证券代码：300095 证券简称：华伍股份 公告编号：2023－067 江西华伍制动器股份有限公司 关于为下属子公司提供担保的进展公告 本公司及全体董事会成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江西华伍制动器股份有限公司（以下简称"华伍股份"或"公司"）于 2023 年 4 月 20 日召开第五届董事会第十六次会议及第五届监事会第十五次会 议，分别审议通过了《关于 2023 年度担保额度预计的议案》，该议案已经 2023 年 5 月 15 日公司 2022 年度股东大会审议通过，同意公司为合并报表范围 内子公司提供总额度为不超过人民币 25,000 万元（含本数）的银行贷款或申请 银行授信的担保或反担保，相关子公司在预计额度内，可分一次或多次向公司 申请为其银行贷款或授信提供担保，担保方式包括但不限于保证、抵押、质押 等，担保期限按照最终签署的合同确定。具体内容详见公司于 2023 年 4 月 24 日在巨潮资讯网披露的《关于 2023 年度担保额度预计的公告》（公告编号： 2023-019）。 一、本次担保情况 近日，公司与中国光大银行股份有限公司成都高笋塘支行（以下 ...

Financial Performance - The company's revenue for Q3 2023 was ¥308,340,860.54, a decrease of 16.38% compared to the same period last year[5] - Net profit attributable to shareholders for Q3 2023 was ¥21,354,359.52, down 58.63% year-on-year[5] - The net profit for the first nine months of 2023 was ¥78,060,846.07, reflecting a decline of 39.84% compared to the same period last year[5] - The basic earnings per share for Q3 2023 was ¥0.0509, a decrease of 58.58% year-on-year[5] - Total operating revenue for Q3 2023 was ¥948,147,948.49, a decrease of 10.06% from ¥1,054,489,165.01 in Q3 2022[19] - Operating profit for Q3 2023 was ¥87,523,008.26, a decline of 43.83% compared to ¥155,880,247.64 in Q3 2022[19] - The net profit for Q3 2023 was CNY 71,322,913.64, a decrease of 46.0% compared to CNY 132,398,540.07 in Q3 2022[20] - The total comprehensive income for Q3 2023 was CNY 71,267,169.67, down from CNY 132,448,431.29 in Q3 2022, reflecting a decrease of 46.3%[20] Assets and Liabilities - Total assets at the end of Q3 2023 were ¥3,661,354,116.33, down 4.86% from the end of the previous year[5] - Current assets totaled ¥2,488,251,023.44 as of September 30, 2023, down from ¥2,676,487,929.08 at the beginning of the year, representing a decrease of 7.04%[16] - Current liabilities decreased to ¥1,067,654,453.03 from ¥1,266,113,589.47, reflecting a reduction of 15.68%[17] - Non-current assets increased slightly to ¥1,173,103,092.89 from ¥1,171,977,334.00, showing a growth of 0.10%[16] - Total assets amounted to ¥3,661,354,116.33, down 4.86% from ¥3,848,465,263.08 at the start of the year[17] Cash Flow - The company reported a significant increase in cash flow from operating activities, reaching ¥82,910,726.26, a 450.71% increase compared to the same period last year[8] - The cash flow from operating activities showed a net increase of CNY 82,910,726.26, a significant improvement compared to a net outflow of CNY -23,640,833.08 in the same period last year[22] - The company experienced a net cash outflow from financing activities of CNY -98,042,697.51, compared to CNY -198,172,911.54 in the previous year, indicating a reduction in cash outflow by 50.7%[23] Shareholder Information - The total number of common shareholders at the end of the reporting period is 27,726[11] - The top shareholder, Nie Jinghua, holds 13.82% of shares, amounting to 58,067,500 shares, with 43,550,625 shares pledged[11] - The top ten shareholders include significant stakes from Nie Lulu (11.90%) and Shanghai Zhenhua Heavy Industries (4.86%)[11] - The company has repurchased a total of 11,000,000 shares, representing 2.62% of the total share capital, with a total transaction amount of RMB 100,293,407[14] - The company has a total of 11,000,000 shares held in a repurchase account, which is not included in the top ten shareholders list[12] - The total number of shares held by the top ten shareholders with unrestricted conditions is 80,000,000 shares[12] Operational Highlights - The company achieved a quarter-on-quarter net profit growth of 48.24% in Q3 2023, indicating improvement in order intake and shipment volumes[8] - The wind power and aviation sectors are showing signs of stabilization and recovery, with efforts to enhance product structure and focus on high-margin products[9] - The company incurred operating expenses of CNY 922,922,192.32, a decrease from CNY 1,059,487,255.58 in the previous year, indicating a reduction of 12.9%[22] Research and Development - Research and development expenses for Q3 2023 were ¥30,723,553.31, a decrease of 19.06% from ¥37,969,571.38 in Q3 2022[19] Other Financial Metrics - The company’s other income decreased by 47.44% to ¥11,152,229.06, mainly due to a reduction in government subsidies received[8] - The company reported a net credit impairment loss of ¥5,730,495.24, compared to a loss of ¥3,713,786.82 in the previous year[19] - The company's retained earnings increased to ¥607,502,075.00 from ¥554,395,485.57, reflecting a growth of 9.59%[17] - The company’s cash inflow from investment activities was CNY 11,740.80, compared to CNY 291,100.00 in the previous year, showing a significant decline[22] - The company’s cash flow from financing activities included CNY 473,900,000.00 from borrowings, down from CNY 559,912,375.80 in the previous year, reflecting a decrease of 15.4%[23] Legal and Compliance - The company has not received performance compensation from shareholders of its subsidiary, Changsha Tianying, as per the investment agreement[13] - The company is currently involved in arbitration regarding performance compensation claims against certain shareholders[13]

