投资者投诉处理工作制度（2025 年 11 月） 第一章 总则 第一条 为规范融捷股份有限公司（以下简称"公司"）投资者投诉处理工作，建立健 全投资者投诉处理机制，保护投资者合法权益，根据《证券法》《上市公司投资者关系管理 工作指引》等法律法规、部门规章、规范性文件，以及《深圳证券交易所股票上市规则》等 业务规则和《公司章程》《投资者关系管理制度》的规定，制定本制度。 第二条 本制度适用于公司处理投资者涉及证券市场信息披露、公司治理、投资者权益 保护等相关的投诉事项。公司客户、员工及其他相关主体对公司产品或服务质量、民事合同 或劳资纠纷、专利、环保等生产经营相关问题的投诉不属于本制度范围。 第三条 投资者投诉处理工作是投资者关系管理和投资者权益保护的重要内容，公司应 当承担处理的首要责任，依法处理、及时答复投资者。 第四条 投资者依法行使股东权利的行为，以及投资者保护机构持股行权、公开征集股 东权利、纠纷调解、代表人诉讼等维护投资者合法权益的各项活动，公司应当积极支持配合。 第五条 公司董事会秘书为投资者投诉处理工作的主要负责人。董事会办公室为公司处 理投资者投诉的部门，负责投资者投诉接收受理、分类汇总，并负 ...

在本法律意见书中，本所仅依据《中华人民共和国公司法》（以下简称"《公司 法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司股 东会规则》（以下简称"《股东会规则》"）、深圳证券交易所相关规定及《融捷股 份有限公司章程》（以下简称"《公司章程》"）的有关规定，对本次股东会的召集、 召开程序、出席人员资格、召集人资格、大会表决程序、表决结果等事宜进行了审查， 并不对本次股东会所审议的提案内容以及该等提案所表述的事实或数据的真实性和准 确性发表意见。 本所律师根据有关法律法规的要求，按照律师行业公认的业务标准、道德规范和 勤勉尽责精神，出席了本次股东会，并对本次股东会召集和召开的有关事实以及公司 提供的文件进行了核查验证，现出具法律意见如下： 一、关于本次股东会的召集、召开程序 （一）公司已于 2025 年 10 月 25 日在中国证券监督管理委员会指定的信息披露媒 体上刊登了《融捷股份有限公司关于召开 2025 年第三次临时股东会的通知》（以下简 称"《股东会通知》"），以公告形式通知召开本次股东会。 法律意见书 广东连越律师事务所 关于融捷股份有限公司 2025 年第三次临时股东会 法律意 ...

融捷股份有限公司公告（2025） 证券代码：002192 证券简称：融捷股份 公告编号：2025-049 融捷股份有限公司 2025 年第三次临时股东会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东会未出现否决提案的情形。 2、本次股东会不涉及变更以往股东会已通过的决议。 一、会议召开和出席情况 （一）会议召开情况 1、会议召开时间：现场会议于 2025 年 11 月 11 日（星期二）15:30 召开； 网络投票时间为：交易系统投票时间为 2025 年 11 月 11 日 9:15-9:25、 9:30-11:30、13:00-15:00；互联网投票时间为 2025 年 11 月 11 日 9:15 至 15:00 的 任意时间。 4、会议召集人：公司董事会。 5、会议主持人：董事长吕向阳先生。 6、会议召集、召开的合规性：本次会议的召集、召开符合《中华人民共和 国公司法》《上市公司股东会规则》《深圳证券交易所股票上市规则》、深圳证 券交易所上市公司自律监管指引及《融捷股份有限公司章程》的规定。 （二）会议出席情况 | 出 ...

融捷股份有限公司公告（2025） 证券代码：002192 证券简称：融捷股份 公告编号：2025-050 融捷股份有限公司 第九届董事会第一次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、董事会会议召开情况 1、本次董事会会议通知于 2025 年 11 月 6 日以电子邮件和手机短信的方式同时 发出。 2、本次董事会于 2025 年 11 月 11 日在公司会议室以现场方式召开并表决。 3、本次董事会应到董事 6 人，实际出席 6 人，代表有表决权董事的 100%。 2、审议通过了《关于选举公司第九届董事会副董事长的议案》 与会董事选举张加祥先生为公司第九届董事会副董事长，任期与第九届董事会 任期一致。 表决结果：6 票当选。 3、审议通过了《关于选举公司第九届董事会专门委员会成员的议案》 根据《公司法》《上市公司章程指引》《股票上市规则》和《公司章程》等有 关规定，结合公司董事会规模，并考虑公司治理的实际需要，公司董事会下设审计 4、本次董事会经全体董事一致同意推举吕向阳先生主持，全部高级管理人员列 席了本次董事会。 5、本次董事会的召集 ...

