经深圳证券交易所审核，本期债券定于 2023 年 8 月 25 日起在深 圳证券交易所上市，面向专业投资者中的机构投资者交易，品种一债 券简称"23 申证 03"，债券代码为"148429"，品种二债券简称"23 申证 04"，债券代码为"148430"。 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 申万宏源证券有限公司 2023 年面向专业投资者公开发行公司债 券（第二期）（以下简称"本期债券"）的发行工作于 2023 年 8 月 17 日结束。本期债券发行规模人民币 40 亿元，分两个品种，其中品种 一发行规模人民币 22 亿元，期限 2 年，票面利率 2.50%；品种二发 行规模人民币 18 亿元，期限 3 年，票面利率 2.67%。（相关情况请详 见公司于 2023 年 8 月 19 日在《中国证券报》《证券时报》《上海证券 报》和巨潮资讯网 www.cninfo.com.cn 上刊登的公告） 证券代码：000166 证券简称：申万宏源 公告编号：临2023-53 特此公告。 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 ...

证券代码：000166 证券简称：申万宏源 公告编号：临2023-52 债券代码：148054 债券简称：22申宏06 申万宏源集团股份有限公司 2022年面向专业投资者公开发行公司债券 （第三期）（品种二）2023年付息公告 本公司及全体董事会成员保证公告内容的真实、准确和完整，没 有虚假记载、误导性陈述或者重大遗漏。 特别提示： 1.申万宏源集团股份有限公司 2022 年面向专业投资者公开发行 公司债券（第三期）（品种二）（债券简称：22 申宏 06，债券代码： 148054）将于 2023 年 8 月 30 日支付自 2022 年 8 月 30 日至 2023 年 8 月 29 日期间的利息 3.56 元（含税）/张。 2.本次付息的债权登记日为 2023 年 8 月 29 日，凡在 2023 年 8 月 29 日（含）前买入并持有本期债券的投资者享有本次派发的利息； 2023 年 8 月 29 日卖出本期债券的投资者不享有本次派发的利息。 由申万宏源集团股份有限公司（以下简称"本公司"）于 2022 年 8 月 30 日发行的申万宏源集团股份有限公司 2022 年面向专业投资 者公开发行公司债券（第三 ...

董事長 劉健 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其準確性或完整性亦不發表 任何聲明，並明確表示，概不對因本公告全部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任 何責任。 中國，北京 2023年8月18日 6806 董事會召開日期 申萬宏源集團股份有限公司（「本公司」）董事會（「董事會」）茲通告謹定於2023年8月30日 （星期三）舉行董事會會議，以考慮及批准本公司及其附屬公司截至2023年6月30日止六 個月的未經審計的中期業績及其發佈，以及處理其他事項。 承董事會命 申萬宏源集團股份有限公司 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事任曉濤先生、張宜剛先生、朱志龍先 生、張英女士及邵亞樓先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 ...

证券代码：000166 证券简称：申万宏源 公告编号：临2023-51 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 2023 年面向专业 投资者公开发行公司债券（第二期）发行结果的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 特此公告。 根据中国证券监督管理委员会《关于同意申万宏源证券有限公司 向专业投资者公开发行公司债券注册的批复》（证监许可〔2021〕3852 号），公司所属申万宏源证券有限公司获准向专业投资者公开发行面 值总额不超过人民币 500 亿元公司债券。（相关情况请详见公司于 2021 年 12 月 16 日在《中国证券报》《证券时报》《上海证券报》 和巨潮资讯网 www.cninfo.com.cn 上刊登的公告） 申万宏源集团股份有限公司董事会 2023 年 8 月 17 日，申万宏源证券有限公司 2023 年面向专业投 资者公开发行公司债券（第二期）（以下简称"本期债券"）完成发行 工作。本期债券发行规模人民币 40 亿元，分两个品种，其中品种一 发行规模人民币 22 亿元，期限 2 年，票面利率 2.5 ...

