国电南瑞科技股份有限公司 2024 年 12 月 31 日 内部控制审计报告 索引 内部控制审计报告 页码 1-2 rest of 联系申话: 信永中和会计师事务所| 北京市东城区朝阳门北大街 telephone: 8 号富华大厦 A 座 9 层 +86 (010) 6554 2288 9/F. Block A. Fu Hua Ma No 8 Chaovangmen ShineWing Donachena Di certified public accountants 86 (010) 6554 7190 内部控制审计报告 XYZH/2025ZZAA5B0310 国电南瑞科技股份有限公司 国电南瑞科技股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求,我们审计 了国电南瑞科技股份有限公司(以下简称国电南瑞公司)2024年12月31日财务报告内 部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》 、《企业内部控制评 价指引》的规定,建立健全和有效实施内部控制,并评价其有效性是国电南瑞公司董事 会的责任。 二、注册会计师的责任 我 ...

作为国电南瑞科技股份有限公司（以下简称"公司"、"国电南瑞"）的独立董 事，本人本着对全体股东负责的态度，切实维护广大中小股东利益的原则，严格 按照《中华人民共和国公司法》（以下简称"公司法"）、《中华人民共和国证券 法》（以下简称"证券法"）、《上市公司治理准则》、《上市公司独立董事规则》、 《上海证券交易所股票上市规则》、《上海证券交易所上市公司自律监管指引第 1 号—规范运作》及《国电南瑞科技股份有限公司章程》（以下简称"《公司章 程》"）、《国电南瑞独立董事工作制度》等有关规定，勤勉尽责地履行独立董 事的职责和义务，审慎认真地行使公司和股东所赋予的权利，以实际行动维护公 司股东的合法权益。本人于 2024 年 5 月 20 日起，不再担任公司独立董事及相关 董事会专门委员会委员职务，现将 2024 年任期内履职情况报告如下： 一、基本情况 车捷：男，61 岁，本科学历，硕士学位。历任江苏省司法厅主任科员、江 苏经济律师事务所负责人、江苏金鼎英杰律师事务所主任等职，现任国浩律师（南 京）事务所管理合伙人，奇瑞徽银汽车金融股份有限公司独立董事。报告期内， 曾担任国电南瑞独立董事、董事会提名委员会召集人、审 ...

本人在聘任、议案审议、发表意见等事项上均保持独立性，不存在影响独立 性的情况发生。 二、2024 年度履职情况 （一）出席董事会及股东大会会议情况 年度任期内，本人及时了解公司经营情况，持续关注公司发展状况，认真履 行职责，按时出席了公司的董事会会议及股东大会会议，具体出席情况如下： 国电南瑞科技股份有限公司 2024 年度独立董事述职报告 （曾洋） 作为国电南瑞科技股份有限公司（以下简称"公司"、"国电南瑞"）的独立董 事，本人本着对全体股东负责的态度，切实维护广大中小股东利益的原则，严格 按照《中华人民共和国公司法》（以下简称"公司法"）、《中华人民共和国证券 法》（以下简称"证券法"）、《上市公司治理准则》、《上市公司独立董事规则》、 《上海证券交易所股票上市规则》、《上海证券交易所上市公司自律监管指引第 1 号—规范运作》及《国电南瑞科技股份有限公司章程》（以下简称"《公司章 程》"）、《国电南瑞独立董事工作制度》等有关规定，勤勉尽责地履行独立董 事的职责和义务，审慎认真地行使公司和股东所赋予的权利，以实际行动维护公 司股东的合法权益。本人自 2024 年 5 月 20 日起，担任公司独立董事及相关董 ...

国电南瑞科技股份有限公司 2024 年度独立董事述职报告 （窦晓波） 作为国电南瑞科技股份有限公司（以下简称"公司"、"国电南瑞"）的独 立董事，本人本着对全体股东负责的态度，切实维护广大中小股东利益的原则， 严格按照《中华人民共和国公司法》（以下简称"公司法"）、《中华人民共和 国证券法》（以下简称"证券法"）、《上市公司治理准则》、《上市公司独立 董事规则》、《上海证券交易所股票上市规则》、《上海证券交易所上市公司自 律监管指引第 1 号—规范运作》及《国电南瑞科技股份有限公司章程》（以下简 称"《公司章程》"）、《国电南瑞独立董事工作制度》等有关规定，勤勉尽责 地履行独立董事的职责和义务，审慎认真地行使公司和股东所赋予的权利，以实 际行动维护公司股东的合法权益。现将 2024 年履职情况报告如下： 一、基本情况 窦晓波：男，46 岁，博士研究生毕业，博士学位。现任东南大学电气工程 学院教授、博士生导师、IEEE Senior Member、中国电机工程学会和中国电工技 术学会会员、江苏省电工技术学会秘书长、教育部高等学校电气类专业教学指导 委员会秘书。获省部级奖 1 项，发表论文 60 余篇，授权发明专 ...

