近日，兴业证券股份有限公司（以下简称"公司"）董事会收到独立董事孙 铮先生的书面辞职报告。根据《上市公司独立董事规则》等规定，独立董事在同 一家上市公司连任时间不得超过六年，孙铮先生因连续任职已满六年，申请辞去 公司第六届董事会独立董事及相关董事会专门委员会委员职务。孙铮先生确认与 董事会无任何意见分歧，且无任何与其辞职有关的事项及任何有必要引起公司股 东和债权人注意的情况需要说明。 孙铮先生离任将导致公司独立董事中缺少会计专业人士，且独立董事人数将 少于公司董事会成员人数的三分之一。公司董事会将按规定尽快提名新的独立董 事候选人，提交股东大会选举。在新任独立董事任职前，孙铮先生仍将继续履行 公司独立董事及相关董事会专门委员会委员职责。 公司董事会对孙铮先生在担任公司独立董事期间所做出的贡献表示感谢！ 特此公告。 兴业证券股份有限公司 证券代码：601377 证券简称：兴业证券 公告编号：临 2023-029 兴业证券股份有限公司独立董事任期届满公告 本公司及董事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 董 事 会 二〇二三年八月二 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached CNY 6,938,139,198.61, representing a 40.28% increase compared to CNY 4,946,029,458.46 in the same period last year[20]. - Net profit attributable to shareholders of the parent company was CNY 1,796,116,428.96, up 30.73% from CNY 1,373,911,962.66 year-on-year[20]. - The net profit after deducting non-recurring gains and losses was CNY 1,703,390,790.04, reflecting a 38.31% increase from CNY 1,231,596,075.47 in the previous year[20]. - The total assets at the end of the reporting period amounted to CNY 261,324,079,780.47, a 6.29% increase from CNY 245,859,297,720.46 at the end of the previous year[20]. - The total liabilities increased by 7.48% to CNY 203,151,600,146.90 from CNY 189,021,831,132.65 at the end of the last year[20]. - Basic earnings per share for the first half of 2023 were CNY 0.2080, a 1.36% increase compared to CNY 0.2052 in the same period last year[21]. - The weighted average return on equity increased to 3.37%, up 0.09 percentage points from 3.28% in the previous year[21]. - The net cash flow from operating activities was CNY 1,958,855,411.59, showing a decrease of 50.20% compared to CNY 3,933,362,958.16 in the same period last year[20]. - Other comprehensive income increased by 50.97% to CNY 262,145,890.47 from CNY 173,644,382.14 year-on-year[20]. - The total equity attributable to shareholders of the parent company was CNY 53,222,104,983.06, reflecting a 1.83% increase from CNY 52,264,735,163.63 at the end of the previous year[20]. Capital and Assets - The registered capital of Industrial Securities remains at CNY 8.64 billion, unchanged from the previous year[9]. - The net capital increased to CNY 30.56 billion, up from CNY 30.28 billion at the end of the previous year, reflecting a growth of approximately 0.92%[9]. - The company's net capital at the end of the reporting period was CNY 30,561,348,542.26, an increase from CNY 30,283,508,440.91 at the end of the previous year[22]. - The net assets increased to CNY 47,039,091,275.39 from CNY 46,903,812,012.50, reflecting a growth in net assets[22]. - The net capital to net assets ratio improved to 64.97% from 64.57% year-over-year[22]. - The total liabilities to net assets ratio decreased to 39.97% from 44.42% in the previous year[22]. Risk Management - The company has detailed potential risks in the report, which investors should review for informed decision-making[2]. - The management team emphasizes the importance of risk awareness regarding forward-looking statements in the report[2]. - The company has established a comprehensive risk management system covering all departments and subsidiaries, ensuring risks are measurable, controllable, and bearable[92]. - The company faces liquidity risk due to increasing business leverage and mismatched asset-liability durations, necessitating a robust liquidity risk limit and early warning indicator system[97]. - The company has implemented a liquidity risk reporting mechanism to keep management informed about liquidity risk levels and management status[97]. - The company has not experienced any significant market risk events during the reporting period, indicating effective risk management practices[94]. - The company has established a risk management governance structure with three lines of defense to ensure effective risk management