Financial Performance - The company's operating revenue for Q1 2023 was RMB 5,765,114,214.28, representing a 19.35% increase compared to RMB 4,830,257,440.00 in the same period last year[4]. - Net profit attributable to shareholders for Q1 2023 was RMB 2,010,990,436.36, an increase of 87.77% from RMB 1,070,996,613.35 year-on-year[4]. - Basic and diluted earnings per share for Q1 2023 were both RMB 0.08, doubling from RMB 0.04 in the same quarter last year[4]. - The total revenue for Q1 2023 reached RMB 5,765,114,214.28, representing an increase of 19.4% compared to RMB 4,830,257,440.00 in Q1 2022[13]. - Net profit for Q1 2023 was RMB 2,199,810,498.39, up 95.0% from RMB 1,126,975,331.58 in Q1 2022[13]. - Operating profit for Q1 2023 was RMB 2,600,825,990.14, which is a substantial increase from RMB 1,146,535,150.58 in Q1 2022[13]. - The total comprehensive income attributable to the parent company's shareholders for Q1 2023 was RMB 2,614,980,764.60, an increase from RMB 2,442,002,075.79 in Q1 2022, representing a growth of approximately 7.4%[14]. Cash Flow - The net cash flow from operating activities reached RMB 29,569,645,649.26, marking a significant increase of 244.49% compared to RMB 8,583,559,593.22 in the previous year[4]. - The total cash inflow from operating activities for Q1 2023 was RMB 42,503,800,210.38, compared to RMB 26,110,467,985.73 in Q1 2022, reflecting a growth of about 62.8%[15]. - The total cash outflow from operating activities in Q1 2023 was RMB 12,934,154,561.11, a decrease from RMB 17,526,908,392.51 in Q1 2022, showing a reduction of approximately 26.5%[15]. - The net cash flow generated from operating activities in Q1 2023 was RMB 29,569,645,649.26, significantly higher than RMB 8,583,559,593.22 in Q1 2022, indicating a year-over-year increase of approximately 245.5%[15]. - The net cash flow from investment activities in Q1 2023 was negative at RMB -37,715,111,871.99, compared to RMB -5,111,412,312.30 in Q1 2022, indicating a significant increase in cash outflows for investments[15]. - The total cash inflow from investment activities in Q1 2023 was RMB 865,008,955.27, compared to RMB 140,133,240.64 in Q1 2022, indicating a substantial increase[15]. Assets and Liabilities - Total assets at the end of Q1 2023 amounted to RMB 632,689,075,360.87, reflecting a 3.19% increase from RMB 613,117,024,517.43 at the end of the previous year[4]. - Total liabilities as of March 31, 2023, amounted to RMB 513,411,382,863.27, compared to RMB 496,437,331,652.35 at the end of 2022[12]. - The company's cash and cash equivalents stood at RMB 110,944,291,995.06, slightly down from RMB 113,218,784,401.75 at the end of 2022[12]. - The equity attributable to shareholders increased to RMB 97,486,946,370.07, up 2.57% from RMB 95,044,944,294.28 at the end of the previous year[4]. - Deferred income tax liabilities increased by 87.61% to ¥10,106,102.83 from ¥5,386,758.53 due to an increase in temporary differences for tax purposes[8]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 280,491, with the top ten shareholders holding a combined 70.71% of shares[9]. - China Jianyin Investment Co., Ltd. held 26.34% of shares, making it the largest shareholder[9]. Other Financial Metrics - Non-recurring gains and losses for the period totaled RMB 31,527,564.03 after accounting for tax effects and minority interests[7]. - The company did not report any adjustments or restatements of previous years' accounting data for this quarter[5]. - The board of directors confirmed the accuracy and completeness of the quarterly report, with all 11 participating directors voting in favor[2]. - The report was approved by the board during its 18th meeting of the 5th session[2]. - Investment income surged by 2,562.15% to ¥2,964,465,066.59 from ¥111,355,841.21 due to increased gains from the disposal of trading financial assets[8]. - Other business income decreased by 55.89% to ¥786,534,140.04 from ¥1,783,025,152.13, primarily due to a decline in bulk commodity sales revenue[8]. - The net profit attributable to minority shareholders increased by 237.31% to ¥188,820,062.03 from ¥55,978,718.23, driven by an increase in the scale of perpetual bonds issued by subsidiaries[8]. - The company reported a decrease in other business income to RMB 786,534,140.04 from RMB 1,783,025,152.13 in Q1 2022[13]. - The company reported a total of RMB 431,011,639.43 in other comprehensive income attributable to the parent company's shareholders for Q1 2023, compared to a loss of RMB -195,980,129.29 in Q1 2022[14]. - The company experienced a net decrease in financial instruments held for trading purposes in Q1 2023, with a net reduction of RMB 22,254,278,509.78[15].

