北方铜业股份有限公司 关于开展货币类金融衍生套期保值的可行性分析报告 一、开展业务的目的及必要性 根据北方铜业股份有限公司（以下简称"公司"）生产经营及原料采购计划， 需大量采购铜精矿，部分通过国内采购，部分通过进口采购，从而产生用汇需求。 为防范汇率风险，规避汇率波动对经营业绩造成的影响，保持稳健经营，公司有 必要开展货币类金融衍生套期保值业务。 二、开展业务的主要内容 （一）投资金额 根据公司生产经营计划，公司拟开展的货币类金融衍生套期保值业务总额度 不超过 25 亿美元。 （4）合约品种：拟开展的主要货币类金融衍生套期保值包括但不限于远期、 掉期、期权及相关组合产品。 （5）合约期限：拟开展的货币类金融衍生套期保值业务期限，原则上不得 超过 12 个月或原生资产合同期限。 （6）合约规模：考虑外汇风险敞口的动态性和套期保值交易的实时性，开 展货币类金融衍生套期保值的总额应根据外汇风险敞口变动情况动态、实时控制， 但上限不超过进行货币类金融衍生套期保值交易当时的外汇风险敞口总额。 （7）交易对手范围：具有交易业务经营资格且资信较强的金融机构。 （二）开展方式 1.公司拟开展的套期保值业务是在符合国家外汇政 ...

北方铜业股份有限公司董事会 关于独立董事独立性自查情况的专项意见 经核查独立董事辛茂荀、王志林、李英奎的任职经历以及签署的独立性自查文 件，上述人员未在公司担任除独立董事以外的任何职务，也未在公司主要股东公司 担任任何职务，与公司以及主要股东之间不存在利害关系或其他可能影响其进行独 立客观判断的关系，不存在影响独立董事独立性的情况。公司董事会认为：公司在 任独立董事符合《上市公司独立董事管理办法》《深圳证券交易所股票上市规则》 和《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》中 对独立董事独立性的相关要求。 根据中国证券监督管理委员会《上市公司独立董事管理办法》《深圳证券交易 所股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公 司规范运作》等要求，北方铜业股份有限公司（以下简称"公司"）董事会就公司 在任独立董事辛茂荀、王志林、李英奎的独立性情况进行评估并出具如下专项意见： 2024 年 4 月 26 日 北方铜业股份有限公司董事会 ...

北方铜业股份有限公司 2023 年度 非经营性资金占用及其他关联资金往来情况汇总表 单位：元 | 非经营性 | 资金占用方名称 | 占用方与上市公司 | 上市公司核算 | 2023 年 期初占用 | 2023 年度占 用累计发生 | 2023 年度 占用资金 | 2023 年度偿 还累计发生 | 2023 年期 末占用资 | 占用形成 | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 资金占用 | | 的关联关系 | 的会计科目 | 资金余额 | 金额（不含利 | 的利息 | 金额 | 金余额 | 原因 | | | | | | | | 息） | （如有） | | | | | | 控股股东、 | | | | | | | | | | 非经营性占用 | | 实际控制 | | | | | | | | | | 非经营性占用 | | 人及其附 | | | | | | | | | | | | 属企业 | | | | | | | | | | 非经营性占用 | | 小计 | — | — | — | | | | | | | ...

证券代码：000737 证券简称：北方铜业 公告编号：2024-24 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 北方铜业股份有限公司（以下简称"公司"）于 2024 年 4 月 24 日召开的第九届董 事会第二十四次会议、第九届监事会第十九次会议审议通过了《2023 年度利润分配预 案》，该预案尚需提交公司 2023 年年度股东大会审议，现将相关情况公告如下： 一、2023 年度利润分配预案的基本情况 经大华会计师事务所（特殊普通合伙）审计，公司 2023 年度合并报表实现归属于 母公司所有者净利润 618,824,865.21 元。母公司实现净利润 507,207,364.19 元，提取 法定盈余公积 20,766,163.14 元 后 ， 母 公 司 当 年 实 际 可 供 股 东 分 配 的 利 润 486,441,201.05 元，加上年初未分配利润-299,545,732.83 元，年末母公司未分配利润 为 186,895,468.22 元。 公司拟定 2023 年度利润分配预案：以 2023 年末总股本 1,772,456,167 股为基数， ...

北方铜业股份有限公司 控股股东及其他关联方资金占用情况的 专项说明 大华核字[2024] 0011007130 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) DaHua Certified Public Accountants（Special General Partnership） 北方铜业股份有限公司 控股股东及其他关联方资金占用情况的专项说明 （截至 2023 年 12 月 31 日） 目 录 页 次 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 控 股 股 东 及 其 他 关 联 方 资 金 占 用 情 况 的 专 项 说 明 大华核字[2024] 0011007130 号 北方铜业股份有限公司全体股东： 我们接受委托，依据《中国注册会计师执业准则》审计了北方铜 业股份有限公司（以下简称"北方铜业"）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表，2023 年度的 ...

