第 9 頁 共 11 頁 v 1.1.1 V. 確認 不適用 呈交者： 聶小剛 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 國泰海通證券股份有限公司(「本公司」) 呈交日期: 2025年9月2日 I. 法定/註冊股本變動 證券代號 (如上市) 02611 說明 法定/註冊股份數目 面值 法定/註冊股本 上月底結存 3,505,759,848 RMB 1 RMB 3,505,759,848 增加 / 減少 (-) 0 RMB 0 本月底結存 3,505,759,848 RMB 1 RMB 3,505,759,848 證券代號 (如上市) 601211 說明 法定/註冊股份數目 面值 法定/註冊股本 上月底結存 14,123,948,848 RMB 1 RMB 14,123,948,848 增加 / 減少 (-) -782,867 RMB -782,867 本月底結存 14,123,165,981 RMB 1 RMB 14,123,165,981 本月底法定/註冊股本總額： RMB 17 ...

IM行情概要 IM成交持仓 IM每日行情 | 单位：点、手、亿元 | | | | | | | | | | | 单位：手 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 收盘价 | +/- | 成交量 | +/- | | 成交额 | +/- | 持仓量 | +/- | 持仓保证金 | | | 中证1000 | 7313.88 | -2.50% | 35,044 | | 8 % | 5,985 | 6 % | | | | 600,000 | | IM2509 | 7251.40 | -1.85% | 218,061 | | 34% | 3,168 | 32% | 193,312 | 12,533 | 336 | 500,000 | | IM2510 | 7202.20 | -1.62% | 13,101 | | 50% | 189 | 47% | 20,698 | 2,816 | 3 6 | 400,000 | | IM2512 | 7057.00 | -1.81% | 79,904 | | 35% | ...

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 國泰海通證券股份有限公司(「本公司」) 呈交日期: 2025年9月2日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 02611 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 3,505,759,848 | RMB | | 1 RMB | | 3,505,759,848 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 3,505,759,848 | RMB | | 1 RMB | | 3,505,759,848 | | 2. 股份分類 | ...

Core Insights - The overall compensation in the brokerage industry has increased, with over 80% of brokerages reporting growth in total compensation and a rebound in average compensation per employee [1][2] Group 1: Top Brokerage Performance - CITIC Securities remains the leader in total compensation, reaching 11.123 billion yuan in the first half of 2025, a year-on-year increase of 13.58% [1][3] - China International Capital Corporation (CICC) and Huatai Securities follow, with total compensations of 5.572 billion yuan and 5.137 billion yuan, reflecting year-on-year growths of 27.53% and 21.46% respectively [1][3] - CITIC Construction Investment is the only top brokerage to report a decline, with total compensation of 3.076 billion yuan, down 14.41% year-on-year, and an average compensation of 239,300 yuan, a decrease of 9.46% [1][3] Group 2: Regional Brokerage Performance - Brokerages in East China showed strong performance, with Guotai Junan and Haitong Securities reporting total compensations of 8.805 billion yuan, a significant increase of 118.29%, and an average compensation of 422,200 yuan, up 56.20% [1][3] - In South China, Guangfa Securities reported a total compensation of 4.553 billion yuan, growing by 20.92%, while China Merchants Securities reached 3.561 billion yuan, an increase of 13.92% [1][3] Group 3: Mid and Small Brokerage Performance - Smaller brokerages like Huaxi Securities and Guohai Securities have shown significant compensation growth, with Huaxi's total compensation reaching 1.067 billion yuan, up 42.61%, and an average compensation of 263,300 yuan, increasing by 48.67% [2] - Guohai Securities reported a total compensation of 703 million yuan, a year-on-year increase of 36.30%, with an average compensation of 209,900 yuan, reflecting a growth of 45.97% [2] - Conversely, brokerages such as Changcheng Securities and Caitong Securities experienced declines in average compensation, indicating substantial disparities within the industry [2]

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 國泰海通證券股份有限公司(「本公司」) 呈交日期: 2025年9月2日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 02611 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 3,505,759,848 | RMB | | 1 RMB | | 3,505,759,848 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 3,505,759,848 | RMB | | 1 RMB | | 3,505,759,848 | | 2. 股份分類 | ...

中国经济网北京9月2日讯 智翔金泰(688443.SH)近日披露2025年半年度报告，上半年公司实现营业收入4539.18万元，上年同期 为1.27万元；归属于上市公司股东的净利润为-2.89亿元，上年同期为-3.62亿元；归属于上市公司股东的扣非净利润为-3.17亿元，上 年同期为-3.64亿元；经营活动产生的现金流量净额为-1.16亿元，上年同期为-2.64亿元。 | 主要会计数据 | 2023年 | 2022年 | 本期比上 年同期增 | 2021年 | | --- | --- | --- | --- | --- | | | | | 猿(%) | | | 营业收入 | 1.211.502.42 | 475.240.96 | 不适用 | 39.190.245.89 | | 扣除与主营业务无关的 业务收入和不具备商业 | | | | | | 实质的收入后的营业收 | | | | | | く | | | | | | 归属于上市公司股东的 | -801,319,298.24 | -576.365.671.19 | 39.03 | -322.132.651.42 | | 净利润 | | | | | | 归属于上市 ...

