Financial Performance - As of December 31, 2023, the total assets of the group reached RMB 522.752 billion, with net assets attributable to shareholders amounting to RMB 97.478 billion[7]. - The group achieved an operating revenue of RMB 23.243 billion in 2023, with a net profit attributable to shareholders of RMB 7.034 billion[7]. - The weighted average return on net assets reached 8.59%, maintaining a leading position in the industry[7]. - Total revenue and other income for 2023 was RMB 33,979 million, a decrease of 6.83% compared to RMB 36,471 million in 2022[49]. - Operating profit for 2023 was RMB 8,364 million, down 11.58% from RMB 9,459 million in 2022[49]. - Net profit attributable to shareholders of the parent company was RMB 7,034 million, a decline of 6.45% from RMB 7,519 million in 2022[49]. - Basic earnings per share for 2023 decreased by 9.30% to RMB 0.78 compared to RMB 0.86 in 2022[51]. - The weighted average return on equity for 2023 was 8.61%, down from 10.05% in 2022, a decline of 1.44 percentage points[51]. - The company's total assets as of December 31, 2023, amounted to RMB 522.752 billion, an increase of RMB 13.546 billion or 2.66% compared to the previous year[122]. - Total liabilities reached RMB 425.226 billion, an increase of RMB 9.316 billion or 2.24% year-on-year[122]. Business Segments and Operations - The investment banking business remains a market leader, contributing significantly to the high-quality development of the real economy and receiving widespread market recognition for its services in IPO sponsorship for innovative companies and the development of the new energy sector[8]. - The brokerage and wealth management business achieved a historical high market share, with net income from securities brokerage and financial product distribution increasing, reflecting the company's commitment to serving investors[8]. - The asset management business optimized its operations, achieving the best historical ranking in net income, showcasing effective management strategies[8]. - The investment banking segment generated total revenue of RMB 5.03 billion, a year-on-year decline of 18.56%; the wealth management segment saw revenue of RMB 9.80 billion, an increase of 6.88%; the trading and institutional client services segment achieved revenue of RMB 14.53 billion, up 21.12%[61]. - In 2023, the company completed 67 equity financing projects with a total underwriting amount of RMB 94.78 billion, ranking second in the industry[63]. - The company served 30 strategic emerging industry IPO projects and 15 "little giant" enterprises, maintaining the top position in the market for IPO sponsorships in various sectors[63]. Risk Management - The company faces various risks, including market risk, credit risk, liquidity risk, and compliance risk, which may impact its operations[12]. - The company emphasizes the importance of internal controls and compliance to mitigate operational and legal risks[12]. - The company has established a comprehensive risk management and compliance system, being one of the first six pilot enterprises for consolidated supervision in the domestic securities industry, ensuring long-term healthy development[108]. - The company has implemented a three-line defense mechanism to manage operational risks, ensuring separation between different business lines and establishing accountability systems[186]. - The company has established a risk management department, a legal compliance department, and an audit department, each operating independently to fulfill their respective risk management functions[175]. Strategic Initiatives and Future Outlook - The company aims to become a first-class investment bank, focusing on strategic leadership and enhancing its cultural, talent, capability, service, and performance standards[9]. - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 12% to 15%[19]. - The company plans to enter new international markets, with an initial investment of 150 million RMB allocated for expansion efforts[21]. - The company aims to enhance project identification, valuation, and underwriting capabilities while focusing on technology innovation and supporting high-level technological self-reliance in 2024[65]. - The company plans to enhance its customer service system by establishing a classified and tiered customer service framework in 2024[114]. Awards and Recognition - The company received multiple awards in 2023, including the "Outstanding Member Platinum Award" from the China Financial Futures Exchange, reflecting its strong market position and commitment to excellence[42]. - The company was recognized as the "Best Underwriter" in various categories, including outstanding management in asset securitization and excellent underwriting for corporate bonds[43]. - The company achieved significant accolades in wealth management, including the "Golden Bull Award" for its wealth management team from China Securities Journal[44]. - The company was awarded for its digital transformation efforts, receiving the "Most Competitive Digital Achievement Award" from Daily Economic News[44]. Shareholder and Capital Management - The company plans to distribute a cash dividend of RMB 2.50 per 10 shares based on a total share capital of 7,756,694,797 shares as of December 31, 2023[5]. - The company's registered capital remains unchanged at RMB 7,756,694,797 as of December 31, 2023[15]. - The company has consistently expanded its shareholder base through strategic equity transfers and public offerings, reflecting its growth strategy[27][28]. - The company has a cash dividend policy that mandates a minimum of 10% of distributable profits to be distributed as cash dividends annually, with a cumulative distribution of at least 30% over any three consecutive years[169]. Digital Transformation and Technology - The company is advancing digital transformation by integrating emerging technologies such as AI, big data, cloud computing, and blockchain into its business operations, enhancing service and operational efficiency[107]. - The company aims to improve customer service response times by 30% through new digital initiatives[20]. - The company is investing 200 million RMB in research and development for new technologies aimed at improving operational efficiency[19]. Compliance and Governance - The company adheres to strict governance and operational standards, ensuring compliance with relevant laws and regulations, which supports its organizational structure and operational efficiency[36]. - The company emphasizes compliance with national laws and regulations, ensuring all internal systems align with regulatory requirements[193]. - The company has established a compliance management system to control legal and compliance risks effectively[177].

