2022 年第三季度报告 单位：元 币种：人民币 1 / 12 证券代码：601127 证券简称：赛力斯 赛力斯集团股份有限公司 2022 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人张正萍、主管会计工作负责人刘联及会计机构负责人（会计主管人员）刘德林保 证季度报告中财务信息的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 | --- | --- | --- | --- | --- | |------------------------------------------------|-------------------|-----------------------------------------|-------------------|-------------- ...

公司代码：601127 证券简称：赛力斯 2022 年半年度报告 赛力斯集团股份有限公司 2022 年半年度报告 1 / 173 2022 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、 准确性、完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人张正萍、主管会计工作负责人刘联及会计机构负责人（会计主管人员） 刘德林声明：保证半年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 本报告期公司不进行利润分配或公积金转增股本。 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质性承诺，请 投资者注意投资风险。 | --- | --- | |-------|--------------------------------------------------------------------------| | | | | | 七、 是否存 ...

2022 年第一季度报告 证券代码：601127 证券简称：小康股份 重庆小康工业集团股份有限公司 2022 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人张正萍、主管会计工作负责人刘联及会计机构负责人（会计主管人员）刘德林保证季 度报告中财务报表信息的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | --- | --- | --- | --- | |-----------------------------------------------|-------------------|------------------------|----------------------------------------| | 项目 | | 本报告期 | ...

Financial Performance - Revenue in 2021 reached 16.72 billion RMB, a year-on-year increase of 16.9%[16] - Net profit attributable to shareholders of the listed company was -1.82 billion RMB, compared to -1.73 billion RMB in 2020[16] - Net cash flow from operating activities was -987.45 million RMB, a decrease of 190.76% compared to 2020[16] - Total assets at the end of 2021 were 32.02 billion RMB, an increase of 21.91% compared to the end of 2020[16] - Basic earnings per share in 2021 were -1.38 RMB, compared to -1.49 RMB in 2020[17] - Weighted average return on equity (ROE) in 2021 was -30.70%, an improvement of 0.85 percentage points compared to 2020[17] - Automotive industry revenue increased by 15.95% to RMB 15,924,309,752.85, with a gross margin decrease of 0.71 percentage points to 3.02%[49] - Automotive product revenue grew by 18.13% to RMB 14,419,261,934.22, with a slight gross margin decrease of 0.05 percentage points to 2.14%[49] - Overseas revenue surged by 123.90% to RMB 2,647,085,045.40, with a gross margin increase of 4.00 percentage points to 14.93%[49] - Direct sales revenue increased by 112.59% to RMB 1,605,107,112.16, but gross margin decreased by 10.23 percentage points due to higher fixed costs[49][50] - Automotive parts revenue surged by 128.36% to RMB 906,606,469.86, though gross margin decreased by 13.25 percentage points to 10.56%[49] - Operating cash flow decreased by 190.76% to -987,448,451.50 RMB[59] - Financing cash flow increased significantly to 2,936,133,458.00 RMB[59] - Monetary funds increased by 98.94% to 583,224.90 million RMB[60] - Prepaid items increased by 95.09% to 66,033.51 million RMB[60] - Total assets at the end of the period amounted to RMB 32.024 billion, with total liabilities of RMB 24.295 billion, resulting in a debt-to-asset ratio of 75.86%, a decrease of 2.75 percentage points compared to the previous year-end[197] - The company's debt-to-asset ratio decreased by 2.75 percentage points year-on-year, indicating improved financial health[197] - The company's total liabilities decreased by 2.75 percentage points compared to the previous year, reflecting a reduction in financial leverage[197] New Energy Vehicle Performance - New energy vehicle sales increased by 104.4% year-on-year, with revenue from new energy vehicles growing by 128.8%[23] - New energy vehicle sales accounted for 15.5% of total vehicle sales, and revenue from new energy vehicles accounted for 26.9% of total revenue[23] - New energy vehicle production and sales increased by 115.43% and 104.39% respectively, with production reaching 41,701 units and sales at 41,440 units[51] - New energy vehicle sales surged by 104.39% to 41,440 units[65] - Overseas sales of new energy vehicles grew by 475.37% to 3,107 units[66] - New energy vehicle sales increased by 104.39% year-on-year to 41,440 units, while production increased by 115.43% to 41,701 units[68] - New energy vehicle revenue was 427,869.67 million yuan, with subsidies accounting for 6.17% of the total revenue[69] - The outstanding balance of new energy vehicle subsidies receivable as of December 31, 2021, was 96,167.79 million yuan[70] R&D and Technological Advancements - The company achieved breakthroughs in vehicle platform technology, next-generation range-extended powertrain platforms, and core technical capabilities in 2021[24] - The DE-i platform achieves 3.2 kWh of electricity generation per liter of fuel, leading the