证券代码：688498 证券简称：源杰科技 公告编号：2023-046 陕西源杰半导体科技股份有限公司 股票交易异常波动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 陕西源杰半导体科技股份有限公司（以下简称"公司"）股票于 2023 年 9 月 22 日、9 月 25 日、9 月 26 日连续 3 个交易日内日收盘价格涨幅偏离值累计 达到 30%。根据《上海证券交易所科创板股票上市规则》《上海证券交易所交易 规则》《上海证券交易所科创板股票异常交易实时监控细则》的有关规定，属于 股票交易异常波动。 经公司自查并书面问询公司控股股东、实际控制人，截至本公告披露日， 公司日常经营情况正常，未发生重大变化。公司不存在应披露而未披露的重大信 息。 近期 AI 技术的发展，引发了投资者对 AI 技术驱动算力需求增长，而带 来的 400G、800G 高速光模块需求等市场热点的较高关注度。在光通信领域中， 公司开发的高速光芯片目前在客户端测试。后期，产品导入、市场拓展以及收入 的实现都存有很大不确定性。公司郑重提 ...

关于陕西源杰半导体科技股份有限公司 股票交易异常波动问询函的回函 陕西源杰半导体科技股份有限公司: 贵公司发出的《陕西源杰半导体科技股份有限公司股票交易异常 波动的问询函》已收悉,经认真自查核实,现将有关问题回复如下: 本人为陕西源杰半导体科技股份有限公司(以下简称"上市公司") 的控股股东、实际控制人,截止目前不存在影响上市公司股票交易异 常波动的重大事项,不存在其他应披露而未披露的重大信息,包括但 不限于筹划涉及上市公司的重大资产重组、股份发行、重大交易类事 项、业务重组、股份回购、股权激励、破产重整、重大业务合作、引 进战略投资者等重大事项。 本人在公司本次股票异常波动期间,不存在买卖公司股票的行 为。 特此回函! 控股股东、实际控制人: 2023 年 9 月 26 日 ...

国泰君安证券股份有限公司 1 | 序号 | 工作内容 | 持续督导情况 | | --- | --- | --- | | | 做出的各项承诺 | 上海证券交易所发布的业务规则 | | | | 及其他规范性文件，切实履行其所 | | | | 做出的各项承诺 | | | 督导上市公司建立健全并有效执行公司治理制 | 保荐机构督促源杰科技依照相关 | | 7 | 度，包括但不限于股东大会、董事会、监事会议 | 规定健全完善公司治理制度，并严 | | | 事规则以及董事、监事和高级管理人员的行为规 | 格执行公司治理制度 | | | 范等 | | | | 督导上市公司建立健全并有效执行内控制度，包 | 保荐机构对源杰科技内控制度的 | | | 括但不限于财务管理制度、会计核算制度和内部 | 设计、实施和有效性进行了核查， | | 8 | 审计制度，以及募集资金使用、关联交易、对外 | 源杰科技的内控制度符合相关法 | | | 担保、对外投资、衍生品交易、对子公司的控制 | 规要求并得到了有效执行，能够保 | | | 等重大经营决策的程序与规则等 | 证公司的规范运行 | | | 督导上市公司建立健全并有效执行信息披露制 ...

证券代码：688498 证券简称：源杰科技 公告编号：2023-045 陕西源杰半导体科技股份有限公司 关于参加 2023 年半年度半导体行业集体业绩说明会 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （http://roadshow.sseinfo.com/） 投资者可于 2023 年 9 月 1 日(星期五) 16:00 前通过邮件、电话等形式 将需要了解和关注的问题提前提供给公司。公司将在文字互动环节对投资者普 遍关注的问题进行回答。 陕西源杰半导体科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 25 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况、发展理念，公司参与了由上交所主办的 2023 年半年度半导体行业集体业绩说明会，此次活动将采用网络文字互动的方 式 举 行 ， 投 资 者 可 登 录 上 海 证 券 交 易 所 上 证 路 演 中 心 （http://roadshow.sseinfo.com/）参 ...

