东方证券股份有限公司 章 程 二〇二四年十一月 | 第一章 | 总则 1 | | --- | --- | | 第二章 | 经营宗旨和范围 2 | | 第三章 | 党的组织 3 | | 第四章 | 股份 4 | | | 第一节 股份发行 4 | | | 第二节 股份增减和回购 6 | | | 第三节 股份转让 8 | | | 第四节 股权管理事务 10 | | | 第五节 购买公司股份的财务资助 11 | | | 第六节 股票和股东名册 12 | | 第五章 | 股东和股东大会 16 | | | 第一节 股东 16 | | | 第二节 股东大会的一般规定 21 | | | 第三节 股东大会的召集 24 | | | 第四节 股东大会的提案和通知 26 | | | 第五节 股东大会的召开 28 | | | 第六节 股东大会的表决和决议 32 | | | 第七节 类别股东表决的特别程序 36 | | 第六章 | 董事会 38 | | | 第一节 董事 38 | | | 第二节 董事会 42 | | | 第三节 董事会专门委员会 47 | | | 第四节 董事会秘书 49 | | | 第七章总裁及其他高级管理人员 49 ...

证券代码：600958 证券简称：东方证券 公告编号：2024-041 东方证券股份有限公司 2024 年第二次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 (一) 股东大会召开的时间：2024 年 11 月 22 日 (二) 股东大会召开的地点：上海市中山南路 119 号 15 楼会议室 (三) 出席会议的普通股股东及其持有股份情况： | 1、出席会议的股东和代理人人数 | | 1,207 | | --- | --- | --- | | 其中：A 股股东人数 | | 1,206 | | 境外上市外资股股东人数（H | 股） | 1 | | 2、出席会议的股东所持有表决权的股份总数（股） | | 3,432,027,828 | | 其中：A 股股东持有股份总数 | | 3,352,251,264 | | 境外上市外资股股东持有股份总数（H | 股） | 79,776,564 | | 3、出席会议的股东所持有表决权股份数占公司有表决权 ...

特此公告。 证券代码：600958 证券简称：东方证券 公告编号：2024-040 东方证券股份有限公司 关于高级管理人员辞职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 东方证券股份有限公司（以下简称"公司"）董事会于近日收到 公司副总裁徐海宁女士的书面辞职报告。因个人职业发展原因，徐海 宁女士申请辞去公司副总裁等职务，辞职后不再担任公司任何职务。 根据《公司章程》等规定，上述辞职自送达董事会之日起生效。徐海 宁女士向董事会确认，其与董事会并无意见分歧，亦无其他因辞职而 需知会股东或香港联交所的事宜。 徐海宁女士在公司任职期间恪尽职守，勤勉尽责，大力践行普惠 金融理念，深入推进公司财富管理业务转型，持续推动基金投顾业务 发展，不断提升买方投顾行业竞争优势，为公司财富管理业务发展和 品牌建设做出了积极贡献。公司董事会对徐海宁女士表示衷心地感谢！ 东方证券股份有限公司董事会 2024 年 11 月 20 日 1 ...

Group 1 - The core viewpoint of the report indicates that Tencent Music's revenue for Q3 2024 is 7.02 billion RMB, with a gross margin of 42.6% [1] - The strong growth in music subscription and advertising service revenue, along with the gradual increase in original content, significantly contributed to the revenue [2] - The online music service revenue reached 5.48 billion RMB, driven by high-quality content, attractive membership benefits, optimized user operations, and effective promotional measures [2] Group 2 - Social entertainment service revenue amounted to 1.54 billion RMB, primarily due to adjustments in live interaction features, strengthened compliance procedures, and competition from other platforms [2] - The increase in both online music paying users and ARPPU indicates a continuous improvement in the revenue structure and profit margin for online music [2] - The company maintains a "buy" rating, suggesting positive outlook and confidence in future performance [3]

