香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示概不對因本公告全部或任何部份內容而產生或因倚賴 該等內容而引致之任何損失承擔任何責任。 國泰海通證券股份有限公司 Guotai Haitong Securities Co., Ltd. （於中華人民共和國註冊成立的股份有限公司） （股份代號：02611） 海外監管公告 本公告乃由國泰海通證券股份有限公司（「本公司」）根據香港聯合交易所有限公司 證券上市規則第13.10B條作出。 茲載列本公司於上海證券交易所網站發佈之《國泰海通證券股份有限公司關於部 分A股限制性股票回購註銷實施公告》，僅供參閱。 承董事會命 國泰海通證券股份有限公司 朱健 董事長 中國上海 2025年8月12日 截至本公告日期，本公司的執行董事為朱健先生、李俊傑先生以及聶小剛先生； 本公司的非執行董事為周杰先生、管蔚女士、鐘茂軍先生、陳航標先生、呂春芳 女士、哈爾曼女士、孫明輝先生以及陳一江先生；本公司的職工董事為吳紅偉先 生；及本公司的獨立非執行董事為李仁傑先生、王國剛先生、浦永灝先生、毛付 根先生、陳方若先生以及江憲先生 ...

国泰海通证券股份有限公司 证券代码：601211 证券简称：国泰海通 公告编号：2025-085 关于部分 A 股限制性股票回购注销实施公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 回购注销原因：24 名激励对象存在解除劳动合同或绩效考核未完全达标 等情况，公司需回购并注销该 24 名激励对象获授的全部或部分 A 股限制性股票 本次注销股份的有关情况 | 回购股份数量（股） | 注销股份数量（股） | | 注销日期 | | | --- | --- | --- | --- | --- | | 782,867 | 782,867 | 2025 | 年 8 月 | 15 日 | 一、本次限制性股票回购注销的决策与信息披露 国泰海通证券股份有限公司（以下简称公司）于 2025 年 2 月 14 日召开第六 届董事会第三十一次临时会议、第六届监事会第八次临时会议分别审议通过了 《关于提请审议回购注销部分 A 股限制性股票的议案》，根据公司《A 股限制性 股票激励计划》（以下简称激励计划）的规定，公司激励计划 46 ...

北京市海问律师事务所 关于国泰海通证券股份有限公司 回购注销部分A股限制性股票相关事项的 法律意见书 二零二五年八月 海问律师事务所 HAIWEN & PARTNERS 北京市海问律师事务所 地址：北京市朝阳区东三环中路 5 号财富金融中心 20 层（邮编 100020） Address：20/F, Fortune Financial Center, 5 Dong San Huan Central Road, Chaoyang District, Beijing 100020, China 电话(Tel): (+86 10) 8560 6888 传真(Fax)：(+86 10) 8560 6999 www.haiwen-law.com 北京 BEIJING 丨上海 SHANGHAI 丨深圳 SHENZHEN 丨香港 HONG KONG 丨成都 CHENGDU 北京市海问律师事务所 关于国泰海通证券股份有限公司 回购注销部分 A 股限制性股票相关事项的 法律意见书 致：国泰海通证券股份有限公司 北京市海问律师事务所（"本所"）是经北京市司法局批准成立并在中华人民 共和国（"中国"，就本法律意见书而言，不包括香港 ...

根据合并数据显示，多头前三席位为中信期货，总持仓37146、东证期货，总持仓22052、国泰君安，总持仓15736；空头前三席位 为中信期货，总持仓34313、华泰期货，总持仓16453、国泰君安，总持仓15642； 来源：新浪期货 新浪期货 根据交易所数据，截至8月12日收盘主力合约5年期国债期货2509,涨跌+0.00%,成交量4.85万手，持仓数据显示前20席位 呈现净空，差额头寸为5642手。 5年期国债期货期货全合约总计成交6.66万手，比上一日减少7351手。全合约前20席位多头持仓15.51万手，比上一日增加1318手。 全合约前20席位空头持仓16.22万手，比上一日增加677手。 文章来源:新浪期货 | | | | | 2025年8月12日5年期国债期货全合约持仓数据- | | | | 一览 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 名次 会员名称 成交量(双边) | | 增減 | 会员 | 持买单 | 增减 | 会员 | 持卖单 | 增减 | | T | 中信期货 | 29,653 | 6,7 ...