Financial Performance - The company reported a revenue of 500 million RMB for the first half of 2023, representing a 20% increase compared to the same period last year[15]. - The company's operating revenue decreased by 50.07% year-on-year, primarily due to poor demand for optical chips in the fiber access and data center markets, resulting in reduced purchases from downstream customers[28]. - Net profit attributable to shareholders decreased by 60.47% year-on-year, mainly due to poor market demand, revenue decline, and significant reduction in the proportion of high-margin products[28]. - Basic and diluted earnings per share decreased by 70.55% year-on-year, with a 92.78% decline in basic earnings per share after excluding non-recurring gains and losses[28]. - The company's operating revenue for the first half of 2023 was ¥61,319,058.10, a decrease of 50.07% compared to the same period last year[84]. - The net profit attributable to shareholders for the same period was ¥19,391,086.23, down 60.47% year-on-year[84]. - The net cash flow from operating activities decreased by 177.20% year-on-year, attributed to a significant decline in customer payments and increased cash outflows from purchasing goods and paying employee salaries[28]. - The weighted average return on net assets decreased by 6.74 percentage points, primarily due to reduced profits and increased net assets during the reporting period[28]. Research and Development - Research and development expenses increased by 30% year-on-year, totaling 100 million RMB, focusing on new semiconductor technologies[15]. - Research and development expenditure accounted for 21.52% of operating income, an increase of 12.33 percentage points compared to the previous year[70]. - The company has invested 13,195,604.08 yuan in R&D this period, a 16.95% increase from the previous year, with R&D expenses accounting for 21.52% of operating revenue, up 12.33 percentage points[118]. - The company has multiple production lines for MOCVD epitaxy, grating processes, and automated chip testing, ensuring a controllable production process[76]. - The company has achieved significant breakthroughs in the integrated technology of electro-absorption modulators, including the design of a 100G PAM4 EML laser chip, which is currently in the validation testing phase[104]. - The company has successfully developed non-hermetic application chip structures that allow high-speed laser chips to operate reliably in high-temperature and high-humidity environments, leading to bulk supply to large data center customers[105]. - The company has made advancements in phase-shifting grating technology, enhancing the yield and performance metrics of all laser chips produced[106]. - The company has developed a buried laser chip manufacturing platform, producing high-power laser chips with a power output of 70mW and 100mW, which are essential for future silicon photonics trends[112]. - The company has developed anti-reflection technology that integrates isolation functions into chip structures, reducing packaging costs and dependency on imported isolators[114]. - The company has accumulated a total of 45 intellectual property rights, including 16 invention patents and 15 utility model patents, as of the end of the reporting period[122]. Market Expansion and Strategy - The company expects a revenue growth of 25% for the second half of 2023, driven by new product launches and market expansion strategies[15]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[15]. - The company is actively expanding its market presence, particularly in the 5G wireless front-haul and optical access markets, despite facing challenges in demand[32]. - The company has established partnerships with three major telecom operators to enhance distribution channels[15]. - The demand for AI data centers has surged, leading to an expected increase in orders for 400G/800G optical modules and corresponding optical chips in the next one to two years[89]. - The company is focusing on expanding its market presence and enhancing its sales system to better serve major clients[158]. Operational Challenges and Risks - The company's operating revenue for the current period is RMB 61,319,058.10, a decrease of 50.07% compared to RMB 122,802,844.47 in the same period last year[171]. - The company faces risks related to new product development, including high costs and the need for strict customer certification, which could adversely affect its operational performance if not managed properly[125]. - The company faces risks related to market demand fluctuations and potential declines in product prices affecting gross margins[165]. - The company faces risks related to accounts receivable management and potential market demand fluctuations in the optical communication sector, particularly in data centers[172]. Employee and Management - The total number of employees reached 559, with R&D personnel accounting for 13.77% of the workforce[154]. - The company employs a total of 77 R&D personnel, with 70.13% holding a bachelor's degree and 53.25% being under 30 years old[136]. - The company emphasizes talent cultivation and has implemented stock incentive plans to stabilize its core talent team, which is essential for maintaining its competitive advantage[145]. Corporate Governance - The company held its first extraordinary general meeting on January 18, 2023, where resolutions included changes to registered capital and internal governance[199]. - The annual general meeting on May 18, 2023, approved multiple resolutions, including the 2022 annual report and the 2023 financial budget proposal[200]. - The company has not disclosed any significant equity investments or major asset sales during the reporting period[188]. - The company has not proposed any profit distribution or capital reserve transfer plans for the current period[198].