证券代码：300095 证券简称：华伍股份 公告编号：2023－065 江西华伍制动器股份有限公司 关于持股 5%以上股东股份减持计划期限届满的公告 持股5%以上股东聂璐璐保证向本公司提供的信息内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一 致。 江西华伍制动器股份有限公司（以下简称"公司"）于 2023 年 2 月 9 日披 露了《关于持股 5%以上股东股份减持计划期限届满及其减持计划的预披露公告》 （公告编号：2023－005）。持有公司股份 49,977,814 股（占剔除公司披露的最 新回购专户中股份数量后的公司总股本比例为 12.2168%）的董事、副总经理、 持股 5%以上股东、控股股东一致行动人聂璐璐女士计划通过集中竞价方式、大 宗交易或者两者相结合等方式减持公司股份，减持数量不超过 12,494,454 股（占 剔除公司披露的最新回购专户中股份数量后的公司总股本比例为 3.0542%）。如 通过大宗交易方式减持的，减持期间为上述公告披露之日起 3 个交易日之后的 6 个月内；如通过集中竞价交易方式减持的，减持期间为自 ...

关于为下属子公司提供担保的进展公告 江西华伍制动器股份有限公司 证券代码：300095 证券简称：华伍股份 公告编号：2023－063 本公司及全体董事会成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江西华伍制动器股份有限公司（以下简称"华伍股份"或"公司"）于 2023 年 4 月 20 日召开第五届董事会第十六次会议及第五届监事会第十五次会 议，分别审议通过了《关于 2023 年度担保额度预计的议案》，该议案已经 2023 年 5 月 15 日公司 2022 年度股东大会审议通过，同意公司为合并报表范围 内子公司提供总额度为不超过人民币 25,000 万元（含本数）的银行贷款或申请 银行授信的担保或反担保，相关子公司在预计额度内，可分一次或多次向公司 申请为其银行贷款或授信提供担保，担保方式包括但不限于保证、抵押、质押 等，担保期限按照最终签署的合同确定。具体内容详见公司于 2023 年 4 月 24 日在巨潮资讯网披露的《关于 2023 年度担保额度预计的公告》（公告编号： 2023-019）。 一、本次担保情况 | 担保人 | 被担保人 | 债权人 | 担保金额 | ...

证券代码：300095 证券简称：华伍股份 公告编号：2023－064 江西华伍制动器股份有限公司 关于回购公司股份实施结果暨股份变动公告 本公司及全体董事会成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江西华伍制动器股份有限公司（以下简称"公司"）于 2022 年 9 月 7 日召 开第五届董事会第十三次会议和第五届监事会第十三次会议审议通过了《关于 回购公司股份方案的议案》，同意公司使用自有资金通过集中竞价或法律法规 允许的方式回购公司部分 A 股股份，用于实施员工持股计划或股权激励计划。 回购资金总额不低于人民币 100,000,000.00 元（含）且不超过人民币 160,000,000.00 元（含）；回购股份价格不超过人民币 16.00 元/股（含）； 回购期限自董事会审议通过本次回购股份方案之日起不超过 12 个月；具体回购 股份的数量以回购结束时实际回购的股份数量为准。具体内容详见公司于 2022 年 9 月 7 日在中国证监会指定创业板信息披露网站巨潮资讯网发布的《关于回 购公司股份方案的公告》（公告编号：2022-060）以及于 2022 年 9 月 13 ...

