东北证券股份有限公司 关于 山西安泰集团股份有限公司 2023 年度向特定对象发行股票 之 发行保荐书 （住所：长春市生态大街6666号） 二〇二三年九月 山西安泰集团股份有限公司 发行保荐书 声 明 东北证券股份有限公司（以下简称"保荐机构"、"本保荐机构"、"主承销商" 或"东北证券"）接受山西安泰集团股份有限公司（以下简称"安泰集团"、"发 行人"或"公司"）的委托，担任安泰集团 2023 年度向特定对象发行股票的保荐 机构。 本保荐机构及其指定的保荐代表人程继光、曹君锋，根据《中华人民共和国 公司法》《中华人民共和国证券法》《上市公司证券发行注册管理办法》《证券发 行上市保荐业务管理办法》等有关法律、法规和中国证券监督管理委员会、上海 证券交易所的有关规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则、 行业执业规范和道德准则出具本发行保荐书，并保证所出具文件的真实性、准确 性和完整性。 3-1-1 | 声 | 明 | 1 | | --- | --- | --- | | 目 | 录 | 2 | | 释 | 义 | 3 | | 第一节 | | 本次证券发行基本情况 5 | | | | 一、保荐机构工作 ...

证券简称：安泰集团 证券代码：600408 山西安泰集团股份有限公司 SHANXI ANTAI GROUP CO., Ltd （山西省晋中市介休市义安镇义安村义安镇政府西 100 米） 2023 年度向特定对象发行股票 募集说明书 （修订稿） 保荐机构（主承销商） （住所：长春市生态大街 6666 号） 二〇二三年九月 山西安泰集团股份有限公司 2023 年度向特定对象发行股票募集说明书 声 明 本募集说明书按照《公开发行证券的公司信息披露内容与格式准则第 61 号 —上市公司向特定对象发行证券募集说明书和发行情况报告书》和《上市公司证 券发行注册管理办法》等要求编制。 本公司及全体董事、监事、高级管理人员承诺本募集说明书内容真实、准确、 完整，不存在虚假记载、误导性陈述或重大遗漏，按照诚信原则履行承诺，并承 担相应的法律责任。 公司控股股东、实际控制人承诺本募集说明书内容真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，按照诚信原则履行承诺，并承担相应的法 律责任。 公司负责人、主管会计工作负责人及会计机构负责人保证本募集说明书中财 务会计报告真实、完整。 中国证券监督管理委员会、上海证券交易所对本 ...

2023 年半年度报告 公司代码：600408 公司简称：安泰集团 山西安泰集团股份有限公司 2023 年半年度报告 1 / 115 2023 年半年度报告 重要提示 本报告期不进行利润分配或公积金转增股本。 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中若涉及前瞻性描述不构成公司对投资者的实质性承诺，敬请投资者注意投资风险。 七、 是否存在被控股股东及其他关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况 否 九、 是否存在半数以上董事无法保证公司所披露半年度报告的真实性、准确性和完整性 否 十、 重大风险提示 公司已在本报告中描述可能存在的相关风险，敬请查阅第三节"管理层讨论与分析"中关于 公司未来发展可能面对的风险因素等内容。 十一、 其他 □适用 √不适用 2 / 115 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人杨锦龙、主管会计工作负责人张安泰及会计机构负责人 ...

证券代码：600408 证券简称：安泰集团 编号：临 2023-031 山西安泰集团股份有限公司 关于向特定对象发行股票申请 收到上海证券交易所审核问询函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏， 并对其内容的真实性、准确性和完整性承担法律责任。 山西安泰集团股份有限公司（以下简称"公司"）于 2023 年 8 月 15 日收到 上海证券交易所（以下简称"上交所"）出具的《关于山西安泰集团股份有限公司向 特定对象发行股票申请文件的审核问询函》（上证上审（再融资）〔2023〕587 号） （以下简称"《问询函》"），上交所审核机构对公司向特定对象发行股票申请文件 进行了审核，并形成了首轮问询问题。 公司与相关中介机构将按照上述《问询函》的要求，对《问询函》中的相关 问题进行逐项落实，并及时提交对《问询函》的回复，回复内容将通过临时公告 方式及时披露，并通过上交所发行上市审核业务系统报送相关文件。 公司本次向特定对象发行股票事项尚需通过上交所审核，并获得中国证券监督 管理委员会（以下简称"中国证监会"）作出同意注册的决定后方可实施，最终 能否通过上交所审核，并获得中国 ...