经核查，我们认为，公司 2023 年半年度募集资金存放与实际使用情况符合 《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上 海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管 指引第 1 号—规范运作》和公司《募集资金管理制度》等有关规定，不存在募集 资金违规存放和使用的行为，亦不存在改变或变相改变募集资金投向和损害公司 及全体股东利益的情形。公司《2023 年半年度募集资金存放与实际使用情况的 专项报告》如实反映了公司募集资金 2023 年半年度实际存放与使用情况。 独立董事关于第一届董事会第二十二次会议相关事项的 独立意见 根据《中华人民共和国公司法》《上海证券交易所科创板股票上市规则》和 《上市公司独立董事规则》等有关法律、法规和其他规范性文件及《陕西源杰半 导体科技股份有限公司章程》和《陕西源杰半导体科技股份有限公司独立董事工 作制度》等相关规定，我们作为陕西源杰半导体科技股份有限公司（以下简称"公 司"）第一届董事会的独立董事，在事先查阅公司提供的有关资料、了解有关情 况后，基于审慎、客观、独立判断的立场，我们对公司第一届董事会第二十二次 会议审议的有关 ...

证券代码：688498 证券简称：源杰科技 公告编号：2023-044 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 陕西源杰半导体科技股份有限公司（以下简称"公司"）第一届监事会第十 一次会议于 2023 年 8 月 24 日在陕西省西咸新区沣西新城开元路 1265 号公司会 议室以现场结合通讯的方式召开。本次会议通知于 2023 年 8 月 14 日以邮件的方 式向全体监事发出，本次会议应出席监事 3 人，实际出席监事 3 人。本次会议由 公司监事会主席耿雪女士主持。本次会议的召集、召开程序符合《中华人民共和 国公司法》《中华人民共和国证券法》等法律、法规和规范性文件以及《陕西 源杰半导体科技股份有限公司章程》的规定，会议决议合法有效。 陕西源杰半导体科技股份有限公司 第一届监事会第十一次会议决议公告 二、监事会会议审议情况 经与会监事认真审议，以记名投票方式，通过了如下议案： （一）审议通过《关于审议<陕西源杰半导体科技股份有限公司 2023 年半 年度报告及其摘要>的议案》 公司监事会认为 ...

（一） 实际募集资金金额、资金到位时间 根据本公司 2021 年第一次临时股东大会会议决议和第一届董事会第四次会 议决议，经中国证券监督管理委员会《关于同意陕西源杰半导体科技股份有限 公司首次公开发行股票注册的批复》（证监许可〔2022〕2638 号）批准注册申 请，本公司于 2022 年 12 月向社会公开发行人民币普通股（A 股）股票 15,000,000.00 股，每股面值 1.00 元，发行价为每股 100.66 元，募集资金总额 为人民币 1,509,900,000.00 元，扣除不含税的发行费用 131,222,672.46 元，公 司实际募集资金净额为 1,378,677,327.54 元。上述资金于 2022 年 12 月 16 日全 部到位，业经立信会计师事务所（特殊普通合伙）审验，并出具信会师报字 [2022]第 ZA16225 号《验资报告》。公司已对上述募集资金进行了专户存储，并 证券代码：688498 证券简称：源杰科技 公告编号：2023-043 陕西源杰半导体科技股份有限公司 2023 年半年度募集资金存放与实际使用情况的专项 报告 本公司董事会及全体董事保证本公告内容不存在任何 ...