execution[92]. Compliance and Governance - The financial report has been confirmed by the company's responsible persons, ensuring its authenticity and completeness[2]. - The company has maintained compliance with regulatory requirements, with all board members present for the meeting[2]. - The report is unaudited, indicating that the financial figures are subject to final verification[2]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[109]. - The company has not reported any non-standard audit opinions in its annual report, suggesting a clean financial audit[116]. - The company has successfully maintained compliance with its commitments and has not faced any violations regarding guarantees during the reporting period[115]. Business Operations and Strategy - The company aims to build a first-class securities financial group, providing comprehensive financial services across four main business segments: wealth management, institutional services, proprietary investment, and overseas business[29]. - The wealth management segment includes securities and futures brokerage and asset management, focusing on diverse services such as client trading, financial product sales, and asset management[29]. - The company is enhancing its dual-driven business system, focusing on wealth management and institutional business, while improving its comprehensive financial service capabilities[30]. - The company has established a "1+3+N" branch layout system, enhancing regional competitiveness and financial contributions through tailored strategies[31]. - The company is advancing its digital transformation, leveraging technology to enhance service delivery and operational efficiency across various business areas[33]. Shareholder and Profit Distribution - The company did not distribute profits or increase capital reserves in the 2022 fiscal year, with no dividends or stock bonuses declared[106]. - The company commits to distributing at least 30% of the average distributable profit in cash over the three years from 2021 to 2023, ensuring continuity and stability in profit distribution policies[114]. - The company distributed cash dividends of 1.3 RMB per 10 shares, totaling 1,122,678,348.22 RMB, which accounts for 42.57% of the net profit attributable to shareholders for 2022[127]. Employee and Management Changes - The company appointed a new Chief Financial Officer, Xu Qingchun, effective April 7, 2023, following the resignation of Lin Hongzhen[105]. - The company has made changes in its supervisory board, appointing Zhang Xiufeng as a new supervisor on June 29, 2023[105]. - The company had a total of 9,679 employees as of June 30, 2023, including 9 senior management personnel[156]. Environmental and Social Responsibility - The company has actively promoted energy-saving and environmentally friendly practices in its operations[109]. - The company's green financing business scale reached CNY 200.973 billion, a year-on-year increase of 77.68%[110]. - The total greenhouse gas emissions for the company's operations in 2022 were 30,294.59 tCO2e, achieving carbon neutrality through the purchase of sufficient carbon assets[110]. - The company invested over CNY 3.8 million in public welfare assistance for rural revitalization, focusing on various sectors including education and ecology[113]. Legal Matters - There are no significant lawsuits or arbitration matters reported during the reporting period, indicating a stable legal environment for the company[116]. - The company has a pending arbitration case involving a compensation claim of 3.6 million RMB, which is currently in the execution phase[119]. - A civil lawsuit has been filed against Beijing Jingcai Unlimited Audio-Visual Co., with a judgment requiring payment of 100 million RMB in principal and 22 million RMB in interest, indicating potential financial recovery[119].

