一、保荐工作概述 | 项 目 | 工作内容 | | --- | --- | | 1、公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 次 0 | | 2、督导公司建立健全并有效执行规章制度的 | | | 情况 | | | （1）是否督导公司建立健全规章制度（包括 | | | 但不限于防止关联方占用公司资源的制度、募 | 是 | | 集资金管理制度、内控制度、内部审计制度、 | | | 关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3、募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 12 次 | | （2）公司募集资金项目进展是否与信息披露 | 是 | | 文件一致 | | | 4、公司治理督导情况 | | | （1）列席公司股东大会次数 | 未现场出席，审阅了历次会议 | | | 通知及其决议 | | （2）列席公司董事会次数 | 未现场出席，审阅了历次会议 | | | 通知及其决议 | | （3）列席公司监事会次数 | 未现场出席，审阅了历次会议 | | | 通知及其决议 | ...

海通证券股份有限公司关于通富微电子股份有限公司 2023 年度定期现场检查报告 | 保荐机构名称：海通证券股份有限公 被保荐公司简称：通富微电 | | --- | | 司 | | 保荐代表人姓名：程韬 联系电话：021-23219000 | | 保荐代表人姓名：许国利 联系电话：021-23219000 | | 现场检查人员姓名：许国利、程韬 | | 现场检查对应期间：2023 年度 | | 现场检查时间： 2024 年 4 月 10 日-2024 年 4 月 11 日 | | 一、现场检查事项 现场检查意见 | | （一）公司治理 是 否 不适用 | | 现场检查手段： | | （一）对上市公司董事、监事、高级管理人员及有关人员进行访谈； | | （二）察看上市公司的主要生产、经营、管理场所； | | （三）对有关文件、原始凭证及其他资料或者客观状况进行查阅、复制、记录、 | | 录音、录像、照相； | | （四）走访上市公司的控股股东、实际控制人及其关联方。 | | 1.公司章程和公司治理制度是否完备、合规 √ | | 2.公司章程和三会规则是否得到有效执行 √ | | 3.三会会议记录是否完整，时间、地 ...

海通证券股份有限公司 关于通富微电子股份有限公司 2023 年度持续督导的培训情况报告 海通证券股份有限公司（以下简称"海通证券"或"保荐机构"）作为通富微电 子股份有限公司（以下简称"通富微电"或"公司"）非公开发行股票持续督导保荐 机构，根据《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》《深 圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》，于 2024 年 4 月 10 日对通富微电的董事、监事、高级管理人员、中层以上管理人员 及上市公司控股股东和实际控制人等相关人员进行了专门培训，并对未到场的相 关人员通过线上视频接入参加培训，督促其认真学习培训内容，本次培训的具体 情况如下： | 培训时间 | 2024 月 10 日 | 年 | 4 | | --- | --- | --- | --- | | 培训地点 | 南通市崇川路 号通富微电电话会议室 288 | | | | 培训主题 | 关于对上市公司信息披露、规范运作进行培训 | | | | 培训讲师 | 许国利、程韬 | | | | 参加培训人员 | 公司董事、监事、高级管理人员、中层以上管理人员及公司 | | | | ...

Investment Rating - The investment rating for the company is "Buy" (maintained) [2][3] Core Views - The company achieved a revenue of 22.269 billion yuan in 2023, a year-on-year increase of 3.92%, while the net profit attributable to shareholders was 169 million yuan, a decrease of 66.25% [3] - The fourth quarter of 2023 showed significant growth, with revenue reaching 6.363 billion yuan, a year-on-year increase of 4.14% and a quarter-on-quarter increase of 6.06% [3] - The semiconductor packaging industry is expected to recover in 2024, prompting an upward revision of the company's profit forecasts for 2024-2026 [3] - The company has set a revenue target of 25.28 billion yuan for 2024, representing a year-on-year increase of 13.52% [4] Financial Performance Summary - In 2023, the company's revenue was 22.269 billion yuan, with a year-on-year growth of 3.9% [5] - The net profit attributable to shareholders for 2023 was 169 million yuan, down 66.2% from the previous year [5] - The company forecasts net profits of 977 million yuan, 1.259 billion yuan, and 1.639 billion yuan for 2024, 2025, and 2026 respectively [3][5] - The earnings per share (EPS) for 2024, 2025, and 2026 are projected to be 0.64 yuan, 0.83 yuan, and 1.08 yuan respectively [3][5] Operational Strategy - The company plans to invest a total of 4.89 billion yuan in facilities, production equipment, and technology research and development in 2024 [4] - The focus will be on developing advanced packaging technologies such as fan-out, wafer-level, and flip-chip packaging [4] - The company aims to benefit from the upcoming industry cycle growth by actively expanding its advanced packaging capacity [4]