上海证券交易所文件 上证上审（再融资）〔2023〕587 号 关于山西安泰集团股份有限公司向特定对象 发行股票申请文件的审核问询函 山西安泰集团股份有限公司、东北证券股份有限公司： 根据《证券法》《上市公司证券发行注册管理办法》《上海 证券交易所上市公司证券发行上市审核规则》等有关法律、法规 及本所有关规定等，本所审核机构对山西安泰集团股份有限公司 （以下简称发行人或公司）向特定对象发行股票申请文件进行了 审核，并形成了首轮问询问题。 1.关于本次募投项目 - 1 - 根据申报材料，1）发行人主营业务产品主要包括焦炭及其 副产品、型钢、电力等。本次募集资金拟投入"山西宏安焦化科 技有限公司 150t/h 干熄焦及配套余热综合利用项目"和"山西安 ─────────────── 泰集团股份有限公司 30000m³/h 焦炉煤气制氢项目"，建设完成 后将实现焦炭生产的环保升级，以及新增燃料氢气的产能；2） 本次两个项目的节能审查意见均尚未取得。 请发行人说明：（1）本次募投项目是否涉及新产品、新技 术，与公司现有业务及前次募投项目的区别与联系，本次募集资 金是否投向主业；（2）本次募投项目的准备和进展情况，是否 ...

上海证券交易所文件 上证上审（再融资）〔2023〕587 号 关于山西安泰集团股份有限公司向特定对象 发行股票申请文件的审核问询函 山西安泰集团股份有限公司、东北证券股份有限公司： - 1 - 根据申报材料，1）发行人主营业务产品主要包括焦炭及其 副产品、型钢、电力等。本次募集资金拟投入"山西宏安焦化科 技有限公司 150t/h 干熄焦及配套余热综合利用项目"和"山西安 ─────────────── 泰集团股份有限公司 30000m³/h 焦炉煤气制氢项目"，建设完成 后将实现焦炭生产的环保升级，以及新增燃料氢气的产能；2） 本次两个项目的节能审查意见均尚未取得。 请发行人说明：（1）本次募投项目是否涉及新产品、新技 术，与公司现有业务及前次募投项目的区别与联系，本次募集资 金是否投向主业；（2）本次募投项目的准备和进展情况，是否 具备实施本次募投项目相应的人员、技术、设备等能力储备；（3） 结合行业现状及发展趋势、竞争格局、下游客户需求、同行业可 比公司未来规划布局及产能扩张情况、发行人产能利用率、未来 规划布局、在手订单及客户拓展情况等，说明本次募投项目的必 要性、产能规划合理性以及新增产能消化措施；（ ...

