北京市万商天勤律师事务所 关于盛新锂能集团股份有限公司 二〇二六年第一次（临时）股东会的法律意见书 致：盛新锂能集团股份有限公司 1 一、本次股东会的召集、召开程序和召集人资格 1、本次股东会由公司董事会召集。召开本次股东会的通知已于2025年12月 31日在《中国证券报》、《证券时报》和巨潮资讯网（http://www.cninfo.com.cn） 上予以公告。相关议案已在本次股东会通知公告中列明，公司亦已分别于2025 年12月20日和2025年12月31日公告披露了相关议案的内容。 2、公司本次股东会采用现场投票与网络投票相结合的方式进行。公司现场 会议同时提供了视频参会系统。现场会议于2026年1月15日（星期四）下午14:30 在会议通知载明的地点召开。网络投票时间为：通过深圳证券交易所交易系统进 行网络投票的具体时间为2026年1月15日上午9:15-9:25，9:30-11:30,下午 13:00-15:00；通过深圳证券交易所互联网投票系统进行投票的具体时间为2026 年1月15日上午9:15-2026年1月15日下午15:00。 经合理查验，本所律师认为，本次股东会的召集人为公司董事会，其资 ...

Core Viewpoint - The lithium mining stocks in the A-share market experienced a significant increase on January 15, with notable gains in several companies, driven by a sharp rise in lithium carbonate prices [1][2]. Group 1: Market Performance - On January 15, lithium mining stocks rose against the market trend, with Huayou Cobalt up over 8%, Ganfeng Lithium and Tibet City Investment up over 5%, and Zhongmin Resources up over 4% [1]. - Other companies such as Tianqi Lithium, Western Mining, Tibet Summit, Yuntu Holdings, Weiling Shares, Yahua Group, Tibet Mining, and Salt Lake Shares saw increases of over 3% [1]. Group 2: Price Movement - As of January 15, the benchmark price for industrial-grade lithium carbonate was 160,000.00 CNY per ton, marking a 36.71% increase compared to the beginning of the month when it was 117,033.33 CNY per ton [1]. Group 3: Company Specifics - Huayou Cobalt (603799) saw an increase of 8.15% with a total market value of 151.8 billion CNY and a year-to-date increase of 17.21% [2]. - Ganfeng Lithium (002460) increased by 5.97% with a market value of 153.4 billion CNY and a year-to-date increase of 16.36% [2]. - Tibet City Investment (600773) rose by 5.00% with a market value of 14 billion CNY and a year-to-date increase of 18.56% [2]. - Zhongmin Resources (002738) increased by 4.10% with a market value of 62.3 billion CNY and a year-to-date increase of 9.99% [2]. - Tianqi Lithium (002466) rose by 3.98% with a market value of 102.1 billion CNY and a year-to-date increase of 12.31% [2].

Group 1 - The A-share market saw lithium mining stocks rise against the trend, with Huayou Cobalt up over 8%, Ganfeng Lithium and Tibet City Investment up over 5%, and Zhongmin Resources up over 4% [1] - The benchmark price for industrial-grade lithium carbonate was reported at 160,000.00 CNY per ton on January 15, which represents a 36.71% increase compared to the beginning of the month when it was 117,033.33 CNY per ton [1] Group 2 - The following companies experienced notable stock price increases: - Huayou Cobalt: 8.15% increase, market cap of 151.8 billion CNY, year-to-date increase of 17.21% [2] - Ganfeng Lithium: 5.97% increase, market cap of 153.4 billion CNY, year-to-date increase of 16.36% [2] - Tibet City Investment: 5.00% increase, market cap of 14 billion CNY, year-to-date increase of 18.56% [2] - Zhongmin Resources: 4.10% increase, market cap of 62.3 billion CNY, year-to-date increase of 9.99% [2] - Tianqi Lithium: 3.98% increase, market cap of 102.1 billion CNY, year-to-date increase of 12.31% [2] - Western Mining: 3.73% increase, market cap of 74.3 billion CNY, year-to-date increase of 12.81% [2] - Tibet Summit: 3.48% increase, market cap of 18 billion CNY, year-to-date increase of 30.59% [2] - Yuntuo Holdings: 3.38% increase, market cap of 14.8 billion CNY, year-to-date increase of 3.64% [2] - Weiling Shares: 3.37% increase, market cap of 3.836 billion CNY, year-to-date increase of 12.45% [2] - Yahua Group: 3.31% increase, market cap of 28 billion CNY, year-to-date decrease of 1.74% [2] - Tibet Mining: 3.17% increase, market cap of 15.1 billion CNY, year-to-date increase of 10.39% [2] - Salt Lake Shares: 3.01% increase, market cap of 181.1 billion CNY, year-to-date increase of 21.52% [2]

证券之星消息，1月14日能源金属板块较上一交易日下跌1.84%，盛新锂能领跌。当日上证指数报收于 4126.09，下跌0.31%。深证成指报收于14248.6，上涨0.56%。能源金属板块个股涨跌见下表： | 代码 | 名称 | 收盘价 | 涨跌幅 | 成交量(手) | 成交额(元) | | | --- | --- | --- | --- | --- | --- | --- | | 301219 | 腾远钻业 | 72.30 | 2.10% | 16.23万 | | 11.93亿 | | 600711 | 暨中矿业 | 17.15 | 1.60% | 180.21万 | | 30.56亿 | | 000408 | 藏格矿业 | 89.73 | -0.19% | 17.04万 | | 15.28 乙 | | 300618 | 塞锐铝业 | 48.00 | -1.03% | 21.01万 | | 10.22亿 | | 603799 | 华友钻业 | 73.98 | -1.54% | 65.59万 | | 49.08亿 | | 603399 | 永杉锂业 | 11.25 | -2.00% | 28.51万 | | ...