Financial Performance - The company's operating revenue for 2023 was ¥22,269,283,210.86, representing a 3.92% increase compared to ¥21,428,576,599.20 in 2022[15]. - The net profit attributable to shareholders for 2023 was ¥169,438,510.85, a significant decrease of 66.24% from ¥502,004,796.22 in 2022[15]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥59,483,489.23, down 83.31% from ¥356,601,140.86 in 2022[15]. - The net cash flow from operating activities increased by 34.23% to ¥4,292,652,175.28 in 2023, compared to ¥3,197,950,182.76 in 2022[15]. - The basic earnings per share for 2023 was ¥0.11, a decrease of 70.27% from ¥0.37 in 2022[15]. - The total assets at the end of 2023 were ¥34,877,709,853.20, reflecting a 2.13% decrease from ¥35,629,428,284.40 at the end of 2022[15]. - The company's revenue reached 22.269 billion yuan, representing a year-on-year growth of 3.92%[36]. - The combined revenue of Tongfu Superway Suzhou and Tongfu Superway Penang was 15.529 billion yuan, with a year-on-year increase of 7.95%, and a net profit of 671 million yuan[37]. Market and Industry Trends - The global semiconductor market sales in 2023 were $526.8 billion, a decline of 8.2% from $574.1 billion in 2022[24]. - The semiconductor sales in the fourth quarter of 2023 reached $146 billion, showing a year-on-year growth of 11.6% and a quarter-on-quarter growth of 8.4%[24]. - The forecast for the global semiconductor market in 2024 predicts a growth of 13.1%, primarily driven by the memory sector, which is expected to grow over 40% compared to the previous year[24]. - In 2023, China's semiconductor industry produced 351.4 billion integrated circuits, representing a year-on-year growth of 6.9%[25]. - The digital transformation expenditure in China reached 2.3 trillion yuan in 2023, driven by policy guidance and industry transformation needs[26]. - The global advanced packaging market is projected to grow from USD 36.7 billion in 2022 to USD 52.2 billion by 2026, with a CAGR of 9.2%[92]. - The semiconductor industry is anticipated to experience a cyclical recovery in 2024, driven by consumer electronics and data services[89]. Research and Development - The company has accumulated 1,544 domestic and international patent applications, with over 60% related to advanced packaging technology[32]. - The company applied for 166 patents in 2023, bringing the total to 1,544, and registered 27 software copyrights, totaling 85[39]. - The company is developing advanced packaging technology for high-density three-dimensional multi-layer storage products, which is currently in the research and development phase[55]. - The company aims to achieve significant breakthroughs in Fan-Out packaging technology, enhancing its core competitiveness in the industry[54]. - The company's R&D investment in 2023 amounted to ¥1,161,651,177.15, a decrease of 12.21% compared to ¥1,323,149,838.21 in 2022, with R&D expenses accounting for 5.22% of operating revenue[58]. Corporate Governance and Compliance - The company is committed to ensuring the accuracy and completeness of its financial reports, as stated by its management team[2]. - The company has a dedicated audit department with 12 full-time auditors to ensure the authenticity and completeness of financial information[105]. - The company has established a transparent information disclosure system, ensuring equal access to information for all shareholders[105]. - The company has implemented a "Quality Return Dual Improvement" action plan to enhance product quality and customer satisfaction[103]. - The company has established effective communication channels with shareholders to ensure their rights are upheld and to avoid conflicts of interest with the controlling shareholder[104]. Risk Factors - The company emphasizes the importance of risk factors including industry and market fluctuations, raw material supply and price changes, and international trade risks[3]. - The company acknowledges potential risks from market fluctuations and geopolitical factors affecting the semiconductor industry[95]. - The company faces risks related to the inability to industrialize new technologies, processes, and products on schedule due to the capital investment and advanced equipment acquisition challenges[96]. - Export sales accounted for 74.36% of the company's revenue in 2023, making it vulnerable to exchange rate fluctuations, particularly between the RMB and USD[98]. Environmental and Social Responsibility - The company strictly adheres to various environmental protection laws and regulations, ensuring compliance with industry standards[157]. - The company has established a comprehensive occupational health and safety management system, certified by OHSAS 18001:2007[166]. - The company achieved a reduction of 272.15 tons in carbon emissions by converting asynchronous motors to permanent magnet motors in 2023, saving 398,520 kWh of electricity[163]. - The company received the National Green Factory honor and was recognized as a leader in green development in Jiangsu Province[167]. - The company actively participates in social responsibility initiatives, including a commitment of 8 million RMB to local charities since 2007[168]. Shareholder and Employee Relations - The company has implemented an employee stock ownership plan, with 1,672,786 shares allocated to eligible employees[146]. - The company has a three-year shareholder return plan for 2023-2025[139]. - The company has established training programs tailored to different employee categories to enhance overall competitiveness[137]. - The total number of employees at the end of the reporting period is 19,975, with 7,646 in the parent company and 12,329 in major subsidiaries[134]. Future Outlook - The company aims for a revenue target of CNY 25.28 billion in 2024, representing a 13.52% increase from 2023[92]. - The company plans to invest CNY 4.89 billion in facilities, production equipment, IT, and R&D in 2024[93]. - The company is focusing on enhancing its core capabilities in design, quality control, marketing, and resource integration[88]. - The company is exploring potential mergers and acquisitions to strengthen its competitive position in the semiconductor industry[126].