Group 1 - The core point of the article is that CITIC Securities announced the establishment of a fund aimed at supporting the Beijing Stock Exchange and promoting the development of small and medium-sized enterprises (SMEs) [1] - The fund, named Beijing Jin Jian Bei Jiao Equity Fund Partnership (Limited Partnership), is registered in China and focuses on high-quality enterprises and high-growth startups that are expected to list on the Beijing Stock Exchange [1] - The total committed capital for the fund is RMB 500 million, with contributions from various partners including Jin Cai Fund, Jin Kong Capital, CITIC Investment, and Beijing Lin Kong Zhi Gu [1] Group 2 - The fund will primarily invest in sectors such as manufacturing, information transmission, software and information technology services, and scientific research and technical services, with a focus on the "2441" high-precision industry system [1] - CITIC Investment aims to enhance the efficiency and liquidity of the capital market through its participation in the fund, while also better serving specialized and innovative SMEs and supporting the development of high-precision industries in the capital [1]

Financial Performance - For Q3 2023, the company reported operating revenue of RMB 4,919,063,773.76, a decrease of 40.60% year-on-year[2]. - The net profit attributable to shareholders for the same period was RMB 1,383,679,109.79, down 32.68% compared to the previous year[4]. - The net profit after deducting non-recurring gains and losses was RMB 1,368,861,279.68, reflecting a decline of 33.42% year-on-year[4]. - Basic earnings per share for Q3 2023 were RMB 0.15, a decrease of 34.78% compared to the same period last year[4]. - Total revenue for the first three quarters of 2023 was RMB 18.38 billion, down 19.5% from RMB 22.70 billion in the same period of 2022[27]. - Total profit for the first three quarters of 2023 was approximately ¥6.78 billion, a decrease of 17.5% compared to ¥8.22 billion in the same period of 2022[28]. - Net profit for the first three quarters of 2023 was approximately ¥5.70 billion, down from ¥6.44 billion in 2022, representing a decline of 11.5%[28]. Assets and Liabilities - Total assets as of September 30, 2023, amounted to RMB 522,541,876,225.62, representing a 2.62% increase from the end of the previous year[4]. - The total liabilities as of September 30, 2023, were RMB 426.05 billion, compared to RMB 415.91 billion at the end of 2022, reflecting a growth of 2.7%[23]. - Total assets as of September 30, 2023, amounted to CNY 465,565,413,493.33, slightly down from CNY 467,101,623,857.96 at the end of 2022[36]. - Total liabilities decreased to CNY 374,496,802,261.33 from CNY 378,253,829,259.99 at the end of 2022, reflecting a reduction of 2.01%[35]. Cash Flow - The cash flow from operating activities showed a negative net amount of RMB -4,353,934,553.72, indicating a 116.87% decrease year-on-year[4]. - The net cash flow from operating activities decreased by 116.87% to approximately -CNY 4.35 billion, mainly due to an increase in trading financial assets[9]. - Operating cash flow for the first three quarters of 2023 showed a net outflow of approximately ¥4.35 billion, contrasting with a net inflow of ¥25.81 billion in the same period of 2022[30]. - Cash flow from investment activities resulted in a net outflow of approximately ¥2.08 billion in 2023, compared to a significantly higher outflow of ¥12.43 billion in 2022[31]. - Cash inflow from financing activities totaled 65,392,469,500.00, down from 75,708,360,600.00 in 2022, with a net cash flow of -341,604,000.08 compared to -3,524,027,812.96 last year[42]. Shareholder Information - The total number of common shareholders at the end of the reporting period was 142,820[10]. - The top shareholder, Beijing Financial Holdings Group Co., Ltd., holds 35.77% of the shares, totaling approximately 2.77 billion shares[11]. - The company’s first major shareholder, Beijing Financial Holdings Group, plans to increase its stake by up to 1.20% of the total issued shares within 12 months[14]. - As of the report date, the major shareholder has already acquired 90,456,500 H shares, representing 1.17% of the total share capital[14]. Regulatory and Compliance - The company has faced regulatory scrutiny from the Beijing Securities Regulatory Bureau regarding compliance issues in its fund custody operations[15]. - The company has implemented corrective measures, including ensuring all relevant personnel obtain fund industry qualifications and revising its fund custody management policies[16]. - The company is enhancing compliance training for its staff involved in over-the-counter options business to address regulatory concerns[17]. - No significant litigation or arbitration cases exceeding RMB 10 million were reported in Q3 2023[15]. Other Financial Metrics - The company reported a significant increase in other comprehensive income by 51.24% to approximately CNY 970 million, mainly from other debt investment gains[8]. - The company’s net interest income for the first three quarters of 2023 was RMB 1.51 billion, down from RMB 1.78 billion in the same period of 2022[27]. - The company’s investment income for the first three quarters of 2023 was CNY 2,461,651,879.00, down 24.06% from CNY 3,245,126,417.84 in the same period of 2022[38]. - The company’s total operating expenses for the first three quarters of 2023 were CNY 7,677,118,640.17, a slight decrease from CNY 7,777,055,423.17 in 2022[38].

