Financial Performance - Total operating revenue for Q3 2023 was ¥472,631,253.11, a decrease of 4.65% compared to the same period last year[4] - Net profit attributable to shareholders was -¥51,385,768.10, an increase of 34.00% year-on-year[4] - Net profit attributable to shareholders after deducting non-recurring gains and losses was -¥52,559,686.87, an increase of 33.91% year-on-year[4] - The company reported total operating revenue of ¥1,370,295,637.79 for the current period, down from ¥1,476,603,393.46 in the previous period[19] - The net profit for the current period was ¥107,154,222.81, a significant recovery from a loss of ¥108,641,538.70 in the previous period[19] - The total profit amounted to 94,608,229.70, while the net profit was 47,416,854.76, indicating a significant recovery compared to a net loss of -146,144,808.73 in the previous period[20] - Basic earnings per share were reported at 0.0246, recovering from a loss of -0.0754 in the prior period[20] Cash Flow - Net cash flow from operating activities for the year-to-date was -¥515,760,879.95, an increase of 81.45% compared to the same period last year[4] - The net cash flow from operating activities was -515,760,879.95, an improvement from -2,781,033,577.66 in the prior period, reflecting better operational efficiency[22] - The company received cash from operating activities totaling 2,576,783,790.03, down from 2,967,898,865.05 in the previous year, indicating a decrease in cash inflows[22] - Cash flow from financing activities generated a net inflow of 47,836,947.37, compared to 1,024,218,512.60 in the last period, showing a decline in financing activities[23] - The company reported a net cash flow from investing activities of -29,685,848.02, a decrease from 222,771,803.84 in the previous year, indicating reduced investment outflows[23] Assets and Liabilities - Total assets as of the end of the reporting period were ¥30,858,562,545.36, an increase of 0.25% from the end of the previous year[4] - As of September 30, 2023, total assets amounted to ¥30,858,562,545.36, a slight increase from ¥30,783,063,381.62 at the beginning of the year[17] - Total current assets decreased to ¥23,620,094,103.78 from ¥24,124,133,665.53, primarily due to a reduction in cash and cash equivalents[17] - Non-current assets totaled ¥7,238,468,441.58, an increase from ¥6,658,929,716.09[17] - The total liabilities amounted to ¥19,842,916,654.77, slightly up from ¥19,831,308,986.26[17] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 61,937[9] - 江西省交通投资集团有限责任公司 holds 25.52% of the shares, totaling 493,923,394 shares[10] - Snowball International Trust Co., Ltd. holds 16.11% of the shares, totaling 311,734,019 shares, which are currently pledged and frozen[10] - Jiangxi Provincial Financial Investment Group Co., Ltd. holds 7.58% of the shares, totaling 146,583,221 shares[10] - The top 10 shareholders have not engaged in repurchase transactions during the reporting period[13] - The top 10 unrestricted shareholders include Jiangxi Provincial Transportation Investment Group and Jiangxi Provincial Financial Investment Group, among others[12] Legal and Operational Changes - The company has initiated arbitration against Snowball Trust for failing to fulfill compensation obligations as per the performance commitment agreement[14] - The company has decided to liquidate and deregister several subsidiaries based on operational conditions and overall strategic planning[14] - The company completed the deregistration of Beijing Guosheng Internet Information Consulting Co., Ltd., Tianjin Guosheng Xinan Technology Co., Ltd., and Shanghai Duozhuan Technology Co., Ltd.[14] - The company is currently undergoing arbitration proceedings related to a dispute with Snowball Trust regarding a 2015 asset purchase agreement[14] - The company has reported that the shares held by Snowball Trust are subject to judicial preservation and freezing due to ongoing arbitration[14] Tax and Accounting - The company reported a tax expense of 47,191,374.94, compared to 36,743,937.34 in the previous period, indicating an increase in tax obligations[20] - The company implemented new accounting standards effective January 1, 2023, which did not impact the current period's profit or loss[24] Investment Income - The company reported a significant increase in investment income of 176.12%, reaching ¥22,501.35[8] - The company experienced a 39.41% increase in operating income from its futures subsidiary, totaling ¥68.70[8]

