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融通中证A500指数增强型证券投资基金新增国泰海通证券股份有限公司为销售机构 及开通相关业务的公告
一、适用基金及业务范围 ■ 二、费率优惠内容 1.自本公告日起,投资者通过上述销售机构申购(含定期定额申购,如有)上述基金,其申购费率享有 优惠,基金具体折扣费率以上述销售机构活动公告为准。若申购费率是固定费用的,则按固定费用执 行,不再享有费率折扣。 2.申购费率优惠活动仅适用于处于正常申购期的基金产品的前端收费模式的申购手续费,不包括基金的 后端收费模式的申购手续费和处于基金募集期的基金认购费及基金其他业务的基金手续费。 为了更好地满足广大投资者的理财需求,根据融通基金管理有限公司(以下简称"融通基金")与国泰海 通证券股份有限公司(以下简称"国泰海通证券")签署的销售协议,从2025年9月15日起,融通基金旗 下融通中证A500指数增强型证券投资基金新增国泰海通证券为销售机构,并开通定期定额投资业务、 转换业务,以及参加前端申购费率优惠活动。现将有关事项公告如下: 四、咨询方式 1.国泰海通证券股份有限公司 网址:www.gtht.com 客户服务电话:4008888666 3.费率优惠活动的具体结束日期以上述销售机构公告为准,本公司不再另行公告。 4.上述适用基金的原相关费率参见基金的相关法律文件及本 ...
上海海通证券资产管理有限公司
Core Viewpoint - The announcement details the convening of a shareholder meeting for the Haitong Anyu Medium and Short Bond Collective Asset Management Plan to discuss the change of management to Guotai Haitong Securities Asset Management Co., Ltd. and related matters [1][2][34]. Meeting Details - The meeting will be held via communication methods, with voting from September 17, 2025, to October 14, 2025, at 17:00 [2][3]. - The meeting aims to protect the interests of the shareholders and is in accordance with relevant laws and regulations [2][34]. Management and Custodian Information - The management company is Shanghai Haitong Securities Asset Management Co., Ltd., and the custodian is Shanghai Bank Co., Ltd. [2][33]. - The plan is set to expire on December 31, 2025, following the management contract's effective date [2][33]. Voting Procedures - Shareholders can vote through various methods, including paper ballots, online voting, SMS voting, and recorded phone voting, specifically for individual investors [4][5][7][11]. - The voting rights are based on the number of shares held, with each share granting one vote [14]. Agenda Items - The main agenda item is the proposal to change the management of the Haitong Anyu Medium and Short Bond Collective Asset Management Plan to Guotai Haitong Medium and Short Bond Securities Investment Fund [5][34]. - The proposal requires a two-thirds majority approval from the participating shareholders to be valid [20][34]. Legal and Regulatory Compliance - The meeting and proposed changes comply with the Securities Investment Fund Law and related regulations [34][48]. - The management company is authorized to handle the necessary adjustments and modifications to the legal documents following the approval of the proposal [47][48]. Changes to the Fund Structure - The management will change from Shanghai Haitong Securities Asset Management Co., Ltd. to Guotai Haitong Securities Asset Management Co., Ltd. [35]. - The product name will change from Haitong Anyu Medium and Short Bond Collective Asset Management Plan to Guotai Haitong Medium and Short Bond Securities Investment Fund [36]. - The investment strategy and fee structure will also be adjusted, including a reduction in sales service fees [41][42][43].
上海国泰海通证券资产管理有限公司 关于调整旗下部分产品在直销APP费率优惠活动的公告
Core Viewpoint - The company will end certain fee discount activities for its funds on September 12, 2025, while introducing new funds into the discount program [1][2]. Group 1: Fee Discount Activities - The company previously announced a fee discount of 0.1% for specific funds starting January 2, 2025, which will be concluded on September 12, 2025 [1][2]. - The funds affected by the end of the discount include the Guotai Junan CSI 300 Index Enhanced Fund A, Guotai Junan CSI 1000 Index Enhanced Fund A, and Guotai Junan Hong Kong Technology Index Fund A (QDII) [2]. - After the end of the discount, the subscription fee for the affected funds will revert to 10% of the original subscription fee [2]. Group 2: New Fee Discount Activities - Starting September 12, 2025, the company will introduce new funds into the fee discount program, including Guotai Junan Innovation Growth Mixed Fund A, Guotai Junan CSI 1000 Selected Stocks Fund A, and Guotai Junan Vision Value Mixed Fund A [2]. - The new funds will also have a subscription fee discount of 0.1% during the promotional period [4]. Group 3: Important Information - The duration of the new fee discount activities will be announced later [3][6]. - Investors are encouraged to refer to the company's official documents for detailed information regarding the funds and fee structures [5].
