广发证券股份有限公司 关于广东利扬芯片测试股份有限公司 首次公开发行股票并在科创板上市之 保荐总结报告书 广发证券股份有限公司（以下简称"保荐机构""广发证券"）作为承接广 东利扬芯片测试股份有限公司（以下简称"利扬芯片""公司"或"发行人"） 首次公开发行股票并在科创板上市持续督导工作的保荐机构，持续督导期限为 2023 年 12 月 31 日止，目前持续督导工作的期限已经届满。广发证券根据《证 券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市规则》等有关 法律、法规的规定，出具本保荐总结报告书。 一、保荐机构及保荐代表人承诺 1、保荐总结报告书和证明文件及其相关资料的内容不存在虚假记载、误导 性陈述或重大遗漏，保荐机构及保荐代表人对其真实性、准确性、完整性承担法 律责任。 2、本机构及本人自愿接受中国证监会对保荐总结报告书相关事项进行的任 何质询和调查。 3、本机构及本人自愿接受中国证监会按照《证券发行上市保荐业务管理办 法》的有关规定采取的监管措施 二、保荐机构和基本情况 截至 2023 年 12 月 31 日，保荐机构基本情况如下： | 保荐机构名称 | 广发证券股份有限公司 | | | - ...

广发证券股份有限公司 关于广东利扬芯片测试股份有限公司 2023 年度持续督导跟踪报告 根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市 规则》等有关法律、法规的规定，广发证券股份有限公司（以下简称"广发证券" "保荐机构"）作为广东利扬芯片测试股份有限公司（以下简称"利扬芯片""公 司"）首次公开发行并上市的持续督导保荐机构，负责利扬芯片上市后的持续督 导工作，并出具本年度持续督导跟踪报告。 2023 年度，广发证券对利扬芯片的持续督导工作情况总结如下： | 序号 | 工作内容 | 实施情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度，并 | 保荐机构已建立健全并有效执行 | | | 针对具体的持续督导工作制定相应的工作计 | 了持续督导制度，已制定了相应的 | | | 划。 | 工作计划。 | | 2 | 根据中国证监会相关规定，在持续督导工作 | 保荐机构已与利扬芯片签订《保荐 | | | 开始前，与上市公司或相关当事人签署持续 | 协议》，该协议已明确了双方在持 | | | 督导协议，明确双方在持续督导期间的权利 | 续督导期间的权利义 ...

证券代码：688135 证券简称：利扬芯片 公告编号：2024-021 广东利扬芯片测试股份有限公司 关于召开 2024 年第一季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 会议召开时间：2024 年 5 月 7 日(星期二)上午 9:00-10:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 (http://roadshow.sseinfo.com) 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 4 月 30 日（星期二）至 2024 年 5 月 6 日(星期 一)16:00 期间登录上证路演中心网站首页点击"提问预征集"栏目或通过公司 邮箱 ivan@leadyo.com 进行提问，公司将在信息披露允许的范围内对投资者普遍 关注的问题进行回答。 广东利扬芯片测试股份有限公司（以下简称"公司"）将于 2024 年 4 月 30 日在上海证券交易所网站(www.sse.com.cn)披露《2024 年第一季度报告》。为方 便广大 ...

广东利扬芯片测试股份有限公司 （广东省东莞市万江街道莫屋新丰东二路 2 号） 2023 年年度股东大会 会议资料 股票简称：利扬芯片 股票代码：688135 二 O 二四年四月三十日 广东利扬芯片测试股份有限公司 2023 年年度股东大会会议资料 | | | | 2023 年年度股东大会会议须知 | 2 | | --- | --- | | 2023 年年度股东大会会议议程 | 5 | | 议案一：《关于<2023 | 年年度报告>及其摘要的议案》 7 | | 议案二：《关于<2023 | 年度董事会工作报告>的议案》 8 | | 议案三：《关于<2023 | 年度监事会工作报告>的议案》 9 | | 议案四：《关于<2023 | 年度财务决算报告>的议案》 10 | | 议案五：《关于公司 | 2023 年度利润分配预案的议案》 11 | | 议案六：《关于公司 | 2024 年度董事薪酬方案的议案》 12 | | 议案七：《关于公司 | 2024 年度监事薪酬方案的议案》 13 | | 议案八：《关于 2024 | 年度公司及子公司申请综合授信额度并提供担保的议案》 | | 14 | | | 议案九：《关于 ...