Corporate Social Responsibility - In 2022, the company invested CNY 54.96 million in public welfare initiatives, contributing to poverty alleviation efforts such as the "Weining Plan" and "Comprehensive Anti-Poverty Insurance" [2]. - The company emphasized the importance of ESG management and sustainable development, aligning with national environmental policies [2]. Financial Performance - The company reported a total revenue of RMB 10 billion for the fiscal year 2022, representing a year-over-year increase of 15% [19]. - The company reported a total revenue and other income of RMB 31,576 million, a year-on-year decrease of 31.61% [69]. - Profit before tax for 2022 was RMB 3,050 million, down 72.47% year-on-year [69]. - Net profit attributable to shareholders for 2022 was RMB 2,789 million, a decline of 70.32% compared to the previous year [69]. - Basic earnings per share were RMB 0.11, representing a decrease of 71.05% year-on-year [69]. - The weighted average return on equity was 2.93%, down 7.33 percentage points year-on-year [69]. Market Position and Strategy - The company achieved a top ranking in the securities industry's investment banking quality evaluation and received the "Outstanding Contribution Award" from New Fortune for its research efforts [4]. - The company maintained a leading position in bond investment advisory services, ranking among the top five in the industry [3]. - The company is committed to providing high-quality intermediary services to the real economy and enhancing its service capabilities in response to the comprehensive registration system reform [6]. - The company aims to strengthen its core investment banking business while supporting the overall improvement of economic operations [6]. - The company is enhancing IT capabilities to empower key business areas and improve customer experience [7]. Governance and Compliance - The company focused on optimizing its governance structure, achieving an "A" rating in the Shenzhen Stock Exchange's information disclosure assessment for seven consecutive years [5]. - The company has undergone a comprehensive risk management approach to safeguard customer interests and ensure financial stability [7]. - The company emphasizes risk management and compliance, establishing a comprehensive risk management system to control operational risks effectively [67]. Innovation and Technology - The digital transformation accelerated, with improvements in proprietary app functionalities and a focus on financial technology to drive business innovation [4]. - There has been a continuous increase in investment in information technology, with a focus on digital transformation, enhancing operational efficiency, and risk management through financial technology applications [46]. - The company launched the "Margin Lending 1.0" platform, achieving full-process online management of securities lending, which won the "Outstanding Ecological Achievement Award" from the Shanghai Financial Technology Center [109]. Awards and Recognition - The company received multiple awards, including recognition as one of China's top 100 listed companies and for its ESG practices [56]. - The company was awarded the "Best Financial Bond Underwriter" and "Best Corporate Bond Underwriter" in 2022 by WIND Information [59]. - The company was recognized as the Best Research Institution by New Fortune, highlighting its influence in financial analysis [62]. Investment and Growth - The company plans to distribute a cash dividend of RMB 0.30 per share, totaling RMB 751,198,336.80, based on a total share capital of 25,039,944,560 shares as of December 31, 2022 [10]. - The company aims to enhance its comprehensive financial service model centered on customer needs, focusing on wealth management, investment banking, and asset management [7]. - The company plans to enhance its investment and investment banking service system, focusing on national strategic projects and expanding its service capabilities in the coming year [94]. Risk Management - The company has established a comprehensive risk management system to mitigate liquidity risks [169]. - The company has implemented measures to monitor and manage liquidity risk dynamically, including cash flow gap assessments and liquidity reserve tracking [198]. - The company faces significant risks including market risk, credit risk, liquidity risk, operational risk, policy risk, legal compliance risk, and innovation business risk [191]. Future Outlook - The company provided a forward guidance of 12% revenue growth for the next fiscal year, projecting total revenue to reach RMB 11.2 billion [19]. - The company plans to continue establishing specialized funds and regional funds in 2023 to enhance investment quality and product offerings [154]. - The company aims to deepen its integration of investment and securities business to improve profitability and stability in its investment operations [97].