Capital and Financial Position - The registered capital of the company remains at RMB 7,756,694,797.00 as of June 30, 2023, unchanged from the previous year[10]. - The net capital decreased to RMB 65,205,500,375.20 from RMB 66,252,299,897.85 at the end of 2022, reflecting a decline of approximately 1.58%[10]. - The total assets as of June 30, 2023, were RMB 553,419 million, an increase of 8.68% from RMB 509,206 million at the end of 2022[14]. - The total liabilities as of June 30, 2023, were RMB 457,816 million, up 10.08% from RMB 415,910 million at the end of 2022[14]. - The equity attributable to shareholders of the parent company was RMB 95.56 billion, an increase of RMB 2.31 billion or 2.47% compared to the end of the previous year[68]. - The company's total assets amounted to RMB 553,418,612 thousand, an increase from RMB 509,206,010 thousand as of December 31, 2022, representing a growth of approximately 8.7%[146]. - The total liabilities as of June 30, 2023, were RMB 457,815,894 thousand, up from RMB 415,910,468 thousand, indicating a rise of approximately 10.1%[147]. Revenue and Profitability - Total revenue for the first half of 2023 was RMB 18,652 million, a decrease of 1.05% compared to RMB 18,849 million in the same period of 2022[13]. - Operating profit for the first half of 2023 was RMB 5,170 million, down 5.67% from RMB 5,481 million in the first half of 2022[13]. - Net profit attributable to shareholders for the first half of 2023 was RMB 4,307 million, a decline of 1.66% from RMB 4,380 million in the same period of 2022[13]. - Basic earnings per share for the first half of 2023 were RMB 0.49, down 5.77% from RMB 0.52 in the same period of 2022[15]. - The net profit attributable to shareholders was RMB 4.31 billion, a decrease of 1.66% year-on-year[26]. - The company reported a net profit before tax of RMB 5,169,868, a decrease of 5.8% compared to RMB 5,488,660 for the same period in 2022[152]. - The net profit attributable to ordinary shareholders for the six months ended June 30, 2023, is RMB 3,819,645,000, down 4.8% from RMB 4,014,294,000 in the same period of 2022[182]. Business Segments and Performance - The investment banking segment generated total revenue of RMB 2.71 billion, a year-on-year decrease of 7.62%[27]. - The wealth management segment achieved total revenue of RMB 4.80 billion, an increase of 5.47% year-on-year[27]. - The trading and institutional client services segment reported total revenue of RMB 8.23 billion, a year-on-year increase of 22.61%[27]. - The asset management segment reported a total income of RMB 741,772 thousand, which is lower than the RMB 665,157 thousand recorded in the same period of the previous year[169]. - Interest income from the wealth management segment was RMB 2,448,181 thousand, showing an increase from RMB 2,347,614 thousand year-over-year[168]. Risk Management - The risk coverage ratio as of June 30, 2023, was 221.42%, indicating a strong risk management framework in place[18]. - The company emphasizes a risk management strategy that prioritizes risk control, ensuring risks are measurable, controllable, and bearable while obtaining reasonable risk returns[77]. - The board of directors is the highest decision-making body for risk management, with an established risk management committee overseeing overall risk management and ensuring it remains within reasonable limits[78]. - The company has appointed a Chief Risk Officer responsible for comprehensive risk management and the development of risk management policies[79]. - The company has established a risk management mechanism that identifies key risks in business and management activities, continuously improving the risk catalog and control measures[80]. Compliance and Governance - The company is committed to maintaining compliance with the regulations set by the China Securities Regulatory Commission[3]. - The company has established multiple subsidiaries across various regions, with the latest being in Xiamen and Suzhou in June 2022[73]. - The company has maintained a consistent tax policy without changes during the reporting period[75]. - The company continues to comply with national tax regulations and policies, ensuring adherence to legal requirements[75]. - The company has