中国汽车工程研究院股份有限公司 董事会审计委员会 2023 年度对会计师事务所履行监督 职责情况报告 根据《中华人民共和国公司法》《中华人民共和国证券法》 《上市公司治理准则》《国有企业、上市公司选聘会计师事务所 管理办法》《上海证券交易所上市公司自律监管指引第 1 号—— 规范运作》和中国汽车工程研究院股份有限公司（以下简称"公 司"或"中国汽研"）的《公司章程》《董事会审计委员会议事 规则》等规定和要求，公司董事会审计委员会本着勤勉尽责的原 则，恪尽职守，认真履职。现将公司董事会审计委员会 2023 年度 对会计师事务所履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 立信会计师事务所（特殊普通合伙）（以下简称"立信"） 由我国会计泰斗潘序伦博士于1927年在上海创建，1986年复办， 2010年成为全国首家完成改制的特殊普通合伙制会计师事务所， 注册地址为上海市，首席合伙人为朱建弟先生。立信是国际会计 网络BDO的成员所，长期从事证券服务业务，新证券法实施前具有 证券、期货业务许可证，具有H股审计资格，并已向美国公众公司 会计监督委员会（PCAOB）注册 ...

关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：601965 证券简称：中国汽研 公告编号：临 2024-024 中国汽车工程研究院股份有限公司 重要内容提示： 一、 召开会议的基本情况 (一) 股东大会类型和届次 2023 年年度股东大会 召开的日期时间：2024 年 5 月 21 日 13 点 30 分 召开地点：重庆市北部新区金渝大道 9 号中国汽研行政楼 405 会议室 (五) 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 5 月 21 日 股东大会召开日期：2024年5月21日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 (二) 股东大会召集人：董事会 (三) 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 (四) 现场会议召开的日期、时间和地点 至 2024 年 5 月 21 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投 ...

证券代码：601965 股票简称：中国汽研 编号：临2024-017 中国汽车工程研究院股份有限公司 第五届监事会第九次会议决议公告 本公司监事会及监事会全体成员保证公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，对其内容的真实性、准确性和完整性依法承担法律责任。 中国汽车工程研究院股份有限公司（以下简称"公司"）第五届监事会第九 次会议于 2024 年 4 月 25 日在重庆以现场方式召开。会议通知于 2024 年 4 月 15 日以电子邮件方式送达公司监事。会议由监事会主席游丹主持，监事应到 5 人， 实到 5 人。会议符合《公司法》和《公司章程》的规定，会议程序及表决结果合 法有效。会议形成决议如下： 一、会议以 5 票赞成，0 票弃权，0 票反对，审议通过了关于《2023 年度监 事会工作报告》的议案，同意将该议案提交股东大会审议； 五、会议以 5 票赞成，0 票弃权，0 票反对，审议通过了关于《2023 年度财 务决算及 2024 年度预算报告》的议案，同意将该议案提交股东大会审议； 六、会议以 5 票赞成，0 票弃权，0 票反对，审议通过了关于《2023 年度利 润分配预案》的议案，同意将该 ...

中国汽车工程研究院股份有限公司 2023年年度股东大会资料 三、股东要求发言或就有关问题提出质询时，应在会议正式开始 10 分钟前向公司 董事会办公室工作人员登记，会议主持人根据登记的名单和顺序安排发言。股东发言或 质询应围绕本次会议议题进行，且简明扼要。股东发言、质询总时间控制在 40 分钟之 内。 四、股东发言时，不得打断会议报告人的报告或其他股东的发言。在大会表决时， 股东不得进行大会发言。股东违反上述规定的，会议主持人可拒绝或制止。会议进行中 只接受股东身份的人员的发言和质询。 五、公司召开股东大会按如下程序进行：首先由股东对各项议案进行审议，随后对 各项议案进行表决。在统计表决结果期间由股东进行发言或提问，会议主持人或其指定 的有关人员在所有股东的问题提出后统一回答。 六、与本次股东大会议题无关或将泄露公司商业秘密或有损公司、股东共同利益的 质询，会议主持人或其指定的有关人员有权拒绝回答。 七、大会表决采用记名投票表决。 2024年5月21日 中国汽车工程研究院股份有限公司 2023 年年度股东大会会议须知 为了维护投资者的合法权益，确保股东大会的正常秩序和议事效率，根据《公司法》 《上市公司股东大 ...

