Financial Performance - The company's operating revenue for Q1 2025 was CNY 1,046,469,899.94, a decrease of 8.12% compared to CNY 1,138,949,821.73 in the same period last year[4] - Net profit attributable to shareholders was CNY 95,644,060.12, down 39.15% from CNY 157,182,523.64 year-on-year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 81,309,904.94, a decline of 42.67% compared to CNY 141,816,127.51 in the previous year[4] - The basic earnings per share decreased to CNY 0.10, down 41.18% from CNY 0.17 in the same period last year[5] - The weighted average return on equity was 1.41%, a decrease of 1.08 percentage points from 2.49% year-on-year[5] - The company reported a net profit margin of approximately 8.2% for Q1 2025, compared to 8.5% in Q1 2024[20] - The net profit for Q1 2025 is CNY 95,665,530.62, a decrease of 39.0% compared to CNY 156,869,306.52 in Q1 2024[21] - Operating profit for Q1 2025 is CNY 114,241,534.77, down 35.0% from CNY 175,931,256.18 in Q1 2024[21] - Total comprehensive income for Q1 2025 is CNY 98,911,384.69, down 36.5% from CNY 156,067,778.33 in Q1 2024[22] - Basic and diluted earnings per share for Q1 2025 are both CNY 0.10, compared to CNY 0.17 in Q1 2024, reflecting a 41.2% decrease[22] Cash Flow and Investments - The net cash flow from operating activities was CNY 298,123,297.71, a decrease of 26.54% compared to CNY 405,829,091.63 in the previous year[5] - Cash flow from operating activities for Q1 2025 is CNY 298,123,297.71, a decline of 26.5% compared to CNY 405,829,091.63 in Q1 2024[25] - The company reported a net cash outflow from investing activities of CNY -352,585,548.92 in Q1 2025, compared to CNY -254,945,584.61 in Q1 2024[27] - Cash and cash equivalents decreased to CNY 2,780,911,158.30 from CNY 2,920,677,942.63, a decline of 4.8%[15] - Cash and cash equivalents at the end of Q1 2025 amount to CNY 2,775,640,598.30, an increase from CNY 2,547,508,884.11 at the end of Q1 2024[27] Assets and Liabilities - Total assets at the end of the reporting period were CNY 14,051,736,181.15, an increase of 0.45% from CNY 13,988,638,523.78 at the end of the previous year[5] - Total assets increased to CNY 14,051,736,181.15 from CNY 13,988,638,523.78, a growth of 0.5%[17] - Total liabilities decreased to CNY 7,072,264,004.92 from CNY 7,350,999,657.73, a decline of 3.8%[17] - Shareholders' equity attributable to shareholders was CNY 6,971,686,279.11, up 5.16% from CNY 6,629,874,439.43 at the end of the previous year[5] - Shareholders' equity increased to CNY 6,979,472,176.23 from CNY 6,637,638,866.05, an increase of 5.1%[17] Operational Metrics - Total revenue for Q1 2025 was CNY 1,046,469,899.94, a decrease of 8.1% compared to CNY 1,138,949,821.73 in Q1 2024[20] - Total operating costs for Q1 2025 were CNY 960,847,309.90, down 1.2% from CNY 978,158,684.04 in Q1 2024[20] - The total revenue from sales of goods and services in Q1 2025 is CNY 1,060,709,639.13, down 17.2% from CNY 1,281,254,696.33 in Q1 2024[25] Other Financial Information - Non-recurring gains and losses amounted to CNY 14,334,155.18, after tax effects[7] - The company reported a total of 56,464 common shareholders at the end of the reporting period[10] - Accounts receivable increased to CNY 1,260,613,711.15, up 4.8% from CNY 1,202,598,724.12[15] - Inventory decreased to CNY 1,034,923,175.75 from CNY 1,081,297,778.10, a reduction of 4.3%[15] - Long-term borrowings increased to CNY 874,000,000.00 from CNY 847,000,000.00, a rise of 3.2%[17] - The company incurred interest expenses of CNY 35,509,642.23 in Q1 2025, compared to CNY 13,801,936.60 in Q1 2024, indicating a significant increase[21] - The company’s tax expenses for Q1 2025 are CNY 18,563,924.22, slightly lower than CNY 19,062,604.00 in Q1 2024[21]