证券代码：000737 证券简称：北方铜业 公告编号：2024-27 北方铜业股份有限公司 关于召开 2023 年年度股东大会通知的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 根据北方铜业股份有限公司（以下简称"公司"）第九届董事会第二十四次会议 决议，公司决定于2024 年 5 月 22 日召开2023 年年度股东大会，现将会议的相关情 况通知如下： 一、召开会议的基本情况 1、股东大会类型和届次：2023 年年度股东大会 2、召集人：公司董事会。第九届董事会第二十四次会议审议通过了《关于提请召 开 2023 年年度股东大会的议案》，同意召开本次股东大会。 3、会议召开的合法、合规性：本次股东大会的召开符合有关法律、行政法规、部 门规章、规范性文件和《公司章程》的规定。 4、会议召开的日期、时间： （1）现场投票：股东本人出席现场会议或者通过授权委托书（见附件 2）委托他 人出席现场会议。 （2）网络投票：本次股东大会将通过深交所交易系统和互联网投票系统 （http://wltp.cninfo.com.cn）向全体股东提供网络形式的投票平台，股东可 ...

北方铜业股份有限公司 2023 年度独立董事述职报告（李英奎） 作为北方铜业股份有限公司（以下简称"公司"）的独立董事，在 2023 年度履职 期间，本人严格按照《中华人民共和国公司法》《上市公司独立董事管理办法》等法 律法规和《公司章程》的规定，在工作中谨慎、认真、忠实、勤勉地行使公司所赋予 的权利，积极参与公司重大事项决策，认真审议董事会各项议案，充分发挥了独立董 事的作用，切实维护公司和全体股东特别是中小股东的合法权益。现将 2023 年度主要 工作情况报告如下： 一、独立董事的基本情况 （一）个人基本情况 李英奎，男，1964 年 1 月出生，大学本科，地质矿产正高级工程师。曾任山西省 地矿局物理探矿队大组长，山西省地球物理化学勘查院矿长、厂长、副经理、科长、 分院长。现任山西省地球物理化学勘查院副院长，北方铜业股份有限公司独立董事。 （二）独立性的情况说明 经自查，本人未在公司担任除独立董事以外的其他职务，与公司及其控股股东不 存在直接或者间接利害关系，或者其他可能影响其进行独立客观判断关系，具有《上 市公司独立董事管理办法》《公司章程》及《独立董事工作制度》所要求的独立性和 担任公司独立董事的任职 ...