A股市场 锂矿股回调，其中， 国城矿业跌近9%， 中矿资源跌超7%， 盛新锂能跌6%， 永兴材料跌超 5%， 大中矿业、 融捷股份、 天齐锂业跌超4%。 ...

MACD金叉信号形成，这些股涨势不错！ | 代码 | 名称 | | 涨幅% ↑ | 总市值 | 年初至今涨幅%。 | | --- | --- | --- | --- | --- | --- | | 000688 | 国城矿业 | - | -8.98 | 306亿 | -7.01 | | 002738 | 中矿资源 | t | -7.24 | 598 Z | 5.49 | | 002240 | 盤新锂能 | 1 | -6.05 | 323 Z | 2.35 | | 002756 | 永兴材料 | 1 | -5.31 | 287亿 | -1.71 | | 001203 | 大中矿业 | | -4.95 | 444亿 | -5.42 | | 002192 | 融捷股份 | | -4.76 | 145亿 | 7.85 | | 002466 | 天齐锂业 | I | -4.39 | 978亿 | 7.66 | | 000762 | 西藏矿业 | 1 | -3.85 | 146亿 | 6.55 | | 300267 | 尔康制药 | ﮨﮯ | -3.82 | 88.28亿 | 25.51 | | 002176 | 江特电 ...

Group 1 - Lithium mining concept stocks experienced a significant decline in the afternoon trading session on January 14, with Guocheng Mining falling over 9% [2] - Zhongkuang Resources saw a drop of more than 7%, indicating a broader trend in the sector [2] - Other companies such as Shengxin Lithium Energy and Dazhong Mining also followed the downward trend [2]

Group 1 - The core point of the news is that Shengxin Lithium Energy experienced a decline of 5.31% in its stock price, reaching 35.52 yuan per share, with a trading volume of 2.208 billion yuan and a turnover rate of 6.57%, resulting in a total market capitalization of 32.511 billion yuan [1] - Shengxin Lithium Energy, established on December 29, 2001, and listed on May 23, 2008, is located in Shenzhen, Guangdong Province. The company primarily engages in the production and sales of medium-density fiberboard, timber, rare earth products, lithium chloride, battery-grade monohydrate lithium hydroxide, and battery-grade lithium carbonate, focusing entirely on the new energy and new materials sectors [1] - The company's main business revenue composition is 100% from new energy [1] Group 2 - From the perspective of major fund holdings, Chang'an Fund has one fund heavily invested in Shengxin Lithium Energy. The Chang'an Xinxin Mixed A Fund (005477) reduced its holdings by 690,000 shares in the third quarter, retaining 662,900 shares, which accounts for 4.81% of the fund's net value, making it the third-largest holding [2] - The estimated floating loss for the Chang'an Xinxin Mixed A Fund today is approximately 1.3192 million yuan [2] - The Chang'an Xinxin Mixed A Fund was established on February 7, 2018, with a latest scale of 64.3917 million yuan. Year-to-date, it has a return of 2.65%, ranking 5239 out of 8838 in its category; over the past year, it has achieved a return of 27.37%, ranking 4821 out of 8089; since inception, it has incurred a loss of 53.83% [2]

Core Viewpoint - Shengxin Lithium Energy is expected to continue reporting losses in 2025, but the extent of the losses is projected to narrow compared to the previous year, indicating a trend of improving operational performance [3]. Financial Performance - For the period from January 1, 2025, to December 31, 2025, the net profit attributable to shareholders is expected to be a loss of 600 million to 850 million yuan, compared to a loss of 621.58 million yuan in the same period last year [3]. - The net profit after deducting non-recurring gains and losses is projected to be a loss of 500 million to 750 million yuan, a significant improvement from the loss of 897.40 million yuan in the previous year [3]. - The basic earnings per share are expected to be a loss of 0.66 to 0.94 yuan per share, compared to a loss of 0.69 yuan per share in the same period last year [3]. Factors Influencing Performance - The company's performance in 2025 is primarily influenced by the supply and demand dynamics within the industry, as well as increased foreign exchange losses due to the depreciation of the US dollar [3]. - Positive factors include a rebound in lithium product market prices in the second half of the year and the commencement of sales from the Indonesian factory, which are expected to contribute to an increase in gross profit compared to the previous year [3].

Group 1 - The core viewpoint of the article is that Shengxin Lithium Energy (002240) is forecasting a significant net profit loss for the year 2025, estimated between 600 million to 850 million yuan [1] - The company anticipates a net profit loss, excluding non-recurring gains and losses, ranging from 500 million to 750 million yuan [1]