山西安泰集团股份有限公司 关于参加山西辖区上市公司 2023 年 投资者网上集体接待日暨年报业绩说明会的预告公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏， 并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、活动类型 为进一步加强与投资者的互动交流，本公司将参加由中国证券监督管理委员会 山西监管局、山西省上市公司协会与深圳市全景网络有限公司联合举办的"2023 年 山西辖区上市公司投资者集体接待日活动"。届时公司高管将在线就公司 2022 年度 业绩、公司治理、发展战略、经营状况、融资计划、可持续发展等投资者关心的 问题，与投资者进行沟通与交流，欢迎广大投资者踊跃参与！ 二、活动方式 证券代码：600408 证券简称：安泰集团 编号：临 2023—022 出席本次活动的人员有：公司董事长杨锦龙先生、总经理兼董事会秘书郭全虎 先生、财务负责人张安泰先生和证券事务代表刘明燕女士。 四、联系方式 联系人：刘明燕 电 话：0354-7531034 电子邮箱：securities_dpt@antaigroup.com 欢迎广大投资者积极参与。 特此公告 山西安泰 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥2,638,766,862.04, representing a decrease of 18.26% compared to the same period last year[3]. - The net profit attributable to shareholders was -¥123,146,471.26, a decline of 341.12% year-on-year[3]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥124,417,048.48, down 331.16% from the previous year[3]. - The basic earnings per share were -¥0.12, reflecting a decrease of 340.00% compared to the same period last year[3]. - The weighted average return on equity was -5.01%, a decrease of 6.81 percentage points year-on-year[3]. - Net loss for Q1 2023 was ¥123,169,569.60, compared to a net profit of ¥51,158,408.53 in Q1 2022, representing a significant decline[16]. - Basic and diluted earnings per share for Q1 2023 were both -¥0.12, compared to ¥0.05 in Q1 2022[17]. Assets and Liabilities - Total assets at the end of the reporting period were ¥5,226,165,867.17, an increase of 0.34% from the end of the previous year[3]. - Total liabilities as of Q1 2023 amounted to ¥2,819,166,125.90, an increase from ¥2,681,762,115.04 in the previous year[14]. - Shareholders' equity attributable to shareholders was ¥2,398,272,161.58, down 4.80% from the end of the previous year[3]. - Total equity attributable to shareholders was ¥2,398,272,161.58, down from ¥2,519,255,860.67 in Q1 2022, reflecting a decrease of 4.8%[14]. Cash Flow - The cash flow from operating activities was ¥122,406,448.14, with a significant increase in payments received for steel products compared to the previous year[3]. - In Q1 2023, the cash inflow from operating activities was CNY 2,970,357,864.93, a decrease of 11.8% compared to CNY 3,368,742,580.18 in Q1 2022[19]. - The net cash flow from operating activities turned positive at CNY 122,406,448.14, compared to a negative CNY 139,814,936.94 in the same period last year[19]. - The company received CNY 3,622,842.05 in other cash related to operating activities, an increase from CNY 2,963,215.29 in the previous year[19]. - Payments for goods and services amounted to CNY 2,781,686,379.35, down from CNY 3,422,761,503.60 in Q1 2022, indicating a reduction in operational costs[19]. - The company paid CNY 5,167,740.26 in taxes, significantly lower than CNY 19,259,104.65 in the same quarter last year, reflecting improved tax management[19]. Investment and Financing Activities - Cash outflow from investing activities was CNY 37,430,841.71, down from CNY 59,254,585.16 in Q1 2022, resulting in a net cash flow from investing activities of -CNY 37,430,841.71[20]. - The cash inflow from financing activities was CNY 36,000,000.00, while cash outflow totaled CNY 64,114,332.81, leading to a net cash flow from financing activities of -CNY 64,114,332.81[20]. - The company did not report any cash inflow from investment activities in Q1 2023, compared to CNY 4,112,618.45 in Q1 2022[20]. Research and Development - Research and development expenses for Q1 2023 were ¥14,489,234.65, a decrease of 29.0% from ¥20,388,353.81 in Q1 2022[15]. Government Support and Future Plans - The company received government subsidies amounting to ¥1,862,062.33 during the reporting period[5]. - The company plans to issue shares to specific targets, pending approval from the shareholders' meeting and regulatory authorities[9]. - The company has not disclosed any new product developments or market expansion strategies in the provided reports[18].

