香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司2024年年度報告》， 僅供參閱。 承董事會命 申萬宏源集團股份有限公司 董事長 劉健 北京，2025年3月28日 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事朱志龍先生、張英女士、邵亞樓先生、 徐一心先生及嚴金國先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 A股股票代碼：000166 H股股票代碼：6806 年度報告 2024 董事长致辞 党委书记 董事长 刘健先生 各位股东 ： 2024年是新中国成立75周年，是实现"十四五"规 划目标任务的关键一年。在这深化金融改革 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司2024年度財務報表及 審計報告》，僅供參閱。 承董事會命 申萬宏源集團股份有限公司 董事長 劉健 北京，2025年3月28日 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事朱志龍先生、張英女士、邵亞樓先生、 徐一心先生及嚴金國先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 申万宏源集团股份有限公司 2024 年度财务报表及审计报告 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进行查验 篇码:京259EN7562G ...

可持續發展暨環境、社會及管治報告 2024 申萬宏源集團股份有限公司 目錄 | 報告編製說明 | 01 | | --- | --- | | 董事會可持續發展管理聲明 | 03 | | 關於申萬宏源集團 | 05 | | 議題重要性評估 | 07 | | ESG 治理與戰略 | 13 | | ESG 數據表和附注 | 99 | | --- | --- | | 榮譽及獎項 | 105 | | 對標索引表 | 109 | | 獨立鑒證報告 | 115 | 可持續發展篇 可持續相關實踐與影響 01 | 金融強國，積極服務國家戰略 | | | --- | --- | | 做好「五篇大文章」 | 21 | | 服務重點區域發展 | 28 | | 助推資本市場改革 | 31 | | 推進鄉村振興 | 32 | 客戶至上，提升金融服務質量 | 優化金融服務 | 37 | | --- | --- | | 防範化解金融風險 | 40 | | 數據安全與私隱保護 | 41 | 服務「雙碳」，積極應對氣候變化 | 應對氣候變化 | 47 | | --- | --- | | 落實負責任投資 | 53 | | 發展綠色金融 | 55 | ...

免責聲明 | 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示，概不對因 公告全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 | | | --- | --- | | 股票發行人現金股息公告 | | | 發行人名稱 | 申萬宏源集團股份有限公司 | | 股份代號 | 06806 | | 多櫃檯股份代號及貨幣 | 不適用 | | 相關股份代號及名稱 | 不適用 | | 公告標題 | 截至2024年12月31日止年度的末期股息 | | 公告日期 | 2025年3月28日 | | 公告狀態 | 新公告 | | 股息信息 | | | 股息類型 | 末期 | | 股息性質 | 普通股息 | | 財政年末 | 2024年12月31日 | | 宣派股息的報告期末 | 2024年12月31日 | | 宣派股息 | 每 10 股 0.46 RMB | | 股東批准日期 | 有待公佈 | | 香港過戶登記處相關信息 | | | 派息金額及公司預設派發貨幣 | HKD， 金額有待公佈 | | 匯率 | 有待公佈 | | 除淨日 | 有待公佈 ...

Financial Performance - Total revenue and other income for the year reached RMB 34,778 million, an increase of 8.97% year-on-year[7] - Net profit for the year was RMB 6,251 million, reflecting a year-on-year growth of 14.16%[7] - Profit attributable to the owners of the parent company was RMB 6,176 million, up 11.81% year-on-year[7] - Total assets and equity at year-end were RMB 697,597 million and RMB 133,349 million, representing year-on-year growth of 9.78% and 3.54% respectively[7] - Return on equity (ROE) for the year was 5.08%, an increase of 0.36 percentage points year-on-year[7] - Operating expense ratio for the year was 56.80%, a decrease of 4.17 percentage points year-on-year[7] - The company proposed a cash dividend of RMB 0.46 per 10 shares, with a total dividend payout ratio of 30.27%[7] Digital Transformation and Innovation - The company launched the "Shencai Youdao" APP to enhance personal customer service experience and strengthen financial technology investment[11] - The company is focusing on digital transformation and structural adjustments to enhance operational efficiency and reduce costs[13] - The company is committed to digital transformation and enhancing operational efficiency through AI technology[19] - The company aims to enhance its comprehensive financial service system characterized by "research + investment + investment banking" to improve investment decision-making accuracy and sustainability[169] Awards and Recognition - The company received 17 provincial-level financial technology awards and the second prize in the "2023 Financial Technology Development Award" from the People's Bank of China[13] - The company has received multiple awards for excellence in corporate governance and investor relations, including the "Best Practice Case" for investor relations management in 2024[82][89] - The company was recognized as the "Best Bond Underwriter" and "Best Credit Bond Underwriter" in the 2024 financial institution selection[101] - The company achieved significant recognition in the 17th New Fortune Best Investment Bank awards, ranking 7th as the "Best Local Investment Bank" and 4th for "Best ESG Investment Bank"[102] Risk Management and Compliance - The company is focused on risk management and maintaining a stable operational philosophy to prevent major risks[20] - The company has outlined various market risks, credit risks, liquidity risks, operational risks, policy risks, legal compliance risks, and product/business innovation risks in the annual report[24] - The regulatory environment is evolving with a focus on strong supervision and risk prevention, enhancing the capital market's foundational systems and investor protection mechanisms[74] Business Operations and Strategy - The company has maintained its main business operations since its listing, focusing on investment management, equity investment, and securities services[40] - The company operates under several subsidiaries, including Shenwan Hongyuan Securities, which provides a range of securities services[41] - The company is positioned to leverage its dual structure of "investment holding group + securities company" to optimize asset allocation and enhance business collaboration[72] - The company aims to enhance financial services to meet the needs of the real economy and wealth management, focusing on strategic resource allocation[16] Shareholder and Capital Information - The registered capital of Shenwan Hongyuan Group Co., Ltd. is RMB 25,039,944,560[37] - The net capital of Shenwan Hongyuan Securities parent company is RMB 90,414,819,574.41[37] - The company confirmed that there are no preferred shares outstanding during the reporting period[24] Market Trends and Economic Impact - The securities industry is experiencing a recovery, with significant growth in brokerage and investment services, driven by improved market conditions[67] - The introduction of new policies aims to promote long-term capital inflows into the market, including the nationwide promotion of individual pension pilot programs[74] - The company is committed to supporting the real economy and promoting high-quality development through its principal investment business, focusing on strategic new industries[166] Client and Service Development - The company’s personal financial services segment achieved total revenue of RMB 11,332 million, representing a year-on-year growth of 5.14%[170] - The number of new clients in the brokerage business increased by 763,600, with the total client securities custody market value reaching RMB 4.75 trillion, a year-on-year increase of 21.88%[173] - The company is focusing on strategic emerging industries such as semiconductors, new materials, and high-end manufacturing for its equity investment business[167] Future Outlook and Goals - The company plans to optimize its top-level design to achieve sustainable development and improve core competitiveness[17] - The company aims to enhance its service capabilities to the real economy, focusing on integrating financial services across the entire industry chain[69] - The company will focus on digital transformation and improving customer service quality to enhance comprehensive service capabilities by 2025[194]

