上海城投控股股份有限公司 第三条 战略与 ESG 委员会由七名董事组成，其中至少 包括一名独立董事。 第四条 战略与 ESG 委员会委员由董事长、二分之一以 - 1 - 上独立董事或者全体董事的三分之一提名，并由董事会选举 产生。委员在任期内出现不适合任职的情形时，该委员应主 动辞职或由公司董事会予以撤换。 第五条 战略与 ESG 委员会设召集人一名，负责召集和 主持战略与 ESG 委员会工作，由战略与 ESG 委员会会议选 举产生。 第六条 战略与 ESG 委员会委员任期与同届董事会董事 任期一致。委员任期届满，可以连选连任。期间如有委员不 再担任公司董事职务，自动失去委员资格，并由董事会根据 上述第三条至第五条的规定补足委员人数。 董事会战略与 ESG 委员会工作细则 第一章 总 则 第一条 为适应上海城投控股股份有限公司（以下称"公 司"）战略发展需要，增强公司核心竞争力，确定公司发展 规划，健全投资决策程序，加强决策科学性，提高重大投资 决策的效益和决策的质量，提升公司环境、社会和治理（ESG） 管理水平，完善公司治理结构，根据《中华人民共和国公司 法》、 《上市公司治理准则》及其他有关规定，公司设立 ...

Core Viewpoint - The document outlines the insider information and knowledge management system of Shanghai Urban Investment Holding Co., Ltd., aiming to ensure fair information disclosure and prevent insider trading. Group 1: Purpose and Basis - The system is established to maintain the principle of fair information disclosure and regulate the behavior of insiders to prevent the abuse of knowledge rights and unauthorized disclosure of insider information [1]. Group 2: Definition of Insider Information - Insider information refers to non-public information that significantly impacts the company's operations, finances, or stock market prices, including major events that could affect stock trading prices [2]. Group 3: Scope of Insider Information Knowledge - Individuals who can access or obtain insider information due to their shareholding, management position, or professional role are considered insiders, including senior management, actual controllers, and related personnel [2][3]. Group 4: Confidentiality Obligations - Insiders are required to maintain confidentiality before the public disclosure of insider information [3]. Group 5: Management of Insider Information - The company must establish a clear management department and personnel responsible for insider information management, ensuring compliance with disclosure regulations [4]. Group 6: Reporting and Disclosure Regulations - After decisions involving insider information, relevant parties must promptly notify the company, which will then disclose the information according to regulations [5]. Group 7: Control of Insider Information - Insiders must not disclose insider information through internal channels or external communications before it is publicly disclosed, and must act to clarify any market rumors or unusual trading activities [6]. Group 8: Registration Management of Insiders - The company must maintain a registry of insiders, documenting their access to insider information and ensuring accurate records are kept [7]. Group 9: Supervision and Accountability - The company is responsible for self-examination of insider trading activities and must report any violations to regulatory authorities within two working days [10]. Group 10: Penalties for Violations - Violations of the insider information management system may result in disciplinary actions for internal personnel, including warnings, demotions, or termination, and external violators may face legal consequences [11].

Group 1 - The company announced a share repurchase plan approved by the board on September 23, 2022, and completed the repurchase on December 13, 2022, acquiring a total of 25,074,866 shares at an average price of 3.99 yuan per share, totaling approximately 99.99 million yuan [1][2] - The company plans to change the purpose of the repurchased shares to cancellation and reduction of registered capital, which was approved at the annual shareholders' meeting in 2024 [2] - Following the cancellation, the total number of shares will decrease by 25,074,866 shares, and the company will apply for the cancellation of these shares with the China Securities Depository and Clearing Corporation [2] Group 2 - Creditors have the right to request debt repayment or guarantees within 30 days of receiving the notice, or within 45 days from the announcement date if no notice is received [2] - Creditors must provide valid documents proving the existence of the debt relationship when claiming their rights [2][3] - The company will continue to fulfill its obligations based on the original debt documents if creditors do not exercise their rights within the specified period [2]