（杨雄胜） 作为国电南瑞科技股份有限公司（以下简称"公司"、"国电南瑞"）的独 立董事，本人本着对全体股东负责的态度，切实维护广大中小股东利益的原则， 严格按照《中华人民共和国公司法》（以下简称"公司法"）、《中华人民共和 国证券法》（以下简称"证券法"）、《上市公司治理准则》、《上市公司独立 董事规则》、《上海证券交易所股票上市规则》、《上海证券交易所上市公司自 律监管指引第 1 号—规范运作》及《国电南瑞科技股份有限公司章程》（以下简 称"《公司章程》"）、《国电南瑞独立董事工作制度》等有关规定，勤勉尽责 地履行独立董事的职责和义务，审慎认真地行使公司和股东所赋予的权利，以实 际行动维护公司股东的合法权益。本人自 2024 年 5 月 20 日起，担任公司独立董 事及相关董事会专门委员会委员职务，现将 2024 年任期内履职情况报告如下： 一、基本情况 杨雄胜：男，65 岁，博士研究生毕业，会计学博士学位。现任南京大学教 授、博士生导师、南京师范大学金陵女子学院特聘院长，并担任中国总会计师协 会副会长、中国会计学会常务理事与内部控制专业委员会主任、财政部内部控制 标准委员会委员。主持国家自然科学基金、社会 ...

国电南瑞科技股份有限公司 2024 年度独立董事述职报告 （胡敏强） 作为国电南瑞科技股份有限公司（以下简称"公司"、"国电南瑞"）的独 立董事，本人本着对全体股东负责的态度，切实维护广大中小股东利益的原则， 严格按照《中华人民共和国公司法》（以下简称"公司法"）、《中华人民共和 国证券法》（以下简称"证券法"）、《上市公司治理准则》、《上市公司独立 董事规则》、《上海证券交易所股票上市规则》、《上海证券交易所上市公司自 律监管指引第 1 号—规范运作》及《国电南瑞科技股份有限公司章程》（以下简 称"《公司章程》"）、《国电南瑞独立董事工作制度》等有关规定，勤勉尽责 地履行独立董事的职责和义务，审慎认真地行使公司和股东所赋予的权利，以实 际行动维护公司股东的合法权益。现将 2024 年履职情况报告如下： 一、基本情况 胡敏强：男，64 岁，博士研究生毕业，博士学位。现任南京师范大学教授、 博士生导师，并担任江苏省气电互联综合实验室主任、教育部高等学校电气类教 学指导委员会主任、江苏省工程师协会副理事长、江苏省电机工程学会副理事长 等。主持国家重大科技专项、国家自然科学基金、省部级科学基金等项目 20 余 项， ...

本人在聘任、议案审议、发表意见等事项上均保持独立性，不存在影响独立 性的情况发生。 二、2024 年度履职情况 （一）出席董事会及股东大会会议情况 年度任期内，本人及时了解公司经营情况，持续关注公司发展状况，认真履 行职责，按时出席了公司的董事会会议及股东大会会议，具体出席情况如下： | 姓名 | | | | 参加董事会情况 | | | 参加股东大 | | --- | --- | --- | --- | --- | --- | --- | --- | | | 应出席 | 现场方式 | 通讯方式 | 委托出席 | 缺席 | 是否连续两次 | 会情况 | 国电南瑞科技股份有限公司 2024 年度独立董事述职报告 （熊焰韧 已离任） 作为国电南瑞科技股份有限公司（以下简称"公司"、"国电南瑞"）的独立董 事，本人本着对全体股东负责的态度，切实维护广大中小股东利益的原则，严格 按照《中华人民共和国公司法》（以下简称"公司法"）、《中华人民共和国证券 法》（以下简称"证券法"）、《上市公司治理准则》、《上市公司独立董事规则》、 《上海证券交易所股票上市规则》、《上海证券交易所上市公司自律监管指引第 1 号—规范运作》及 ...