industry[25] - The AITO M5 achieved over 3,000 units delivered in its first month, ranking in the top 5 of high-end new energy SUVs priced above 200,000 RMB[27] - The AITO M5, equipped with a self-developed 3.0 range extender, can achieve a driving range of over 1,000 km[36] - The company's self-developed pure electric drive range-extending platform achieves a WLTC range of over 1,000 kilometers, with an industry-leading integrated intelligent generator that produces 3.2 kWh per liter of fuel, 20% higher than the industry average[39] - The AITO M5, a mid-size luxury SUV, features a 1.5T four-cylinder range extender with a 15:1 compression ratio and 41% thermal efficiency, achieving a maximum power generation efficiency of 3.2 kWh/L[40] - The AITO M5's four-wheel-drive flagship model accelerates from 0 to 100 km/h in just 4.4 seconds and is equipped with the HarmonyOS smart cockpit, enabling seamless connectivity with smartphones, smartwatches, and smart home devices[41] - The company's intelligent range-extending control system can automatically identify nearly 900 scenarios and uses neural network algorithms to deliver strong power, low energy consumption, and minimal noise[39] - R&D investment totaled RMB 1,948,575,777.74, accounting for 11.66% of total revenue, with 74.70% of R&D costs capitalized[56] - The company has 3,019 R&D personnel, representing 22.32% of total employees, with 74.70% of R&D costs capitalized[57] - R&D personnel increased by 1,137, a year-on-year growth of 60.41%[58] Sales and Market Expansion - Overseas vehicle sales increased by 102.9% YoY, with new energy vehicle sales surging 475.4% and SUV sales growing 200.3%[31] - The company has established over 400 experience centers and more than 100 user centers nationwide[30] - The company is actively expanding its sales channels, aiming to establish a network of 100 cities and 1,000 stores to achieve its annual sales targets[43] - The company's Seres Two Rivers Smart Factory, recognized as a 2021 "Lighthouse Factory," features over 1,000 advanced industrial robots and achieves 100% automation in key processes[44] - The company completed a private placement of A-shares, raising a net amount of 2.57 billion RMB for smart electric vehicle development[32] - China's new energy vehicle production and sales reached 3.545 million and 3.521 million units in 2021, with a penetration rate of 13.4%, up 8 percentage points YoY[34] - The company's sales expenses surged by 75.69% to RMB 1.28 billion, primarily due to marketing channel construction and increased sales service fees for the new Seres models[47] - Sales expenses rose by 75.69% to RMB 1,279,955,159.89, driven by increased marketing and distribution costs[54] Corporate Governance and Leadership - The company's legal representative is Zhang Zhengping[10] - The company's contact information includes the Board Secretary, Shen Wei, and the Securities Affairs Representative, Ma Chengjuan, both reachable at the company's headquarters in Chongqing[11] - The company's financial report for 2021 was audited by Da Xin Certified Public Accountants, with Hu Tao and Wang Chang as the signing accountants[15] - The company's core management team remains stable, with a focus on improving organizational structure, reducing management costs, and enhancing employee cohesion through equity incentive plans[45][46] - The company held a total of 6 shareholder meetings in 2021, including 1 annual general meeting and 5 extraordinary general meetings[92] - The board of directors consists of 12 members, including 4 independent directors, ensuring diverse expertise in management, finance, and law[92] - The company maintains a close communication mechanism with independent directors, enhancing the scientific nature of board decisions[92] - The supervisory board has 3 members, including 1 employee representative, effectively overseeing company operations and financial status[93] - The company strictly adheres to information disclosure regulations, ensuring timely and accurate information dissemination to all shareholders[93] - Multiple investor communication channels are established, including investor research, interactive platforms, email, and dedicated hotlines[93] - No significant differences were found between the company's governance and regulatory requirements[94] - The company's independence in assets, personnel, finance, organization, and business is maintained without interference from controlling shareholders[94] - No significant changes in competition with controlling shareholders' other businesses were reported[94] - All shareholder meeting resolutions were promptly disclosed on the Shanghai Stock Exchange website[94] - Executive Director and Chairman Zhang