Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Table of Contents Commission File Number: 1-15270 FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION For the month of February 2022 Washington, D.C. 20549 Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Exhibit Number Form 20-F X Form 40-F Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulat ...

Financial Data and Key Metrics Changes - For the nine-month period ending December, net revenue declined 17% year-on-year to ¥1.0231 trillion, and income before income taxes declined 55% to ¥177.1 billion [2][3] - Net income for the nine months was ¥112 billion, a decline of 64% year-on-year, with EPS at ¥35.32 and ROE at 5.4% [3] - Firm-wide income before income taxes for the third quarter was ¥80.1 billion, with net income at ¥60.3 billion, showing marked improvement from the second quarter [5] - Annualized ROE was 8.7%, and CET1 ratio was 18% as of the end of December [6][18] Business Line Data and Key Metrics Changes - Retail segment net revenue increased 3% quarter-on-quarter to ¥87.4 billion, with income before income taxes growing 6% to ¥18 billion [7] - Investment Management net revenue increased 17% to ¥40.1 billion, and income before income taxes grew 35% to ¥20.4 billion [9] - Wholesale segment net revenue increased 17% quarter-on-quarter to ¥202.7 billion, with income before income taxes rising 64% to ¥40.8 billion [11][13] Market Data and Key Metrics Changes - In the Americas, revenues increased 24% driven by equity derivatives and M&A advisory [12] - AEJ reported revenue growth in fixed income, particularly in credit and ForEx/emerging products [12] - EMEA saw improved performance in fixed income driven by rates [12] Company Strategy and Development Direction - The company is focusing on broader asset management and capital light businesses, with a shift towards asset consulting in retail [4] - Investment Banking is performing well in global M&A, particularly in the Americas, and revenues have increased in the ECM business [4] - The company aims to stabilize revenues and enhance risk management while pursuing sustainable growth [20][60] Management's Comments on Operating Environment and Future Outlook - Management noted a drop-off in investor sentiment in January due to a significant stock market drop, but continued net flows into investment trusts and discretionary investments [20] - The company expects trading demand driven by macro events in the U.S. and sustainability-related demand in Investment Banking to continue [20] - Management emphasized the importance of risk management in a volatile market environment [20] Other Important Information - The company reported no one-off items for the first time in four quarters, indicating progress in achieving sustainable growth [19] - The CET1 ratio increased to 18% due to earnings growth, while risk-weighted assets grew only slightly [18] Q&A Session Summary Question: Dividend distribution policy and January performance - Management confirmed that the dividend payout policy remains unchanged at 30% per half year, despite various considerations [24][26] - January performance in equities was described as a good start, with no significant slowdown compared to the previous quarter [27] Question: Wholesale cost increase and share buyback policy - Management acknowledged a slight impact from a cheaper Yen and increased personnel costs in the Wholesale segment [30] - The remaining ¥10 billion for share buyback will be monitored based on regulatory and market conditions [33] Question: Future outlook for Wholesale business and Level 3 assets - Management expressed cautious optimism for the Wholesale business, anticipating normalization in the Rates business and strong performance in Credit [39] - The increase in Level 3 assets was linked to the Securitized products business, with a focus on stringent risk controls [41][42] Question: Retail level fee initiative and ROE targets - The level fee initiative is aimed at improving customer satisfaction, with positive feedback received during trials [55] - Management is focused on achieving an 8% ROE, with potential for a 10% target depending on market conditions and strategic investments [58]