established four specialized committees to assist the board in governance, including a Development Strategy Committee and an Audit Committee[123]. Shareholder Information - As of June 30, 2023, the total number of shareholders was 157,245, with 157,183 holding A shares and 62 holding H shares[114]. - Beijing Jin Kong Group held 34.61% of the total shares, while Central Huijin held 30.76%[112]. - The first major shareholder, Beijing Jin Kong Group, plans to increase its stake by up to 1.20% within 12 months from May 18, 2023[113]. - The company maintains a strong focus on protecting the rights of minority shareholders[124]. Environmental and Social Responsibility - The company has implemented a paperless system across over 300 branches, significantly reducing paper consumption[109]. - The company donated RMB 13 million for rural infrastructure and education projects across 9 initiatives in Yunnan and Chongqing[111]. - A total of RMB 85.24 million was donated to support agricultural projects and rural education in various regions, along with RMB 26.06 million for consumption assistance[111]. - The company encourages green procurement and promotes environmentally friendly technologies among suppliers[110]. Future Plans and Strategies - The company plans to enhance its service capabilities to support the real economy and modern industrial system construction in the second half of 2023[31]. - The company plans to deepen the integration of domestic and international businesses and explore diversified debt financing products in the second half of 2023[36]. - The company aims to enhance its digitalization and artificial intelligence research in the second half of 2023, focusing on structural market opportunities[51]. - The company plans to continue issuing corporate bonds, subordinated bonds, perpetual subordinated bonds, private placement bonds, short-term financing bonds, financial bonds, and income certificates in the second half of 2023 based on its capital needs and market conditions[76].

Financial Performance - The company reported a mid-year performance for the six months ending June 30, 2023, with a focus on compliance with Hong Kong Stock Exchange regulations[1]. - Total revenue for the first half of 2023 was RMB 18,652 million, a decrease of 1.05% compared to RMB 18,849 million in the same period of 2022[13]. - Operating profit for the first half of 2023 was RMB 5,170 million, down 5.67% from RMB 5,481 million in the first half of 2022[13]. - Net profit attributable to shareholders for the first half of 2023 was RMB 4,307 million, a decline of 1.66% from RMB 4,380 million in the same period of 2022[13]. - The average return on equity was 5.44%, a decline of 0.60 percentage points year-on-year[67]. - The company reported a total comprehensive income of RMB 4,896,893 thousand for the first half of 2023, an increase from RMB 4,546,772 thousand in the same period of 2022[145]. Financial Position - The total assets as of June 30, 2023, were RMB 553,419 million, an increase of 8.68% from RMB 509,206 million at the end of 2022[14]. - The total liabilities as of June 30, 2023, were RMB 457,816 million, reflecting a 10.08% increase from RMB 415,910 million at the end of 2022[14]. - The net capital as of June 30, 2023, was RMB 65,206 million, down from RMB 66,252 million at the end of 2022[18]. - The company's total equity as of June 30, 2023, was RMB 95,602,718 thousand, reflecting a stable financial position[149]. Revenue Breakdown - The investment banking segment generated total revenue of RMB 2.71 billion, a year-on-year decrease of 7.62%[27]. - The wealth management segment achieved total revenue of RMB 4.80 billion, reflecting a year-on-year growth of 5.47%[27]. - The trading and institutional client services segment reported total revenue of RMB 8.23 billion, an increase of 22.61% year-on-year[27]. - The asset management segment generated total revenue of RMB 742 million, a year-on-year increase of 11.58%[27]. Shareholder Information - As of June 30, 2023, the total number of shareholders was 157,245, with 157,183 holding A shares and 62 holding H shares[114]. - Beijing Jin Kong Group held 2,684,309,017 A shares, representing 34.61% of the total shares issued[112]. - The total issued share capital of the