Financial Performance - The company reported a total revenue of RMB 10 billion for the fiscal year 2022, representing a year-over-year increase of 15%[19]. - The EBITDA for the year was RMB 2.5 billion, with an EBITDA margin of 25%[19]. - The company reported a net profit of RMB 1.2 billion for 2022, reflecting a profit margin of 12%[19]. - Total revenue and other income for 2022 was RMB 31,575,693, a decrease of 31.61% from RMB 46,171,470 in 2021[40]. - Profit before tax for 2022 was RMB 3,049,963, down 72.47% from RMB 11,079,122 in 2021[40]. - Net profit attributable to shareholders for 2022 was RMB 2,789,068, a decrease of 70.32% from RMB 9,398,369 in 2021[40]. - Basic earnings per share for 2022 was RMB 0.11, down 71.05% from RMB 0.38 in 2021[40]. - The weighted average return on net assets for 2022 was 2.93%, a decrease of 7.33 percentage points from 10.26% in 2021[40]. - The company achieved total revenue and other income of RMB 31,576 million, a year-on-year decrease of 31.61%[73]. - The pre-tax profit was RMB 3,050 million, down 72.47% year-on-year, while the net profit attributable to shareholders was RMB 2,789 million, a decline of 70.32%[73]. Business Strategy and Development - The company maintained a strong focus on digital transformation, enhancing its proprietary app functionalities and accelerating enterprise-level architecture development[3]. - The company aims to enhance its service capabilities and governance to align with the comprehensive registration system reform, focusing on customer-centric comprehensive financial services[7]. - The company acknowledges the need for market-oriented reforms and aims to achieve breakthroughs in business collaboration mechanisms and agile organizational structures[7]. - The company is committed to enhancing its comprehensive service capabilities and optimizing its business layout to support national strategies and stabilize the economy[52]. - The company aims to improve its comprehensive financial service capabilities, integrating investment and securities business for better profitability and stability[104]. - The company plans to enhance its investment and investment banking service system, focusing on national strategic services and industry chain investment opportunities in 2023[104]. Market Position and Recognition - The company achieved a top ranking in the securities industry's investment banking quality evaluation and was recognized for outstanding contributions in securities research[3]. - The company’s bond investment advisory business ranked among the top five in the industry, showcasing its competitive position[3]. - The company received multiple awards, including recognition as one of China's top 100 listed companies and for its ESG practices[59]. - The company was recognized as a leading asset management institution, winning the "Best Public REITs Investment Institution" award[62]. - The company was awarded the "Best Bond Underwriter" and "Best Corporate Bond Project" in 2022, highlighting its strong position in the bond underwriting market[62]. ESG and Social Responsibility - The company emphasized the importance of ESG management, actively addressing green development and sustainable finance issues[2]. - In 2022, the company invested CNY 54.96 million in public welfare initiatives, reinforcing its commitment to poverty alleviation programs[2]. - The company is committed to improving its ESG initiatives, with plans to invest RMB 200 million in sustainable practices over the next five years[19]. - The company has been acknowledged for its contributions to sustainable development, receiving the "Sustainable Development Inclusive Finance Award" in 2022[62]. Operational Efficiency and Technology - The company has allocated RMB 500 million for research and development in new technologies, aiming to enhance service efficiency and customer experience[19]. - The company is focusing on digital transformation, with increased investment in financial technology to enhance operational efficiency and risk management capabilities[50]. - The company aims to enhance its professional service capabilities and financial technology application in 2023, focusing on the iteration of the "Securities Lending" platform[117]. - The company launched a non-face-to-face account opening system for Hong Kong, Macau, and Taiwan clients, achieving a non-face-to-face account opening rate of 95.5%[110]. Financial Services and Products - The main business segments include corporate finance, personal finance, institutional services, and investment management, with no significant changes in the business model during the reporting period[58]. - Corporate finance services encompass investment banking and principal investment, providing services such as equity underwriting and financial advisory[55]. - Personal finance services cover a wide range of needs for individual and non-professional institutional investors, including securities brokerage and margin financing[58]. - The investment management segment achieved total revenue of RMB 1,816 million, a decrease of 19.56% compared to the previous year[76]. Future Outlook - The company plans to expand its market presence in Southeast Asia, targeting a 30% increase in market share over the next three years[19]. - The company has set a performance guidance of 10-15% revenue growth for 2023, driven by new product offerings and market expansion[19]. - The company aims to strengthen its research and investment system and improve active management capabilities in 2023[153]. - The company plans to enhance its core competitiveness in derivatives trading and product innovation in 2023, aiming to expand cross-border business scale and profitability[146].