Core Viewpoint - As of August 12, the Shanghai Stock Exchange 50 Index futures main contract closed at 2509, with a change of +0.61%, and a trading volume of 36,500 contracts, indicating a net short position among the top 20 positions with a difference of 10,723 contracts [1][2]. Group 1: Trading Volume and Positions - The total trading volume for all contracts was 57,400 contracts, an increase of 8,277 contracts from the previous day [1]. - The top 20 positions showed a long position of 65,000 contracts, a decrease of 1,400 contracts from the previous day [1]. - The top 20 positions had a short position of 81,000 contracts, a decrease of 1,056 contracts from the previous day [1]. Group 2: Major Players - The top three long positions were held by Guotai Junan with a total holding of 12,328 contracts, CITIC Futures with 10,449 contracts, and Galaxy Futures with 4,033 contracts [1]. - The top three short positions were held by CITIC Futures with 18,378 contracts, Guotai Junan with 12,633 contracts, and GF Futures with 9,283 contracts [1]. - The top three long position increases were from Huawen Futures (+234 contracts), Yong'an Futures (+135 contracts), and Everbright Futures (+115 contracts) [1]. Group 3: Changes in Positions - The top three long position decreases were from Dongzheng Futures (-215 contracts), Huatai Futures (-207 contracts), and GF Futures (-144 contracts) [1]. - The top three short position increases were from Bank of China Futures (+302 contracts), Nanhua Futures (+168 contracts), and招商期货 (+160 contracts) [1]. - The top three short position decreases were from Huatai Futures (-309 contracts), Guotai Junan (-94 contracts), and Guoxin Futures (-147 contracts) [1].

Core Insights - The main contract for the 30-year Treasury futures closed at 2509 on August 12, with a decrease of 0.31% and a trading volume of 123,200 contracts [1] - The total trading volume for all contracts reached 166,300, an increase of 1,950 contracts from the previous day [1] - The top 20 positions showed a net long position with a difference of 3,781 contracts [1] Group 1: Trading Volume and Positions - The total trading volume for the main contract was 166,300 contracts, with a daily increase of 1,950 contracts [1] - The top 20 long positions totaled 122,300 contracts, a decrease of 526 contracts from the previous day [1] - The top 20 short positions totaled 121,400 contracts, an increase of 344 contracts from the previous day [1] Group 2: Major Players - The top three long positions were held by Citic Futures (25,863 contracts), Guotai Junan (15,880 contracts), and Dongzheng Futures (13,035 contracts) [1] - The top three short positions were also held by Citic Futures (18,028 contracts), Guotai Junan (15,660 contracts), and Dongzheng Futures (10,773 contracts) [1] - The largest increase in long positions was seen in Guojin Futures (2,933 contracts, +498), Galaxy Futures (5,996 contracts, +382), and Shenyin Wanguo (3,904 contracts, +318) [1] Group 3: Changes in Positions - The largest decrease in long positions was from Citic Futures (12,553 contracts, -3,242), Ping An Futures (4,874 contracts, -729), and Huatai Futures (3,750 contracts, -490) [1] - The largest increase in short positions was from Baocheng Futures (2,686 contracts, +777), Dongzheng Futures (8,226 contracts, +237), and Guoyuan Futures (1,718 contracts, +199) [1] - The largest decrease in short positions was from Citic Jiantou (1,445 contracts, -1,590), Guotai Junan (9,862 contracts, -1,153), and Galaxy Futures (5,647 contracts, -590) [1]

根据合并数据显示，多头前三席位为国泰君安，总持仓98834、中信期货，总持仓90514、东证期货，总持仓71393；空头前三席位 为永安期货，总持仓175870、国泰君安，总持仓170257、中信期货，总持仓160020； 主力合约前20席位中，多头增仓前三名分别是：中信期货、持仓48795、增仓9182，海通期货、持仓24461、增仓7052，招商期 货、持仓19542、增仓6732；多头减仓前三名分别是：中泰期货、持仓18129、减仓-3199，中信建投、持仓26576、减仓-2998，国 泰君安、持仓54278、减仓-2057； 主力合约前20席位中，空头增仓前三名分别是：浙商期货、持仓48807、增仓16779，方正中期、持仓40385、增仓6868，东证期 货、持仓83592、增仓5869；空头减仓前三名分别是：中信期货、持仓80732、减仓-16479，瑞达期货、持仓14359、减仓-6815， 中泰期货、持仓21191、减仓-3842。 文章来源:新浪期货 新浪期货 根据交易所数据，截至8月12日收盘主力合约纯碱2601,涨跌+5.31%,成交量323.56万手，持仓数据显示前20席位呈现净 空 ...

