（一）募集资金基本情况 证券代码：300961 证券简称：深水海纳 公告编号：2024-032 深水海纳水务集团股份有限公司 关于公司首次公开发行股票募投项目整体结项并将节余募集资 金永久性补充流动资金的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 深水海纳水务集团股份有限公司（以下简称"公司"或"深水海纳"）于 2024 年 6 月 3 日召开了第三届董事会第十次会议及第三届监事会第十次会议，审议 通过了《关于公司首次公开发行股票募投项目整体结项并将节余募集资金永久 性补充流动资金的议案》，鉴于公司首次公开发行股票募集资金投资项目已按 计划实施完成，拟同意公司将首次公开发行股票募投项目整体结项，并将节余 募集资金约 988.13 万元(具体金额以资金转出当日银行结息后实际金额为准)用 于永久补充流动资金。同时授权公司财务管理中心相关人员负责办理本次专户 注销事项。 根据《深圳证券交易所创业板股票上市规则（2023 年 8 月修订）》《深圳 证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作（2023 年 12 月修订）》等相关法律法规 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会未出现否决议案的情形。 证券代码：300961 证券简称：深水海纳 公告编号：2024-029 深水海纳水务集团股份有限公司 2023 年年度股东大会决议公告 2、本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 （一）会议召开情况 1、会议召开时间 （1）现场会议开始时间：2024 年 5 月 21 日（星期二）下午 14:00 （2）网络投票时间：2024 年 5 月 21 日 其中：通过深圳证券交易所交易系统进行网络投票的具体时间为 2024 年 5 月 21 日 9:15-9:25，9:30-11:30 和 13:00-15:00；通过深圳证券交易所互联网投票 系统进行网络投票的具体时间为 2024 年 5 月 21 日 9:15-15:00 期间的任意时间。 2、会议地点：广东省深圳市南山区西丽街道西丽社区打石一路深圳国际创 新谷六栋 B 座 19 层公司会议室。 3、会议召开方式：采用现场投票表决与网络投票相结合的方式召开 4、会议召集人：公司董事会 ...

中国广东省深圳市福田区金田路 4028 号荣超经贸中心 28、29 层 邮政编码: 518035 28&29 Floor, Landmark, No.4028 Jintian Road, Futian District, Shenzhen 518035, P.R.C. Tel: 0755-33988188 Fax: 0755-33988199 http://www.junzejun.com 北京市君泽君（深圳）律师事务所 关于深水海纳水务集团股份有限公司 2023 年年度股东大会的 法律意见书 致：深水海纳水务集团股份有限公司 深水海纳水务集团股份有限公司（以下简称公司）2023 年年度股东大会（以下 简称本次股东大会）采取现场表决与网络投票相结合的方式召开，其中现场会议于 2024 年 5 月 21 日在广东省深圳市南山区西丽街道西丽社区打石一路深圳国际创新 谷六栋 B 座 19 层公司会议室召开。北京市君泽君（深圳）律师事务所（以下简称 本所）接受公司聘任，指派本所律师参加本次股东大会现场会议，并根据《中华人 民共和国公司法》《中华人民共和国证券法》（以下简称《证券法》）、《上市公司股 东大会规则》（以下 ...

证券代码：300961 证券简称：深水海纳 公告编号：2024-028 深水海纳水务集团股份有限公司 关于持股 5%以上股东股份减持计划实施完成的公告 深水海纳水务集团股份有限公司（以下简称"公司"或"深水海纳"）于 2023 年 12 月 1 日披露了《关于持股 5%以上股东减持股份计划的预披露公告》（公 告编号：2023-043），披露了股东深圳国中中小企业发展私募股权投资基金合 伙企业（有限合伙）（以下简称"中小基金"）计划以证券交易所集中竞价或以 大宗交易的方式减持本公司股份合计不超过 1,772,800 股（占公司总股本比例 1%）。 公司于 2024 年 1 月 8 日发布了《关于持股 5%以上股东减持至 5%以下暨权 益变动的提示性公告》（公告编号：2024-003），中小基金于 2023 年 12 月 22 日至 2024 年 1 月 4 日通过集中竞价方式减持公司股份 150,100 股，权益变动 后，中小基金持有公司股份 8,863,900 股，占公司总股本的 4.9999%，不再是公 司持股 5%以上股东。 公司于近日收到股东中小基金的《关于股份减持计划实施完成的告知 函》，获悉公司股东 ...

