Group 1 - The legal opinion letter confirms the legitimacy of the convening and holding of the 2025 first extraordinary general meeting of shareholders of Guotai Junan Securities Co., Ltd. [2][3] - The meeting was convened by the company's board of directors and chaired by Chairman Zhu Jian, with the time, place, and method consistent with the meeting notice disclosed on March 17, 2025 [3] - A total of 22 shareholders (including proxies) attended the meeting, holding 7,657,701,817 shares, which represents 43.5544% of the total shares eligible to vote [3] Group 2 - The voting process combined on-site and online voting, with on-site voting conducted by named ballot as per the company's articles of association [4] - The results of the voting were compiled after the conclusion of both on-site and online voting, and the proposed resolutions were approved [4] - The legal opinion concludes that the meeting's procedures, qualifications of attendees, and voting processes comply with relevant laws and the company's articles of association, rendering the voting results valid [5]

Meeting Overview - The shareholder meeting of Guotai Junan Securities Co., Ltd. was held on April 3, 2025, in Shanghai [1] - The meeting was conducted in accordance with the Company Law and the company's articles of association, with a combination of on-site and online voting [1] Attendance and Voting - A total of 2,627 ordinary shareholders attended the meeting, holding 6,710,842,607 shares, which accounts for 48.06% of the total shares [1] - The foreign shareholders (H shares) held 1,738,777,315 shares, representing 38.17% of the total shares [1] - The voting results showed that the proposals were overwhelmingly approved, with A shares voting 99.92% in favor and H shares voting 100% in favor [1][2] Resolutions Passed - The meeting passed several resolutions, including the establishment of the seventh board of directors, with the previous board members no longer serving [2][3] - The resolutions received significant support, with A shares showing 99.92% approval for the non-cumulative voting proposals [2] - The special resolution required a two-thirds majority and was successfully passed [3] Legal Compliance - The meeting's procedures and voting were confirmed to comply with relevant laws and the company's regulations, ensuring the validity of the voting results [3]

Summary of Key Points Core Viewpoint The report provides a detailed account of the fundraising activities and the management of funds raised by Benxi Steel Plate Co., Ltd. It highlights the total amount raised, the allocation of funds, and the compliance with regulatory requirements. Fundraising Overview - The company raised a total of 6.8 billion RMB through the issuance of convertible bonds, with all funds received by July 6, 2020 [1][2] - As of December 31, 2024, the company has invested approximately 4.87 billion RMB into fundraising projects, with a remaining balance of 36.77 million RMB in the fundraising account [1][2] Fund Management and Compliance - The company adheres to strict management protocols for the raised funds, ensuring compliance with relevant laws and regulations [1][2] - A tripartite supervision agreement was established with several banks and the underwriting institution to ensure proper management of the funds [1][2] Fund Usage and Allocation - The company has utilized the raised funds for various projects, including high-grade silicon steel projects and environmental upgrades, with specific amounts allocated to each project [3][4] - The company has temporarily used idle funds to supplement working capital, with a total of 4.18 billion RMB used for this purpose in 2020 [3][4][5] Project Implementation and Adjustments - There have been no changes to the fundraising projects or their implementation locations during the reporting period [9] - The company has not encountered any issues with the use of raised funds, and all projects are progressing as planned [9][10] Special Audit and Opinions - The underwriting institution conducted a thorough audit of the fundraising activities and confirmed that the company’s management of funds complies with regulatory requirements [9][10]

国泰海通证券股份有限公司 章 程 （2025 年 4 月修订） | | | | 第一章 | 总则 1 | | --- | --- | | 第二章 | 经营范围和宗旨 3 | | 第三章 | 党的组织 3 | | 第四章 | 股份 4 | | 第五章 | 股东和股东大会 11 | | 第六章 | 董事会 23 | | 第七章 | 总裁及其他高级管理人员 31 | | 第八章 | 监事会 36 | | 第九章 | 公司董事、监事和高级管理人员的资格和义务 38 | | 第十章 | 税务、财务会计制度和利润分配 41 | | 第十一章 | 通知和公告 44 | | 第十二章 | 合并、分立、增资、减资、解散和清算 46 | | 第十三章 | 章程修改 49 | | 第十四章 | 附则 50 | | | 附件一：国泰海通证券股份有限公司股东大会议事规则 58 | | | 附件二：国泰海通证券股份有限公司董事会议事规则 71 | | | 附件三：国泰海通证券股份有限公司监事会议事规则 81 | 国泰海通证券股份有限公司章程 第一章 总则 公司于 2017 年 3 月 13 日经中国证监会核准，发行 1,040,000, ...