Financial Performance - In 2024, the company achieved a total revenue of RMB 24.735 billion, representing a year-on-year growth of 15.04%[5] - The net profit for the year was RMB 6.251 billion, an increase of 14.16% compared to the previous year[5] - The total assets and net assets at year-end reached RMB 697.597 billion and RMB 133.349 billion, respectively, with year-on-year growth of 9.78% and 3.54%[5] - The return on equity (ROE) for the year was 5.08%, an increase of 0.36 percentage points year-on-year[5] - The company's operating revenue for 2024 reached RMB 24,735,044,127.97, representing a 15.04% increase compared to RMB 21,500,668,661.21 in 2023[53] - Net profit for 2024 was RMB 6,250,514,391.62, up 14.16% from RMB 5,475,202,954.22 in the previous year[53] - The net profit attributable to shareholders of the listed company was RMB 5,210,661,908.61, reflecting a 13.12% increase from RMB 4,606,340,168.13 in 2023[53] - The company's basic earnings per share for 2024 was RMB 0.21, a 16.67% increase from RMB 0.18 in 2023[53] - The weighted average return on net assets increased to 5.08%, up from 4.72% in the previous year[53] - The company's total liabilities rose by 11.37% year-over-year to RMB 564.25 billion[55] Dividend and Capital Management - The company implemented its first interim dividend in 2024, proposing a cash dividend of RMB 0.46 per 10 shares, with a total dividend payout ratio of 30.27%[5] - The company plans to distribute a cash dividend of RMB 0.63 per 10 shares, totaling RMB 1,577,516,507.28, which represents 30.27% of the net profit attributable to shareholders[21] - The total registered capital of the company reached RMB 25,039,944,560 following the issuance of H shares in April 2019[49] - The company completed a significant capital increase in 2005, raising its registered capital to RMB 6,715,760,000[44] Business Strategy and Development - The company aims to enhance its service capabilities to support the real economy's digitalization and green transformation[6] - The company plans to continue optimizing its comprehensive financial services to better meet the needs of the economy and society[12] - The company aims to transform its traditional brokerage business into wealth management, focusing on client and asset growth[13] - The company is committed to enhancing its core capabilities in investment banking, including sponsorship and pricing, to increase asset allocation in high-quality investments[13] - The company is focused on expanding its market presence and enhancing collaboration within the investment system to increase business synergy[14] - The company has set a goal to optimize strategic implementation and improve overall corporate competitiveness[13] - The company will maintain a commitment to social responsibility and enhance its ESG management practices[15] Technology and Innovation - The company launched the "Shencai Youdao" wealth management app to enhance customer service experience and strengthen financial technology investments[8] - The company is accelerating its digital transformation by leveraging AI technology to improve operational efficiency and establish a standardized, intelligent system[14] - The company’s self-developed wealth management platform, "Shen Cai You Dao APP," integrates various financial services and utilizes AI and big data to improve customer experience[159] Awards and Recognition - The company received 17 provincial-level financial technology awards and the second prize for the "2023 Financial Technology Development Award" from the People's Bank of China[9] - The company received multiple awards, including the "Best Practice Case for Investor Relations Management" from the China Listed Companies Association for 2024[80] - The company was recognized as the "Most Popular Financial Education Work" for 2024 by the National Financial Supervision Administration and other regulatory bodies[80] - The company was awarded the "Best Bond Underwriter" in the 2024 Best Investment Bank Awards by WIND[86] - The company ranked 4th in the "Best ESG Practicing Investment Bank" category in the 17th New Fortune Best Investment Bank Awards[92] Market and Industry Trends - The Chinese securities industry is entering a new phase of high-quality development, supported by continuous improvements in the capital market's foundational systems and a focus on risk prevention and economic service[67] - A new wave of mergers and acquisitions is accelerating in the securities industry, with policies encouraging leading firms to enhance core competitiveness through consolidation[69] - The regulatory framework is evolving with the "1+N" policy system, focusing on strong regulation, risk prevention, and high-quality development, which is creating significant opportunities for the securities industry[72] Risk Management - The company will continue to strengthen risk management and internal control systems to ensure stable operations and promote development[15] - The company has established a comprehensive risk management system to effectively control operational risks and ensure healthy business development[118] - The company is committed to preventing financial risks while pursuing high-quality development in its repurchase business and credit product offerings in 2025[179] Client and Market Engagement - The company has established a comprehensive financial service matrix for listed companies, serving over 100 companies in share buybacks and over 60 companies in employee incentives, benefiting more than 16,000 individuals[189] - The company has recommended a total of 861 listed companies, ranking first in the industry[140] - The company has completed 678 bond underwriting projects during the reporting period, with a total underwriting scale of RMB 2,811.89 million, representing a year-on-year growth of 7%[143] Future Plans - The company aims to enhance its wealth management capabilities by building a product matrix that includes public funds, ETFs, and customized private placements by 2025[160] - The company plans to leverage its full-license advantage to deepen product, business, research, and service upgrades in 2025, aiming for a more professional and systematic collaborative service system[191] - The company aims to enhance its decision-making influence and industry impact by reinforcing its research system in 2025, aligning with national strategies and industry development[194]

（ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司關於申萬宏源證券有 限公司2025年面向專業投資者公開發行公司債券（第二期）發行結果的公告》，僅供參閱。 承董事會命 申萬宏源集團股份有限公司 董事長 劉健 北京，2025年3月27日 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事朱志龍先生、張英女士、邵亞樓先生、 徐一心先生及嚴金國先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 证券代码：000166 证券简称：申万宏源 公告编号：临2025-17 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 ...

证券代码：000166 证券简称：申万宏源 公告编号：临2025-17 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 2025 年面向专业 投资者公开发行公司债券（第二期）发行结果的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会《关于同意申万宏源证券有限公司 向专业投资者公开发行公司债券注册的批复》（证监许可〔2024〕57 号），公司所属申万宏源证券有限公司获准向专业投资者公开发行面 值总额不超过人民币 200 亿元公司债券。（相关情况请详见公司于 2024 年 1 月 20 日在《中国证券报》《证券时报》《上海证券报》和 巨潮资讯网 www.cninfo.com.cn 上刊登的公告） 2025 年 3 月 27 日，申万宏源证券有限公司 2025 年面向专业投 资者公开发行公司债券（第二期）（以下简称"本期债券"）完成发行 工作。本期债券发行规模人民币 42 亿元，分两个品种，其中品种一 发行规模人民币 24 亿元，期限 2 年，票面利率 1.99%；品种二发行 规模人民币 18 亿元，期限 3 ...

Core Viewpoint - The successful issuance of the second phase of targeted debt financing tools by Urumqi Transportation Tourism Investment (Group) Co., Ltd. highlights the company's strong position in the infrastructure sector and its ability to attract government support [1] Group 1: Company Overview - Urumqi Transportation Tourism Investment (Group) Co., Ltd. has a controlling shareholder and actual controller from the Urumqi State-owned Assets Supervision and Administration Commission [1] - The company holds an AA+ credit rating and is engaged in engineering construction, housing sales, and passenger ticketing [1] - It plays a significant role in the construction of transportation and cultural tourism infrastructure in Urumqi, benefiting from notable government support [1] Group 2: Bond Issuance Details - The bond issuance was successful with a scale of 600 million yuan, a term of 3 years, and a coupon rate of 2.75% [1] - The company received high praise from the issuer for the contributions made in exploring and expanding investor dimensions and guiding the coupon rate during the issuance process [1] Group 3: Market Position - The successful bond issuance further consolidates the leading position of Shenwan Hongyuan Securities in the market [1] - It reflects the company's commitment to deepening its presence in the core region of Xinjiang [1]

（ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司2025年面向專業投資 者公開發行公司債券（第一期）在深圳證券交易所上市的公告》，僅供參閱。 承董事會命 申萬宏源集團股份有限公司 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 董事長 | 发行日 | 2025 | 年 | 月 3 | 21 | 日及 | 2025 | 年 | 月 3 | 24 | 日 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 起息日 | 2025 | 年 | 3 月 | 24 | 日 | | | | | | | 上市日 | 2025 | 年 ...