Financial Performance - The company's operating revenue decreased by 5.05% compared to the same period last year due to challenges in acquiring new project orders[5]. - The company's operating revenue for 2023 was CNY 472,419,620.92, a decrease of 5.05% compared to CNY 497,566,464.89 in 2022[28]. - The net profit attributable to shareholders for 2023 was a loss of CNY 34,926,079.96, representing a significant decline of 2,767.96% from a profit of CNY 39,033,800.73 in 2021[28]. - The company reported a net asset value attributable to shareholders of CNY 1,005,463,673.73 at the end of 2023, down 3.27% from CNY 1,039,405,368.67 in 2022[28]. - The company reported a weighted average return on equity of -3.42% for 2023, a decrease from -0.12% in 2022[28]. - The company incurred a net loss of CNY 12,551,157.22 in Q3 2023, which was part of a total annual loss[30]. - The company reported a total of 13,475.5 million yuan in new orders for energy-saving and environmental protection engineering during the reporting period[88]. - The confirmed revenue from these orders amounted to 6,905.5 million yuan, with 9,969.84 million yuan in unconfirmed revenue at the end of the period[88]. - The company reported a total revenue of approximately 1.47 billion CNY for the year, with a net profit of around 165 million CNY, reflecting a growth of 9.68% year-on-year[132]. Research and Development - The company has increased its R&D investment, leading to higher R&D expenses, with the "Deep Water Haina Smart Environment Technology Innovation Research Center" completed and operational[5]. - Research and development expenses increased by 14.71% to CNY 21.71 million, attributed to higher R&D investments and depreciation of newly acquired laboratory equipment[83]. - The company is developing a new type of Fenton catalyst for high-salinity wastewater treatment, aiming to significantly reduce the usage of traditional Fenton agents and sludge hazardous waste output[98]. - The company is focusing on the development of online biological toxicity warning devices to enhance the stability of wastewater treatment processes[98]. - The company has filed for 73 patents, including 10 invention patents, and has contributed to national and industry standards, showcasing its commitment to innovation[55]. - The company is collaborating with the University of Macau to develop a novel two-stage anaerobic membrane bioreactor technology for wastewater treatment, focusing on energy savings and emissions reduction[98]. Market Opportunities and Strategies - The company plans to focus on high-quality, light-asset water and environmental projects while adjusting its business structure to mitigate adverse market impacts[5]. - The company anticipates significant market opportunities in the water supply network renovation sector, supported by new policies for leak management and infrastructure upgrades[49]. - The industrial wastewater treatment sector is expected to grow due to increasing discharge standards and supportive government policies, marking a favorable period for industry development[43]. - The company is actively promoting the development of integrated smart energy and intelligent equipment manufacturing businesses[5]. - The company aims to become a leader in ecological environment intelligent governance in China, focusing on industrial wastewater treatment and high-quality water supply as its main business[54]. - The company is committed to expanding its international presence, leveraging the Belt and Road Initiative to tap into global markets[145]. Operational Efficiency and Management - The company is actively adjusting its business structure and extending its industrial chain to mitigate adverse impacts from market conditions[82]. - The company is focusing on enhancing its operational efficiency and revenue generation through strategic investments in environmental projects[89]. - The company is leveraging new technologies such as GIS, cloud computing, big data, and IoT to enhance the efficiency and quality of water service management[51]. - The company is implementing tracking management for accounts receivable and preparing for potential bad debt risks[150]. - The company is committed to improving governance and compliance following recent regulatory feedback and has initiated corrective measures[180]. - The company has established a comprehensive internal control system to ensure financial integrity and compliance[161]. Financial Management and Governance - No cash dividends or stock bonuses will be distributed to shareholders for the reporting period[9]. - The company reported a total cash dividend amount, including other methods, is 0.00 yuan, representing 0.00% of the total profit distribution[199]. - The company is focused on strategic financial management in light of its current financial performance[198]. - The company has committed to using the raised funds for its investment projects as promised[123]. - The company has established an independent financial management center with a complete accounting system, adhering to national accounting standards[161]. - The company emphasizes the importance of maintaining long-term interests for all shareholders[198]. Employee Management and Development - The total number of employees at the end of the reporting period was 825, including 216 from the parent company and 609 from major subsidiaries[195]. - The company has established a comprehensive training program to enhance employee skills and capabilities across various stages of their careers[197]. - The company emphasizes a performance-based salary policy, aligning compensation with job value, market levels, and employee performance[196]. - The company plans to maintain a focus on employee training and development to adapt to market changes and enhance overall performance[197]. - The company has implemented a performance management system to motivate employees and improve operational efficiency[196]. Regulatory Compliance and Risk Management - The company received regulatory warnings from the China Securities Regulatory Commission regarding disclosure issues in 2022[179]. - The company is committed to fair information disclosure, allowing all investors equal access to information[157]. - The company is actively managing risks associated with contract performance by adopting arbitration as a dispute resolution method[188]. - The company has established a transparent performance evaluation and incentive mechanism for senior management[157]. - The company faces risks related to industry policies and macroeconomic fluctuations, which could negatively impact operations if adverse changes occur[146].