中国汽车工程研究院股份有限公司 独立董事 2023 年度述职报告 （黄荔） 一、 独立董事的基本情况 （一）个人工作履历、专业背景以及兼职情况 黄荔女士，1969年生，中国国籍，金融学博士学位。1994 年7月-1997年1月，任南方证券投资银行总部项目经理；1997年1 月-2001年8月，任国信证券投资银行总部综合管理总经理；2001 年9月-2004年3月，任联合证券投资银行总经理兼公司营运管理 总经理、公司证券内核小组组长；2004年3月至今，深圳市同创 伟业创业投资有限公司董事。2010年12月至今，深圳同创伟业资 产管理股份有限公司董事，南海成长系列基金管理合伙人。2020 年1月9日起任中国汽车工程研究院股份有限公司独立董事。 （二）是否存在影响独立性的情况说明 作为公司的独立董事，我未在公司担任除独立董事以外的任 何职务，本人及直系亲属、主要社会关系均未在公司或其附属企 业任职，亦不存在为公司及其控股股东、实际控制人或者其各自 的附属企业提供财务、法律、咨询、保荐等服务的情形，不存在 妨碍我进行独立客观判断的情形，亦不存在违反《上市公司独立 董事管理办法》第六条规定的独立董事任职独立性要求的情 ...

2023 环境、社会及治理（ESG）报告 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT 关于本报告 组织范围 本报告覆盖中国汽车工程研究院股份有限公司及其下属公司（与合并财务报表所覆盖的范围一致）。 时间范围 本报告时间跨度为2023年1月1日至2023年12月31日。为增强报告可比性与完整性，部分信息适当向前 追溯、向后延伸。 称谓说明 为便于表达和阅读，"中国汽车工程研究院股份有限公司"在报告中也以"中国汽研""我们"或"公司"表示。 数据说明 本报告依据国务院国资委《关于中央企业履行社会责任的指导意见》、上海证券交易所《上市公司履行社会责任的报告编制指 引》、香港联合证券交易所《环境、社会及管治报告指引》，参照全球报告倡议组织《GRI可持续发展报告标准》（GRI Standards）、国际标准化组织（ISO）《ISO 26000：社会责任指南（2010）》 编写。报告编制遵循重要性、量化、平衡、 一致性原则。 报告获取 报告以电子版形式发布，可在上海证券交易所（http://www.sse.com.cn/）及本公司（https://www. caeri.com. ...