证券代码：688498 证券简称：源杰科技 公告编号：2023-033 陕西源杰半导体科技股份有限公司 关于参加"2023 年陕西辖区上市公司投资者集体接 待日暨 2022 年度业绩说明会"的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 为促进上市公司规范运作、健康发展，增强上市公司信息透明度，加强与广 大投资者沟通交流，进一步提升投资者关系管理水平，陕西上市公司协会根据陕 西证监局工作部署，联合深圳市全景网络有限公司举办"2023 年陕西辖区上市 公司投资者集体接待日暨 2022 年度业绩说明会活动"。 届时，公司董事长及相关高管人员将通过互动平台与投资者进行网络沟通和 交流，欢迎广大投资者踊跃参加！ 一、说明会基本情况 活动时间：2023 年 5 月 16 日 15:00-17:00 活动地址："全景路演" 网址：http://rs.p5w.net 投资者问题征集渠道为：https://ir.p5w.net/zj；或扫描下方二维码进行 提问，公司将在说明会上对投资者普遍关注的问题进行回答。 二、公司联系方式 联 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥34,853,815.01, a decrease of 40.60% compared to the same period last year[7]. - The net profit attributable to shareholders was ¥11,845,367.73, down 49.68% year-on-year[7]. - The net profit after deducting non-recurring gains and losses was ¥4,563,329.13, reflecting a significant decline of 79.21%[7]. - Basic and diluted earnings per share were both ¥0.20, down 61.54% year-on-year[8]. - The company reported a significant decline in demand for optical chips in the fiber access and data center markets, leading to reduced procurement from downstream customers[9]. - The net profit attributable to shareholders of the listed company decreased by 49.68% due to poor demand for optical chips in the fiber access and data center markets, leading to reduced purchases from downstream customers and a decrease in the proportion of high-margin product sales[27]. - The company experienced a non-operating loss of -140.96 million, impacting overall profitability[26]. Cash Flow - The net cash flow from operating activities was negative at ¥24,961,622.10, a decrease of 210.75% compared to the previous year[7]. - The net cash flow from operating activities was -210.75 million, primarily due to poor market performance, reduced collections from major customers, and increased payments for goods and employee compensation[27]. - Total cash inflow from operating activities was 34,982,804.88 RMB, down from 66,779,456.13 RMB in the same period last year[35]. - The company reported a net cash flow from investing activities of CNY -491,167,699.88, compared to CNY -97,006,973.10 in the previous period[56]. - The company reported a net cash inflow from financing activities of CNY 13,253,723.34, contrasting with a net outflow of CNY -4,031,046.72 in the previous period[56]. Assets and Liabilities - Total assets at the end of the reporting period were ¥2,300,452,629.37, a slight increase of 0.21% from the end of the previous year[8]. - The total current assets were 1,736,135,800.71, compared to 1,748,515,969.53 in the previous period, indicating a decrease[32]. - The total non-current assets reached 564,316,828.66, up from 547,167,799.39, indicating growth in long-term investments[32]. - The total liabilities were reported at 193,211,852.28 RMB, with a slight increase to 193,222,040.27 RMB in the latest adjustment[40]. - The total liabilities and shareholders' equity amounted to CNY 2,295,683,768.92 as of March 31, 2023[50]. Research and Development - R&D investment totaled ¥6,529,903.45, an increase of 15.43% compared to the previous year, representing 18.74% of operating revenue, up 9.10 percentage points[8]. - Research and development expenses for Q1 2023 were CNY 6,529,903.45, an increase of 15.4% from CNY 5,657,035.57 in Q1 2022[56]. Shareholder Equity - Shareholders' equity attributable to the parent company was ¥2,146,039,440.22, up 2.07% from the previous year[8]. - The company’s total equity stood at 2,102,471,916.64 RMB, reflecting stability in shareholder equity[40]. - The company’s total equity was CNY 2,102,471,916.64, showing a slight increase from CNY 2,102,461,728.65[50]. Inventory and Receivables - The inventory increased to 115,197,838.26 from 95,923,357.13, reflecting a rise in stock levels[32]. - The company reported a decrease in accounts receivable to 141,903,020.56 from 146,445,918.56, suggesting improved collection efforts[32]. Future Outlook - The company plans to focus on enhancing product offerings and exploring market expansion opportunities in response to current challenges[27].