国盛金融控股集团股份有限公司董事会 对独立董事独立性评估的专项意见 根据《上市公司独立董事管理办法》《深圳证券交易所上 市公司自律监管指引第 1 号——主板上市公司规范运作》等 相关规定，并结合独立董事出具的《独立董事关于独立性自 查情况的报告》，国盛金融控股集团股份有限公司（以下简 称"公司"）董事会，就公司在任独立董事的独立性情况进行 评估并出具如下专项意见： 根据公司独立董事自查及其在公司的履职情况，董事 会认为公司独立董事均能够胜任独立董事的职责要求，其 未在公司担任除独立董事以外的任何职务，也未在公司主 要股东公司担任任何职务，与公司以及主要股东之间不存 在利害关系或其他可能妨碍其进行独立客观判断的关系， 不存在影响独立董事独立性的情况，符合《上市公司独立董 事管理办法》《深圳证券交易所上市公司自律监管指引第1号 ——主板上市公司规范运作》等法律法规及《公司章程》中关 于独立董事的任职资格及独立性的相关要求。 国盛金融控股集团股份有限公司董事会 二〇二五年四月十八日 1 ...

作为国盛金融控股集团股份有限公司（以下简称"公司"） 独立董事，本人严格按照《公司法》《上市公司独立董事管理 办法》以及《公司章程》《独立董事工作制度》等规定，忠实、 审慎、公正、勤勉地履行独立董事职责，切实维护公司和 全体股东尤其是中小股东的合法权益。现将本人 2024 年度 担任独立董事的履职情况报告如下： 一、基本情况 本人程迈，1981 年出生，中国国籍，无境外永久居留 权，研究生学历，法学博士，法学教授，已取得独立董事 资格证书。曾任中国电工设备总公司项目助理、南昌大学 法学院法律系副主任、南昌大学法学院法律系主任；现任 公司独立董事，华东政法大学教授等职务。 国盛金融控股集团股份有限公司 2024 年度独立董事述职报告 （程迈） 二、2024 年度履职情况 1、出席董事会及股东大会的情况 | | | | 事会次数 | 事会次数 | 董事会次数 | 事会次数 | 会次数 | 参加董事会会议 | 大会次数 | | --- | --- | --- | --- | --- | --- | --- | | 8 | 4 | 4 | 0 | 0 | 否 | 4 | 3、与内部审计机构及会计师事务所的沟通情况 2 ...

（周江昊） 作为国盛金融控股集团股份有限公司（以下简称"公司"） 独立董事，本人严格按照《公司法》《上市公司独立董事管理 办法》以及《公司章程》《独立董事工作制度》等规定，忠实、 审慎、公正、勤勉地履行独立董事职责，切实维护公司和 全体股东尤其是中小股东的合法权益。现将本人 2024 年度 担任独立董事的履职情况报告如下： 一、基本情况 本人周江昊，1984 年出生，中国国籍，无境外永久居 留权，研究生学历，法学硕士，已取得独立董事资格证书。 现任公司独立董事，北京市中伦（深圳）律师事务所合伙 人，兼任深圳市科通技术股份有限公司独立董事、珠海精 实测控技术股份有限公司独立董事等职务。 国盛金融控股集团股份有限公司 2024 年度独立董事述职报告 报告期内，本人未在公司担任除独立董事、董事会专 门委员会委员外的任何职务，直系亲属、主要社会关系人 员不在公司或公司的附属企业任职，符合《上市公司独立董 事管理办法》中关于独立董事的独立性要求，不存在任何影 响独立性的情形。 二、2024 年度履职情况 | | 1、出席董事会及股东大会的情况 | | | | | | | --- | --- | --- | --- | ...

国盛金融控股集团股份有限公司 2024 年度独立董事述职报告 （郭亚雄） 作为国盛金融控股集团股份有限公司（以下简称"公司"） 独立董事，本人严格按照《公司法》《上市公司独立董事管理 办法》以及《公司章程》《独立董事工作制度》等规定，忠实、 审慎、公正、勤勉地履行独立董事职责，切实维护公司和 全体股东尤其是中小股东的合法权益。现将本人 2024 年度 担任独立董事的履职情况报告如下： 一、基本情况 本人郭亚雄，1965 年出生，中国国籍，无境外永久居 留权，研究生学历，经济学博士，会计学教授，已取得独 立董事资格证书。曾任江西财经大学研究生处科长、副处 长，经济与社会发展研究中心副主任，天音通讯控股股份 有限公司副总经理、普洛股份有限公司财务总监，浙江横 店集团有限公司审计部、企管部总经理，江西江中制药集 团外部董事等；现任公司独立董事，江西财经大学会计学 院会计学教授，兼任仁和药业股份有限公司独立董事、海 洋王照明科技股份有限公司独立董事等职务。 本年度公司共召开 6 次董事会审计委员会会议、1 次董 事会战略委员会会议、1 次董事会薪酬与考核委员会会议、 3 次独立董事专门会议，本人均亲自出席，对各项议案 ...