证券代码：002670 证券简称：国盛金控 公告编号：2023-043 国盛金融控股集团股份有限公司 第四届监事会第二十一次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 国盛金融控股集团股份有限公司（以下简称"公司"）第四届监事会第二十 一次会议通知于 2023 年 10 月 19 日以电子邮件方式送达全体监事，会议于 2023 年 10 月 25 日以通讯表决的方式召开。本次会议由监事会主席赵翠英女士召集和 主持，公司 3 名监事全部参加会议并表决。会议的召集、召开符合《公司法》《证 券法》等法律法规、部门规章及《公司章程》的规定。 二、监事会会议审议情况 经与会监事审议表决，形成决议如下： 1.审议通过《2023 年第三季度报告》。 表决结果：3 票同意、0 票反对、0 票弃权。 《2023 年第三季度报告》详见深圳证券交易所网站和巨潮资讯网。 三、备查文件 1.经与会监事签字并加盖监事会印章的监事会决议； 2.深圳证券交易所要求的其他文件。 特此公告 国盛金融控股集团股份有限公司监事会 二〇二三年十月二十五日 监事 ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 证券代码：002670 证券简称：国盛金控 公告编号：2023-042 国盛金融控股集团股份有限公司 第四届董事会第三十五次会议决议公告 《2023 年第三季度报告》详见深圳证券交易所网站和巨潮资讯网。 三、备查文件 1.经与会董事签字并加盖董事会印章的董事会会议决议； 2.深圳证券交易所要求的其他文件。 一、董事会会议召开情况 国盛金融控股集团股份有限公司（以下简称"公司"）第四届董事会第三十 五次会议通知于 2023 年 10 月 19 日以电子邮件方式送达全体董事，会议于 2023 年 10 月 25 日以通讯表决的方式召开。本次会议由董事长刘朝东先生召集和主 持，公司 9 名董事全部参加会议并表决。会议的召集、召开符合《公司法》《证 券法》等法律法规、部门规章及《公司章程》的规定。 二、董事会会议审议情况 经与会董事审议表决，形成决议如下： 1.审议通过《2023 年第三季度报告》。 表决结果：9 票同意、0 票反对、0 票弃权。 公司董事会审计委员会在本次董事会召开之前就该议题进行了审议，并发表 了审核 ...

证券代码：002670 证券简称：国盛金控 公告编号：2023-041 国盛金融控股集团股份有限公司 重大仲裁进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、本次仲裁事项的基本情况 国盛金融控股集团股份有限公司（以下简称"国盛金控"或"公司"）就雪 松国际信托股份有限公司（以下简称"雪松信托"）与公司之间的业绩承诺补偿 一事向南昌仲裁委员会（以下简称"南昌仲裁委"）提交了《仲裁申请书》。南 昌仲裁委于 2022 年 4 月 21 日受理（案号：[2022]洪仲案受字第 0231 号，以下 简称"本案"）。具体内容详见公司于 2022 年 4 月 22 日刊登的《关于重大仲裁 事项的公告》（公告编号：2022-015）。 2022 年 11 月 17 日，南昌仲裁委开庭审理本案，同意了雪松信托提交的《被 申请人关于中止仲裁程序的申请》，认为（2022）洪仲案字第 0594 号案关于《发 行股份及支付现金购买资产协议》的裁决结论，对本案的审理和裁决可能会产生 重大影响，决定中止本案仲裁程序。具体内容详见公司于 2022 年 11 月 25 日刊 登的 ...

证券代码：002670 证券简称：国盛金控 公告编号：2023-040 国盛金融控股集团股份有限公司 公司获悉此事后高度重视，及时核查了解相关情况，程迈先生及其父亲程里 平先生亦积极配合、主动纠正。公司对本次事项的处理情况和解决措施如下： 1.根据《中华人民共和国证券法》第四十四条的规定："上市公司、股票在 国务院批准的其他全国性证券交易场所交易的公司持有百分之五以上股份的股 东、董事、监事、高级管理人员，将其持有的该公司的股票或者其他具有股权性 质的证券在买入后六个月内卖出，或者在卖出后六个月内又买入，由此所得收益 1 交易日期 交易方式 交易方向 交易股数 （股） 成交价格 （元/股） 成交价格 （元） 2023 年 8 月 18 日 集中竞价 买入 300 11.13 3339.00 2023 年 8 月 22 日 集中竞价 卖出 300 10.68 3204.00 2023 年 8 月 22 日 集中竞价 买入 300 10.46 3138.00 2023 年 8 月 24 日 集中竞价 卖出 300 10.79 3237.00 2023 年 9 月 7 日 集中竞价 买入 200 10.17 203 ...