表决结果：同意 4 票；反对 0 票；弃权 0 票。 证券代码：601377 证券简称：兴业证券 公告编号：临 2023-026 兴业证券股份有限公司 第六届监事会第十四次会议决议公告 本公司及监事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 兴业证券股份有限公司（以下简称"公司"） 第六届监事会第十四次会议 于 2023 年 8 月 15 日以电子邮件的方式发出会议通知，于 2023 年 8 月 25 日以通 讯方式召开。公司现有监事 4 名，全体监事参加会议。会议的召集、召开及表决 程序符合《公司法》及《兴业证券股份有限公司章程》的相关规定。 会议审议通过以下议案： 一、《兴业证券股份有限公司 2022 年度反洗钱专项审计报告》 表决结果：同意 4 票；反对 0 票；弃权 0 票。 二、《兴业证券股份有限公司 2023 年上半年募集资金存放与实际使用情况 专项报告》 监事会认为：公司能严格按照中国证监会、上海证券交易所关于上市公司募 集资金存放和使用的相关规定管理和使用募集资金，报告真实地反映了公司募集 资金的存放与实际使用情况，不 ...

证券代码：601377 证券简称：兴业证券 公告编号：临 2023-027 兴业证券股份有限公司 2023 年上半年 募集资金存放与实际使用情况专项报告 本公司及董事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 根据中国证券监督管理委员会（以下简称"中国证监会"）发布的《上市公 司监管指引第 2 号——上市公司募集资金管理和使用的监管要求（2022 年修订）》 和上海证券交易所发布的《上海证券交易所上市公司自律监管指引第 1 号——规 范运作》等有关规定，兴业证券股份有限公司（以下简称"兴业证券"或"公司"） 董事会编制了截至 2023 年 6 月 30 日的《募集资金存放与实际使用情况专项报 告》，具体如下： 一、募集资金基本情况 （一）募集资金到位情况 经中国证监会《关于核准兴业证券股份有限公司配股的批复》（证监许可 〔2022〕874号）核准，兴业证券已于2022年8月完成向全体股东配售A股股份的 发行工 作， 按照 每 股人民 币 5.20 元的 价格， 实际 募集 资 金总额 人民币 10,084,441,224.00元,扣除 ...

关于第六届董事会第十五次会议相关事项的独立意见 根据中国证监会《上市公司独立董事规则》《上海证券交易所上市 公司自律监管指引第1号--- 规范运作》《兴业证券股份有限公司章程》 《兴业证券股份有限公司独立董事工作制度》等有关规定,作为兴业证 券股份有限公司(以下简称公司)的独立董事,在审阅和了解相关情况 后,基于独立判断的立场,对公司第六届董事会第十五次会议审议的相 关事项发表如下独立意见: 一、关于《2023年上半年募集资金存放与实际使用情况专项报告》 的独立意见 公司《2023 年上半年募集资金存放与实际使用情况专项报告》真 实、客观地反应了公司 2023年上半年募集资金的存放与实际使用情况。 2023 年上半年公司募集资金存放与使用情况符合有关法律法规、部门 规章、规范性文件及《公司章程》等相关规定,对募集资金实行专户管 理,募集资金实际使用情况不存在违反公司公告的情形,不存在募集资 金投向变更的情况,并按规定履行信息披露义务,未发生违法违规情形。 我们同意公司《2023 年上半年募集资金存放与实际使用情况专项 报告》。 二、关于为兴证国际金融集团有限公司境外债务融资提供担保等 增信措施的独立意见 公司 ...

证券代码：601377 证券简称：兴业证券 公告编号：临 2023-025 兴业证券股份有限公司 第六届董事会第十五次会议决议公告 本公司及董事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 兴业证券股份有限公司（以下简称"公司"）第六届董事会第十五次会议于 2023 年 8 月 15 日以电子邮件方式发出会议通知，于 2023 年 8 月 25 日以通讯方 式召开。公司现有董事 9 名，全体董事参加会议。会议的召集、召开及表决程序 符合《公司法》及《兴业证券股份有限公司章程》的相关规定。 会议审议通过以下议案： 一、《兴业证券股份有限公司 2022 年度反洗钱专项审计报告》 表决结果：同意 9 票；反对 0 票；弃权 0 票。 二、《兴业证券股份有限公司 2023 年上半年募集资金存放与实际使用情况 专项报告》 具体内容请见公司同日于上海证券交易所网站披露的《兴业证券 2023 年上 半年募集资金存放与实际使用情况专项报告》。 表决结果：同意 9 票；反对 0 票；弃权 0 票。 独立董事均对本报告发表了同意的独立意见。 根据上述授权， ...

证券代码：601377 证券简称：兴业证券 公告编号：临 2023-024 兴业证券股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司及董事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 兴业证券股份有限公司（以下简称"公司"）将于 2023 年 8 月 26 日发布公 司 2023 年半年度报告，为便于广大投资者更加全面深入地了解公司 2023 年半年 度经营成果、财务状况，公司计划于 2023 年 8 月 29 日下午 16:00-17:00 举行 2023 年半年度业绩说明会，与投资者进行交流。 一、 说明会类型 本次投资者说明会以网络互动形式召开，公司将就 2023 年半年度的经营成 果及财务指标的具体情况与投资者进行互动交流，在信息披露允许的范围内就投 资者普遍关注的问题进行回答。 二、 说明会召开的时间、地点 （一） 会议召开时间：2023 年 8 月 29 日下午 16:00-17:00 （二） 会议召开地点：上证路演中心 会议召开时间：2023 年 8 月 29 日(星期二)下午 16:00 ...