Part I Corporate Information [Item 1. Information on Company and Its Subsidiaries and Affiliates](index=5&type=section&id=Item%201.%20Information%20on%20Company%20and%20Its%20Subsidiaries%20and%20Affiliates) This section details key financial data showing decreased net income and provides a stable business overview for the period [Selected Financial Data](index=5&type=section&id=1.%20Selected%20Financial%20Data) Selected Financial Data (Six Months Ended September 30) | Indicator | 2020 (Mil yen) | 2021 (Mil yen) | Change | | :--- | :--- | :--- | :--- | | Net revenue | 829,745 | 672,141 | -19.0% | | Income before income taxes | 265,438 | 97,000 | -63.5% | | Net income attributable to NHI shareholders | 210,158 | 51,700 | -75.4% | | Net income per share—basic (Yen) | 68.87 | 16.76 | -75.7% | - Total assets increased slightly to **¥43,346.6 billion** as of September 30, 2021, from ¥42,684.4 billion a year prior, while total equity saw a slight increase to **¥2,801.6 billion** from ¥2,786.1 billion[13](index=13&type=chunk) - Cash flows from operating activities shifted from a significant **inflow of ¥823.0 billion** in the six months ended Sep 30, 2020, to an **outflow of ¥222.6 billion** in the same period of 2021[13](index=13&type=chunk) [Business Overview](index=5&type=section&id=2.%20Business%20Overview) - There were no significant changes to the businesses of the Company and its 1,324 consolidated subsidiaries for the six months ended September 30, 2021[15](index=15&type=chunk) - As of September 30, 2021, the company had **15 affiliated companies** which were accounted for by the equity method[15](index=15&type=chunk) [Item 2. Operating and Financial Review](index=6&type=section&id=Item%202.%20Operating%20and%20Financial%20Review) This section reviews operational performance, financial results, and risk management, noting the impact of a U.S. Prime Brokerage Event [Risk Factors](index=6&type=section&id=1.%20Risk%20Factors) - The company highlights the **significant losses** incurred from the "U.S. Prime Brokerage Event" in March 2021, following the default of a U.S. prime brokerage client[18](index=18&type=chunk) - Additional **losses of ¥65.4 billion** related to the U.S. Prime Brokerage Event were recognized in the three months ended June 30, 2021[18](index=18&type=chunk) [Operating, Financial and Cash Flow Analyses by Management](index=7&type=section&id=2.%20Operating%2C%20Financial%20and%20Cash%20Flow%20Analyses%20by%20Management) Overall Operating Results (Six Months Ended September 30) | Metric | 2020 (Mil yen) | 2021 (Mil yen) | | :--- | :--- | :--- | | Net revenue | 829,745 | 672,141 | | Non-interest expenses | 564,307 | 575,141 | | Income before income taxes | 265,438 | 97,000 | | Net income attributable to NHI shareholders | 210,158 | 51,700 | Income (Loss) Before Income Taxes by Segment (Six Months Ended Sep 30) | Segment | 2020 (Mil yen) | 2021 (Mil yen) | | :--- | :--- | :--- | | Retail | 37,894 | 36,006 | | Investment Management | 34,221 | 59,942 | | Wholesale | 153,346 | (3,388) | - The Wholesale segment's loss was primarily due to **losses of ¥65.4 billion** arising from transactions with a U.S. client[28](index=28&type=chunk) - In April 2021, the Investment Management Division was newly established, replacing the Asset Management and Merchant Banking Divisions, and segment reporting has been updated to reflect this change[21](index=21&type=chunk) [Significant Contracts](index=23&type=section&id=3.%20Significant%20Contracts) - There were no significant contracts to report for the period[124](index=124&type=chunk) [Item 3. Company Information](index=24&type=section&id=Item%203.%20Company%20Information) This section outlines the company's share capital structure, including authorized shares, major shareholders, and voting rights [Share Capital Information](index=24&type=section&id=1.%20Share%20Capital%20Information) Share Capital as of September 30, 2021 | Type | Number of Shares | | :--- | :--- | | Authorized Common Stock | 6,000,000,000 | | Issued Common Stock | 3,233,562,601 | - The Master Trust Bank of Japan, Ltd. (Trust Account) is the largest shareholder, holding **13.37% of issued shares** as of September 30, 2021[131](index=131&type=chunk) - The company held **138,446,000 shares of treasury stock** as of September 30, 2021, representing **4.28% of issued shares**[131](index=131&type=chunk)[136](index=136&type=chunk) [Item 4. Financial Information](index=28&type=section&id=Item%204.%20Financial%20Information) This section presents the unaudited U.S. GAAP consolidated financial statements, including balance sheets, income statements, and cash flows [Consolidated Financial Statements](index=29&type=section&id=1.%20Consolidated%20Financial%20Statements) Consolidated Balance Sheet Highlights (As of Sep 30, 2021) | Item | Amount (Mil yen) | | :--- | :--- | | Total Assets | 43,346,552 | | Total Liabilities | 40,544,920 | | Total NHI shareholders' equity | 2,734,086 | Consolidated Statement of Income (Six Months Ended Sep 30, 2021) | Item | Amount (Mil yen) | | :--- | :--- | | Total revenue | 784,381 | | Net revenue | 672,141 | | Income before income taxes | 97,000 | | Net income attributable to NHI shareholders | 51,700 | - The consolidated financial statements have been prepared in accordance with **U.S. generally accepted accounting principles (U.S. GAAP)**[141](index=141&type=chunk) Other Exhibits [Confirmation Letter](index=127&type=section&id=Confirmation%20Letter) The Group CEO and CFO confirm the appropriateness of the quarterly securities report under the Financial Instruments and Exchange Act - Kentaro Okuda, Group CEO, and Takumi Kitamura, CFO, confirmed the appropriateness of the quarterly securities report[586](index=586&type=chunk) [Capitalization and Indebtedness](index=128&type=section&id=Capitalization%20and%20Indebtedness) This section provides a snapshot of the company's consolidated capitalization and indebtedness as of September 30, 2021 Capitalization and Indebtedness as of September 30, 2021 | Item | Amount (Mil yen) | | :--- | :--- | | Short-term borrowings | 1,188,794 | | Long-term borrowings | 8,695,951 | | Total NHI shareholders' equity | 2,734,086 | | Total equity | 2,801,632 | | **Total capitalization and indebtedness** | **12,686,377** | - The company notes that there has been no material change in its capitalization and indebtedness since September 30, 2021[590](index=590&type=chunk)