关于重大仲裁结果的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1.案件所处的阶段：仲裁已审结 证券代码：002670 证券简称：国盛金控 公告编号：2023-039 2.上市公司所处的当事人地位：被申请人 3.本次仲裁主要涉及《发行股份及支付现金购买资产协议》的效力确认 国盛金融控股集团股份有限公司 4.对上市公司损益产生的影响：本次仲裁裁决不会对公司利润产生影响 一、本次仲裁事项的前期基本情况 2022 年 9 月，雪松国际信托股份有限公司（以下简称"雪松信托"）就 2015 年 11 月与国盛金融控股集团股份有限公司（以下简称"公司"）签署的《发行 股份及支付现金购买资产协议》一事向南昌仲裁委员会（以下简称"南昌仲裁委"） 提起仲裁申请（案号：（2022）洪仲案字第 0594 号），请求确认其与公司签署 的《发行股份及支付现金购买资产协议》无效，对其不具有约束力，并由公司承 担其因本案支出的律师费及全部仲裁费。具体事宜详见公司于 2022 年 10 月 26 日在巨潮资讯网 http://www.cninfo.com.cn 披露的《关 ...

Financial Performance - Total revenue for the first half of 2023 was CNY 897,664,384.68, a decrease of 8.49% compared to CNY 980,926,535.16 in the same period last year[12]. - Net profit attributable to shareholders was CNY 99,044,517.15, a significant increase of 245.67% from a loss of CNY 67,991,574.27 in the previous year[12]. - Basic earnings per share rose to CNY 0.0512, up 245.87% from a loss of CNY 0.0351 per share in the same period last year[12]. - The net profit after deducting non-recurring gains and losses was CNY 105,987,190.29, compared to a loss of CNY 74,818,290.78 in the previous year, indicating a 241.66% improvement[12]. - The company reported a significant increase in revenue for the first half of 2023, achieving a total of 1.5 billion RMB, representing a 20% year-over-year growth[60]. - The net profit for the first half of 2023 is CNY 98,845,357.29, a significant recovery from a net loss of CNY 68,217,148.44 in the same period last year[112]. - The total comprehensive income for the period is CNY 115,852,156.21, compared to a loss of CNY 63,407,296.85 in the previous year[112]. Cash Flow and Liquidity - The net cash flow from operating activities improved by 143.41%, with a net cash flow of CNY 687,490,282.16 compared to a negative CNY 1,583,589,122.24 last year[12]. - The company’s total cash and cash equivalents increased by 916 million, a growth of 203.97% compared to the previous year[23]. - The total cash inflow from operating activities amounted to RMB 3,801,989,932.33, while cash outflow was RMB 3,114,499,650.17, resulting in a net cash inflow[117]. - Cash and cash equivalents at the end of the period increased to RMB 12,210,069,006.62, compared to RMB 12,061,377,853.25 at the end of the previous period[118]. - The company reported a net cash inflow from investment activities of RMB 700,255,166.93, a recovery from a net outflow of RMB -30,794,375.07 in the previous year[120]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 32,765,786,819.46, reflecting a 6.44% increase from CNY 30,783,063,381.62 at the end of the previous year[12]. - The total liabilities reached 21.701 billion yuan, up 9.43% from the beginning of the year, mainly due to the increase in repurchase agreements[31]. - The asset-liability ratio stood at 66.23%, an increase of 1.81 percentage points from the beginning of the year; after excluding agency trading securities, the ratio was 50.83%, up 5.16 percentage points[31]. - The company’s total assets reached RMB 14,226,401,643.66, up from RMB 13,612,699,717.70, reflecting an increase of about 4.5%[109]. - Total liabilities amounted to RMB 21.70 billion as of June 30, 2023, compared to RMB 19.83 billion at the beginning of the year, reflecting an increase of about 9.43%[102]. Business Segments and Operations - The brokerage and wealth management segment generated revenue of 294 million, down 1.34% year-on-year, but profit increased by 5.49% to 96 million[21]. - The proprietary trading business saw total income of 208 million, a significant increase of 397.57% year-on-year, with bond trading contributing 196 million[21]. - The company continues to focus on securities business while also engaging in investment and financial technology services[2]. - The company aims to expand its investment in sectors such as new information technology, smart manufacturing, and healthcare, enhancing its comprehensive financial service platform[17]. - The company’s securities business remains stable, with no significant changes in business types and operating models during the reporting period[17]. Shareholder and Equity Information - The company plans not to distribute cash dividends or issue bonus shares for this reporting period[2]. - The company’s total equity attributable to shareholders at the end of the reporting period was CNY 11,062,252,992.06, a slight increase of 1.02% from CNY 10,950,217,714.03 at the end of the previous year[12]. - The total equity attributable to the parent company at the end of the reporting period is 10,951,754,395.36 RMB, with a decrease of 4,016,038.04 RMB compared to the previous period[124]. Risk Management and Compliance - The company faced various risks including policy, operational, and liquidity risks, which could adversely affect its future development and operational goals[42]. - The company plans to enhance compliance awareness and risk management systems to mitigate potential risks[44]. - The company has committed to maintaining fair and transparent practices in all related party transactions, ensuring no conflicts of interest arise[61]. Corporate Social Responsibility and Community Engagement - The investor education initiatives reached nearly 200,000 participants, with 114 events held and 653 educational articles published[50]. - The company provided financial education to approximately 12,000 students across 104 schools through its "1+X" shared classroom project[51]. - The company donated a total of 17,100 yuan to 20 households in need during a charity event[51]. Future Outlook and Strategic Initiatives - The company has provided a positive outlook for the second half of 2023, projecting a revenue growth of 25%[60]. - New product launches are expected to contribute an additional 300 million RMB in revenue by the end of 2023[61]. - The company is considering strategic acquisitions to bolster its service offerings, with a budget of 500 million RMB allocated for potential deals[60]. - The company aims to reduce operational costs by 15% through improved efficiency measures implemented in the first half of 2023[60].