海通证券股份有限公司关于通富微电子股份有限公司 公司拟开展的外汇套期保值业务涉及的币种只限于公司生产经营所使用的 主要结算货币，如美元等。业务品种主要包括但不限于：远期结售汇、外汇掉期、 外汇互换、外汇期货、外汇期权业务及其他外汇衍生产品等。与公司业务在品种、 规模、方向、期限等方面相互匹配。 三、拟投入的资金金额和业务期间 公司及控股子公司拟在 2024 年度开展外汇套期保值业务，额度不超过等值 1 亿美元，12 个月累计金额折合人民币不超过最近一期经审计净资产 30%。资金 来源为自有资金及通过法律法规允许的其他方式筹集的资金，不涉及募集资金。 实际交易由董事会提请股东大会授权公司总裁自公司股东大会审议通过之日起 十二个月内适时实施。 四、外汇套期保值的风险分析 2024年度开展外汇套期保值业务的核查意见 海通证券股份有限公司（以下简称"海通证券"或"保荐机构"）作为通富 微电子股份有限公司（以下简称"通富微电"或"公司"）非公开发行股票的保 荐机构，根据《证券发行上市保荐业务管理办法》《深圳证券交易所上市公司自 律监管指引第13号——保荐业务》《深圳证券交易所上市公司自律监管指引第1号 ——主板上市公司 ...