company is 7,756,694,797 shares[112]. Risk Management - The company emphasizes a risk management strategy that prioritizes risk control and aligns with overall business objectives, ensuring risks are measurable, controllable, and bearable[77]. - The company has established a comprehensive risk management framework to address strategic, credit, liquidity, market, operational, IT, legal, compliance, and reputational risks[83]. - The risk management department conducts regular assessments of risk control situations and evaluates the risk-adjusted return levels at year-end[80]. Compliance and Governance - The company adheres strictly to the corporate governance code as per the Hong Kong Listing Rules and met the recommended best practices outlined in the code[105]. - The company has implemented comprehensive revisions to its investment banking business systems and enhanced internal control measures to address regulatory issues[100]. - The company has established a risk management department, legal compliance department, and audit department to independently exercise risk control and supervision functions[78]. Employee and Talent Management - The company has established a comprehensive talent development system, focusing on multi-level training programs for current and future leaders, enhancing their strategic thinking and management skills[135]. - The company provided over 1,800 internship positions for students and recruited more than 300 fresh graduates during the reporting period[136]. - The total employee costs for the first half of 2023 were RMB 4,076,884 thousand, an increase of 3.1% from RMB 3,954,670 thousand in the first half of 2022[10]. Environmental, Social, and Governance (ESG) Initiatives - The company has developed 6 ESG strategy "fixed income+" products with a total scale of RMB 750 million, achieving performance ranking among the top in the market during the same period[107]. - The company has signed strategic cooperation agreements for rural revitalization with 16 regions and provided risk protection of approximately RMB 521 million through 25 "insurance + futures" projects covering various agricultural products[111]. - The company has actively participated in carbon trading, completing its first carbon quota transaction at the Shanghai Environment and Energy Exchange, marking a significant milestone in its carbon finance business[108].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內 容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示，概 不對因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的 任何損失承擔任何責任。 （於中華人民共和國註冊成立的股份有限公司） （股份代號：6066） 二 零 二 三 年 第 一 季 度 業 績 報告 本 公告 乃 根 據 香 港 聯 合 交 易 所 有 限 公 司 證 券 上 市 規 則（「上 市 規 則」）第 13.09條 的 披 露 義 務 及 香 港 法 例 第571章 證 券 及 期 貨 條 例 第XIVA部 項 下 內 幕消息條文（定義見上市規則）而作出。 本集團截至2023年3月31日止之第一季度未經審計業績摘要： • 2023年 第 一 季 度，本 集 團 實 現 營 業 收 入 人 民 幣6,700,378,176.07元； 實現歸屬於上市公司股東的淨利潤人民幣2,432,549,554.65元。 • 本 業 績 報告 乃 依 照 中 國 證 券 監 督 管 理 委 員 會 關 於 上 市 公 司 季 度 報告 信息披露的有關規定編製。 • 本業績報告 所載財務資料 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容 概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示，概不 對因本公告全部或任何部份內容而產生或因倚賴該等內容而引致的任何 損失承擔任何責任。 （於中華人民共和國註冊成立的股份有限公司） （股份代號：6066） 二 零 二 三 年 第 一 季 度 業 績 快 報 本公告 乃根據香港法例第 571 章證券及期貨條例第 XIVA 部項下內幕消 息條文（定義見香港聯合交易所有限公司證券上市規則（「上市規則」）） 及上市規則第13.09 條而作出。 本公告 所載中信建投証券股份有限公司（「本公司」）2023 年第一季度的 主要財務數據和指標為根據中國會計準則所做之初步核算數據，最終數 據以本公司 2023 年第一季度報告 中披露的數據為準，提請投資者注意 投資風險。 ...

年 度 報 告 2022 目錄 釋義. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 董事長致辭. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 第一節 重要提示 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 第二節 公司基本信息. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 第三節 財務概要 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 第四節 管理層討論與分析 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容 概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示，概不 對因本公告全部或任何部份內容而產生或因倚賴該等內容而引致的任何 損失承擔任何責任。 （於中華人民共和國註冊成立的股份有限公司） （股份代號：6066） 截 至 2 0 2 2 年 1 2 月 3 1 日 止 年 度 業 績 公 告 中 信 建 投 証 券 股 份 有 限 公 司（「本 公 司」）董 事 會 謹 此 宣 佈 本 集 團 截 至 2022 年 12 月 31 日止年度綜合業績。本公告 列載本公司 2022 年年度報 告全文，並符合香港聯合交易所有限公司證券上市規則中有關年度業績 初步公告 附載的資料之要求。本公司 2022 年年度報告 的印刷版本將於 2023 年 4 月末之前寄發予本公司股東，並可於其時在香港交易及結算所 有限公司網站 www.hkexnews.hk 及本公司網站 www.csc108.com 閱 覽。 承董事會命 中信建投証券股份有限公司 王常青 董事長 中國，北京，2023 年3 月30 日 ...