Financial Performance - The company's operating revenue for Q1 2024 was ¥102,017,192.28, showing a slight increase of 0.00% compared to the same period last year[5]. - Net profit attributable to shareholders was ¥774,276.86, a significant improvement of 111.26% from a loss of ¥6,879,262.22 in the previous year[5]. - Basic and diluted earnings per share were both ¥0.0044, reflecting an increase of 111.34% compared to a loss of ¥0.0388 per share in the previous year[5]. - Net profit for Q1 2024 was CNY 1,677,824.86, a significant recovery from a net loss of CNY 6,260,224.92 in the same period last year[21]. - Earnings per share improved to CNY 0.0044 from a loss of CNY 0.0388 in Q1 2023[22]. Cash Flow - The net cash flow from operating activities reached ¥1,437,817.97, a turnaround of 103.86% from a negative cash flow of ¥37,223,562.21 in the same quarter last year[5]. - The net cash flow from operating activities for Q1 2024 was CNY 1,437,817.97, a significant improvement from a net outflow of CNY 37,223,562.21 in Q1 2023[25]. - The cash flow from operating activities totaled CNY 101,985,076.35, compared to CNY 109,018,185.72 in the previous year, showing a decline of approximately 6.3%[25]. - The company’s total cash outflow from operating activities was CNY 100,547,258.38, a decrease from CNY 146,241,747.93 in Q1 2023, indicating a reduction of approximately 31.2%[25]. - The company reported a cash inflow of CNY 14,120,101.48 from other operating activities, which is an increase from CNY 9,999,080.23 in Q1 2023, representing a growth of about 41.6%[25]. Assets and Liabilities - Total assets at the end of the reporting period were ¥2,778,549,274.90, representing a 0.68% increase from the previous year-end[5]. - Total liabilities increased to CNY 1,750,864,491.62 from CNY 1,734,410,155.33[21]. - The company reported a total current asset of 776,667,575.41 yuan, a decrease from 784,166,611.86 yuan at the beginning of the period[18]. - The company has a total of 425,377,495.87 yuan in long-term receivables[18]. - The company’s total liabilities are not specified but include significant short-term and long-term obligations[18]. Financial Expenses - The company reported a significant reduction in financial expenses by 33.67%, down to ¥5,332,897.60 from ¥8,040,344.07[11]. - Financial expenses decreased significantly to CNY 5,332,897.60 from CNY 8,040,344.07[21]. Shareholder Information - Total number of common shareholders at the end of the reporting period is 14,021[14]. - The largest shareholder, Li Haibo, holds 13.93% of shares, amounting to 24,700,000 shares, with 22,495,723 shares pledged[14]. Investment Activities - The net cash flow from investing activities was negative at ¥42,819,934.37, an increase of 144.58% compared to the previous year[12]. - The cash outflow from investing activities was CNY 42,820,934.37, which is a substantial increase from CNY 17,507,271.31 in Q1 2023, reflecting a rise of about 144.5%[25]. Operating Costs - Total operating costs decreased to CNY 93,154,326.34 from CNY 102,563,095.22, with operating costs specifically dropping from CNY 69,283,706.01 to CNY 62,412,273.50[20]. - The company reported a decrease in tax and additional charges from CNY 927,495.72 to CNY 793,554.48[21]. Other Income - The company recorded a substantial increase in other income by 30.91%, totaling ¥1,330,897.95, attributed to government subsidies related to daily operations[11]. Market Activities - The company is actively involved in market expansion and has plans for new product development[15].