中信建投证券股份有限公司关于宁波旭升集团股份有限公司 2024 年持续督导年度报告书 | 保荐人名称：中信建投证券股份有限 | 被保荐公司名称：宁波旭升集团股份有 | | --- | --- | | 公司 | 限公司 | | 保荐代表人姓名：杨逸墨 | 联系方式：021-68801584 联系地址：上海市浦东新区浦东南路 528 | | | 号证券大厦北塔 室 2203 | | 保荐代表人姓名：俞康泽 | 联系方式：021-68801584 528 | | | 联系地址：上海市浦东新区浦东南路 | | | 号证券大厦北塔 室 2203 | 经中国证券监督管理委员会（简称"中国证监会"）"证监许可[2024]764 号"批准，宁波旭升集团股份有限公司（简称"公司"或"旭升集团"）于 2024 年 6 月 14 日向不特定对象发行面值总额为人民币 280,000.00 万元的可转换公司 债券，期限 6 年。公司本次发行可转换公司债券募集资金总额为 280,000.00 万元， 扣除保荐承销费及其他发行相关费用合计（不含税）人民币 833.93 万元后，实 际募集资金净额为人民币 279,166.07 万元。经上海 ...

宁波旭升集团股份有限公司 内部控制审计报告 中国杭州市钱江新城新业路 8号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road, Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 www.zhcpa.cn 您可使用手机"扫一扫"或进入"注册 内部控制审计报告 中汇会审[2025]4042号 宁波旭升集团股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求,我 们审计了宁波旭升集团股份有限公司(以下简称旭升集团)2024年12月31日的财务 报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》《企业内部控制应用指引》《企业内部控制 评价指引》的规定,建立健全和有效实施内部控制,并评价其有效性是旭升集团 董事会的责任。 我们认为,旭升集团于2024年12月31日按照《企业内部控制基本规范》和相 关规定在所有重大方面保持了有效的财务报告内部控制。 中国杭 ...

宁波旭升集团股份有限公司 年度募集资金存放与使用情况鉴证报告 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 www.zhcpa.cn www.zhcpa.cn 年度募集资金存放与使用情况鉴证报告 中汇会鉴[2025]4041号 宁波旭升集团股份有限公司全体股东: 我们鉴证了后附的宁波旭升集团股份有限公司(以下简称旭升集团)管理层编 制的《关于2024年度募集资金存放与使用情况的专项报告》。 目 录 | | 页 次 | | --- | --- | | 一、年度募集资金存放与使用情况鉴证报告 | 1-2 | | IÍ 宁波旭升集团股份有限公司关于 2024 年度募集资金 | | | 存放与使用情况的专项报告 | 3-11 | 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 Flo ...

中信建投证券股份有限公司 关于宁波旭升集团股份有限公司 拟注销控股子公司暨关联交易的核查意见 中信建投证券股份有限公司（以下简称"保荐人"）作为宁波旭升集团股份 有限公司（以下简称"旭升集团"、"公司"）2024 年向不特定对象发行可转换公 司债券的保荐人，根据《证券发行上市保荐业务管理办法》《上海证券交易所股 票上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》《上 海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》等相关规定， 对旭升集团拟注销控股子公司暨关联交易事项进行了审慎核查，具体情况如下： 一、关联交易概述 公司于 2025 年 4 月 23 日召开第四届董事会独立董事专门会议 2025 年第一 次会议，审议通过了《关于拟注销控股子公司暨关联交易的议案》，并同意将该 议案提交董事会审议。2025 年 4 月 24 日，公司召开第四届董事会第七次会议， 审议通过了《关于拟注销控股子公司暨关联交易的议案》，为优化公司资源配置， 降低管理成本，公司拟注销宁波和升铝瓶技术有限公司（以下简称"和升铝瓶"）。 根据《上海证券交易所股票上市规则》及《上海证券交易所上市公司自律监管 ...

一、本次现场检查的基本情况 中信建投针对旭升集团的实际情况制订了现场检查工作计划。为顺利实施本 次现场工作，提高现场工作效率，切实履行持续督导工作，中信建投证券提前将 现场检查事宜通知旭升集团，并要求公司提前准备现场检查工作所需的相关文件 和资料。 2025 年 4 月 20 日，中信建投保荐代表人根据事先制订的现场检查工作计划， 采取与相关负责人员沟通及询问、查看公司生产经营场所、查阅公司主要业务合 同、往来款明细账、部分原始凭证、募集资金台账及专户对账单、三会文件、公 告文件等相关资料等形式，对包括公司治理和内部控制情况、三会运作情况、信 息披露情况、独立性以及与控股股东、实际控制人及其他关联方资金往来情况、 募集资金使用情况、关联交易、对外担保、重大对外投资情况以及经营状况在内 的事项进行现场检查，并在前述工作的基础上完成本次现场检查报告。 二、对现场检查事项逐项发表的意见 中信建投证券股份有限公司 关于宁波旭升集团股份有限公司 2024年度持续督导现场检查报告 根据中国证监会《证券发行上市保荐业务管理办法》（以下简称《保荐办法》） 和《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等有关 ...