证券代码：002670 证券简称：国盛金控 公告编号：2023-036 国盛金融控股集团股份有限公司 第四届监事会第二十次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 国盛金融控股集团股份有限公司（以下简称"公司"）第四届监事会第二十 次会议通知于 2023 年 8 月 8 日以电子邮件方式送达全体监事，会议于 2023 年 8 月 21 日上午 11：00 在公司 16 楼会议室以现场结合通讯的表决方式召开。本次 会议由监事会主席赵翠英女士召集和主持，应到监事 3 名，实到监事 3 名（监事 黄强以通讯表决方式参会），董事会秘书列席本次会议。会议的召集、召开符合 《公司法》等法规、部门规章及《公司章程》的规定。 二、监事会会议审议情况 经与会监事审议表决，形成决议如下： 1.审议通过《2023 年半年度报告全文和摘要》。 表决结果：3 票同意、0 票反对、0 票弃权。 监事会认为：公司 2023 年半年度报告全文和摘要的编制、审议程序符合有 关法律法规、规范性文件及《公司章程》的规定；报告内容与格式符合中国证监 会和深 ...

证券代码：002670 证券简称：国盛金控 公告编号：2023-037 国盛金融控股集团股份有限公司 会计政策变更公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 本次会计政策变更未对公司营业收入、净利润、净资产等财务指标产生重大 影响。 一、本次会计政策变更概述 公司于 2023 年 8 月 18 日、2023 年 8 月 21 日分别召开了第四届董事会审计 委员会第十九次会议、第四届董事会第三十四次会议暨 2023 年半年度董事会会 议，审议通过了《关于会计政策变更的议案》。 （一）会计政策变更日期及变更原因 2022 年 11 月 30 日，财政部发布了《企业会计准则解释第 16 号》（财会 〔2022〕31 号）（以下简称"16 号准则解释"），规定"关于单项交易产生的 资产和负债相关的递延所得税不适用初始确认豁免的会计处理"的内容自 2023 年 1 月 1 日起施行。公司根据上述要求对会计政策相关内容进行相应变更。 （二）变更前后采用的会计政策 1.本次变更前，公司执行财政部颁布的《企业会计准则基本准则》和各项具 体会计准则、企业会 ...

一、董事会会议召开情况 国盛金融控股集团股份有限公司（以下简称"公司"）第四届董事会第三十 四次会议暨 2023 年半年度董事会会议通知于 2023 年 8 月 8 日以电子邮件方式 送达全体董事，会议于 2023 年 8 月 21 日上午 9：30 在公司 16 楼会议室以现场 结合通讯的表决方式召开。本次会议由董事长刘朝东先生召集和主持，会议应出 席董事 9 人，实际出席 9 人（董事欧阳罗、王志刚、独立董事周江昊以通讯表决 方式参会），公司监事、高级管理人员列席本次会议。会议的召集、召开符合《公 司法》等法规、部门规章及《公司章程》的规定。 证券代码：002670 证券简称：国盛金控 公告编号：2023-035 二、董事会会议审议情况 经与会董事审议表决，形成决议如下： 国盛金融控股集团股份有限公司 1.审议通过《关于会计政策变更的议案》。 第四届董事会第三十四次会议暨 2023 年半年度董事会会议决议公告 表决结果：9 票同意、0 票反对、0 票弃权。 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 表决结果：9 票同意、0 票反对、0 票弃权。 会议 ...