公司及下属子公司对 2023 年度末存在可能发生减值迹象的资产进行全面清 查和资产减值测试后，2023 年度计提及转回信用减值损失后、计提资产减值损 失后共计人民币 4,163.00 万元，具体情况如下： 证券代码：300961 证券简称：深水海纳 公告编号：2024-022 深水海纳水务集团股份有限公司 关于 2023 年度计提信用减值损失和资产减值损失的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 深水海纳水务集团股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召 开第三届董事会第九次会议和第三届监事会第九次会议，审议通过了《关于公司 2023 年度计提信用减值损失和资产减值损失的议案》。根据《深圳证券交易所创 业板股票上市规则》、《深圳证券交易所创业板上市公司自律监管指南第 1 号— —业务办理》、《企业会计准则》以及公司相关会计政策的规定，为真实、准确 反映公司 2023 年年度财务状况、资产价值与经营成果，公司对各类资产进行全 面清查和减值测试，2023 年度计提信用减值损失和资产减值损失共计 4,163.00 万元，有关情 ...

深圳市他山企业管理咨询有限公司 关于深水海纳水务集团股份有限公司 2023 年限制性股票激励计划 部分限制性股票作废事项的 独立财务顾问报告 二〇二四年四月 | 释 义 2 | | --- | | 声 明 3 | | 一、本激励计划已履行的必要程序 4 | | 二、本次作废限制性股票的具体情况 5 | | 三、独立财务顾问意见 6 | | 四、备查文件及备查地点 7 | 深圳市他山企业管理咨询有限公司 独立财务顾问报告 释 义 在本报告中，除非上下文文意另有所指，下列词语具有如下含义： 深圳市他山企业管理咨询有限公司 独立财务顾问报告 声 明 他山咨询接受委托，担任深水海纳 2023 年限制性股票激励计划的独立财务 顾问并出具本报告。对本报告的出具，本独立财务顾问特作如下声明： | 深水海纳、公司 | 指 | 深水海纳水务集团股份有限公司（证券简称：深水海纳； | | --- | --- | --- | | | | 证券代码：300961） | | 本激励计划 | 指 | 深水海纳水务集团股份有限公司 2023 年限制性股票激 | | | | 励计划 | | 《激励计划（草案）》 | 指 | 《深水海纳水务集 ...

证券代码：300961 证券简称：深水海纳 公告编号：2024-017 深水海纳水务集团股份有限公司 关于公司 2023 年度利润分配预案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 深水海纳水务集团股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召 开了公司第三届董事会第九次会议和第三届监事会第九次会议，审议通过了《关 于公司 2023 年度利润分配预案的议案》，本议案尚需提交公司 2023 年年度股东 大会审议。现将具体情况公告如下： 一、利润分配预案基本情况 经北京大华国际会计师事务所（特殊普通合伙）审计，公司 2023 年度合并 报表中归属于上市公司股东的净利润为-34,926,079.96 元，母公司净利润为- 69,814,998.67 元；截至 2023 年 12 月 31 日，合并报表累计未分配利润 268,257,249.61 元，母公司累计未分配利润为 23,117,155.17 元。根据《上市公司 自律监管指引第 2 号——创业板上市公司规范运作》等规定，按照合并报表、母 ...

证券代码：300961 证券简称：深水海纳 公告编号：2024-020 一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 经中国证券监督管理委员会《关于同意深水海纳水务集团股份有限公司首次 公开发行股票注册的批复》（证监许可〔2021〕352 号）同意注册，深水海纳水 务集团股份有限公司首次公开发行人民币普通股（A 股）股票 44,324,480 股，每 股面值人民币 1.00 元，每股发行价格为 8.48 元，募集资金总金额为 37,587.16 万 元，扣除相关发行费用人民币（不含税）5,531.71 万元后，募集资金净额为人民 币 32,055.45 万元。上述募集资金已于 2021 年 3 月 25 日全部到账，天职国际会 计师事务所（特殊普通合伙）已于 2021 年 3 月 26 日对发行人首次公开发行股票 的资金到位情况进行了审验，并出具了《验资报告》（天职业字[2021]17544 号）。 （二）募集资金使用和结余情况 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运 作》及相关格式指引的 ...