证券代码：688135 证券简称：利扬芯片 广东利扬芯片测试股份有限公司 投资者关系活动记录表 £特定对象调研 £分析师会议 投资者 £媒体采访 R业绩说明会 关系活 £新闻发布会 £路演活动 动类别 £现场参观 £电话会议 £其他 参与单 位名称 2023年度业绩说明会 及人员 姓名 ...

证券代码：688135 证券简称：利扬芯片 投资者关系活动记录表 （3）公司 2024 年的发展规划是什么？ | 投资者 | £特定对象调研 | £分析师会议 | | --- | --- | --- | | | £媒体采访 | R 业绩说明会 | | 关系活 | £新闻发布会 | £路演活动 | | 动类别 | £现场参观 | £电话会议 | | | £其他 | | | 参与单 | | | | 位名称 | 2023 年度业绩说明会 | | | 及人员 | | | | 姓名 | | | | 会 议 时 | 2024 年 4 月 19 | 日 9:00-10：00 | | 间 | | | | 会 议 地 | 上证路演中心 | | | 点 | | | | 上 市 公 | 董事长 黄江先生 | | --- | --- | | 司 接 待 | 董事、总经理 张亦锋先生 | | | 董事、董事会秘书兼财务总监 辜诗涛先生 | | 人 员 姓 | 独立董事 郭群女士 | | 名 | | | 投 资 者 | 一、投资者网络文字互动环节 | | 关 系 活 | （1）公司在 2023 年取得了哪些成就？未来有什么规划？ | | ...

来源：公司年报、国金证券研究所 利扬芯片 (688135.SH) 公司是国内老牌第三方测试公司，业务领域覆盖 CP（晶圆）测试 及 FT（成品）测试，其中 2023 年 FT 测试平台收入占比为 59%， 贡献了大部分营收；CP 测试平台实现 1.88 亿收入，同比+22.6%， 贡献较大收入增量，占总收入 37%。公司于 24 年 2 月 29 日拿到批 复同意发行可转债，拟投入 4.9 亿扩大芯片测试产能，3 千万用于 补充流动资金。此外，公司子公司利阳芯布局晶圆减薄等业务，据 电子组 分析师：樊志远（执业 S1130518070003） fanzhiyuan@gizq.com.cn 13.00 15.00 17.00 19.00 21.00 23.00 25.00 27.00 230417230717231017240117 人民币(元) 成交金额(百万元) 成交金额 利扬芯片 沪深300 0 100 200 300 400 500 600 700 敬请参阅最后一页特别声明 1 一、Al 加持叠加需求复苏,第三方测试有望崛起 1.2Al 芯片加大 Chiplet 等光进封测需求，芯片测试"量价齐升".. ...