Nomura Holdings, Inc. (NYSE:NMR) Q2 2022 Earnings Conference Call October 29, 2021 5:30 AM ET Company Participants Takumi Kitamura - Chief Financial Officer Conference Call Participants Masao Muraki - SMBC Nikko Securities Kazuki Watanabe - Daiwa Securities Natsumu Tsujino - Mitsubishi UFJ Morgan Stanley Wataru Otsuka - JPMorgan Securities Koichi Niwa - Citi Natsumu Tsujino - Mitsubishi UFJ Morgan Stanley Securities Takumi Kitamura Good evening. This is Takumi Kitamura, CFO of Nomura Holdings. I will now gi ...

Connecting Markets East & West Consolidated Results of Operations Second quarter, year ending March 2022 (US GAAP) Nomura Holdings, Inc. October 2021 © Nomura Outline Presentation Financial Supplement | --- | --- | |-----------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------| | | | | Executive summary (p. 2-3) | Consolidated balance sheet (p. 17) | | Overview of results (p. 4) | Value at risk ...

Nomura Holdings, Inc. (NYSE:NMR) Q1 2022 Earnings Conference Call July 30, 2021 5:30 AM ET Company Participants Takumi Kitamura - Chief Financial Officer Conference Call Participants Masao Muraki - SMBC Nikko Kazuki Watanabe - Daiwa Securities Wataru Otsuka - JP Morgan Securities Natsumu Tsujino - Mitsubishi UFJ Morgan Stanley Futoshi Sasaki - Bank of America Koichi Niwa - Citigroup Takumi Kitamura Good evening. This is Takumi Kitamura, CFO of Nomura Holdings. Now on our First Quarter Results of the Fiscal ...

Connecting Markets East & West Consolidated Results of Operations First quarter, year ending March 2022 (US GAAP) Nomura Holdings, Inc. July 2021 © Nomura Outline Presentation Financial Supplement | --- | --- | |----------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------| | | | | Executive summary (p. 2) | Consolidated balance sheet (p. 16) | | Overview of results (p. 3) | Value at risk (p. 17) ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F OR ☐ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report Commission file number: 1-15270 Nomura Horudingusu Kabushiki Kaisha (Exact name of registrant as specified in its charter) Nomura Holdings, Inc. Common Stock* * Not for trading, but only in connection with the registration of the American Depositary Shares, each re ...

Nomura Holdings, Inc (NYSE:NMR) Q4 2021 Earnings Conference Call April 27, 2021 5:30 AM ET Company Participants Takumi Kitamura ??? Chief Financial Officer Conference Call Participants Masao Muraki ??? SMBC Nikko Otsuka-san ??? JP Morgan Kazuki Watanabe ??? Daiwa Securities Natsumu Tsujino ??? UFJ Morgan Stanley Sasaki-san ??? Bank of America Koichi Niwa ??? Citigroup Hideyasu Ban ??? Jefferies Operator Good day everyone and welcome to today???s Nomura Holdings??? Fourth Quarter and Full-Year Operating Resu ...

Connecting Markets East & West Consolidated Results of Operations Fourth quarter, year ended March 2021 (US GAAP) Nomura Holdings, Inc. April 2021 © Nomura Outline Presentation Financial Supplement | --- | --- | |-----------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------| | | | | Executive summary (p. 2-6) | Consolidated balance sheet (p. 20) | | Overview of results (p. 7) | Value at risk (p. ...