国泰海通证券股份有限公司 关于完成注册资本市场主体变更登记的公告
本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容 的真实性、准确性和完整性承担法律责任。 2025年5月29日,国泰海通证券股份有限公司(以下简称公司)召开2024年年度股东大会,审议通过了 《关于回购注销部分A股限制性股票的议案》,因公司A股限制性股票激励计划激励对象中共有24名激 励对象存在解除劳动合同或绩效考核未完全达标等情况,公司于2025年8月15日对其获授的全部或部分 限制性股票予以回购注销,共计782,867股。本次回购注销事项完成后,公司股本减少782,867股,注册 资本相应从人民币17,629,708,696元变更为人民币17,628,925,829元。 注册资本:人民币1762892.5829万元整 成立日期:1999年08月18日 经营范围:许可项目:证券业务;证券投资咨询;证券公司为期货公司提供中间介绍业务。(依法须经 批准的项目,经相关部门批准后方可开展经营活动,具体经营项目以相关部门批准文件或许可证件为 准)一般项目:证券财务顾问服务。(除依法须经批准的项目外,凭营业执照依法自主开展经营活动) 同时,公司《章程》涉及注册资本及股本的相关条 ...
【金麒麟优秀投顾访谈】国泰海通证券张叶峰:ETF模拟组合配置主要聚焦半导体芯片赛道
Xin Lang Zheng Quan· 2025-09-11 03:06
Core Insights - The second edition of the "Golden Kylin Best Investment Advisor Selection" is actively ongoing, highlighting the growth of China's wealth management industry and the role of investment advisors in asset allocation [1][2] - Zhang Yefeng from Guotai Junan Securities achieved the third place in the ETF simulation portfolio ranking for August, with a total simulated return rate of nearly 25% [2] Investment Strategies - Zhang Yefeng's investment strategy focuses on the semiconductor chip sector, which is a key area for national development, characterized by technology intensity and innovation [2] - The strategy involves investing in various semiconductor ETFs to diversify risks and capture opportunities across different segments such as design, manufacturing, and equipment [2][3] Market Outlook - The current stock market is experiencing structural trends influenced by macroeconomic conditions, policies, and capital flows, with certain high-quality sectors like semiconductors showing promising performance [3] - Long-term investment directions include the semiconductor sector, AI and computing, robotics, and solid-state batteries, driven by domestic innovation and technological advancements [3][4] Emerging Technologies - The humanoid robot sector is gaining traction due to production plans from companies like Tesla and supportive policies, with a focus on core components such as precision transmission and thermal management [4] - Solid-state battery technology is advancing, with new energy storage technologies expected to see significant growth, making suppliers of electrolyte materials and specialized production equipment attractive investment opportunities [4]
【金麒麟优秀投顾访谈】国泰海通证券张叶峰:投顾创新服务主要面临四大挑战
Xin Lang Zheng Quan· 2025-09-11 03:02
Core Viewpoint - The second "Golden Unicorn Best Investment Advisor Selection" event is actively promoting the wealth management industry in China, highlighting the importance of investment advisors in guiding asset allocation for clients as the industry experiences significant growth [1]. Group 1: Investment Advisor Challenges - Investment advisors face increasing demands for professional capabilities as the range of asset classes expands beyond traditional stocks and bonds to include private equity and alternative investments [2]. - Client needs are becoming more complex and diverse, with high-net-worth clients increasingly focused on comprehensive wealth management, including family wealth succession [2]. - The competition within the wealth management industry is intensifying, requiring investment advisors to enhance their core competencies to stand out [2]. - Rapid advancements in financial technology are introducing new service models, compelling investment advisors to adapt and integrate technology into their services while managing the risk of being partially replaced [2]. Group 2: Service Enhancement Strategies - Investment advisors are focusing on a client-centric service philosophy, aiming to understand clients' financial situations, risk tolerance, and investment goals to provide tailored investment solutions [3]. - The use of technology, such as big data and artificial intelligence, is being leveraged to analyze client investment data and behaviors, allowing for more precise service offerings [3]. - National Taihai Securities is investing heavily in financial technology, developing an AI-driven app "Lingxi" that facilitates client interaction and provides intelligent investment services [4]. - The company has established a comprehensive educational content system to cater to different client segments, enhancing client engagement through gamified learning experiences [4][5]. - A refined service system has been implemented to identify client needs and match them with appropriate advisory resources, aiming to provide holistic wealth management solutions throughout various life stages [5].