Core Viewpoint - The legal opinion issued by Shanghai Jintiancheng Law Firm confirms that the 2024 annual general meeting of Shanghai Urban Investment Holding Co., Ltd. was convened and conducted in accordance with relevant laws and regulations, ensuring the legitimacy and validity of the meeting and its resolutions [1][11]. Group 1: Meeting Procedures - The annual general meeting was convened by the company's board of directors, with a notice published 20 days prior to the meeting, detailing the time, location, agenda, and registration methods [2][3]. - The meeting was held on June 20, 2025, with both on-site and online voting options available for shareholders [3][4]. Group 2: Attendance and Voting - A total of 533 participants attended the meeting, including 28 on-site shareholders and 505 shareholders voting online, representing 54,019,266 shares, which is 2.1569% of the total voting shares [4][5]. - The voting results showed a significant majority in favor of the proposals, with the highest approval rate being 99.6296% for one of the resolutions [9][10]. Group 3: Resolutions and Results - All proposed resolutions were approved by the shareholders, with no amendments or new proposals introduced during the meeting [11]. - The voting results for various resolutions indicated overwhelming support, with the lowest approval rate being 94.5812% for a related party transaction [6][8].

Meeting Details - The annual general meeting of Shanghai Urban Investment Holding Co., Ltd. was held on June 20, 2025, at Bay Valley Technology Park, Shanghai [1] - The meeting was convened by the board of directors and chaired by Chairman Zhang Chen, utilizing a combination of on-site and online voting methods [1] Voting Results - All proposed resolutions were passed with significant majority votes, including: - A resolution received 1,368,751,143 votes in favor, accounting for 99.1953% of the total votes [2] - Another resolution garnered 1,371,898,127 votes in favor, representing 99.4233% [3] - A separate resolution achieved 1,372,003,655 votes in favor, which is 99.4310% [4] Resolutions Overview - The meeting included various resolutions such as: - Approval of annual budget for external guarantees [5] - Reappointment of accounting firm [5] - Approval of independent director allowances and remuneration for directors and supervisors [5] - Change of purpose for repurchased shares and reduction of registered capital [5] - Cancellation of the supervisory board and amendments to the company’s articles of association [5] Legal Compliance - The voting procedures and results of the annual general meeting were confirmed to comply with relevant laws and regulations, ensuring the legality and validity of the resolutions passed [5]

Core Viewpoint - The board of directors of Shanghai Urban Investment Holding Co., Ltd. has approved all agenda items during the 24th meeting of the 11th board session, indicating a unified decision-making process and potential strategic alignment within the company [1][2][3]. Meeting Details - The board meeting was held on June 12, 2025, with notifications sent to all directors in advance. A total of 9 directors were supposed to attend, with 5 present in person and 4 participating via remote voting [1]. Resolutions Passed - The board unanimously approved the establishment of a new senior management personnel departure management system [2]. - The board approved revisions to the audit committee working rules, internal audit management system, internal control evaluation system, information disclosure management system, major event reporting system, and the board secretary working system [2][3]. - The board also approved revisions to the investor relations management system, remuneration and assessment committee working rules, independent director working system, and four other related systems [4]. Additional Resolutions - The board passed resolutions regarding the management system for regulations and the adjustment of certain systems due to departmental name changes, as well as the revision of the safety production responsibility system [4][5].

第一章 总 则 第一条 目的和依据 为进一步规范上海城投控股股份有限公司（以下简称"公 司"）内部审计工作，提高内部审计水平，促进公司经营活 动的健康发展，强化公司风险管控，根据《中华人民共和国 审计法》《中华人民共和国内部审计条例》《上市公司章程 指引》《上海证券交易所上市自律监管指引第 1 号——规范 运作》等有关法律、法规和《公司章程》等有关规定，结合 公司实际情况，制定本管理制度。 第二条 适用范围 上海城投控股股份有限公司 内部审计管理制度 本制度适用于公司、公司持股比例 50%以上的绝对控股 子公司和公司拥有实际控制权的相对控股子公司 (以下简称 "子公司")。共同控制公司和参股公司可以参照执行。 第三条 定义 本办法所称的内部审计,是公司内部审计机构开展的独立、 客观的监督、评价和咨询活动,通过运用系统规范的方法，审 查和评价被审计单位的经营活动、内部控制和风险管理的适 当性和有效性，促进公司完善治理、提升价值和实现经营目 标。 第二章 内部审计机构 - 1 - 第四条 工作机制 公司设立审计风控部作为内部审计机构，向董事会负责。 审计风控部在对公司业务活动、风险管理、内部控制、财务 信息监督检 ...