不分配不转增 一、主要会计数据和财务指标 | 报告期指标 | 2024年年报 | 2023年年报 | 本年比上年增减(%) | 2022年年报 | | --- | --- | --- | --- | --- | | 基本每股收益（元） | 0.0865 | -0.0155 | 658.06 | -0.2257 | | 每股净资产（元） | 5.75 | 5.65 | 1.77 | 5.66 | | 每股公积金(元) | 4.57 | 4.59 | -0.44 | 4.6 | | 每股未分配利润(元) | -0.19 | -0.24 | 20.83 | -0.19 | | 每股经营现金流(元) | - | - | - | - | | 营业收入(亿元) | 20.07 | 18.74 | 7.1 | 18.94 | | 净利润(亿元) | 1.67 | -0.3 | 656.67 | -4.37 | | 净资产收益率(%) | 1.52 | -0.27 | 662.96 | -3.91 | 数据四舍五入，查看更多财务数据>> 二、前10名无限售条件股东持股情况 前十大流通股东累计持有： 117978.71万股，累 ...

Corporate Structure and Governance - The company plans to absorb and merge its wholly-owned subsidiary Guosheng Securities Co., Ltd., with approval from the China Securities Regulatory Commission received on February 19, 2025[4]. - The company’s registered address has changed to Nanchang City, Jiangxi Province, effective May 31, 2023[13]. - The company’s legal representative is Liu Chaodong[13]. - The company has established an independent financial department with a complete accounting system to ensure financial independence[102]. - The company held a temporary shareholders' meeting on January 30, 2024, with a participation rate of 56.45%[103]. - The company held its annual shareholder meeting with a voting turnout of 50.50% on June 21, 2024[105]. - The second extraordinary general meeting of shareholders had a voting turnout of 26.91% on July 8, 2024[105]. - The third extraordinary general meeting of shareholders recorded a voting turnout of 56.66% on October 18, 2024[105]. - There were no changes in the positions of directors, supervisors, and senior management during the reporting period[106]. - The current chairman, Liu Chaodong, has held his position since October 12, 2022, with no shareholding changes reported[107]. - The general manager, Lu Zhankan, has also maintained his position since October 12, 2022, with no shareholding changes reported[107]. - The independent director, Guo Yaxiong, has been in his role since December 2, 2022, with no shareholding changes reported[110]. - The company has a diverse board with members holding various professional backgrounds, including finance, law, and engineering[108][109][110]. - The company has not experienced any resignations or dismissals of directors, supervisors, or senior management during the reporting period[107]. - The company continues to maintain a stable leadership structure with no significant changes in shareholding among its executives[106]. Financial Performance - The company reported total revenue for the reporting period, including interest income and commission fees from securities business, but specific figures are not provided in the extracted content[5]. - The total operating revenue for the year reached ¥2,006,832,574.92, representing a 7.11% increase from ¥1,873,554,752.03 in the previous year[32]. - The net profit attributable to shareholders was ¥167,413,149.31, a significant recovery from a loss of ¥29,984,101.49 in the previous year, marking a 658.34% increase[32]. - The net cash flow from operating activities amounted to ¥4,590,863,550.34, a substantial increase from ¥558,628,636.38 in the previous year[32]. - Basic earnings per share were ¥0.0865, compared to a loss of ¥0.0155 in the previous year, indicating a strong turnaround[32]. - Total assets increased by 40.23% year-over-year, reaching ¥45,580,335,179.79, up from ¥32,504,608,270.25[32]. - The weighted average return on equity improved to 1.52%, up from -0.27% in the previous year, reflecting enhanced profitability[32]. - The company reported a net profit of ¥84,294,512.72 in the fourth quarter, showing strong performance compared to previous quarters[36]. - The company has no ongoing issues regarding its ability to continue as a going concern, indicating stability in its operations[32]. - The total non-recurring gains for the year were ¥12.99 billion, compared to ¥9.97 billion in 2023, reflecting a growth of 30.4%[38]. - The company achieved total operating revenue of RMB 2.007 billion in 2024, a year-on-year increase of 7.11%[49]. - Investment income and fair value changes reached RMB 414 million, up 88.44% year-on-year[49]. - The brokerage business revenue grew by 30.15%, outperforming the market average, with the total trading volume in the Shanghai and Shenzhen markets increasing by 20.1% to RMB 254.8 trillion[49][50]. Business Operations - The company operates primarily in the securities business while also engaging in investment activities, adhering to industry reporting requirements[5]. - The company’s securities business remains focused on brokerage and wealth management, investment banking, and asset management, with no significant changes in business types or operating models during the reporting period[44]. - The company is actively developing financial technology to enhance its information technology capabilities, supporting the planning and development of its fintech landscape[45]. - The company has obtained various business qualifications, including the qualification for stock underwriting and trading member of the interbank market since 2003[18]. - The company has expanded its qualifications to include stock options trading and fixed income securities trading by 2016[19]. - The company has maintained a diverse portfolio of licenses, including qualifications for private equity product pricing and services since 2018[20]. - The company has been actively involved in capital increases through capital reserve