Core Viewpoint - The securities industry is experiencing mixed performance, with significant growth in the ETF sector, particularly the broker ETF, which has seen substantial inflows and a notable increase in net asset value and share count [1][2][6]. Group 1: ETF Performance - As of September 1, the broker ETF has achieved a net value increase of 61.10% over the past year [2]. - The broker ETF's latest scale reached 31.265 billion, marking a one-year high, and its share count reached 49.801 billion, also a one-year high [1]. - The ETF has seen a daily average net inflow of 248 million over the past three days, with a peak single-day inflow of 462 million [1]. Group 2: Market Dynamics - Major brokerage firms have outperformed the industry average in profit growth, with top firms showing a net profit growth rate of 37% for the first half of the year, surpassing the overall growth rate of 31% for listed brokerages [2]. - The market has seen a significant increase in daily trading volume and margin financing balances since July, enhancing the profitability outlook for the year [2][3]. Group 3: Investment Strategy - Analysts suggest focusing on high-quality brokerages with valuations significantly below the average, as well as those with strong performance potential among smaller firms [2]. - The broker ETF provides an efficient investment tool that encompasses both leading brokerages and smaller firms with high growth potential, with nearly 60% of its holdings concentrated in the top ten brokerages [6].

Group 1 - The core point of the news is the decline in the stock price of Shanghai Electric Wind Power, which fell by 5.01% to 22.35 CNY per share, with a trading volume of 774 million CNY and a turnover rate of 2.54%, resulting in a total market capitalization of 29.8 billion CNY [1] - Shanghai Electric Wind Power, established on September 7, 2006, and listed on May 19, 2021, specializes in the design, research and development, manufacturing, and sales of wind power generation equipment, as well as providing aftermarket services [1] - The company's main revenue sources are from the sales of wind turbines and components (95.17%), service provision (3.31%), wind farm electricity generation (0.90%), and other supplementary sources (0.62%) [1] Group 2 - From the perspective of major fund holdings, one fund under Guotai Haitong Asset Management has a significant position in Shanghai Electric Wind Power, with 418,700 shares held, accounting for 1.14% of the fund's net value, making it the ninth largest holding [2] - The fund, Guotai Junan SSE STAR Market Composite Price Index Enhanced A (023889), has a current scale of 170 million CNY and has recorded a return of 41.05% since its establishment on April 17, 2025 [2] - The estimated floating loss for the fund today is approximately 494,100 CNY due to the decline in the stock price of Shanghai Electric Wind Power [2]

中国经济网北京9月2日讯 上交所网站昨日发布关于终止对正泰安能数字能源（浙江）股份有限公 司（以下简称"正泰安能"）首次公开发行股票并在沪市主板上市审核的决定。 上海证券交易所于2023年9月6日依法受理了正泰安能首次公开发行股票并在沪市主板上市的申请文 件，并按照规定进行了审核。 日前，正泰安能和保荐人国泰海通证券股份有限公司分别向上交所提交了《正泰安能数字能源（浙 江）股份有限公司关于撤回首次公开发行股票并在主板上市申请文件的申请》和《国泰海通证券股份有 限公司关于撤回正泰安能数字能源（浙江）股份有限公司首次公开发行股票并在主板上市申请文件的申 请》，申请撤回申请文件。根据《上海证券交易所股票发行上市审核规则》第六十三条的有关规定，上 交所决定终止对正泰安能首次公开发行股票并在沪市主板上市的审核。 正泰安能专注于户用光伏领域，公司已经形成了户用光伏系统设备销售业务、户用光伏电站合作共 建业务、户用光伏电站销售业务和户用光伏电站售后保障运维业务四类主要业务。 正泰安能的控股股东为正泰电器，正泰电器直接持有正泰安能152,500.00万股，并通过常成创投间 接持有正泰安能3,888.00万股，合计占正泰安能总 ...

截至目前，A股49只券商股中报已悉数披露，归母净利润均实现正增长，其中13家增幅超100%，华西证券、国联民生两家盈利高增近1200%。 不仅如此，已有28家上市券商披露2025年中期利润分配方案，其中中信证券、国泰海通、中国银河等7家券商拟派发现金红利超10亿元。 | 序号 | 证券代码 | 证券简称 | 营业收入(亿元) | 营业收入目比增长率(%) | 旧母净利润(亿元) | | --- | --- | --- | --- | --- | --- | | 1 | 002926.SZ | 华西证券 | 20.73 | 46.72 | 5.12 | | 2 | 601456.SH | 国联民生 | 40.11 | 269.40 | 11.27 | | 3 | 002670.SZ | 国盛金控 | 0.01 | -1.81 | 2.09 | | 4 | 000712.SZ | 锦龙股份 | 4.17 | 16.35 | 1.25 | | 5 | 600864.SH | 哈投股份 | 9.84 | -5.31 | 3.80 | | 6 | 000686.SZ | 东北证券 | 20.46 | 31.66 | 4 ...