Market Overview - The energy metals sector experienced a decline of 1.71% on November 11, with Tianqi Lithium leading the drop [1] - The Shanghai Composite Index closed at 4002.76, down 0.39%, while the Shenzhen Component Index closed at 13289.0, down 1.03% [1] Individual Stock Performance - Shengxin Lithium Energy (002240) closed at 28.86, up 1.51% with a trading volume of 876,100 shares and a turnover of 2.568 billion [1] - Tianqi Lithium (002466) closed at 55.32, down 3.81% with a trading volume of 852,600 shares and a turnover of 4.801 billion [2] - Ganfeng Lithium (002460) closed at 67.74, down 2.34% with a trading volume of 771,400 shares and a turnover of 5.323 billion [2] - Huayou Cobalt (603799) closed at 61.87, down 2.15% with a trading volume of 570,500 shares and a turnover of 3.578 billion [2] Capital Flow Analysis - The energy metals sector saw a net outflow of 2.128 billion from institutional investors, while retail investors had a net inflow of 1.609 billion [2][3] - Tianqi Lithium experienced a net outflow of 763 million from institutional investors, accounting for 15.89% of its trading volume [3] - Ganfeng Lithium had a net outflow of 608 million from institutional investors, representing 11.42% of its trading volume [3]

Core Insights - The energy metals sector experienced a decline of 0.38% on November 10, with Boqian New Materials leading the drop [1] - The Shanghai Composite Index closed at 4018.6, up 0.53%, while the Shenzhen Component Index closed at 13427.61, up 0.18% [1] Stock Performance - Shengxin Lithium Energy (002240) saw a closing price of 28.43, with an increase of 4.14% and a trading volume of 1.08 million shares, amounting to a transaction value of 3.071 billion [1] - Rongjie Co., Ltd. (002192) closed at 49.05, up 1.64%, with a trading volume of 240,200 shares and a transaction value of 1.197 billion [1] - Tianqi Lithium (002466) closed at 57.51, up 0.91%, with a trading volume of 1.21 million shares and a transaction value of 7.058 billion [1] - Other notable performances include Xizang Mining (000762) at 28.75, up 0.45%, and Yongxing Materials (002756) at 51.01, up 0.31% [1] Capital Flow - The energy metals sector saw a net outflow of 1.003 billion from major funds, while retail investors contributed a net inflow of 1.006 billion [2] - The detailed capital flow indicates that Yongxing Materials (002756) had a net inflow of 88.2731 million from major funds, while it experienced a net outflow of 57.6490 million from retail investors [3] - Rongjie Co., Ltd. (002192) also had significant capital movement, with a net inflow of 81.2920 million from major funds and a net outflow of 74.9826 million from retail investors [3]

Core Viewpoint - Rongjie Co., Ltd. has seen a stock price increase of 5.26% on November 10, reaching 50.80 CNY per share, with a total market capitalization of 13.19 billion CNY, indicating a positive market sentiment towards the company [1] Company Overview - Rongjie Co., Ltd. is based in Guangzhou, Guangdong Province, and was established on August 21, 1998, with its listing date on December 5, 2007 [1] - The company primarily operates in the new energy lithium battery materials industry, which includes lithium ore mining, lithium salt processing and smelting, and lithium battery equipment manufacturing [1] - The revenue composition of the company is as follows: lithium concentrate 86.31%, lithium battery equipment 12.76%, lithium salt 0.66%, and others 0.28% [1] Fund Holdings - E Fund has one fund that heavily invests in Rongjie Co., Ltd., specifically the E Fund Yibai Smart Quantitative Strategy Mixed A (005437), which held 54,900 shares in the third quarter, accounting for 0.4% of the fund's net value [2] - The fund has generated a floating profit of approximately 139,400 CNY today, with a total floating profit of 86,200 CNY during the three-day stock price increase [2] - The E Fund Yibai Smart Quantitative Strategy Mixed A was established on January 24, 2018, and has a current scale of 303 million CNY, with a year-to-date return of 46.9% [2]