Financial Performance - In 2023, the company's operating revenue was approximately ¥9.32 billion, a decrease of 12.69% compared to ¥10.68 billion in 2022[83]. - The net profit attributable to shareholders was approximately ¥618.82 million, an increase of 11.56% from ¥610.03 million in the previous year[83]. - The net cash flow from operating activities was negative at approximately -¥1.30 billion, a decline of 160.59% compared to ¥2.13 billion in 2022[83]. - The total assets at the end of 2023 reached approximately ¥15.26 billion, an increase of 48.38% from ¥10.28 billion in 2022[83]. - The net assets attributable to shareholders increased by 6.45% to approximately ¥4.87 billion from ¥4.31 billion in 2022[83]. - The basic earnings per share for 2023 was ¥0.349, reflecting an increase of 11.50% compared to ¥0.3442 in 2022[83]. - The average return on equity was 12.94%, a slight decrease from 13.93% in the previous year[83]. - The total operating revenue for 2023 was approximately CNY 9.42 billion, with a quarterly breakdown of CNY 2.59 billion in Q1, CNY 1.95 billion in Q2, CNY 2.44 billion in Q3, and CNY 2.35 billion in Q4[101]. - The net profit attributable to shareholders for the year was CNY 618 million, with quarterly figures of CNY 203.62 million in Q1, CNY 114.34 million in Q2, CNY 201.65 million in Q3, and CNY 99.21 million in Q4[101]. - The company reported a significant cash flow deficit from operating activities, totaling approximately CNY -1.23 billion in Q4, contributing to an annual net cash flow of CNY -1.30 billion[101]. Environmental Compliance - The company has complied with various environmental protection standards, achieving stable emissions within regulatory limits[17]. - The company has not reported any significant defects in financial reporting or internal controls during the evaluation period[15]. - The company reported a year-on-year reduction of 9.745 tons in sulfur dioxide emissions and 1.089 tons in particulate matter emissions from the smelting plant[21]. - The smelting plant has implemented 10 bag dust collectors, 2 electrostatic precipitators, and 1 ion liquid desulfurization system to ensure compliance with pollution discharge standards[21]. - The total discharge of arsenic and its compounds was 0.02779 tons, which is below the standard limit of 0.4 mg/m3[20]. - The total discharge of mercury and its compounds was 0.005293 tons, complying with the standard limit of 0.012 mg/m3[20]. - The company has established a comprehensive wastewater treatment system, including rainwater drainage and sewage classification treatment systems[21]. - The company has a total of 7 emission outlets for sulfuric acid mist, with a total discharge of 12.738 tons, adhering to the standard limit of 20 mg/m3[20]. - The company has invested in advanced pollution control technologies, including a domestic leading ion liquid desulfurization process[21]. - The company’s environmental protection measures ensure that all pollutants generated during production meet the discharge standards[21]. - The company has established a monitoring system for major pollutants, ensuring timely public disclosure of pollution data on relevant platforms[27]. - The company has maintained compliance with national and provincial pollution discharge standards, ensuring all pollutants are within acceptable limits[29]. - The company has no instances of exceeding emission standards in 2023[45]. - The company has paid environmental protection taxes in accordance with relevant laws and regulations[47]. Governance and Management - The company held its 2023 Q1 report meeting on April 20, 2023, with no dissenting votes or abstentions[1]. - The company reported a 100% inclusion of total assets and total revenue in the consolidated financial statements for internal control evaluation[13]. - The company has established governance mechanisms and improved its organizational structure and internal management systems during the integration of Hohhot North Copper Industry Co., Ltd.[13]. - The company’s board of directors attended meetings with a high attendance rate, indicating strong governance participation[2]. - The company’s internal control audit report received a standard unqualified opinion, confirming effective financial reporting controls[15]. - The company has established long-term trade cooperation with enterprises in Mongolia and Kazakhstan, enhancing international collaboration[134]. Community and Social Responsibility - The average income for residents in the supported villages reached CNY 13,646 in 2023, reflecting effective poverty alleviation efforts[34]. - The company’s efforts in rural revitalization included establishing 24 garbage collection points and achieving a 92% coverage rate for toilet renovations in supported villages[36]. - The company’s initiatives in the Yulu fragrant pear industry have positively impacted 3,500 surrounding residents, with collective economic income reaching CNY 200,000 by year-end[37]. - The company has developed a mechanism to monitor and assist in preventing poverty, helping 19 households and 57 individuals[54]. - The company conducted 498 occupational disease hazard monitoring sessions throughout the year to ensure a safe working environment for employees[33]. Research and Development - Research and development investment totaled CNY 202 million, with 20 technology projects organized and 14 patents authorized[134]. - The company has strengthened its R&D efforts, achieving significant results in technological innovation[153]. - Research and development expenses surged to CNY 22,504,643.25 in 2023, reflecting a significant increase of 1,474.70% from CNY 1,429,134.16 in 2022, as the company intensified its investment in technology[179]. - Research and development efforts include projects aimed at improving the recovery rates of copper, gold, and silver, with expected economic benefits from enhanced mining efficiency[195]. - The company aims to achieve a leaching rate of over 60% for low-grade copper ore through ongoing research and development efforts[195]. Production and Operations - The company has a copper processing capacity of 1.3 million tons per year and produces 320,000 tons of cathode copper annually, with a sulfuric acid production capacity of 1.22 million tons[108]. - The production of cathode copper was 134,426.69 tons, down 5.67% from 2022, while sales volume decreased by 11.18% to 132,228.12 tons[139]. - The production volume of cathode copper reached 134,400 tons, while the production of copper concentrate was 43,200 tons[152]. - The sales volume of copper concentrate increased by 6.14% year-on-year, reaching 4.32 million tons in 2023 compared to 4.07 million tons in 2022[185]. - The company completed the acquisition of 100% equity in Houma Beitong Copper Industry Co., Ltd., which became a wholly-owned subsidiary, expanding the consolidation scope in 2023[188]. Market and Economic Outlook - Global copper consumption is expected to grow at an annual rate of 2.5%, reaching 28 million tons by 2026[59]. - The average price of LME three-month copper futures in 2023 was $8,516 per ton, a decrease of 3.24% compared to 2022[60]. - The company experienced a recovery in sulfuric acid prices, which positively influenced the overall market environment for copper smelting operations in 2023[106]. - The highest copper price in 2023 was 9,550 USD/ton in January, while the lowest was 7,856 USD/ton in late October, ending the year above 8,500 USD/ton[124]. - In 2023, the global refined copper production reached 11.42 million tons, an increase of 11.1% year-on-year, while consumption rose to 14.54 million tons, up 5.3% year-on-year[125].