Financial Performance - The company's operating revenue for 2022 was CNY 12,696,313,469.85, a decrease of 2.26% compared to CNY 12,989,937,497.51 in 2021[19]. - The net profit attributable to shareholders for 2022 was a loss of CNY 297,083,626.82, representing a decline of 204.84% from a profit of CNY 283,380,538.70 in 2021[19]. - The net cash flow from operating activities was CNY 20,267,359.82, down 95.82% from CNY 485,029,465.61 in the previous year[19]. - The total assets at the end of 2022 were CNY 5,208,231,699.74, a decrease of 1.25% from CNY 5,274,323,616.09 at the end of 2021[19]. - The net assets attributable to shareholders decreased by 10.45% to CNY 2,519,255,860.67 from CNY 2,813,232,679.07 in 2021[19]. - The basic earnings per share for 2022 was -CNY 0.2951, a decline of 204.83% compared to CNY 0.2815 in 2021[20]. - The weighted average return on equity was -11.14% for 2022, a decrease of 21.71 percentage points from 10.57% in 2021[20]. - The total operating revenue for 2022 was 12.696 billion RMB, a decrease of 2.26% year-on-year, while the net profit attributable to shareholders was -297 million RMB, indicating a loss[34][35]. - The company reported a net loss of CNY 322,755,469.30 in 2022, compared to a loss of CNY 26,722,498.59 in 2021[172]. - The company's total equity decreased from CNY 2,816,307,417.43 in 2021 to CNY 2,526,469,584.70 in 2022, a decline of about 10%[172]. Cash Flow and Investments - The company's cash flow from operating activities showed a negative net amount of CNY 139.81 million in Q1 and CNY 74.97 million in Q4, indicating cash flow challenges throughout the year[22]. - The net cash flow from operating activities decreased by CNY 46,476,210.00 year-on-year, totaling CNY 20,267,400.00[60]. - The net cash flow from investing activities was -CNY 20,251,040.00, a decrease of CNY 2,539,800.00 year-on-year[60]. - The net cash flow from financing activities was -CNY 32,487,040.00, down by CNY 37,661,380.00 year-on-year[60]. - The company incurred financial expenses of approximately ¥115.14 million in 2022, up from ¥60.91 million in 2021, representing an increase of about 88.5%[182]. - The net cash flow from operating activities for 2022 was approximately ¥20.27 million, a decrease of 95.8% from ¥485.03 million in 2021[186]. Operational Challenges - The steel industry faced significant challenges in 2022, with weakened downstream demand and high inventory levels, leading to a substantial decline in profitability for steel and coking enterprises[28]. - The company aims to strengthen its core businesses in coking and steel rolling, focusing on enhancing the entire coal-coke-steel industrial chain over the next five years[27]. - The company has identified potential risks in its future development, which are detailed in the management discussion and analysis section[7]. - The company has been actively optimizing its management and addressing historical issues to reduce operational risks and enhance internal development momentum[27]. - The company is committed to improving its operational management to enhance profitability amid potential operational risks[78]. Environmental and Sustainability Efforts - The company has invested heavily in environmental projects to improve pollution control and enhance environmental performance, aligning with government regulations[30]. - The company is actively pursuing green development and has been included in the national list of "green factories"[125]. - The company has established an environmental management system in accordance with ISO14001 standards, ensuring effective monitoring and management of environmental facilities[120]. - The company implemented carbon reduction measures, resulting in a reduction of 66,883 tons of CO2 equivalent emissions[126]. - The company constructed a wastewater treatment plant with a capacity of 20,000 m³/d, achieving zero wastewater discharge by reusing all treated water[119]. Corporate Governance and Management - The company has a strong focus on corporate governance, with multiple independent directors ensuring oversight[84]. - The board consists of 43 members, with 103 years of combined experience in various roles[84]. - The company emphasizes the importance of professional qualifications among its board members, including certified accountants and engineers[84]. - The company has maintained a stable leadership structure, with many members serving multiple terms[84]. - The company conducted a board and supervisory committee restructuring due to the expiration of the 10th board's term[85]. Shareholder and Capital Structure - The total number of ordinary shareholders at the end of the reporting period was 57,348, an increase from 55,301 at the end of the previous month[146]. - The largest shareholder, Li Anmin, holds 317,807,116 shares, representing 31.57% of the total shares, and has pledged all his shares[148]. - The total amount of shares pledged by Li Anmin is valued at approximately 247,236.77 million RMB, with a repayment deadline of June 20, 2023[155]. - The company did not report any new capital contributions from shareholders during 2022, maintaining the same capital structure as the previous year[197]. Related Party Transactions - The company reported significant related party transactions in 2022, with total amounts reaching approximately CNY 5.64 billion, accounting for 44.11% of similar transactions[135]. - Antai Group's related party sales amounted to CNY 3.374 billion, accounting for 26.58% of total operating revenue, while related party purchases were CNY 5.639 billion, representing 44.71% of total operating costs[162]. - The audit report confirms that all related party transactions were disclosed in accordance with accounting standards, ensuring transparency in financial reporting[162]. Future Outlook - The company plans to strengthen its core business in coking and steel rolling while expanding into upstream and downstream industries to enhance product value[74]. - The 2023 outlook indicates that the steel market may remain relatively stable, supported by government policies, despite challenges from the real estate sector and declining manufacturing exports[72]. - The company aims to focus on industry consolidation, mergers and acquisitions, and high-quality transformation for sustainable development[74].