| 事项 | 存在的问题 | 采取的措施 | | --- | --- | --- | | 1.信息披露 | 无 | 不适用 | | 2.公司内部制度的建立和执行 | 无 | 不适用 | | 3."三会"运作 | 无 | 不适用 | | 4.控股股东及实际控制人变动 | 无 | 不适用 | | 5.募集资金存放及使用 | 无 | 不适用 | | 6.关联交易 | 无 | 不适用 | | 7.对外担保 | 无 | 不适用 | | 8.收购、出售资产 | 无 | 不适用 | | 9.其他业务类别重要事项（包括对 外投资、风险投资、委托理财、财 | 无 | 不适用 | | 务资助、套期保值等） | | | | 10.发行人或者其聘请的中介机构 配合保荐工作的情况 | 无 | 不适用 | 申万宏源证券承销保荐有限责任公司 关于江西华伍制动器股份有限公司 2023年半年度跟踪报告 | 保荐人名称：申万宏源证券承销保荐有限责任公司 | 被保荐公司简称：华伍股份 | | --- | --- | | 保荐代表人姓名：赵志丹 | 联系电话：021-33388617 | | 保荐代表人姓名：李然 | 联系电话：021-333886 ...

截至 2023 年 8 月 31 日，公司通过股票回购专用账户以集中竞价方式累计回 购公司股份 10,967,100 股，累计回购的股份数量占公司目前总股本的比例为 2.6107%，成交的最低价格为 8.49 元/股，成交的最高价格为 10.35 元/股，成交 总金额为人民币 100,007,217 元（不含交易费），本次回购符合公司回购股份方 案及相关法律法规的要求。 证券代码：300095 证券简称：华伍股份 公告编号：2023－062 江西华伍制动器股份有限公司 关于股份回购进展情况的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江西华伍制动器股份有限公司（以下简称"公司"）于 2022 年 9 月 7 日召 开第五届董事会第十三次会议和第五届监事会第十三次会议审议通过了《关于回 购公司股份方案的议案》，同意公司使用自有资金通过集中竞价或法律法规允许 的方式回购公司部分 A 股股份，用于实施员工持股计划或股权激励计划。回购资 金总额不低于人民币 100,000,000.00 元（含）且不超过人民币 160,000,000.00 元（含）；回购股份 ...

Financial Performance - The company's operating revenue for the reporting period was approximately ¥639.81 million, a decrease of 6.70% compared to ¥685.73 million in the same period last year[34]. - The net profit attributable to shareholders was approximately ¥56.71 million, down 27.43% from ¥78.14 million year-on-year[34]. - The net cash flow from operating activities was negative at approximately ¥37.90 million, a decline of 155.27% compared to ¥68.58 million in the previous year[34]. - The basic earnings per share decreased by 27.31% to ¥0.1352 from ¥0.1860 in the same period last year[34]. - Total assets at the end of the reporting period were approximately ¥3.78 billion, a decrease of 1.75% from ¥3.85 billion at the end of the previous year[34]. - The company achieved operating revenue of 640 million yuan in the first half of 2023, a year-on-year decrease of 6.70%[68]. - The net profit attributable to shareholders of the listed company was 57 million yuan, down 27.43% year-on-year[68]. - The total assets of the company at the end of the reporting period were 3.781 billion yuan, a decrease of 1.75% compared to the beginning of the period[68]. - The net assets attributable to shareholders of the listed company were 2.132 billion yuan, a decrease of 0.33% compared to the beginning of the period[68]. Market Expansion and Strategy - The company faced risks in market expansion due to a challenging macroeconomic environment and intensified competition, necessitating enhanced marketing capabilities[6]. - The company plans to expand both domestic and international markets while diversifying its product offerings[6]. - The company aims to transition from a single brake manufacturer to a provider of brake system solutions, enhancing product intelligence and automation[8]. - The company is actively developing intelligent braking systems to meet the needs of automated and smart port applications[51]. - The company is expanding its market presence in various sectors, including metallurgy, mining, offshore engineering, wind power, and rail transit, aiming for broader market coverage[66]. Research and Development - The company plans to enhance its R&D capabilities to develop new products, aiming to maintain its industry leadership despite uncertainties in product development[13]. - Research and development investment increased by 14.74% to ¥21.43 million, indicating a focus on upgrading traditional products and developing new technologies[72]. - The company has developed 25 new product series and undertaken 42 key new product development projects in Jiangxi Province, achieving national and provincial recognition for several products[58]. - The company is committed to continuous technological upgrades and product improvements in the wind power braking system, enhancing its market competitiveness[50]. - The company plans to extend its R&D focus from mechanical transmission parts to downstream transmission components, including industrial robot arms[69]. Financial Management and Risks - The company reported a significant increase in accounts receivable, which poses liquidity risks if not managed effectively[9]. - The company is actively managing credit risk associated with large customers to minimize potential bad debt losses[9]. - The company acknowledges the risk of declining gross margins due to competitive pricing pressures and is focused on cost optimization and technological innovation[8]. - The company is committed to strengthening internal controls and budget management to mitigate the impact of raw material price fluctuations on production costs[12]. - The company has a significant amount of accounts receivable, which poses liquidity risks if not managed effectively; measures include improving credit management and linking receivables to performance evaluations[104]. Corporate Governance and Compliance - The company has maintained strict compliance with regulations regarding the use of raised funds and has effectively controlled project costs[94]. - The company has made irrevocable commitments to avoid competition and conflicts of interest, ensuring no similar business activities are conducted by controlling shareholders[125]. - The company has not reported any overdue commitments that remain unfulfilled[125]. - The company has not engaged in any entrusted financial management, derivative investments, or entrusted loans during the reporting period[96][97][98]. - The company has not sold any major assets or equity during the reporting period[99][100]. Community and Employee Engagement - The company contributed 20,000 CNY to public welfare initiatives and engaged in community support activities[121]. - The company established a competitive compensation and benefits system to enhance employee satisfaction and retention[120]. - The employee stock ownership plan includes 70 employees holding a total of 7,323,646 shares, representing 1.74% of the company's total shares[113]. - The company ensured that all employees received social insurance and maintained a balanced work-life environment[120]. - The company actively communicated with investors through various channels, ensuring transparency and timely information disclosure[118]. Legal and Arbitration Matters - The company has initiated arbitration against two individuals for a total cash compensation of 173.4 million yuan due to their failure to meet profit commitments[132]. - The company has incurred legal fees of 800,000 yuan related to this arbitration case[132]. - The company is currently in the arbitration process, with the case being accepted by the Shenzhen International Arbitration Court[132]. - The company has repeatedly requested payment from the individuals involved, but they have refused to comply[132]. - The total amount claimed in the arbitration, including compensation and penalties, amounts to 200.7 million yuan[132].