国泰海通证券股份有限公司 关于向专业投资者公开发行次级公司债券 获得中国证券监督管理委员会注册批复的公告
Core Points - The company has received approval from the China Securities Regulatory Commission (CSRC) to publicly issue subordinated bonds to professional investors, with a total face value not exceeding 30 billion yuan [1][2] - The issuance of these subordinated bonds must strictly follow the prospectus submitted to the Shanghai Stock Exchange [2] - The approval is valid for 24 months from the date of registration by the CSRC, allowing the company to issue the bonds in tranches within this period [2] - The company is required to report any significant events that occur from the date of approval until the completion of the bond issuance [2][3] - The company will comply with relevant laws and regulations regarding the issuance of these subordinated bonds and fulfill its information disclosure obligations [2]
国泰海通证券股份有限公司关于向专业投资者公开发行次级公司债券获得中国证券监督管理委员会注册批复的公告
Core Points - Company has received approval from the China Securities Regulatory Commission (CSRC) to publicly issue subordinated bonds to professional investors [1][2] - The total face value of the subordinated bonds to be issued will not exceed 30 billion yuan [1] - The approval is valid for 24 months from the date of registration by the CSRC, allowing the company to issue the bonds in tranches [2] Regulatory Compliance - The issuance of the subordinated bonds must strictly follow the prospectus submitted to the Shanghai Stock Exchange [2] - The company is required to report any significant events that occur from the date of approval until the completion of the bond issuance [2] - The company will fulfill its information disclosure obligations in accordance with relevant laws and regulations [2]
调研速递|通行宝接受国泰海通证券等8家机构调研,上半年营收3.89亿元亮点多
Xin Lang Cai Jing· 2025-09-09 10:30
2025年第二季度,公司实现营业收入22,407.02万元,同比增长27.82%。其中,智慧交通运营管理系统 业务发行持续升级,通过探索新商业模式,推动设备换新与品牌推广,实现收入利润双增长。报告期 内,公司发展ETC用户116万个,同比增长9.64%,智慧交通电子收费业务毛利率从去年同期的51.38% 升至56.31%。智慧交通运营管理系统业务实现营业收入18,053万元,同比增长43.11%,3月中标湖南、 江苏相关项目,项目储备充足。智慧交通生态业务实现营业收入1,186万元,联合汽车主机厂开发智慧 出行车机系统,打造"交通 + 汽车"新模式。 多业务线齐头并进,积极探索新领域"苏超ETC"产品:8月公司推出"苏超ETC"主题系列产品,融合江 苏城市文化及体育元素,深受用户欢迎,销售良好。公司还与江苏省城市足球联赛官方签署合作协议, 后续将深化品牌联动营销。收费机器人:公司自主研发的高速公路收费机器人具备多项功能,已推广至 江苏、广西、广东等省份,预计今年全年出货量超去年。中标项目进展:湖南和南通的数字化转型合同 正在正常推进,公司关注项目进度和验收情况。江苏数字化转型招标工作已逐步启动,天津、河北等第 ...
海通证券保荐中仑新材IPO项目质量评级B级 上市首年扣非净利润大降近5成 实际募资额缩水近7成
Xin Lang Cai Jing· 2025-09-09 08:47
Company Overview - Company Name: Zhonglun New Materials Co., Ltd [1] - Stock Code: 301565.SZ [1] - IPO Application Date: May 25, 2022 [1] - Listing Date: June 20, 2024 [1] - Underwriter: Haitong Securities [1] - Legal Advisor: Beijing Guofeng Law Firm [1] - Audit Firm: Rongcheng Accounting Firm [1] Regulatory and Performance Evaluation - Information Disclosure: The company was required to clarify its compliance with the Growth Enterprise Market (GEM) positioning and the accuracy of its information disclosure [1] - Average Listing Duration: The average time from application to listing for A-share companies in 2024 is 629.45 days, while Zhonglun's listing cycle is 757 days, exceeding the average [2] - Underwriting Fees: The underwriting and sponsorship fees amount to 50 million yuan, with a commission rate of 7.01%, lower than the industry average of 7.71% [3] - First Day Performance: The stock price increased by 228.11% on the first day of listing [4] - Three-Month Performance: The stock price rose by 39.81% compared to the issue price within three months [7] Financial Metrics - Issuance Price-Earnings Ratio: The issuance P/E ratio is 23.63 times, which is 99.70% of the industry average of 23.70 times [8] - Fundraising Amount: The expected fundraising amount is 2.351 billion yuan, while the actual amount raised is 713 million yuan, indicating a decrease of 69.67% [9] - Short-term Performance: In 2024, the company's operating income increased by 5.14% year-on-year, while net profit attributable to the parent company decreased by 45.13%, and non-recurring net profit decreased by 48.18% year-on-year [10] Overall Evaluation - Total Score: Zhonglun's IPO project received a total score of 81 points, classified as Grade B [11] - Negative Factors: The score was negatively impacted by the need for improved information disclosure quality, a listing cycle exceeding two years, significant reduction in actual fundraising, and a decline in net profit in the first accounting year [11]