transfers, with the latest increase in June 2018[22]. - The company has undergone several name changes, reflecting its growth and strategic direction, with the latest name change occurring in August 2017[22]. Regulatory Environment and Compliance - The company emphasizes that forward-looking statements regarding future plans and strategies do not constitute substantive commitments to investors[5]. - The company’s financial report is guaranteed to be true, accurate, and complete by its board of directors and senior management[4]. - The regulatory environment has become stricter, with the number of penalties issued by the China Securities Regulatory Commission reaching a historical high in 2024[43]. - The company emphasizes the importance of maintaining compliance with evolving regulations to mitigate legal and reputational risks[94]. - The company will strictly adhere to relevant laws and regulations, enhancing compliance awareness and risk management to minimize policy-related risks[95]. Shareholder and Market Information - The company’s stock is listed on the Shenzhen Stock Exchange under the code 002670[13]. - The company has not issued any new securities during the reporting period[198]. - The total number of ordinary shareholders at the end of the reporting period was 95,736, an increase from 84,111 at the end of the previous month[198]. - The largest shareholder, Jiangxi Provincial Transportation Investment Group, holds 25.52% of the shares, totaling 493,923,394 shares[199]. - The second largest shareholder, Cedar International Trust, holds 16.11% of the shares, totaling 311,734,019 shares, which are currently pledged and frozen[199]. - Jiangxi Provincial Finance Investment Group holds 7.58% of the shares, totaling 146,583,221 shares[199]. - The top ten shareholders include five state-owned entities, indicating a strong state influence in the company's ownership structure[200]. - The total number of shares held by the top ten unrestricted shareholders amounts to 1,020,000,000 shares[200]. Internal Control and Risk Management - The company conducted a thorough review of its internal control and financial reporting processes during the reporting period[125]. - The company has not identified any major internal control deficiencies during the reporting period, reflecting effective internal governance[140]. - The internal control evaluation report indicated that 100% of the company's total assets and operating income were included in the evaluation scope[141]. - The company aims to enhance its internal control governance and risk management systems to support high-quality development[93]. - The company faces risks including policy changes, operational risks, talent retention challenges, and liquidity risks that could impact its strategic goals[94]. Research and Development - The company is investing 200 million RMB in R&D for new technologies aimed at enhancing user experience[5]. - The company has completed several key R&D projects aimed at enhancing data security and operational efficiency, including a data security control platform and a unified investment education management platform[69]. - The company plans to continue expanding its market presence and enhancing its digital transformation initiatives through ongoing R&D efforts[69]. Community Engagement and Social Responsibility - The company actively engaged in poverty alleviation and rural revitalization efforts, integrating public welfare with inclusive finance[148]. - The company donated 120,000 yuan to support rural healthcare projects in Shaanxi Province, promoting the development of local healthcare systems[148]. - A total of 68,000 yuan was invested in "intangible cultural heritage" projects in three primary schools, enhancing local cultural education[149]. - The company conducted 3,542 investor education activities during the reporting period, with a total participation of 1.2 million people[146]. - The company established a physical investor education base in Ganzhou, the first of its kind in the province, to enhance financial education services[146]. Legal Matters and Disputes - The company received an arbitration ruling on July 18, 2024, requiring Snowball International Trust to transfer 311,734,019 shares (16.11% of total shares) to the company for a total price of 1 yuan and to pay cash compensation[158]. - As of the report date, the company has received 941,972.69 yuan from the enforcement of the arbitration ruling, with ongoing discussions regarding further enforcement actions[159]. - The company has submitted a compulsory execution application to the Nanchang Intermediate Court due to Snowball Trust's failure to fulfill obligations within the specified timeframe[159]. - The company has initiated a forced execution application against Xuesong Trust for failing to fulfill obligations, with a court decision to proceed with the case received on September 23, 2024[188]. - The company received a civil ruling from Nanchang Intermediate Court on November 27, 2024, rejecting the application from Xuesong Trust[160]. - The total amount involved in small lawsuits and arbitration as a plaintiff is approximately RMB 1.1075 billion, while as a defendant, it is about RMB 15.1 million[161][162]. - The company faced administrative regulatory measures from the China Securities Regulatory Commission in May 2024, requiring corrective actions to enhance financial accounting and information disclosure management[163].