Financial Performance - The company's operating revenue for Q3 2022 was ¥3,085,886,114.31, a decrease of 17.72% compared to the same period last year[3]. - The net profit attributable to shareholders was -¥176,736,316.83, representing a decline of 1,847.34% year-on-year[3]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥177,923,421.88, down 1,962.16% from the previous year[3]. - The basic earnings per share for the period was -¥0.18, a decrease of 1,900.00% compared to the same period last year[3]. - Net profit for the third quarter of 2022 was a loss of ¥63,870,134.30, compared to a profit of ¥453,012,150.90 in the same quarter of 2021[15]. - The total comprehensive income attributable to the parent company for Q3 2022 was -62,714,119.33 CNY, compared to 452,724,811.11 CNY in Q3 2021[16]. - Basic and diluted earnings per share for Q3 2022 were both -0.06 CNY, down from 0.45 CNY in Q3 2021[16]. Revenue and Costs - Total revenue for the first three quarters of 2022 reached ¥10,153,960,343.83, an increase of 7.57% compared to ¥9,437,408,328.74 in the same period of 2021[14]. - Total operating costs for the first three quarters of 2022 were ¥10,248,077,711.75, up 15.1% from ¥8,906,058,469.62 in 2021[14]. Assets and Liabilities - The total assets at the end of the reporting period were ¥5,867,115,323.44, an increase of 11.24% from the end of the previous year[3]. - The company's total assets as of September 30, 2022, amounted to ¥5,867,115,323.44, an increase from ¥5,274,323,616.09 at the end of 2021[12]. - Current liabilities increased to ¥2,272,226,745.23 as of September 30, 2022, compared to ¥1,548,439,005.74 at the end of 2021, reflecting a rise of 46.7%[11]. - The total equity attributable to shareholders decreased to ¥2,752,177,278.04 as of September 30, 2022, from ¥2,813,232,679.07 at the end of 2021[12]. Cash Flow - The net cash flow from operating activities for the year-to-date was ¥95,241,358.67, a decrease of 68.54% compared to the previous year[3]. - Cash inflow from operating activities for the first three quarters of 2022 was 10,903,661,576.87 CNY, an increase from 10,308,067,985.01 CNY in the same period of 2021[18]. - Net cash flow from operating activities for the first three quarters of 2022 was 95,241,358.67 CNY, down from 302,762,142.07 CNY in the same period of 2021[18]. - Net cash outflow from investing activities for the first three quarters of 2022 was -92,011,802.80 CNY, compared to -120,402,824.28 CNY in the same period of 2021[19]. - Net cash flow from financing activities for the first three quarters of 2022 was -185,958,512.97 CNY, compared to -164,332,471.87 CNY in the same period of 2021[19]. - The cash and cash equivalents at the end of Q3 2022 were 430,947,160.24 CNY, up from 272,024,823.25 CNY at the end of Q3 2021[19]. - The company received 236,000,000.00 CNY from borrowings in Q3 2022, down from 280,000,000.00 CNY in Q3 2021[19]. - The company paid 268,040,000.00 CNY in debt repayments in Q3 2022, compared to 313,423,570.99 CNY in Q3 2021[19]. Shareholder Information - The company reported a total of 57,132 common shareholders at the end of the reporting period[6]. - The largest shareholder, Li Anmin, holds 31.57% of the shares, amounting to 317,807,116 shares, which are pledged[7]. Research and Development - The company reported a significant increase in research and development expenses, totaling ¥91,004,467.08 for the first three quarters of 2022, compared to ¥75,648,891.72 in 2021[14]. Financial Expenses - The company recorded a significant increase in financial expenses, which reached ¥101,377,903.31 in the first three quarters of 2022, compared to ¥67,200,713.04 in the same period of 2021[14]. Product Development and Strategy - The company has not disclosed any new product developments or market expansion strategies in this report[8].