关于宁波旭升集团股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 管理层的责任是提供真实、合法、完整的相关资料,按照中国证券监督管理委 员会、公安部、国务院国有资产监督管理委员会及中国银行保险监督管理委员会 《上市公司监管指引第8号 -- 上市公司资金往来、对外担保的监管要求》(中国证 券监督管理委员会公告[2022]26号文)及其他相关规定编制汇总表以满足监管要 求,并负责设计、执行和维护必要的内部控制,并保证其内容真实、准确、完整, 不存在虚假记载、误导性陈述和重大遗漏。 目 录 1、 专项审计报告 2、 附表 委托单位：宁波旭升集团股份有限公司 审计单位：中汇会计师事务所(特殊普通合伙) 联系电话：0571-88879999 LEE F 关于宁波旭升集团股份有限公司 非经营性资金占用及其他关联资金往来情况的专项审核说明 中汇会专[2025]4040号 宁波旭升集团股份有限公司全体股东: 我们接受委托,审计了宁波旭升集团股份有限公司(以下简称旭升集团)2024年 度财务报表,并出具了中汇会审[2025]4039号无保留意见的审计报告,在此基础上 对后附的旭升集团管理层编制的《20 ...

宁波旭升集团股份有限公司 2024 年度审计报告 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 www.zhcpa.cn Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 您可使用手机"扫一扫"或进入 | | | | 一、审计报告 | 页 次 1-6 | | --- | --- | | 二、财务报表 | 7-18 | | (一) 合并资产负债表 | 7-8 | | (二) 合并利润表 | 9 | | (三) 合并现金流量表 | 10 | | (四) 合并所有者权益变动表 | 11-12 | | (五) 母公司资产负债表 | 13-14 | | (六) 母公司利润表 | 15 | | (七) 母公司现金流量表 | 16 | | (八) 母公司所有者权益变动表 | 17-18 | 三、财务报表附注 19-114 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 ...

中信建投证券股份有限公司（以下简称"保荐人"）作为宁波旭升集团股份 有限公司（以下简称"旭升集团"、"公司"）2024 年向不特定对象发行可转 换公司债券的保荐人，根据《证券发行上市保荐业务管理办法》《上海证券交易 所股票上市规则》《上海证券交易所上市公司自律监管指引第 11 号——持续督 导》《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》等相 关法律、法规和规范性文件的规定，对旭升集团 2025 年度日常关联交易预计事 项进行了审慎核查，具体如下： 一、日常关联交易基本情况 （一）2024 年度日常关联交易的预计和执行情况 中信建投证券股份有限公司 关于宁波旭升集团股份有限公司 2025 年度日常关联交易预计的核查意见 旭升集团 2024 年度日常关联交易的预计与执行的具体情况如下： | 单位：万元 | | --- | | | | | 本年年初至 | 2025 | | | | 本次预计金额与上 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 关联交易类 | 关联人 | 2025 年预 | 年 3 | 月末与关联 | ...