Zhengping received a pre-tax remuneration of 1.7948 million yuan[95] - Executive Director and President Ma Jianchang holds 450,000 shares and received a pre-tax remuneration of 3.0944 million yuan[95] - Executive Director and COO Liu Changdong holds 606,000 shares and received a pre-tax remuneration of 3.3465 million yuan[95] - Executive Director and CFO Liu Lian holds 243,000 shares and received a pre-tax remuneration of 1.2458 million yuan[95] - CTO Xu Lin holds 365,000 shares and received a pre-tax remuneration of 3.9076 million yuan[95] - Vice President Cen Yuanchuan holds 300,000 shares and received a pre-tax remuneration of 2.9759 million yuan[95] - Vice President Duan Wei holds 320,000 shares and received a pre-tax remuneration of 1.3748 million yuan[95] - Vice President Liang Qijun holds 240,000 shares and received a pre-tax remuneration of 1.3559 million yuan[95] - Board Secretary Shen Wei received a pre-tax remuneration of 764,600 yuan[95] - Total pre-tax remuneration for all directors, supervisors, and senior management amounted to 25.1428 million yuan[96] - Zhang Zhengcheng serves as the Chairman of the Supervisory Board and has held various leadership roles in financial and automotive companies[97] - Hu Weidong is the General Manager of the Audit and Compliance Department at Dongfeng Motor Group Co., Ltd. and serves as a company supervisor[97] - Xu Lin is the Chief Technology Officer (CTO) and concurrently serves as the President of Seres (rotating) at Chongqing Jinkang New Energy Vehicle Co., Ltd.[97] - Cen Yuanchuan is the Vice President and concurrently serves as the Chief Product Officer (CPO) of Seres at Chongqing Jinkang New Energy Vehicle Co., Ltd.[97] - Duan Wei is the Vice President and concurrently serves as the General Manager of Chongqing Jinkang Power New Energy Co., Ltd.[97] - Liang Qijun is the Vice President and concurrently serves as the Deputy General Manager of Dongfeng Sokon Automobile Co., Ltd. and the General Manager of Electric Vehicle Products[97] - Shen Wei is the Board Secretary and has previously worked at King & Wood Mallesons and other investment firms[97] - You Zheng holds multiple leadership roles including Executive Director and Vice President at Dongfeng Motor Group Co., Ltd. and Chairman of Voyah Automotive Technology Co., Ltd.[99] - Zhang Zhengping serves as an Executive Director and Manager at Beijing Chuangxin Capital Management Co., Ltd. and holds director positions in several other companies[99] - Fu Yuwu is an independent director at Hunan Corun New Energy Co., Ltd. and holds various leadership roles in automotive industry associations and companies[99] - Total remuneration for directors, supervisors, and senior management amounted to 251.428 million yuan[101] - Ma Jianchang was appointed as President by the Board of Directors[102] - Zhao Wanyi resigned as Independent Non-Executive Director due to personal reasons[102] - Li Ming was elected as Independent Non-Executive Director by the Shareholders' Meeting[102] - Chen Yuqi resigned as Vice President due to personal reasons[102] - The company held a total of 17 board meetings in 2021, with 15 conducted via telecommunication and 1 in-person meeting[106] - The company's board of directors approved all proposals during the 4th board meetings, including the 2021 annual operating plan and budget proposal[107] - The company's strategic committee held 2 meetings during the reporting period, focusing on key strategic initiatives[108] - The company's compensation and assessment committee held 4 meetings, approving the 2021 stock option incentive plan and related amendments[109][110] - The company proposed issuing H-shares and transitioning to an overseas-listed company, with Deloitte Touche Tohmatsu appointed as the reporting accountant[108] - The company's board members attended 100% of the required board meetings, with no consecutive absences[105] - The company's audit committee, nomination committee, and compensation committee were actively involved in governance and oversight[106] - The company's subsidiaries underwent equity transfers and capital reductions, with related transactions approved by the board[108] - The company's internal control and audit reports for 2020 and 2021 were reviewed and approved by the board[108] - The company's board approved the 2021 semi-annual and third-quarter financial reports, along with related audit reports[108] Environmental and Social Responsibility - The company's environmental compliance includes all major pollutants being discharged within the approved limits, with no environmental violations or penalties[123] - The Jiangjin District automobile production base has a wastewater treatment capacity of 120m³/h, with two