证券代码：002670 证券简称：国盛金控 公告编号：2025-012 国盛金融控股集团股份有限公司 1 署要求，加大改革创新力度，加快业务转型，深化业务协同升级。充分挖掘国盛 证券自身比较优势，聚焦特色化、精品化业务体系建设，提升特色化综合金融服 务能力。 关于"质量回报双提升"行动方案的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 国盛金融控股集团股份有限公司（以下简称"公司"）为践行以"投资者为 本"的理念，切实提高上市公司质量和投资价值，维护全体股东利益，结合公司 发展战略、经营情况，制定了"质量回报双提升"行动方案。具体举措如下： 一、坚定聚焦主责主业，提升服务实体经济质效 公司始终把服务实体经济作为根本宗旨，坚定不移走中国特色金融发展之路， 深刻把握金融工作的政治性和人民性，积极发挥资本中介服务功能，切实提升服 务理念、能力和质效，在支持实体经济做实做强做优中实现公司自身的高质量发 展。 公司全资子公司国盛证券有限责任公司（以下简称"国盛证券"）坚持"深 耕江西、服务全国"发展理念，公司将通过实施吸收合并国盛证券，更加聚焦证 券主业，提升国 ...

证券代码：002670 证券简称：国盛金控 公告编号：2025-007 国盛金融控股集团股份有限公司 关于持股 5%以上股东部分股份解除冻结及轮候冻结生效的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 国盛金融控股集团股份有限公司（以下简称"公司"）近日在中国证券登记 结算有限责任公司深圳分公司查询，获悉公司持股 5%以上股东雪松国际信托股 份有限公司（以下简称"雪松信托"）所持公司部分股份解除冻结及轮候冻结生 效，具体情况如下： 一、股份解除冻结及轮候冻结生效基本情况 | 股东 | 是否为控股 股东或第一 | 本次解除 冻结股份 | 占其所 持股份 | 占公司 总股本 | 是否为 | 起始日 | | 解除日 | | 冻结申请 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 名称 | 大股东及其 | 数量（股） | 比例 | 比例 | 限售股 | | | | | 人 | | | 一致行动人 | | | | | | | | | | | 雪松 | | | | | ...

关于注销境外三家子公司的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、注销事项概述 国盛金融控股集团股份有限公司（以下简称"公司"）于 2025 年 3 月 21 日 召开第四届董事会第四十五次会议，审议通过了《关于注销境外三家子公司的议 案》。基于目前境外三家子公司的实际经营，为加快清理低效无效资产，同意对 Guosheng Global Investment Limited（中文名称：国盛环球投资有限公司，以下 简称"国盛环球"）、Guosheng International Investment Limited（中文名称：国盛 国际投资有限公司，以下简称"国盛国际"）、Guosheng Internet Investment Management Limited（中文名称：国盛互联网投资管理有限公司，以下简称"国 盛互联"）进行清算并注销，并授权经理层办理相关具体事宜。 根据《深圳证券交易所股票上市规则》及《公司章程》等相关规定，本次清 算注销事项在公司董事会审批权限内，无需提交公司股东大会审议通过。本次清 算注销事项不涉及关联交易，也不构成 ...

证券代码：002670 证券简称：国盛金控 公告编号：2025-005 国盛金融控股集团股份有限公司 关于全资子公司国盛证券有限责任公司向参股公司 提供借款的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 1.国盛金融控股集团股份有限公司（以下简称"公司"）全资子公司国盛证 券有限责任公司（以下简称"国盛证券"），为支持其参股公司（持股比例为 30%） 江信基金管理有限公司（以下简称"江信基金"）日常经营，向其提供总额不超 过人民币 1500 万元的借款，借款期限为 12 个月，年利率为固定利率 3.10%/年。 2.本次借款事项已经公司第四届董事会第四十五次会议审议通过，无需提交 公司股东大会审议。 3.本次国盛证券向江信基金提供借款，其他股东方未提供借款也未提供相 应担保，存在一定风险。国盛证券将密切关注江信基金的经营情况、财务状况 与偿债能力，并就可能发生的债务风险提前预警并采取相应措施。敬请广大投 资者注意投资风险。 一、借款事项概述 公司于 2025 年 3 月 21 日召开第四届董事会第四十五次会议，审议通过了 《关于全资子公 ...