Financial Performance - The company achieved an operating revenue of 57.417 billion yuan, an increase of 11.15% compared to the previous year[15]. - The net profit attributable to shareholders was 7.610 billion yuan, reflecting a growth of 6.06% year-on-year[15]. - The basic earnings per share reached 0.95 yuan[15]. - The total cash dividend for 2024 amounted to 4.565 billion yuan, representing 65.07% of the net profit attributable to shareholders[9]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion RMB, representing a year-over-year growth of 20%[27]. - The company's operating revenue for 2024 reached ¥57.42 billion, an increase of 11.15% compared to ¥51.66 billion in 2023[35]. - Net profit attributable to shareholders for 2024 was ¥7.61 billion, reflecting a growth of 6.06% from ¥7.18 billion in 2023[35]. - The company reported a total revenue of ¥25.10 billion in Q4 2024, with a net profit of ¥3.14 billion for the same period[40]. - The company achieved operating revenue of 57.417 billion yuan in 2024, an increase of 11.15% compared to the previous year[46]. - The company reported a significant increase in investment income, which rose by 430.97% to ¥38.34 million from ¥7.22 million in the previous year[82]. Business Development and Innovation - The company successfully launched several innovative products, including the world's first 66kV grid-type SVG and megawatt-level grid-type energy storage systems[16]. - The company reported a 36.24% year-on-year growth in emerging businesses such as IGBT and robotic operations[17]. - New product development includes the launch of an advanced energy management system, expected to enhance operational efficiency by 25%[27]. - The company launched several new technologies, including a new relay protection device for high renewable energy integration and a large current charging system[47]. - The company aims to enhance its innovation capabilities by integrating advanced technologies such as artificial intelligence and digital twin technology into its operations[58]. - The company is focusing on digital transformation, integrating AI and digital technologies into its operations to enhance efficiency and service delivery[130]. - The company is committed to advancing the dual goals of energy revolution and digital transformation, aiming to build a clean, low-carbon, and efficient modern energy system[67]. Market Expansion and Strategic Initiatives - The international business saw significant achievements, with major contracts won in Saudi Arabia, contributing to an increase in contract amounts and proportions[18]. - The company plans to enhance its market presence, targeting a 10% increase in market share within the next fiscal year[27]. - The company is expanding its market presence, targeting a 10% increase in market share within the next fiscal year[27]. - The company is actively promoting green and low-carbon transformation, with a 12.1% year-on-year increase in investment in power source projects, totaling 1,168.7 billion yuan[55]. - The company plans to expand its overseas business and innovate in new energy technologies, contributing to the modern industrial chain of the new power system[133]. - The company is considering strategic acquisitions to bolster its market position, with a budget of $100 million allocated for potential mergers and acquisitions[169]. Operational Efficiency and Cost Management - The gross margin improved to 35%, up from 30% in the previous year, reflecting better cost management[27]. - Operating costs rose to ¥42.11 billion, reflecting an increase of 11.37% from ¥37.81 billion year-on-year[81]. - The company achieved a 5% reduction in operational costs through efficiency improvements in its supply chain[169]. - Operating expenses were reduced by 5% through cost optimization initiatives[170]. - The company aims to enhance its operational efficiency by 10% through new automation technologies implemented in Q4 2023[177]. Human Resources and Talent Management - The company has increased its recruitment of top graduates, with a significant rise in the number of master's and doctoral candidates from 985 universities[50]. - The company is dedicated to becoming a high-end talent hub, attracting and retaining skilled professionals to drive its growth[133]. - The total number of employees in the parent company is 1,921, while the main subsidiaries employ 9,210, resulting in a total of 11,131 employees[200]. - Among the total employees, 8,058 are technical personnel, accounting for approximately 72.4% of the workforce[200]. Governance and Compliance - The company held one shareholders' meeting during the reporting period, ensuring all shareholders, especially minority shareholders, had equal rights and access to information[148]. - The board of directors consists of 12 members, including 4 independent directors, and has held 8 meetings, all in compliance with legal and regulatory requirements[150]. - The company is committed to maintaining the independence of its operations from its controlling shareholder, ensuring no fund occupation or guarantees provided to the controlling shareholder[149]. - The company has established a transparent performance evaluation system for senior management, linking their compensation to business performance[153]. - The company has implemented strict insider information management practices to ensure fair and transparent information disclosure[158]. Future Outlook - The company plans to achieve operating revenue of 64.5 billion yuan in 2025, representing a year-on-year growth of 12.34%[134]. - The company anticipates a 6% year-on-year growth in national electricity consumption by 2025, indicating a stable economic outlook[129]. - Future guidance indicates a commitment to sustainability, with plans to reduce carbon emissions by 40% over the next five years[169]. - The company aims to strengthen its management effectiveness by improving operational mechanisms and enhancing management quality[133].