Financial Performance - The net profit of China Automotive Engineering Research Institute Co., Ltd. for 2023 reached CNY 487,874,231.53, with a consolidated net profit attributable to shareholders of CNY 825,223,467.34[4] - The company achieved an operating revenue of CNY 4,006,619,010.53 in 2023, representing a year-on-year increase of 21.76%[17] - Net profit attributable to shareholders reached CNY 825,223,467.34, up 19.75% from the previous year[17] - The net profit after deducting non-recurring gains and losses was CNY 753,788,235.13, reflecting a 15.76% increase year-on-year[17] - The total profit reached 972 million RMB, marking a year-on-year growth of 17.98% and exceeding the annual budget by 5.63%[34] - Basic earnings per share increased to CNY 0.84, reflecting an 18.31% growth compared to 2022[18] - The company's cash flow from operating activities reached CNY 862,235,154.38, a 7.83% increase from the previous year[17] Dividends and Profit Distribution - The company proposed a cash dividend of CNY 3.30 per 10 shares (including tax) for the 2023 fiscal year, with total distributable profits amounting to CNY 2,047,217,431.89 as of December 31, 2023[4] - The total distributable profit for the parent company in 2023 was CNY 439,086,808.38, after accounting for a 10% statutory surplus reserve[4] - The company has not planned to issue bonus shares or convert capital reserves into shares for the 2023 fiscal year[4] Risks and Governance - The company has no significant risks or non-operational fund occupation by controlling shareholders or related parties[5][6] - The company has not disclosed any major risks in its annual report[6] - The audit report issued by Lixin Certified Public Accountants (Special General Partnership) was a standard unqualified opinion[3] - The company has established a complete internal control system to ensure effective governance and compliance with relevant laws and regulations[88] - The company received an "A" rating in the annual information disclosure evaluation by the Shanghai Stock Exchange[89] Research and Development - The company's R&D investment reached 277 million yuan, with an R&D intensity of 6.92%, marking a historical high[26] - The company received approval for 12 national key R&D projects and 9 municipal-level special projects, securing 56.79 million yuan in national research funding[26] - The company developed a battery health and fault diagnosis algorithm for electric vehicles, laying the technical foundation for comprehensive health management of new energy vehicles[55] - The company is focusing on digital transformation and upgrading equipment industries to improve its service capabilities and competitive advantages[78] Market and Industry Trends - The automotive market in China saw production and sales of 30.16 million and 30.09 million vehicles respectively, representing year-on-year growth of 11.6% and 12.0%[27] - New energy vehicle production and sales reached 9.59 million and 9.49 million units, with year-on-year growth of 35.8% and 37.9%, capturing a market share of 31.6%[27] - The company aims to enhance its international presence by establishing manufacturing bases abroad and adapting to changes in the global market[62] - The automotive industry is experiencing intensified competition, with a predicted increase in market concentration and a stronger position for leading companies[63] Corporate Structure and Management - The company has a workforce of 3,153 employees, including 954 with master's degrees or higher, emphasizing its commitment to talent development[33] - The company has appointed new independent directors and supervisors, with terms extending until April 19, 2026[98] - The company is focused on maintaining shareholder engagement and transparency through regular meetings and disclosures[95] - The company has implemented a performance-based salary system for senior management, with remuneration determined by the board based on annual assessments[107] Environmental and Social Responsibility - The company has invested a total of 1.482 million RMB in poverty alleviation and rural revitalization projects, including cash assistance and donations of vehicles[158] - The company has implemented carbon reduction measures, achieving a reduction of 1,648.30 tons of CO2 equivalent emissions[154] - The company has established an emergency response plan for environmental incidents, conducting annual training and drills to improve response capabilities[148] - The company has published an ESG report detailing its social responsibility and sustainable development efforts, available on the Shanghai Stock Exchange website[157] Shareholder Information - The largest shareholder, China Inspection and Certification Group, holds 534,714,168 shares, representing 53.24% of total shares[193] - The total number of ordinary shareholders as of the end of the reporting period is 17,119[191] - The company has a stock incentive plan that includes various restricted shares for key personnel, with specific release dates extending to 2026[188] - The total number of restricted shares for other key personnel is 5,094,690, with 4,792,140 shares released during the year[189]