Group 1 - The company, Yimi Fund Management Co., Ltd., has decided to participate in a fee discount activity in collaboration with Dongfang Securities Co., Ltd. to thank investors for their support [1] - All funds managed by the company that are distributed by Dongfang Securities will participate in the fee discount activity [2] - Starting from November 18, 2024, investors can subscribe (including regular investment plans) to the company's funds through Dongfang Securities without discount limits, except for fixed fees [3] Group 2 - The interpretation rights of the discount activity belong to Dongfang Securities, and the specific time and process for business handling will be determined by Dongfang Securities [4] - The fee discount only applies to subscription fees for the participating funds and does not include redemption, conversion, or other business fees [4] - Investors are encouraged to read the fund contracts, prospectuses, and other legal documents for detailed information about each fund [4] Group 3 - Investors can contact the company or Dongfang Securities for more details, with provided customer service numbers and websites for both entities [6] - The announcement is made by Yimi Fund Management Co., Ltd. on November 18, 2024 [9]

Investment Rating - The report maintains a "Recommended" rating for Dongfang Securities with a target price of 13.3 CNY, compared to the current price of 11.29 CNY [1]. Core Views - The performance of Dongfang Securities in Q3 2024 met expectations, with self-operated business showing certain resilience. The total operating revenue, excluding other business income, was 9.1 billion CNY, a year-on-year decrease of 4.9%, while the net profit attributable to shareholders was 3.3 billion CNY, a year-on-year increase of 15.6% [1][3]. - The self-operated business significantly improved year-on-year, with net income from capital-intensive businesses totaling 5.01 billion CNY, and a quarterly net income of 2.05 billion CNY, reflecting a slight increase [1][3]. - The report highlights the company's credit business, with interest income of 4.06 billion CNY and a margin increase in margin financing business [1][3]. Financial Summary - The total operating revenue for 2024 is projected to be 17,090 million CNY, with a year-on-year growth rate of 13.7% [3][5]. - The net profit for 2024 is estimated at 2,754 million CNY, reflecting a year-on-year growth of 20.0% [3][5]. - Earnings per share (EPS) for 2024 is projected to be 0.32 CNY, with a price-to-earnings (P/E) ratio of 34.8 [3][5]. - The report indicates a return on equity (ROE) of 4.1% for the reporting period, with a slight year-on-year increase [1][3]. Business Segments - The brokerage business generated revenue of 1.6 billion CNY, with a year-on-year decrease of 20% [1][3]. - Investment banking revenue was reported at 830 million CNY, with a slight year-on-year decline [1][3]. - Asset management revenue was 1.02 billion CNY, showing a year-on-year decrease of 1.6 billion CNY [1][3].

为进一步加强与广大投资者的沟通交流，东方证券股份有限公司 （以下简称"公司"）将参加"2024 年上海辖区上市公司三季报集 体业绩说明会"活动，现将有关事项公告如下： 本次活动将采取网络的方式举行，投资者可以登录"上证路演中 心"网站（https://roadshow.sseinfo.com）或关注微信公众号上证 路演中心参与互动交流，活动时间为 2024 年 11 月 13 日（周三）15:00 至 16:30。 证券代码：600958 证券简称：东方证券 公告编号：2024-039 东方证券股份有限公司 关于参加 2024 年上海辖区上市公司 三季报集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 1 届时公司董事会秘书王如富先生及董事会办公室相关人员将通 过网络在线交流形式与投资者就公司治理、发展战略、经营状况和可 持续发展等投资者关注的问题进行沟通。 欢迎广大投资者积极参与。 特此公告。 东方证券股份有限公司董事会 2024 年 11 月 5 日 ...