discharge outlets[123] - The Shiyan automobile production base has a wastewater treatment capacity of 50m³/h, with one discharge outlet[124] - The Seres Liangjiang Smart Factory has a wastewater treatment capacity of 1,800m³/d, with automatic online monitoring equipment installed[124] - The Chongqing Xiaokang Power Co., Ltd. has a wastewater treatment capacity of 1,400m³/d, with two discharge outlets[124] - The Jiangjin District automobile production base has 13 exhaust gas discharge outlets, with a 200,000 yuan investment in online monitoring equipment for coating workshop exhaust[125] - Tenyan Automotive Production Base has 14 exhaust emission points, including 4 for primer drying ovens, 2 for intermediate coating drying ovens, 2 for topcoat drying ovens, 1 for RTO, 1 for comprehensive exhaust, 3 for natural gas boilers, and 1 for canteen oil fumes[126] - Seres Liangjiang Smart Factory has 25 exhaust emission points, including 1 for electrophoretic process, 1 for electrophoretic drying oven, 1 for bottom coating line, 1 for electrophoretic grinding, 1 for intermediate coating grinding, 1 for intermediate coating drying oven, 1 for topcoat drying oven, 1 for touch-up process in the painting workshop, 1 for touch-up process in the charging inspection workshop, 6 for hot air furnaces, 1 for RTO, 2 for boilers, 1 for sludge filter press, 1 for four-wheel alignment detection in the assembly workshop, 2 for roller test, 1 for brake test, 1 for vehicle off-line, and 1 for rework area[126] - Seres Phoenix Smart Factory has 20 exhaust emission points, including 1 for CO2 welding machine in the welding adjustment line, 1 for CO2 welding machine in the front body welding, 1 for electrophoretic process, 1 for electrophoretic drying oven, 1 for intermediate coating drying oven, 1 for topcoat drying oven, 1 for RTO, 2 for boilers, 5 for detection in the assembly workshop, 1 for off-line in the assembly workshop, 1 for touch-up in the assembly workshop, 1 for tail gas, 1 for wastewater treatment station, 1 for hazardous waste storage room, and 1 for canteen oil fumes[127] - Chongqing Xiaokang Power Co., Ltd. has 30 organized exhaust emission points, including 24 in the foundry factory and 6 in the assembly factory[127] - Chongqing Xiaokang Automotive Parts Co., Ltd. has 9 exhaust emission points, including 1 for painting, 1 for natural gas boiler, 1 for injection molding, and 6 for welding[127] - The Jiangjin District Automotive Production Base's organized exhaust pollution sources mainly include welding exhaust, painting workshop spraying, touch-up, grinding, drying, boiler exhaust, detection line exhaust, and rework touch-up exhaust[127] - The Tenyan Automotive Production Base's organized exhaust pollution sources mainly include painting workshop spraying, touch-up, grinding, drying, boiler exhaust, and canteen oil fumes[129] - Seres Liangjiang Smart Factory's organized exhaust from the painting workshop meets the emission standards for sulfur dioxide, nitrogen oxides, particulate matter, xylene + xylene, and total VOCs as per DB50/577-2015 and DB50/148-2016[130] - Seres Phoenix Smart Factory's RTO exhaust port is equipped with automatic online monitoring equipment, monitoring non-methane total hydrocarbons, sulfur dioxide, nitrogen oxides, particulate matter, and flow emission concentration hourly[131] - The organized exhaust from the painting workshop at Seres Phoenix Smart Factory meets the emission standards for sulfur dioxide, nitrogen oxides, particulate matter, xylene + xylene, and total VOCs as per DB50/577-2015 and DB50/148-2016[131] - The company's casting and assembly plants in Chongqing Xiaokang Power Co., Ltd. have multiple pollution sources, all of which meet the emission standards such as "Chongqing Air Pollutant Emission Standards" (DB50/418-2016) and "Industrial Furnace Air Pollutant Emission Standards" (GB9078-1996)[133] - The unorganized emissions at the Shiyan automobile production base in Q4 2021 showed that the concentrations of benzene, toluene, and xylene were below detectable levels, with the maximum concentration of non-methane total hydrocarbons at 2.32 mg/m³, meeting the "Air Pollutant Emission Standards" (GB16297-1996)[134] - The company's solid waste is categorized into general industrial solid waste, hazardous waste, and domestic waste, with each type being stored and disposed of according to national regulations[136] - The company's pollution prevention facilities are well-maintained and effectively operational, ensuring compliance with environmental protection requirements[137] - The Jiangjin automobile production base passed environmental protection acceptance for projects including a 200,000-unit annual production capacity for micro-car