Financial Performance - The company achieved operating revenue of ¥861,386,025.43, representing a year-on-year increase of 21.83%[4] - Net profit attributable to shareholders was ¥163,946,998.01, reflecting a growth of 15.24% compared to the same period last year[4] - The net profit after deducting non-recurring gains and losses was ¥152,683,898.14, up by 14.14% year-on-year[4] - The basic earnings per share were ¥0.17, reflecting a growth of 13.33% year-on-year[4] - The weighted average return on equity was 2.53%, an increase of 0.10 percentage points compared to the previous year[4] - The net profit for Q1 2024 was approximately ¥174.59 million, an increase of 11.5% compared to ¥157.27 million in Q1 2023[17] - The total profit for Q1 2024 reached ¥206.96 million, up from ¥181.91 million in the same period last year, reflecting a growth of 13.8%[16] - The basic and diluted earnings per share for Q1 2024 were both ¥0.17, compared to ¥0.15 in Q1 2023, indicating a 13.3% increase[17] Revenue and Costs - Total revenue for Q1 2024 reached ¥861,386,025.43, an increase of 21.8% compared to ¥707,045,125.22 in Q1 2023[15] - Total operating costs for Q1 2024 were ¥671,069,362.44, up 23.5% from ¥543,289,748.96 in Q1 2023[15] - The automotive technology service business generated revenue of ¥692 million, up 17.36% year-on-year, while the equipment manufacturing business saw revenue of ¥169 million, a significant increase of 44.41%[5] Assets and Liabilities - Total assets at the end of the reporting period were ¥9,162,873,145.04, an increase of 2.28% from the end of the previous year[5] - The equity attributable to shareholders reached ¥6,708,449,650.17, marking a 2.65% increase from the previous year-end[5] - Accounts receivable increased to ¥1,299,863,398.39, up 30.8% from ¥993,307,498.97 in the previous year[12] - Inventory rose to ¥313,375,374.81, reflecting a 16.9% increase from ¥268,100,351.83[12] - Non-current assets totaled ¥4,642,883,178.48, an increase of 6.3% from ¥4,366,212,683.27[12] - The total assets of the company reached ¥9,162,873,145.04, up 2.3% from ¥8,958,848,978.96[12] - The company reported a decrease in short-term borrowings to ¥8,305,830.00 from ¥5,305,830.00, indicating improved liquidity management[13] Cash Flow - The cash flow from operating activities showed a net outflow of ¥253,916,429.95, which is not applicable for year-on-year comparison[4] - Cash flow from operating activities for Q1 2024 was negative at approximately -¥253.92 million, worsening from -¥97.78 million in Q1 2023[19] - Cash inflow from operating activities totaled ¥555.43 million in Q1 2024, slightly up from ¥537.18 million in Q1 2023[19] - The company reported cash outflow from operating activities of ¥809.34 million in Q1 2024, compared to ¥634.95 million in Q1 2023, representing a 27.5% increase[19] - Investment activities resulted in a net cash outflow of approximately -¥114.31 million in Q1 2024, compared to -¥65.11 million in Q1 2023[20] - The company raised ¥3 million through borrowings in Q1 2024, down from ¥4.30 million in Q1 2023[20] - The total cash and cash equivalents at the end of Q1 2024 were approximately ¥1.90 billion, compared to ¥1.57 billion at the end of Q1 2023[20] Research and Development - The company plans to continue investing in R&D, with expenses amounting to ¥45,128,040.06 in Q1 2024, slightly down from ¥46,856,657.81 in Q1 2023[15] Non-Recurring Gains - The company reported non-recurring gains totaling ¥11,263,099.87 after accounting for tax and minority interests[6] - The net profit margin for Q1 2024 is not explicitly stated but can be inferred from the increase in revenue and costs[15] - The company did not report any net profit from subsidiaries prior to the merger in Q1 2024, consistent with the previous period[18]

| 注销时间 | 回购注销股数（股） | 回购人数（人） | | --- | --- | --- | | 2024 年 1 月 12 日 | 72,000 | 1 | | 合计 | 72,000 | 1 | 以上股份回购注销完成后，导致公司注册资本减少 72,000 元，公司股份总 数减少 72,000 股。减少后公司注册资本由 1,004,252,587.00 元减少至 1,004,180,587.00 元，公司股份总数由 1,004,252,587 股减少至 1,004,180,587 股。《公司章程》相关条款修订如下： | 序号 | 原内容 | | 修改后 | | | --- | --- | --- | --- | --- | | 1 | 第一章 | | 第一章 | | | | 第六条 | 公 司 注 册 资 本 为 人 民 币 | 第 六 条 公 司 注 册 资 本 为 人 民 币 | | | | | 1,004,252,587.00 元。 | 1,004,180,587.00 元。 | | | 2 | 第三章 | | 第三章 | | | | 第二十一条 | 公 司 股 份 总 数 为 | 第二十一条 ...

中国汽车工程研究院股份有限公司 内部控制审计报告 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企 业内部控制评价指引》的规定,建立健全和有效实施内部控制,并评 价其有效性是中国汽研董事会的责任。 2023 年度 信会师报字[2024]第 ZG11309 号 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进行查验 报告编码:沪248B9 OGOLL 立信会计师事务所(特殊普通合伙) BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP 内部控制审计报告 信会师报字[2024]第 ZG11309 号 中国汽车工程研究院股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相 关要求,我们审计了中国汽车工程研究院股份有限公司(以下简称中 国汽研）2023年 12月 31 日的财务报告内部控制的有效性。 一、 企业对内部控制的责任 二、 注册会计师的责任 我们的责任是在实施审计工作的基础上,对财务报告内部控制的 有效性发表审计意见,并对注意到的非财务报告内部控制的重大 ...