Financial Performance - The company plans to distribute a cash dividend of RMB 1.00 per 10 shares, totaling approximately RMB 20,012,122, which represents 92.13% of the net profit attributable to shareholders for 2023[5]. - The company has not achieved profitability since its listing, indicating ongoing investment and growth strategies[4]. - The company reported a significant increase in revenue, achieving a total of 1.2 billion RMB, representing a 25% year-over-year growth[17]. - In 2023, the company's operating revenue was CNY 391.198 million, a decrease of 22.45% compared to CNY 503.084 million in 2022[26]. - The net profit attributable to shareholders decreased by 32.16% to CNY 21.721 million from CNY 32.018 million in 2022[30]. - The basic earnings per share dropped by 31.25% to CNY 0.11 from CNY 0.16 in 2022[27]. - The cash flow from operating activities was CNY 196.443 million, down 24.50% from CNY 260.185 million in 2022[26]. - The company's total assets increased by 22.45% to CNY 2,074.242 million compared to CNY 1,693.987 million at the end of 2022[26]. - The net profit after deducting non-recurring gains and losses fell by 47.06% to CNY 11.372 million from CNY 21.481 million in 2022[30]. - The weighted average return on equity decreased to 1.98% from 3.04% in 2022, a decline of 1.06 percentage points[27]. - The company achieved a historical high in revenue of RMB 503.08 million, representing a year-on-year growth of 11.19%[45]. - The net profit attributable to shareholders decreased by 32.16% to RMB 21.72 million[45]. - The gross margin improved to 35%, up from 30% in the previous year, due to cost optimization strategies[17]. - The cash flow from investing activities was negative at CNY -562,182,498.54, an increase in outflow of 21.80% from CNY -461,569,680.48 in the previous year[164]. - The total investment amount during the reporting period was CNY 1,150 million, with a significant increase of 196.57% compared to CNY 408 million in the same period last year[172]. Research and Development - Research and development investments increased by 10%, totaling 100 million RMB, focusing on AI and IoT technologies[17]. - Research and development expenses accounted for 14.94% of operating revenue, slightly up from 14.93% in 2022[27]. - The company has invested approximately CNY 75.16 million in R&D this year, a year-over-year increase of 11.27%, with R&D expenses accounting for 14.94% of total revenue[102]. - The company has filed for 29 new invention patents and received 10, bringing the total to 98 filed and 24 granted, alongside 45 new utility model patents granted this year[99]. - The company has established a comprehensive R&D center focusing on continuous improvement and innovation in testing technologies to meet diverse customer needs[96]. - The company has a strong R&D advantage in integrated circuit testing, focusing on emerging fields such as automotive electronics and AI, with plans to enhance capabilities in high-performance testing solutions[120]. - The company is committed to continuous R&D innovation, focusing on advanced packaging chip products and testing technologies in emerging fields[192]. Market Expansion and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 15% market share by 2025[17]. - The company provided guidance for the next fiscal year, projecting a revenue growth of 20% to 1.44 billion RMB[17]. - The company plans to implement a new marketing strategy aimed at increasing brand awareness, with a budget of 50 million RMB[17]. - The company aims to enhance its research and innovation capabilities to increase its market share in the domestic integrated circuit testing service sector[181]. - The company plans to expand its capacity and improve operational efficiency to maintain its leading position in the independent third-party testing field[181]. - The company is focused on integrating AI algorithms for intelligent fault diagnosis, achieving precise fault location within one hour[107]. Operational Efficiency - The operational efficiency rate improved to 85%, reflecting better utilization of resources and reduced downtime[17]. - The company is committed to improving operational efficiency through automation and lean production management[46]. - The company will implement a standardized management system to enhance operational efficiency and improve performance evaluation mechanisms[188]. - The company aims to enhance operational management and production efficiency to increase market share and profitability in the high-tech service industry[72]. Governance and Compliance - The audit report issued by Tianjian Accounting Firm confirms the financial statements' accuracy and completeness[5]. - The company emphasizes the importance of governance and internal control to ensure stable business operations and protect investor rights[54]. - The company has established a robust governance structure to ensure effective decision-making and operational efficiency[194]. - The company held three shareholder meetings in 2023, all of which complied with legal regulations and the company's articles of association[197]. - The company has no non-operating fund occupation by controlling shareholders or related parties[8]. - There are no violations of decision-making procedures regarding external guarantees[8]. - The company has not disclosed any special arrangements for corporate governance[8]. Risks and Challenges - The company has detailed various operational risks and corresponding mitigation strategies in the report[4]. - The report includes a forward-looking statement risk declaration, cautioning investors about potential risks[7]. - The company faces risks related to talent retention in a rapidly evolving industry, where skilled testing personnel are in high demand[127]. - The company has identified potential risks related to leasing properties without proper ownership documentation, which could affect operational stability[130]. - The company is exposed to risks from accounts receivable, which may increase with business expansion and could negatively impact cash flow[138]. - The independent third-party testing sector remains small compared to the growing demand from domestic chip design companies, creating a bottleneck in the integrated circuit industry[93]. - The integrated circuit industry is subject to cyclical fluctuations, which could adversely affect the company's performance if the industry experiences a downturn[142]. Investments and Financial Management - The company has secured a credit limit of RMB 1.63 billion from multiple commercial banks to support capacity expansion[47]. - The company’s financial expenses surged by 137.17% to 16.25 million RMB due to increased bank loans and leasing arrangements to support operational needs[1]. - The company aims to optimize its capital structure and explore new financing channels to support sustainable growth and maintain a reasonable debt-to-asset ratio[186]. - The company will enhance financial management and improve fund utilization efficiency to support operational quality and effectiveness[189]. Customer Relations and Market Position - The company focuses on customized Turnkey testing solutions to meet diverse client needs, ensuring 100% testing compliance for all chips before market delivery[57]. - The company has established four testing technology service production bases in the Guangdong-Hong Kong-Macao Greater Bay Area and the Yangtze River Delta, enhancing its brand effect and service quality[52]. - The company emphasizes strong customer loyalty and interaction through technical seminars and new product trials, enhancing its core competitiveness[116]. - The top five customers contributed CNY 215,373,273.88, accounting for 42.81% of total annual sales[161]. Shareholder Information - The chairman, Huang Jiang, increased his shareholding from 41,343,800 to 59,948,510 shares, a change of 18,604,710 shares due to capital reserve transfer[200]. - The total remuneration for the chairman during the reporting period was 458.29 million yuan[200]. - Director Qu Hao increased his shareholding from 5,918,400 to 7,181,680 shares, a change of 1,263,280 shares due to capital reserve transfer and reduction[200]. - Director Zhang Yifeng, also a core technical personnel, increased his shareholding from 117,408 to 303,927 shares, a change of 186,519 shares due to capital reserve transfer and stock option vesting[200].