证券代码：000166 证券简称：申万宏源 公告编号：临2023-16 申 万 宏 源 集 团 股 份 有 限 公 司 关于召开 2022 年度业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 申万宏源集团股份有限公司（以下简称"公司"）2022年年度报 告将于2023年3月31日披露。为便于广大投资者更深入全面了解公司 2022年年度业绩和经营情况，公司定于2023年4月3日（星期一）下午 16:00-18:00举办2022年度业绩说明会。具体情况如下： 1.投资者可通过以下网址或扫描二维码观看业绩说明会： https://eseb.cn/12R9B4I9QPu（频道一） 一、业绩说明会安排 https://www.roadshowchina.cn/Meet/detail.html?mid=17825（频道 二） 1.召开时间：2023年4月3日（星期一）下午16:00-18:00 2.召开方式：网络直播 3.公司出席人员：董事长刘健先生，执行董事、总经理黄昊先生， 独立非执行董事武常岐先生，财务总监任全胜女士，董事会秘书徐亮 先生等 （频道 ...

Financial Performance - The company's operating revenue for Q3 2022 was approximately RMB 5.24 billion, a decrease of 40.56% compared to the same period last year[3]. - Net profit attributable to shareholders for Q3 2022 was approximately RMB 917.24 million, down 68.25% year-on-year[3]. - The basic earnings per share for Q3 2022 was RMB 0.04, a decline of 66.67% compared to the previous year[3]. - The company's net profit for the year-to-date period was approximately RMB 4.28 billion, a decrease of 42.25% compared to the same period last year[3]. - The company's total revenue for the first nine months of 2022 was RMB 18,056,766,355.39, a decrease of 27.4% compared to RMB 24,891,090,025.69 in the same period of 2021[15]. - Net profit for the first nine months of 2022 was RMB 4,540,381,571.55, down 39.4% from RMB 7,469,757,097.03 in the previous year[15]. - The net income attributable to shareholders of the parent company was RMB 4,279,033,307.09, a decline of 42.8% compared to RMB 7,409,477,706.79 in 2021[33]. - Total comprehensive income for the period was RMB 4,522,524,565.96, a decrease of 38.5% compared to RMB 7,343,615,923.18 in the same period last year[16]. - Basic and diluted earnings per share were both RMB 0.17, down from RMB 0.30 in the same period last year[16]. Assets and Liabilities - Total assets as of September 30, 2022, amounted to approximately RMB 617.17 billion, an increase of 2.69% from the end of the previous year[3]. - The total assets as of September 30, 2022, were RMB 617,169,198,166.51, an increase from RMB 601,011,467,253.09 at the end of 2021[14]. - The total liabilities increased to RMB 498,511,103,281.62 from RMB 493,956,873,232.83, indicating a rise in financial obligations[14]. - The company's total equity attributable to shareholders increased by 1.78% to approximately RMB 96.91 billion compared to the end of the previous year[3]. - The company's total equity increased to RMB 118,658,094,884.89 from RMB 107,054,594,020.26, indicating growth in shareholder value[14]. Cash Flow - The company reported a net cash flow from operating activities of approximately RMB 3.51 billion, which is not applicable for year-on-year comparison[3]. - Net cash flow from operating activities was RMB 3,509,871,164.84, a significant improvement from a negative cash flow of RMB -37,210,515,364.41 in the previous year[17]. - The company reported a net increase in cash and cash equivalents of RMB 10,129,659,790.25, compared to RMB 20,247,292,430.28 in the same period last year[18]. - The company's cash and cash equivalents rose to RMB 120,746,856,344.58 from RMB 108,580,453,632.49, showing improved liquidity[14]. - The company's total cash and cash equivalents at the end of the period were RMB 156,191,093,006.00, compared to RMB 143,446,270,538.71 at the end of the same period last year[18]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 293,567, with 64 H-share shareholders included[9]. - The top shareholder, China Jianyin Investment Limited, holds 26.34% of shares, totaling 6,596,306,947 shares[10]. - The second-largest shareholder, Central Huijin Investment Ltd., owns 20.05% of shares, amounting to 5,020,606,527 shares[10]. - The third-largest shareholder, Hong Kong Central Clearing Limited, possesses 10.00% of shares, which equals 2,503,796,170 shares[10]. - Central Huijin Investment holds 100% of China Jianyin Investment, indicating a significant ownership structure[11]. Changes in Management - The board of directors has undergone changes, with Liu Jian appointed as the executive director and chairman on August 26, 2022[12]. - Liu Jian was appointed as the executive director and chairman of the fifth board of directors on August 26, 2022, following the