Core Viewpoint - The article emphasizes the critical role of lithium in the new energy sector, highlighting the resource advantages of companies like Rongjie Co., Ltd. in lithium resource development and transformation [3][4]. Financial Performance - In the first three quarters of 2025, the company reported a revenue of 510 million yuan, a year-on-year increase of 26%, but the net profit attributable to shareholders decreased by 21% to 140 million yuan, indicating a situation of "increased revenue but decreased profit" [5][6]. - The company's gross margin was 45.9%, showing a slight decline, while the net profit margin dropped significantly from 38.3% in 2024 to 28.3% in 2025, reflecting pressure on cost control and expense management [6]. - In Q3 2025, the company experienced a significant rebound with revenue of 210 million yuan, up 35% year-on-year, and a net profit of 58.58 million yuan, soaring by 249% [7]. Cash Flow Analysis - The net cash flow from operating activities for the first three quarters of 2025 was 230 million yuan, down 36% year-on-year, primarily due to high accounts receivable and increased inventory [9]. - As of September 2025, accounts receivable amounted to 160 million yuan, a 59% increase from the end of the previous year, while inventory rose by 120% to 160 million yuan [9]. Business Structure and Capacity Expansion - The company's business structure is heavily focused on lithium mining, with lithium concentrate revenue increasing by 52% in the first half of 2025 due to a 1.5 times increase in production [10]. - The core asset is the Majiaka lithium spodumene mine in Sichuan, which has favorable resource endowments and low extraction costs. The company signed a cooperation agreement with the government to expand production capacity [10][11]. - The company is transitioning from "resource extraction" to "material processing," aiming to build a complete industrial chain from lithium mining to battery materials [10]. Market Outlook - The company's Q3 2025 report reflects characteristics of an "initial stage of transformation." In the short term, the lithium mining business maintains profitability despite industry downturns, while the success of the strategic transition to lithium battery materials manufacturing remains to be seen [12]. - The establishment of the positive electrode material base in Nansha, Guangzhou, is crucial for the company's transformation, with potential production starting in 2026-2027 [12]. - Following July 2025, the company's stock has shown a bullish trend, with a breakout observed on October 23, indicating a need to monitor the continuation of this bullish momentum [12].

Core Insights - Rongjie Co., Ltd. experienced a stock price increase of 5.08% on November 7, reaching 48.79 yuan per share, with a trading volume of 693 million yuan and a turnover rate of 5.65%, resulting in a total market capitalization of 12.669 billion yuan [1] Company Overview - Rongjie Co., Ltd. is located in Guangzhou, Guangdong Province, and was established on August 21, 1998, with its listing date on December 5, 2007. The company primarily focuses on the new energy lithium battery materials industry chain, which includes lithium ore mining, lithium salt processing and smelting, and lithium battery equipment manufacturing. It also has stakes in nickel-cobalt-lithium hydrometallurgy and deep processing, as well as lithium battery cathode materials [1] - The revenue composition of the company's main business is as follows: lithium concentrate accounts for 86.31%, lithium battery equipment 12.76%, lithium salt 0.66%, and other sources 0.28% [1] Shareholder Information - Among the top ten circulating shareholders of Rongjie Co., Ltd., one fund under Huaxia Fund holds a position. The Huaxia CSI 1000 ETF (159845) reduced its holdings by 100 shares in the third quarter, now holding 1.1287 million shares, which represents 0.44% of the circulating shares. The estimated floating profit from this position is approximately 2.6638 million yuan [2] - The Huaxia CSI 1000 ETF (159845) was established on March 18, 2021, with a latest scale of 45.469 billion yuan. Year-to-date returns are 28.16%, ranking 2037 out of 4216 in its category; the one-year return is 21.39%, ranking 2075 out of 3913; and since inception, the return is 28.95% [2]

Core Viewpoint - The company has significant lithium production capacity, including both mining and processing capabilities, which positions it well in the lithium market [1] Group 1: Lithium Production Capacity - The company has an existing open-pit mining capacity of 1.05 million tons per year [1] - The company's current beneficiation capacity is 450,000 tons per year [1] - The company has a battery-grade lithium salt production capacity of 4,800 tons per year within its consolidated scope [1] - The joint venture lithium salt enterprises have a battery-grade lithium salt production capacity of 20,000 tons per year [1] - The mentioned capacities are based on full production conditions, with actual output dependent on production circumstances [1]