证券代码：601211 证券简称：国泰君安 公告编号：2025-041 国泰海通证券股份有限公司 关于完成公司名称变更、注册资本变更、公司章程 修订及相应市场主体变更登记的公告 国泰海通证券股份有限公司（曾用名：国泰君安证券股份有限公司，以下 简称"公司"）于 2025 年 3 月 14 日召开第六届董事会第三十二次临时会议，审 议通过了《关于提请审议变更公司名称及证券简称的议案》《关于提请审议变更 公司注册资本的议案》及《关于提请审议修订公司章程的议案》，其中公司名称 变更、公司章程修订事项提交至公司股东大会审议。具体情况请详见公司于 2025 年 3 月 17 日披露的《国泰君安证券股份有限公司关于拟变更公司名称、证券简 称及注册资本的公告》（公告编号：2025-034）、《国泰君安证券股份有限公司关 于修订公司章程的公告》（公告编号：2025-033）。 2025 年 4 月 3 日，公司召开 2025 年第一次临时股东大会，审议通过了《关 于提请修订公司章程的议案》《关于提请审议变更公司名称的议案》。根据相关法 律法规、部门规章、规范性文件及公司《章程》的规定，自公司 2025 年第一次 临时股东大会 ...

北京市海问律师事务所 关于国泰君安证券股份有限公司 2025 年第一次临时股东大会的法律意见书 致：国泰君安证券股份有限公司 根据《中华人民共和国公司法》《中华人民共和国证券法》（以下统称"有关 法律"）及《国泰君安证券股份有限公司章程》（以下称"公司章程"）的规定， 本所作为国泰君安证券股份有限公司（以下称"公司"）的法律顾问，应公司的 要求，指派律师列席公司于 2025 年 4 月 3 日召开的 2025 年第一次临时股东大会 （以下称"本次会议"），对本次会议召开的合法性进行见证，并依法出具本法律 意见书。 在本法律意见书中，本所律师仅对本次会议召集和召开的程序、表决程序及 出席本次会议现场会议的股东或股东代理人资格、召集人的资格是否符合有关法 律和公司章程的规定，以及本次会议审议的议案表决结果是否有效发表意见，并 不对本次会议所审议的议案内容以及议案所表述的事实或数据的真实性、准确性、 合法性发表意见。本所律师假定公司提交给本所律师的资料（包括但不限于有关 人员的居民身份证、授权委托书、企业法人营业执照等）真实、完整，资料上的 签字和/或印章均是真实的，资料的副本或复印件均与正本或者原件一致。 本所律 ...

证券代码：601211 证券简称：国泰君安 公告编号：2025-042 经全体董事、监事一致同意，国泰海通证券股份有限公司（以下简称"公 司"或"本公司"）于2025年4月3日发出第七届董事会第一次会议通知及文件， 于2025年4月3日以现场结合视频方式召开会议。经全体董事推举，本次会议由朱 健董事主持，会议应到董事17人，实到17人，公司部分监事及高级管理人员列席 会议。会议召集、召开及表决程序符合《公司法》、公司《章程》和《董事会议 事规则》的有关规定。本次会议审议并通过了以下议案： 一、审议通过了《关于提请选举公司第七届董事会董事长、副董事长的议 案》 表决结果：17票赞成，0票反对，0票弃权。 选举朱健董事担任公司第七届董事会董事长；选举周杰董事担任公司第七 届董事会副董事长。 二、审议通过了《关于提请设立公司第七届董事会专门委员会的议案》 表决结果：17票赞成，0票反对，0票弃权。 同意公司第七届董事会设战略及ESG委员会、薪酬考核与提名委员会、审计 委员会、风险控制委员会等四个专门委员会。各专门委员会组成如下： 国泰海通证券股份有限公司 第七届董事会第一次会议决议公告 本公司董事会及全体董事保证本 ...