Group 1 - The main contract for alumina (2509) closed at a price increase of 4.16% as of August 12, with a trading volume of 296,300 contracts and a net long position of 428 contracts among the top 20 positions [1][2] - Total trading volume for all alumina contracts reached 696,100 contracts, an increase of 356,700 contracts compared to the previous day [1][3] - Among the top 20 positions, long positions totaled 239,200 contracts, up by 16,300 contracts, while short positions totaled 269,500 contracts, an increase of 7,117 contracts [1][4] Group 2 - The top three long positions were held by Dongzheng Futures (21,383 contracts), CITIC Futures (18,350 contracts), and Guotai Junan (18,074 contracts) [1][3] - The top three short positions were held by Guotai Junan (37,564 contracts), Galaxy Futures (20,764 contracts), and CITIC Futures (20,347 contracts) [1][4] - The largest increase in long positions among the top 20 was seen in CITIC Futures (7,295 contracts, up by 2,473 contracts), while the largest decrease was in Dongzheng Futures (3,350 contracts, down by 1,903 contracts) [1][3]

7月30日美国对巴西木浆豁免加征40%关税，避免了对中国的潜在供给端影响，浆价看多预期边际抬 升。8月1日Bracell宣布计划9-11月将一条阔叶浆产线转产溶解浆70天，预计将减少30万吨阔叶浆产量， 8月6日Suzano宣布从即日起的未来12个月，公司商品浆产量将降低3.5%，国际浆厂陆续公布减产、转 产提振市场信心，为外盘重心上移提供支撑。 箱瓦纸龙头多轮提价，7月底至8月初提价加速落地 7月以来玖龙多个基地发布多轮提价函，牛卡箱板纸报价累计提涨30-140元/吨，瓦楞纸报价累计提涨60- 140元/吨，带动华东、华北、华中再生箱板纸累计涨幅60-85元/吨，AA级高瓦累计涨幅105-130元/吨。 从提价落地节奏来看，7月底落地明显加速，该行认为主要由于成本端国废价格稳步抬升，促使7月中下 旬起小厂积极跟随涨价。 瓦楞纸价格涨幅逐步赶上成本涨幅，盈利开始回升 25年一季度箱瓦纸盈利见顶，7月纸价回升幅度不及成本涨幅，盈利下行，8月瓦楞纸涨幅逐步赶上成本 涨幅，盈利开始回升，箱板纸由于前期主要以再生箱板纸上涨为主，高端箱板纸涨幅有限，总体盈利仍 在收窄。 美对巴西木浆关税豁免，龙头浆厂宣布转产、减产，支 ...

Core Insights - In 2021, 50 securities firms acted as lead underwriters for green corporate bonds or managed green asset securitization products, underwriting a total of 102 bonds/products amounting to 137.646 billion yuan [1] - The issuance amount for green corporate bonds (including green asset securitization products) increased by over 50% compared to 2020, while the total underwriting amount for innovative and entrepreneurial company bonds grew by more than 154% [1] Group 1: Green Corporate Bonds - The top five firms in terms of the number of green corporate bonds underwritten were CITIC Securities, Dongwu Securities, CICC, Guotai Junan, and Huatai Asset Management, each underwriting more than 5 bonds [2] - CITIC Securities led with an average of 10.67 bonds underwritten [2] - In terms of issuance amount, CICC, CITIC Securities, Huatai Asset Management, CITIC Jiantou, and Huatai United ranked in the top five, with amounts exceeding 7 billion yuan [2] Group 2: Innovative and Entrepreneurial Company Bonds - The top five firms for the number of innovative and entrepreneurial company bonds underwritten were Dongwu Securities, Caixin Securities, Guotai Junan, Changjiang Securities, and CITIC Securities [2] - Guotai Junan was the only firm with an issuance amount exceeding 5 billion yuan [2] Group 3: Local Government Bonds - The leading firms in terms of actual bid amounts for local government bonds were CITIC Securities, Huatai Securities, Dongfang Securities, Huaxi Securities, and Jiuzhou Securities, each with amounts exceeding 19 billion yuan [2] - In terms of the number of regions bid, Shenwan Hongyuan, Everbright Securities, and Guotai Junan ranked in the top three, each covering more than 30 regions [2]