent to nearly $7 trillion[17] - The company has developed a "platform + track" strategy, providing 708 AI capabilities and one-stop AI solutions through its open platform, while focusing on key sectors such as education, healthcare, and smart cities[19] - The "Xunfei Spark" large model has been continuously upgraded, with its V3.5 version supporting long text, long images, and long voice, and introducing new capabilities such as multi-emotion ultra-realistic synthesis and one-sentence voice replication[21] - The company has been actively involved in the development of national AI policies, with the Chinese government emphasizing the importance of AI in driving economic and social development[17] - The company's AI technology has been applied in various consumer products, including AI learning machines, smart office books, and smart hearing aids, forming a leading brand advantage and sustainable revenue streams[19] - The company, in collaboration with Huawei, launched the "Feixing One" domestic computing platform, supporting trillion-parameter large model training, and released the 100-billion-parameter model "Xunfei Spark V3.5" in January 2024, followed by the upgraded "Xunfei Spark V4.0" in June 2024, which fully benchmarks against GPT-4 Turbo[22] - The Xunfei Open Platform opened 708 AI capabilities and large model technologies, with developer numbers increasing from 5.98 million to 7.06 million in 5 months, adding over 1.08 million developers, and overseas developers exceeding 400,000[23][24] - The company has partnered with over 360,000 enterprise clients to accelerate industry empowerment and collaborated with leading companies like Chery Automobile, Pacific Insurance, and China Mobile to create industry-specific large model applications[24] - The company launched the first open-source large model "Spark Open Source-13B" on January 30, 2024, providing a fully autonomous and free optimization suite for developers, universities, and enterprises[24] - The company's "Multilingual Intelligent Speech Key Technologies and Industrialization" project won the first prize of the National Science and Technology Progress Award in June 2024, marking the first such award in the AI field in the past decade[62] - The company invested over 650 million yuan in large model R&D and core technology development in the first half of 2024[68] - The "Spark" large model V4.0 was upgraded, with 8 out of 10 English evaluations surpassing GPT-4 Turbo[68] - The company has established partnerships with leading enterprises such as China National Petroleum Corporation, China Mobile, and China FAW for large model applications[68] - The "Xunfei Spark" app achieved 140 million downloads on Android, ranking first among domestic general-purpose large model apps[69] - Developer ecosystem grew rapidly, with 1.279 million new developers added in H1 2024[69] - The company's "讯飞星火" large model provides a competitive advantage in AI applications, particularly in education and healthcare[89] - The "Xunfei Spark" V4.0 model was upgraded on June 27, 2024, with 8 out of 10 English evaluations (HumanEval, WinoGrande, GPQA, etc.) and 2 Chinese evaluations (C-Eval, CMMLU) surpassing GPT-4 Turbo, showcasing leading capabilities in large model applications[94] - The company has partnered with major industry leaders such as China National Energy Group, China Mobile, China Petroleum, and others for large model applications[94] Education and Healthcare Applications - The company's smart education products are applied in 32 provincial-level administrative regions in China and overseas markets like Japan and Singapore, with the "Tailored Teaching" solution implemented in over 60 cities and districts[25][28] - The company's intelligent grading technology has been officially applied in 14 provinces for college entrance exams, with new coverage in 1 provincial-level and 3 city-level exams, totaling 25 provinces and 111 cities

[Table_MainInfo] 公司研究/信息服务/软件 证券研究报告 科大讯飞（002230）公司信息点评 2024 年 08 月 20 日 [Table_InvestInfo] 投资评级 优于大市 维持 股票数据 | --- | --- | |------------------------------------------|----------------| | 08[Table_StockInfo 月 19日收盘价（元）] | 34.51 | | 52 周股价波动（元） | 33.80-57.50 | | 总股本/流通 A 股（百万股） | 2312/2184 | | 总市值/流通市值（百万元） | 79778/75387 | | 相关研究 | | | [Table_ReportInfo] 《讯飞星火大模型 V4.0 | 发布，全面对标 | | GPT-4 Turbo》2024.07.04 | | | 《C 端业务占比提升，星火大模型持续升级赋 | | | 能公司业务发展》2024.05.10 | | 市场表现 [Table_QuoteInfo] 科大讯飞 海通综指 -39.71% -31.71% ...

2024 年 08 月 19 日 公司研究 评级：买入(维持) 研究所： 证券分析师： 刘熹 S0350523040001 liux10@ghzq.com.cn 最近一年走势 相对沪深 300 表现 2024/08/16 表现 1M 3M 12M 科大讯飞 -11.7% -19.4% -40.9% 沪深 300 -4.4% -8.1% -12.4% 市场数据 2024/08/16 当前价格（元） 34.46 52 周价格区间（元） 33.80-57.50 总市值（百万） 79,662.36 流通市值（百万） 75,277.38 总股本（万股） 231,173.42 流通股本（万股） 218,448.59 日均成交额（百万） 465.80 近一月换手（%） 0.95 相关报告 开发*刘熹》——2024-04-28 *软件开发*刘熹》——2024-02-08 件开发*刘熹》——2023-10-21 《科大讯飞（002230）点评报告：星火 3.5 升级焕 新，大模型"技术+生态"保持领先（买入）*软件 《科大讯飞（002230）点评报告："双提升"方案 提振信心，星火大模型将对标 GPT4-Turbo（买入） 《 ...