证券代码：601377 证券简称：兴业证券 公告编号：临 2023-023 兴业证券股份有限公司 2022 年年度权益分派实施公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 每股分配比例 A 股每股现金红利 0.13 元（含税） 相关日期 | 股份类别 | 股权登记日 | 最后交易日 | 除权（息）日 | 现金红利发放日 | | --- | --- | --- | --- | --- | | Ａ股 | 2023/8/24 | － | 2023/8/25 | 2023/8/25 | 差异化分红送转： 否 一、 通过分配方案的股东大会届次和日期 本次利润分配方案经公司 2023 年 6 月 29 日的 2022 年年度股东大会审议通过。 二、 分配方案 截至股权登记日下午上海证券交易所收市后，在中国证券登记结算有限责任 公司上海分公司（以下简称"中国结算上海分公司"）登记在册的本公司全体股东。 3. 分配方案： 本次利润分配以方案实施前的公司总股本 8,635,987,294.00 股为基数，每股 派发现金红 ...

证券代码：601377 证券简称：兴业证券 公告编号：临 2023-013 兴业证券股份有限公司 关于参加福建辖区上市公司 2023 年投资者 网上集体接待日活动的公告 本公司及董事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 为进一步加强与投资者的互动交流，兴业证券股份有限公司（以下简称 "公 司"）将参加由福建证监局、福建省上市公司协会与深圳市全景网络有限公司联 合举办的" 2023 年福建辖区上市公司投资者网上集体接待日活动"，现将相关 事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （https://rs.p5w.net），或关注微信公众号：全景财经，或下载全景路演 APP, 参与本次互动交流，活动时间为 2023 年 5 月 15 日（ 周一）16:00-17:30。 届 时公司高管将在线就公司 2022 年度业绩、公司治理、发展战略、经营状况、融 资计划、股权激励和可持续发展等投资者关心的问题，与投资者进行沟通与交流， 欢迎广大投资者踊跃参与。 特此公告。 兴业证券股份有限公司 董 事 会 二 ...

Financial Performance - The company's operating revenue for Q1 2023 reached CNY 4,169,261,458.99, representing a year-on-year increase of 147.02%[5] - Net profit attributable to shareholders was CNY 828,387,817.96, a significant increase of 430.09% compared to the same period last year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 765,150,137.89, reflecting a remarkable increase of 4,564.10% year-on-year[5] - Basic earnings per share for the quarter were CNY 0.0959, up 328.13% from CNY 0.0224 in the same period last year[9] - Net profit for Q1 2023 was CNY 1.06 billion, a 147.8% increase from CNY 427 million in Q1 2022[18] - Basic and diluted earnings per share for Q1 2023 were CNY 0.0959, compared to CNY 0.0224 in Q1 2022[18] Cash Flow and Assets - The company reported a net cash flow from operating activities of -CNY 1,918,858,279.85, a decline of 234.90% year-on-year[10] - Cash flow from operating activities showed a net outflow of CNY 1.92 billion, contrasting with a net inflow of CNY 1.42 billion in Q1 2022[21] - Total assets at the end of the quarter were CNY 242,993,685,847.55, a decrease of 1.17% from the end of the previous year[6] - Cash and cash equivalents at the end of Q1 2023 totaled CNY 76.04 billion, down from CNY 78.53 billion at the end of Q1 2022[21] - The company's cash and cash equivalents were reported at ¥73.15 billion, down from ¥80.35 billion, indicating a decrease of about 8.25%[15] Liabilities and Equity - The total liabilities as of March 31, 2023, were ¥185.11 billion, down from ¥189.02 billion, representing a decrease of about 2.43%[16] - The company's equity attributable to shareholders increased to ¥53.11 billion from ¥52.26 billion, reflecting a growth of approximately 1.63%[16] - The total debt, including short-term borrowings and other liabilities, was reported at ¥185.11 billion, with a notable increase in short-term financing payables to ¥5.10 billion from ¥4.74 billion, an increase of about 7.36%[16] Income Sources - Investment income for the quarter was CNY 285,147,079.85, a significant recovery from a loss of -CNY 721,188,939.55 in the previous year[10] - Net interest income rose to CNY 499 million, up 23.2% from CNY 405 million in the same period last year[17] - Net commission and fee income decreased to CNY 1.75 billion, down 13.7% from CNY 2.02 billion in Q1 2022[17] - Investment income turned positive at CNY 285 million, compared to a loss of CNY 721 million in Q1 2022[17] Operating Expenses - Total operating expenses increased to CNY 2.90 billion, up 148.9% from CNY 1.16 billion in Q1 2022[17] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 258,240[12] Other Information - The company has not disclosed any new product developments or market expansion strategies during this reporting period[14] - There were no significant mergers or acquisitions reported in the first quarter of 2023[14]