证券代码：300095 证券简称：华伍股份 公告编号：2023－059 江西华伍制动器股份有限公司 第五届监事会第十八次会议决议公告 全体监事经认真讨论，审议并通过如下事项： 一、审议通过了《2023 年半年度报告及其摘要》 经审核，监事会认为董事会编制和审核公司《2023 年半年度报告及其摘 要》的程序符合法律、行政法规和中国证监会的规定，报告内容真实、准确、 完整地反映了公司的实际情况，不存在任何虚假记载、误导性陈述或者重大遗 漏。 具体内容详见公司于 2023 年 8 月 30 日在中国证监会指定信息披露网站披 露的《2023 年半年度报告》及《2023 年半年度报告摘要》。 表决结果：3 票赞成，0 票反对，0 票弃权。 二、审议通过了《2023 年半年度募集资金存放与使用情况的专项报告》 监事会认真审核了公司编制的《2023年半年度募集资金存放与使用情况的 专项报告》并询问了公司相关人员，监事会认为：报告期内，在募集资金的存 放与使用管理上，公司按照《募集资金管理制度》的规定进行，募集资金的使 用符合募集资金投资项目的综合需要，不存在违规使用募集资金的行为，不存 在损害全体股东利益的情况。 本公司及 ...

证券代码：300095 证券简称：华伍股份 公告编号：2023－060 江西华伍制动器股份有限公司 关于全资子公司之间吸收合并的公告 本公司及全体董事会成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江西华伍制动器股份有限公司(以下简称"公司")于 2023 年 8 月 28 日召 开第五届董事会第十九次会议和第五届监事会第十八次会议，审议通过了《关 于全资子公司之间吸收合并的议案》，现将具体情况公告如下： 一、吸收合并事项概述 为优化公司管理架构，提高运营效率，降低管理成本，公司全资子公司江 西力华科技发展有限公司（以下简称"力华科技"）拟吸收合并公司全资子公 司深圳华智领航科技有限公司（以下简称"华智领航"）。本次吸收合并完成 后，华智领航的独立法人资格将被注销，其全部资产、负债、权益、业务等将 由力华科技承继。 本次吸收合并不构成关联交易，亦不构成《上市公司重大资产重组管理办 法》规定的重大资产重组。此事项在公司董事会批准权限内，无须提交股东大 会审议。 二、合并双方的基本情况介绍 （一）吸收合并方基本情况 1、基本情况 | 公司名称 | 江西力华科技发展有限公司 | | ...