Financial Performance - The company's operating revenue for Q1 2025 was CNY 8,895,111,236.27, representing a year-on-year increase of 14.76% compared to CNY 7,698,604,338.72 in the same period last year[3] - The net profit attributable to shareholders of the listed company was CNY 680,191,940.97, up 14.14% from CNY 595,659,762.31 in the previous year[3] - The basic earnings per share increased to CNY 0.09, reflecting a growth of 14.19% compared to CNY 0.07 in the same period last year[4] - Operating profit for Q1 2025 was ¥819,689,337.88, up from ¥709,927,885.97 in Q1 2024, reflecting a growth of 15.43%[22] - Net profit attributable to shareholders for Q1 2025 was ¥680,191,940.97, compared to ¥595,930,749.38 in Q1 2024, marking an increase of 14.14%[22] - The basic earnings per share for Q1 2025 was ¥0.09, compared to ¥0.07 in Q1 2024, representing a 28.57% increase[23] Asset and Liability Management - The total assets at the end of the reporting period were CNY 89,903,217,438.57, a decrease of 3.40% from CNY 92,705,313,123.25 at the end of the previous year[4] - As of March 31, 2025, the total assets of the company amounted to RMB 89.90 billion, a decrease from RMB 93.07 billion as of December 31, 2024, representing a decline of approximately 3.5%[16] - The company's cash and cash equivalents decreased to RMB 5.95 billion from RMB 9.03 billion, a reduction of about 34.5%[16] - The accounts receivable decreased to RMB 26.75 billion from RMB 30.93 billion, reflecting a decline of approximately 13.5%[16] - The company's inventory increased to RMB 13.95 billion from RMB 11.33 billion, marking an increase of about 23.2%[16] - The total current liabilities decreased to RMB 35.53 billion from RMB 39.54 billion, a reduction of approximately 10.5%[18] - Total liabilities decreased to ¥36,249,783,591.91 in the latest report from ¥40,234,898,199.50 in the previous period[19] - The company’s total assets decreased to ¥89,903,217,438.57 from ¥93,072,232,247.21, a decline of 3.67%[19] Cash Flow Analysis - The net cash flow from operating activities was CNY -286,623,305.00, an improvement from CNY -900,134,161.41 in the previous year, indicating a significant increase in cash collection[4] - The company reported a net cash flow from operating activities of -¥286,623,305.00 for Q1 2025, an improvement from -¥891,916,058.53 in Q1 2024[26] - The net cash flow from investing activities was -3,072,872,478.78 CNY, indicating a significant outflow compared to -647,756,078.25 CNY in the previous period[27] - Total cash inflow from financing activities was 77,952,258.15 CNY, while cash outflow amounted to 172,842,089.13 CNY, resulting in a net cash flow of -94,889,830.98 CNY[27] - The ending balance of cash and cash equivalents was 3,904,472,653.00 CNY, down from the previous period's balance of 14,767,701,275.62 CNY[28] Investments and Acquisitions - The company completed the acquisition of a 56% stake in Fujian Wangneng Technology Development Co., Ltd., which is now a subsidiary included in the consolidated financial statements[5] - The company completed the acquisition of 56% of Fujian Wangneng for RMB 64.23 million, with RMB 42.82 million already paid as of the reporting date[13] - The company reported a total cash inflow from investment activities of 15,262,178,258.74 CNY, primarily from cash received from investment recoveries[27] - The cash outflow for the acquisition of fixed assets and other long-term assets was 337,929,010.03 CNY, indicating ongoing investment in infrastructure[27] - The total cash outflow from investment activities was 18,335,050,737.52 CNY, highlighting the company's aggressive investment approach[27] Shareholder Information - The top ten shareholders held a total of 4,135,564,206 shares, accounting for 51.49% of the total shares outstanding[11] - The company has initiated a stock incentive plan, with 11,840,044 shares released from restrictions for 1,266 eligible participants[13] Research and Development - Research and development expenses for Q1 2025 totaled ¥788,081,025.56, up from ¥707,303,967.40 in Q1 2024, indicating a 11.43% increase[21] - The company has not disclosed any new product or technology developments in this report[2] Other Financial Metrics - The company reported non-recurring gains and losses totaling CNY 71,062,902.68 for the period, after accounting for tax and minority interests[8] - The weighted average return on net assets increased to 1.37%, up 0.11 percentage points from 1.26% in the previous year[4] - The company reported a significant increase in trading financial assets, rising to RMB 17.74 billion from RMB 15.75 billion, an increase of about 12.6%[16] - The company reported a significant increase in other income, which rose to ¥156,164,261.83 in Q1 2025 from ¥138,187,614.03 in Q1 2024, an increase of 13.06%[22]