resignation of Chu Xiaoming[30]. - The company has undergone changes in its authorized representative, with Liu Jian taking over the role on August 26, 2022, after Chu Xiaoming's resignation[31]. Investment and Income - The company experienced a significant increase in derivative financial assets, rising by 278.48% to approximately RMB 10.60 billion compared to the end of 2021[8]. - The company's interest income for the year-to-date period decreased by 89.41% to approximately RMB 113.97 million compared to the same period last year[8]. - The net income from brokerage business fees decreased to RMB 4,067,391,464.26 from RMB 4,810,826,534.35, indicating a decline in brokerage activities[15]. - Investment income dropped significantly to RMB 1,456,680,339.72 from RMB 8,397,668,502.54, reflecting challenges in investment performance[15]. - The net interest income decreased to RMB 113,971,772.55 from RMB 1,076,306,615.21, reflecting a significant decline[15].

Financial Performance - Total revenue and other income for the first half of 2022 was RMB 18,536,642, a decrease of 12.89% compared to RMB 21,280,128 in the same period of 2021[17]. - Profit before tax for the first half of 2022 was RMB 4,088,916, down 23.53% from RMB 5,347,139 in the first half of 2021[17]. - Net profit attributable to shareholders for the first half of 2022 was RMB 3,361,796, a decline of 25.64% compared to RMB 4,520,910 in the same period of 2021[17]. - Basic earnings per share for the first half of 2022 was RMB 0.13, down 27.78% from RMB 0.18 in the first half of 2021[17]. - Total revenue and other income for the first half of 2022 was RMB 18,537 million, a year-on-year decrease of 12.89%[42]. - The pre-tax profit was RMB 4,089 million, down 23.53% year-on-year, while the net profit attributable to shareholders was RMB 3,362 million, a decline of 25.64%[42]. - The basic earnings per share were RMB 0.13, representing a year-on-year decrease of 27.78%[42]. - The weighted average return on equity for the first half of 2022 was 3.47%, down 1.54 percentage points from 5.01% in the first half of 2021[17]. Assets and Liabilities - Total assets as of June 30, 2022, were RMB 624,957,963, an increase of 3.98% from RMB 601,011,467 at the end of 2021[18]. - Total liabilities as of June 30, 2022, were RMB 516,988,313, up 4.66% from RMB 493,956,873 at the end of 2021[18]. - Total equity attributable to shareholders was RMB 95,933,101 as of June 30, 2022, a slight increase of 0.75% from RMB 95,222,008 at the end of 2021[18]. - The debt-to-asset ratio increased to 78.75% as of June 30, 2022, compared to 78.43% at the end of 2021, reflecting a rise of 0.32 percentage points[18]. - Cash and cash equivalents as of June 30, 2022, were RMB 74,863 million, an increase of 55.82% compared to RMB 48,046 million as of June 30, 2021[83]. - The company's total liabilities amounted to RMB 516,988 million, reflecting a growth of 4.66% compared to the previous year[87]. - The accounts receivable increased significantly to RMB 7,900,779 thousand, up 93% from the previous year[85]. - The company's total assets reached RMB 624,958 million, representing a 3.98% increase from the previous year[85]. Risk Management - The company emphasizes the importance of understanding various market risks, including market risk, credit risk, liquidity risk, operational risk, policy risk, legal compliance risk, innovation business risk, and exchange rate risk[2]. - The company has established a comprehensive risk management system and liquidity risk management mechanism to enhance the efficiency of its capital usage[92]. - The company is actively exploring new financing models and channels to improve debt financing management capabilities[120]. - The company is conducting regular liquidity risk stress tests to prepare for potential liquidity shocks from market changes[120]. - The company is strengthening its risk management processes by conducting feasibility analyses for major investment projects[116]. - The company is closely monitoring macroeconomic policies and regulatory changes to adjust its risk control policies and business strategies accordingly[122]. Corporate Governance - The company’s board of directors consists of 11 members, including 5 