Financial Performance - The company's operating revenue for 2024 was approximately CNY 4.41 billion, a decrease of 8.79% compared to CNY 4.83 billion in 2023[24]. - The net profit attributable to shareholders for 2024 was approximately CNY 416.26 million, down 41.71% from CNY 714.10 million in 2023[24]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was approximately CNY 358.04 million, a decrease of 46.76% compared to CNY 672.55 million in 2023[24]. - Basic and diluted earnings per share decreased by 41.56% to CNY 0.45 from CNY 0.77 in 2023[25]. - The weighted average return on equity dropped to 6.48%, down 5.59 percentage points from 12.07% in 2023[25]. - Operating profit was ¥472,555,989.42, down 42.33% year-on-year, while net profit decreased by 42.28% to ¥410,744,838.21[59]. - The main business revenue was ¥4,348,446,462.34, reflecting a decline of 8.84% year-on-year, with main business costs at ¥3,494,858,350.60, down 4.78%[61]. - The company's total revenue for the period was approximately ¥4.35 billion, a decrease of 8.84% compared to the previous year[65]. Cash Flow and Assets - The net cash flow from operating activities increased by 24.27% to approximately CNY 1.22 billion in 2024, compared to CNY 978.13 million in 2023[24]. - The total assets at the end of 2024 were approximately CNY 13.99 billion, an increase of 39.00% from CNY 10.06 billion at the end of 2023[24]. - The net cash flow from operating activities increased by 24.27% to ¥1,215,513,151.31, indicating improved operational efficiency[64]. - The net cash flow from investing activities is -¥3,414,804,751.68, which is not applicable for comparison as it was -¥1,268,827,446.16 in the previous year[75]. - The net cash flow from financing activities is ¥3,193,584,933.90, a significant increase of 2,144.60% from ¥142,278,836.34, mainly due to funds raised from the issuance of convertible bonds[75]. - The total assets at the end of the current period amount to ¥13,973,000,000, with cash and cash equivalents making up 20.88% of total assets, an increase of 41.44% from the previous period[77]. Strategic Initiatives - The company is focusing on new energy, lightweight, and integration as its strategic core while expanding into emerging sectors like energy storage and humanoid robots[35]. - The company aims to become a benchmark enterprise in the global new energy lightweight sector through a series of strategic initiatives[35]. - The company has maintained a dual-driven strategy focusing on both the new energy vehicle sector and emerging industries[35]. - The company is advancing its production capacity layout with the Mexico production base entering the equipment installation phase, expected to commence operations in 2025[40]. - The company plans to establish a production base in Thailand, focusing on manufacturing magnesium-aluminum alloy components for electric vehicles and humanoid robots, enhancing its Southeast Asian market presence[40]. - The company is entering emerging industries such as energy storage and robotics, leveraging its technological advantages in lightweight and high-strength materials[92]. Market and Competition - The company experienced challenges due to intense competition and fluctuating end-user demand, impacting order volumes[34]. - The company secured orders worth approximately 1.9 billion yuan from mainstream electric vehicle platforms in North America and won key project bids from several leading domestic new energy manufacturers[36]. - Global electric vehicle sales are projected to reach 18.236 million units in 2024, with a year-on-year growth of 24.4%, and China's electric vehicle production and sales expected to exceed 12.888 million units, growing by 34.4%[43]. - The penetration rate of electric vehicles in China surpassed 40% in 2023, driven by favorable policies and continuous model upgrades[44]. Research and Development - The company has a strong R&D advantage, focusing on lightweight technology for new energy vehicles and has received multiple awards for technological contributions[54]. - The product matrix includes applications in new energy vehicles, energy storage, and humanoid robots, showcasing significant product diversity[55]. - The company is committed to increasing research and development efforts in new products and materials for humanoid robots, aiming to capture opportunities in this emerging market[37]. - R&D expenses totaled ¥191.47 million, representing 4.34% of total revenue[72]. - A dedicated materials R&D team has been established to develop new alloy materials, enhancing the company's technological capabilities[94]. Governance and Compliance - The company has maintained compliance with relevant laws and regulations regarding the procedures for convening and voting at shareholder meetings[115]. - The company has not faced any delisting risk or bankruptcy reorganization issues[197]. - The company has not engaged in any significant related party transactions during the reporting period[199]. - The company has committed to transparency and accountability in its financial disclosures to protect investor interests[186]. - The company will ensure that its IPO prospectus does not contain false statements or significant omissions[185]. Environmental Responsibility - The company invested 579.91 million RMB in environmental protection during the reporting period[159]. - The company has implemented effective wastewater treatment processes, ensuring that all discharge meets municipal standards[160]. - The company has committed to using clean energy and reducing carbon emissions through advanced production technologies and digital factory initiatives[175]. - The company has established solid waste storage facilities that comply with environmental regulations, ensuring proper classification and storage of hazardous waste[167]. - The company has engaged third-party monitoring agencies to ensure long-term compliance with air and water pollution standards[172]. Employee Engagement and Compensation - The company emphasizes the importance of employee participation in management and rewards significant contributions to enhance employee engagement[139]. - The company has a training plan aimed at developing talent to support its strategic goals, covering various training programs for different employee levels[140]. - The total hours of outsourced labor amounted to 1,718,034.14 hours, with total payments for outsourced labor reaching 46.50 million yuan[141]. - The company has established a comprehensive compensation and performance evaluation system, ensuring that salary levels reflect job value and performance results[139]. Dividend Policy - The company plans to distribute a cash dividend of 3.80 RMB per 10 shares, totaling 354,628,046 RMB (including tax), which represents 85.19% of the net profit attributable to shareholders for the year 2024[148][151]. - The cash dividend policy stipulates that during the mature stage without significant capital expenditure, at least 80% of profits should be distributed as cash dividends[148]. - The company has established a stable profit distribution policy, prioritizing cash dividends and considering factors such as industry characteristics and major capital expenditure plans[149].