Financial Performance - The company's operating revenue for Q1 2024 reached ¥5,510,714,793.15, representing a 112.78% increase compared to ¥2,589,882,048.74 in the same period last year[4] - Net profit attributable to shareholders was ¥235,614,023.20, up 23.01% from ¥191,539,749.52 in the previous year[4] - Basic earnings per share rose to ¥0.1329, reflecting a 22.94% increase from ¥0.1081 in the previous year[4] - The net profit for the current period is 235,614,023.20, an increase from 191,539,749.52 in the previous period, representing a growth of approximately 23%[35] - The total profit for the current period is 307,990,104.81, compared to 259,961,943.40 in the previous period, indicating an increase of about 18.4%[35] - The operating profit for the current period is 307,766,195.11, up from 260,228,774.11, reflecting a growth of around 18.2%[35] - The total comprehensive income for the current period is 239,880,638.20, compared to 191,387,224.52 in the previous period, showing an increase of about 25.3%[35] Cash Flow - The net cash flow from operating activities increased by 227.56%, amounting to ¥418,832,449.47 compared to ¥127,866,066.11 in the same period last year[14] - The cash flow from operating activities for the current period is 418,832,449.47, significantly higher than 127,866,066.11 in the previous period, marking an increase of approximately 227%[37] - The cash flow from investing activities shows a net outflow of 264,139,332.08, slightly worse than the previous period's outflow of 263,250,828.90[37] - Net cash flow from financing activities was ¥434,060,908.51, compared to ¥796,406,701.37 in the previous period, showing a decline of about 45.5%[45] - The company’s cash inflow from financing activities totaled ¥2,399,731,110.82, compared to ¥1,030,713,857.99 in the previous period, indicating an increase of approximately 132.5%[45] Assets and Liabilities - Total assets at the end of the reporting period were ¥16,110,428,977.01, a 5.58% increase from the previous year-end[6] - The total current assets at the end of the period amount to 7,494,591,776.76, an increase from 6,781,787,879.35 at the beginning of the period, representing a growth of about 10.5%[40] - Non-current liabilities rose to ¥6,693,774,721.94 from ¥5,425,442,181.92, indicating an increase of about 23.4%[41] - The total liabilities increased to ¥10,956,549,718.23 from ¥10,384,657,083.01, representing a growth of about 5.5%[42] - The company's total equity attributable to shareholders increased to ¥5,153,879,258.78 from ¥4,874,389,652.25, marking a growth of approximately 5.7%[42] Shareholder Information - The top shareholder, Zhongtiaoshan Nonferrous Metals Group Co., Ltd., holds a 46.83% stake, amounting to 829,972,894 shares[27] - Shanxi Coal and Salt Group Co., Ltd. is the second-largest shareholder with a 7.95% stake, holding 140,970,768 shares[27] - The total number of ordinary shareholders at the end of the reporting period was 62,887[27] - The company has not disclosed any information regarding the participation of major shareholders in margin financing and securities lending activities[30] - There are no known relationships or concerted actions among the other shareholders listed, aside from the state-owned entities mentioned[27] Expenses - The company's sales expenses increased by 85.13% to ¥13,902,841.63, primarily due to increased sales volume following the production launch of Houma North Copper[14] - Financial expenses rose by 126.43% to ¥81,501,955.30, mainly due to increased bank loan interest[14] - The company reported a financial expense of CNY 81,501,955.30, which is significantly higher than CNY 35,994,512.00 from the same period last year, marking an increase of approximately 126.5%[22] - Research and development expenses were CNY 647,930.57, slightly down from CNY 656,588.05 in the previous year, showing a decrease of about 1.3%[22] Future Outlook - The company plans to continue expanding its market presence and enhance product offerings in the upcoming quarters[4]

证券代码：000737 证券简称：北方铜业 公告编号：2024-28 北方铜业股份有限公司 关于会计政策变更的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 （三）变更后公司采用的会计政策及主要内容 本次会计政策变更后，公司将按照《企业会计准则解释第 17 号》要求执行。其他未 变更部分，公司继续执行财政部发布的《企业会计准则--基本准则》和各项具体会计准 则、企业会计准则应用指南、企业会计准则解释公告以及其他相关规定。 根据《企业会计准则解释第 17 号》的要求，会计政策变更的主要内容如下： 重要提示： 北方铜业股份有限公司（以下简称"公司"）根据中华人民共和国财政部（以下简 称"财政部"）颁布的《关于印发<企业会计准则解释第 17 号>的通知》（财会〔2023〕 21 号）的要求变更会计政策，不属于公司自主变更会计政策的情形，根据规定，无需提 交公司董事会和股东大会审议。不会对公司当期的财务状况、经营成果和现金流量产生 影响，现将本次会计政策变更的具体情况公告如下： 一、会计政策变更概述 （一）会计政策变更的原因及适用日期 2023 年 10 月 2 ...