证券代码：002156 证券简称：通富微电 公告编号：2024-018 通富微电子股份有限公司 第八届监事会第二次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 通富微电子股份有限公司（以下简称"公司"）第八届监事会第二次会议， 于 2024 年 4 月 1 日以邮件等方式发出会议通知，各位监事已知悉与所议事项相 关的必要信息，公司第八届监事会第二次会议于 2024 年 4 月 11 日以现场结合通 讯表决方式召开。会议由监事会主席朱海斌先生主持，公司全体 3 名监事均行使 了表决权，其中，张天翔监事以通讯表决方式出席会议，会议实际有效表决票 3 票。会议召开符合有关法律、行政法规、部门规章、规范性文件和公司章程的规 定。 二、监事会会议审议情况 1、审议通过了《公司 2023 年度财务决算报告》 具体内容详见巨潮资讯网（http://www.cninfo.com.cn）披露的《2023 年度 利润分配预案的公告》。 本议案尚需提交股东大会审议。 表决结果：同意 3 票，反对 0 票，弃权 0 票。 截至 2023 年 1 ...

证券代码：002156 证券简称：通富微电 公告编号：2024-023 通富微电子股份有限公司 关于 2024 年度日常关联交易计划的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、日常关联交易基本情况 2024 年 4 月 11 日，通富微电子股份有限公司（以下简称"公司"）召开第 八届董事会第二次会议和第八届监事会第二次会议，审议通过了《关于公司 2024 年度日常关联交易计划的议案》。 （一）关联交易概述 1、根据公司及下属子公司 2024 年日常生产经营需要，公司及下属子公司与 南通华达微电子集团股份有限公司（以下简称"华达集团"）及其他关联方 2024 年度日常关联交易计划额不超过 23,000 万元人民币。 2、公司持有厦门通富微电子有限公司（以下简称"厦门通富"）28%股权。 考虑到厦门通富相关业务的实际情况，经厦门通富与公司协商，公司接受客户订 单，委托厦门通富生产、出租厂房并提供服务以及销售固定资产。公司及下属子 公司与厦门通富 2024 年度日常关联交易计划额不超过 77,000 万元人民币。 公司 2024 年度日常关联交易计划 ...

证券代码：002156 证券简称：通富微电 公告编号：2024-025 通富微电子股份有限公司 关于为下属控制企业提供担保的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 成立日期：2003 年 8 月 18 日 注册地点：FLAT/RM 1021 SUN HUNG KAI CTR 30 HARBOUR RD WANCHAI HK 特别提示： 通富微电子股份有限公司计划为资产负债率超过 70%的全资及控股子公司海耀 实业有限公司、TF AMD MICROELECTRONICS (PENANG) SDN.BHD、南通通富科 技有限公司、通富通科（南通）微电子有限公司，提供担保的额度不超过人民币 54.33 亿元，占公司最近一期经审计净资产的 39.04%，敬请投资者充分关注担保风险。本 议案需提交公司 2023 年度股东大会审议。 一、担保情况概述 2024 年 4 月 11 日，通富微电子股份有限公司（以下简称"公司"）召开第八届 董事会第二次会议，审议通过了《公司及下属控制企业 2024 年与银行签署授信协 议、公司为下属控制企业提供担保的议案》，同意 ...

证券代码：002156 证券简称：通富微电 公告编号：2024-021 通富微电子股份有限公司 为积极回报股东，结合公司目前经营状况，在符合公司利润分配原则、保证 公司正常经营和长远发展的前提下，公司董事会提出 2023 年度利润分配预案如 下： 以公司 2023 年 12 月 31 日总股本 1,516,825,349 股为基数，向全体股东每 10 股派发现金红利 0.12 元（含税），本次不进行资本公积转增股本，不送红股。 董事会、股东大会审议利润分配预案后至实施权益分派股权登记日期间，如 享有利润分配权的股份总数发生变动，则以未来实施分配方案时股权登记日享有 利润分配权的股份总数为基数，按照分配比例不变的原则进行调整。 二、利润分配预案的合法性、合规性及合理性 本次利润分配预案是在保证公司正常经营和长远发展的前提下，综合考虑公 司的经营发展及广大投资者的利益等因素提出的，符合《公司法》《深圳证券交 易所上市公司自律监管指引第 1 号—主板上市公司规范运作》以及《公司章程》 《股东回报规划》等相关规定，有利于全体股东共享公司经营成果，符合公司未 来经营发展的需要，具备合法性、合规性及合理性。 三、本次利润 ...