广东利扬芯片测试股份有限公司募集资金管理制度（2024 年 4 月） 第一条 为规范广东利扬芯片测试股份有限公司（以下简称"公司"）募 集资金管理，提高募集资金使用效率，根据《中华人民共和国公司法》《中华人 民共和国证券法》《首次公开发行股票注册管理办法》《上市公司证券发行注册 管理办法》《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管 要求》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》 《上海证券交易所科创板股票上市规则》（以下简称"《股票上市规则》"）等 相关法律法规、规范性文件以及《广东利扬芯片测试股份有限公司章程》规定， 结合公司实际情况，特制定本制度。 第二条 本制度所称募集资金是指公司通过公开发行证券（包括首次公开 发行股票、配股、增发、发行可转换公司债券、发行分离交易的可转换公司债券、 等）以及非公开发行证券向投资者募集并用于特定用途的资金，但不包括公司实 施股权激励计划募集的资金。 第三条 公司董事会应当对募集资金投资项目的可行性进行充分论证，确 信投资项目具有较好的市场前景和盈利能力，有效防范投资风险，提高募集资金 使用效益。 公司应当审慎使用募集资金， ...

重要内容提示： 会议线上交流时间：2024 年 4 月 19 日(星期五)上午 9:00-10:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 (http://roadshow.sseinfo.com) 会议召开方式：上证路演中心网络互动 证券代码：688135 证券简称：利扬芯片 公告编号：2024-012 广东利扬芯片测试股份有限公司 关于召开 2023 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 投资者可于 2024 年 4 月 11 日（星期四）至 2024 年 4 月 18 日(星期 四)16:00 期间登录上证路演中心网站首页点击"提问预征集"栏目或通过公司 邮箱 ivan@leadyo.com 进行提问，公司将在信息披露允许的范围内对投资者普遍 关注的问题进行回答。 广东利扬芯片测试股份有限公司（以下简称"公司"）已于 2024 年 4 月 10 日在上海证券交易所网站(www.sse.com.cn)披露《2023 年年度报告》。为方便广 大投 ...