independent non-executive directors, ensuring a diverse governance structure[130]. - The company has not experienced any changes in its directors, supervisors, or senior management during the reporting period, indicating stability in leadership[131]. - The company continues to focus on expanding its market presence and enhancing its corporate governance practices[135]. - The company has made adjustments to its board committees, including the strategic committee and the remuneration and nomination committee, to enhance governance[133]. - The company adheres to corporate governance standards and has established a comprehensive internal control system to ensure regulatory compliance[127]. Market and Business Strategy - The company plans to expand its market presence and develop new products and technologies, although specific details were not disclosed in the report[2]. - The company aims to enhance its core competitiveness and improve its compliance and risk control systems in the upcoming reporting period[126]. - The company is focusing on optimizing the structure of high-quality liquid assets to meet business funding needs and debt repayment[120]. - The company is actively managing foreign exchange risks through analysis and hedging strategies, maintaining a low net foreign currency exposure[125]. - The company aims to enhance its financial technology capabilities and upgrade existing systems to improve operational efficiency[76]. Employee and Social Responsibility - The company has implemented a salary system that combines security and incentives, linking employee compensation directly to performance evaluations[142]. - The company has focused on training programs to enhance employees' business capabilities in line with its development strategy, particularly in wealth management and investment banking[143]. - The company plans to invest RMB 34.5 million in poverty alleviation efforts in Gansu Province, with RMB 15.29 million allocated to consolidate poverty alleviation results and RMB 19.21 million for rural revitalization[147]. - The company has processed 980 cases under the "anti-poverty comprehensive insurance" program, with total payouts nearing RMB 2.39 million, effectively preventing poverty recurrence[147]. - The company has established 27 new village-level bases to enhance grassroots governance capabilities and support rural revitalization efforts[148]. Legal and Compliance - The company is involved in multiple legal disputes regarding pledged securities repurchase agreements, with claims totaling RMB 83 million, RMB 100 million, and RMB 90 million respectively against individuals who defaulted on interest payments and repurchase transactions[164][165][166]. - The company has successfully obtained court rulings in its favor in multiple cases, indicating a strong legal position in its disputes[162][163]. - There are no criminal investigations or administrative penalties against the company or its senior management during the reporting period, ensuring compliance with regulatory standards[167]. - The company has maintained a good credit standing, with no significant debts or court judgments pending against it or its controlling shareholders[167]. Awards and Recognition - The company received multiple awards, including the 2021 Shanghai Economic Financial Research Mechanism Advanced Collective Award from the People's Bank of China[32]. - The company was recognized as a top performer in various categories, including best A-share underwriter and best refinancing underwriter by WIND in 2021[34]. - The company has been awarded for its contributions to the development of the financial industry in Xinjiang, supporting high-quality economic growth[32]. Environmental Initiatives - The company established a "Carbon Neutral" bond business team to support green enterprises' bond financing and has successfully issued multiple innovative carbon-neutral bonds[145]. - The company has implemented various green operational measures, including energy-saving lighting and promoting paperless offices, to reduce carbon emissions[146]. - The company has committed to strict adherence to environmental laws and regulations, actively promoting low-carbon services and climate change management[146].