Investment Rating - The investment rating for the company is "Outperform the Market" and is maintained [1][3]. Core Views - The report highlights significant growth in the company's proprietary trading business, with a year-on-year increase of 69.1% in investment income for the first three quarters of 2024. However, the asset management business has seen a substantial decline, with a year-on-year decrease of 37.1% [3][5]. - The company achieved a total revenue of 14.08 billion yuan in the first three quarters of 2024, reflecting a year-on-year growth of 2.8%, while the net profit attributable to the parent company reached 3.30 billion yuan, up 15.6% year-on-year [3][5]. - The report projects a reasonable value range for the company's stock between 9.52 and 11.25 yuan, based on a price-to-book ratio of 1.1-1.3x for 2024 [5][3]. Summary by Sections Financial Performance - For the first three quarters of 2024, the company reported operating income of 14.08 billion yuan, a 2.8% increase year-on-year, and a net profit of 3.30 billion yuan, which is a 15.6% increase year-on-year. The earnings per share (EPS) was 0.37 yuan, with a return on equity (ROE) of 4.2%, up 0.5 percentage points year-on-year [3][5]. - The third quarter alone saw operating income of 5.51 billion yuan, a 10.2% increase year-on-year, and a net profit of 1.19 billion yuan, which is a 24.6% increase year-on-year [3][5]. Business Segments - The brokerage business generated revenue of 1.60 billion yuan in the first three quarters of 2024, down 26.0% year-on-year, accounting for 17.5% of total revenue. The average daily trading volume in the market decreased by 7.8% year-on-year [4][5]. - The investment banking segment reported revenue of 830 million yuan, down 30.2% year-on-year, with equity underwriting down 80.2% but bond underwriting up 18.5% [4][5]. - The asset management segment's revenue was 1.02 billion yuan, down 37.1% year-on-year, with total assets under management at 224.9 billion yuan, a decrease of 4.6% from the beginning of the year [5][4]. Future Projections - The report forecasts EPS for 2024, 2025, and 2026 to be 0.48 yuan, 0.57 yuan, and 0.61 yuan respectively, with book value per share (BVPS) projected at 8.65 yuan, 8.92 yuan, and 9.22 yuan for the same years [6][9]. - The company is expected to continue its transformation in wealth management and fund management, which are seen as growth areas [5][3].

Investment Rating - The investment rating for the company is "Buy" (maintained) [3] Core Views - The company's self-operated business has significantly improved, driving positive performance growth [3][5] - For the first nine months of 2024, the company achieved a total operating revenue of 14.08 billion, a year-on-year increase of 2.81%, and a net profit attributable to shareholders of 3.30 billion, up 15.57% year-on-year [2][5] - The weighted average ROE is 4.16%, an increase of 0.49 percentage points compared to the same period last year [2][5] Financial Performance Summary - In Q3 2024, the company reported an operating revenue of 5.51 billion, a year-on-year increase of 10.16% and a quarter-on-quarter increase of 11.03% [2][5] - The net profit for Q3 2024 was 1.19 billion, reflecting a year-on-year increase of 24.58% but a quarter-on-quarter decrease of 2.81% [2][5] - The company’s total assets as of Q3 2024 were 322.20 billion, with a debt-to-asset ratio of 79.07% [3][10] Revenue Breakdown - Brokerage business net income for the first nine months of 2024 was 1.60 billion, down 26.0% year-on-year [6] - Asset management revenue for the same period was 1.02 billion, down 37.1% year-on-year, primarily due to a decrease in fund management fees [6] - Investment income saw a significant increase, with net investment income reaching 4.14 billion, up 77.1% year-on-year, accounting for 45.4% of the main revenue [7] Future Earnings Forecast - The company expects revenue for 2024-2026 to be 18.00 billion, 19.40 billion, and 21.24 billion respectively, with year-on-year growth rates of 5.3%, 7.9%, and 9.4% [7][8] - Net profit attributable to shareholders is projected to be 4.40 billion, 5.10 billion, and 5.55 billion for the same years, with growth rates of 60.1%, 15.2%, and 7.7% respectively [7][8] - The estimated EPS for 2024-2026 is 0.52, 0.60, and 0.64 yuan per share [7][8]

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年10月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 東方證券股份有限公司 呈交日期: 2024年11月1日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 600958 | 說明 | 上海證券交易所 | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 7,469,482,864 RMB | | | 1 RMB | | 7,469,482,864 | | 增加 / 減少 (-) | | | | | | RMB | | | | 本月底結存 | | | 7,469,482,864 RMB | | | 1 RMB | | 7,469,482,864 | | 2. 股份分類 | 普通股 | 股 ...