上海城投控股股份有限公司 董事会战略与 ESG 委员会工作细则 第一章 总 则 第一条 为适应上海城投控股股份有限公司（以下称"公 司"）战略发展需要，增强公司核心竞争力，确定公司发展 规划，健全投资决策程序，加强决策科学性，提高重大投资 决策的效益和决策的质量，提升公司环境、社会和治理（ESG） 管理水平，完善公司治理结构，根据《中华人民共和国公司 法》、《上市公司治理准则》及其他有关规定，公司设立董事 会战略与 ESG 委员会，制定本细则。 第二条 董事会战略与 ESG 委员会是董事会按照《公司 章程》设立的专门机构，主要负责对公司中长期发展战略、 重大投资决策、环境、社会和治理（ESG）工作进行研究并 提出建议。 第二章 人员组成 第三条 战略与 ESG 委员会由七名董事组成，其中至少 包括一名独立董事。 第四条 战略与 ESG 委员会委员由董事长、二分之一以 - 1 - 上独立董事或者全体董事的三分之一提名，并由董事会选举 产生。委员在任期内出现不适合任职的情形时，该委员应主 动辞职或由公司董事会予以撤换。 第五条 战略与 ESG 委员会设召集人一名，负责召集和 主持战略与 ESG 委员会工作，由战略 ...

上海城投控股股份有限公司 独立董事专门会议工作细则 第一条 为完善上海城投控股股份有限公司（以下简称 "公司"）法人治理，保护中小股东及利益相关者的利益， 促进公司的规范运作，根据《中华人民共和国公司法》《上 市公司独立董事管理办法》《上市公司治理准则》《上海证 券交易所股票上市规则》《上海证券交易所上市公司自律监 管指引第 1 号—规范运作》等法律法规，以及《上海城投控 股股份有限公司章程》（以下简称"《公司章程》"）、《上 海城投控股股份有限公司独立董事工作制度》的有关要求， 并结合公司实际情况，制定本细则。 第二条 独立董事专门会议是指全部由公司独立董事参 加的会议。 独立董事是指不在公司担任除董事外的其他职务，并与 其所受聘的公司及其主要股东、实际控制人不存在直接或者 间接利害关系，或者其他可能影响其进行独立客观判断关系 的董事。 第三条 独立董事对公司及全体股东负有忠实与勤勉义 务，应当按照法律、行政法规、中国证券监督管理委员会（以 下简称"中国证监会"）规定、证券交易所业务规则和《公 司章程》的规定，认真履行职责，在董事会、董事会专门委 - 1 - 员会及独立董事专门会议中发挥参与决策、监督制衡、 ...

上海城投控股股份有限公司 内幕信息及知情人管理制度 第一章 总 则 第一条 目的与依据 为维护信息披露的公平原则，规范上海城投控股股份有 限公司（以下简称"公司"）内幕信息及其知情人的行为， 防止内幕信息知情人员滥用知情权，擅自泄露内幕信息，进 行内幕交易，公司根据《中华人民共和国公司法》《中华人 民共和国证券法》（以下简称"《证券法》"）《关于加强 上市公司国有股东内幕信息管理有关问题的通知》《上市公 司监管指引第5号——上市公司内幕信息知情人登记管理制 度》《上海证券交易所股票上市规则》（以下简称"《股票 上市规则》"）《上海证券交易所上市公司自律监管指引第 2号——信息披露事务管理》等，制定本制度。 第二条 内幕信息的范围 本制度所称内幕信息，是指涉及公司的经营、财务或者 对公司证券市场价格有重大影响的尚未公开的信息。包括但 不限于以下内容： （一）《证券法》规定发生可能对公司的股票交易价格 产生较大影响的重大事件，包括： - 1 - 1．公司的经营方针和经营范围的重大变化； 2．公司的重大投资行为，公司在一年内购买、出售重 大资产超过公司资产总额百分之三十，或者公司营业用主要 资产的抵押、质押、出售或 ...