Core Viewpoint - The report summarizes the continuous sponsorship and supervision of Qingdao Yunlu Advanced Materials Technology Co., Ltd. by Guotai Junan Securities Co., Ltd. following its initial public offering (IPO) on the Sci-Tech Innovation Board, highlighting the company's compliance with regulations and the status of its fundraising projects [1][2]. Group 1: Company Overview - The issuer, Qingdao Yunlu Advanced Materials Technology Co., Ltd., has a registered capital of RMB 120 million and was listed on November 26, 2021, with a stock code of 688190 [1][3]. - The actual controller of the company is China Aviation Engine Group Co., Ltd. [1]. Group 2: Sponsorship and Supervision - Guotai Junan Securities has committed to ensuring compliance with laws and regulations during the continuous supervision phase, which lasts until December 31, 2024 [1][2]. - The main responsibilities of the sponsor include overseeing corporate governance, ensuring compliance with internal control systems, and monitoring the use of raised funds [3][4]. Group 3: Fundraising and Project Status - The company raised a net amount of RMB 1,291.58 million from the IPO, with the funds allocated to various projects [1]. - There have been delays in some fundraising projects, specifically the "High-Performance Ultra-Thin Nano-Crystal Strip Material and Its Device Industrialization Project," which has been postponed to June 2025 [4][5]. Group 4: Compliance and Reporting - The company has adhered to information disclosure requirements and has cooperated with the sponsor during the due diligence and continuous supervision phases [6][7]. - The sponsor has reviewed the company's fundraising usage and confirmed compliance with relevant regulations, ensuring no misappropriation of funds [8]. Group 5: Remaining Funds - As of December 31, 2024, the company has a remaining balance of RMB 596.44 million in raised funds, which will continue to be monitored by the sponsor [8].

国泰君安证券股份有限公司 相关股票异常交易监管>第十二条规定情形的说明》之签字盖章页） 独立财务顾问主办人： 关于广州禾信仪器股份有限公司本次交易相关主体不存在 本次交易相关主体均不存在因涉嫌本次交易相关的内幕交易被立案调查或 者立案侦查的情形，最近 36 个月内不存在因与重大资产重组相关的内幕交易被 中国证监会作出行政处罚或者司法机关依法追究刑事责任的情形。 综上，本次交易相关主体不存在依据《上市公司监管指引第 7 号——上市公 司重大资产重组相关股票异常交易监管》第十二条不得参与任何上市公司重大资 产重组的情形。 （以下无正文） （本页无正文，为《国泰君安证券股份有限公司关于广州禾信仪器股份有限公司 本次交易相关主体不存在 <上市公司监管指引第 ensp="ensp" 上市公司重大资产重组="上市公司重大资 产重组" 号="号"> 《上市公司监管指引第 7 号——上市公司重大资产重组相关 股票异常交易监管》第十二条规定情形的说明 广州禾信仪器股份有限公司（以下简称"上市公司"）拟以发行股份及支付 现金的方式购买上海量羲技术有限公司（以下简称"量羲技术"）56.00%股权并 募集配套资金暨关联交易（以下简称 ...

公司报告 | 公司定期报告点评 国泰君安（601211） 证券研究报告 业绩超预期大幅增长，看好合并后发展前景—24 年年报业绩点评 【24 年四季度业绩超预期大幅增长，自营业务弹性充分释放】 国泰君安 Q4 单季/2024 年全年实现调整后营收 109/336 亿元，同比+71.4%/+18.4%； 分别实现归母净利润 35/130 亿元，同比+368.9%/+38.9％。自营与经纪业务为整体 业绩贡献主要增量，24Q4 单季：经纪/投行/资管/自营/信用营收同比增速分别为 +101.0%/+9.1%/+6.0%/+191.6%/-33.9%。24 年全年：经纪/投行/资管/自营/信用营收 同比增速分别为+15.5%/-20.8%/-5.0%/+61.8%/-15.9%。ROE 为 8.1%，较去年同期 +2.1Pct；杠杆率提升至 4.95x。 风险提示：资本市场表现不及预期；兼并重组后业务开展存在不确定性；监管政策 发生变化。 【自营业务四季度逆势大幅上涨增厚利润】 自营业务方面，公司 24Q4 单季/全年实现自营业务收入分别为 40.5/147.7 亿元，分 别同比+191.6%/+61.8%；24 ...