中国银河证券股份有限公司 关于金诚信矿业管理股份有限公司 向不特定对象发行可转换公司债券 之 上市保荐书 保荐人（主承销商） 北京市丰台区西营街 8 号院 1 号楼 7 至 18 层 101 二〇二五年一月 金诚信矿业管理股份有限公司 向不特定对象发行可转换公司债券之上市保荐书 声 明 中国银河证券股份有限公司（以下简称"银河证券"或"保荐人"）及本项 目保荐代表人已根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》（以下简称"《证券法》"）等法律法规和中国证券监督 管理委员会（以下简称"中国证监会"）及上海证券交易所（以下简称"上交 所"）的有关规定，诚实守信，勤勉尽责，严格按照依法制定的业务规则和行业 自律规范出具上市保荐书，并保证所出具文件真实、准确、完整。 本上市保荐书中如无特别说明，相关用语具有与《金诚信矿业管理股份有限 公司向不特定对象发行可转换公司债券募集说明书》中相同的含义。 | 声 明 1 | | --- | | 目 录 2 | | 一、发行人概况 3 | | 二、本次发行情况 15 | | 三、保荐代表人、项目协办人及其它项目组成员情况 25 | | 四、保 ...

Summary of Conference Call Notes Company and Industry Overview - The conference call focuses on Jin Cheng Xin, a company in the non-ferrous metals sector, particularly copper and aluminum [1][5] - The discussion highlights the recent performance of the non-ferrous metals sector, which has been under pressure due to a strong US dollar and market risk preferences [1][2] Core Points and Arguments - The non-ferrous metals sector has lagged behind other sectors, primarily driven by policy changes and market risk preferences favoring technology growth stocks [1][2] - The upcoming Chinese New Year and the potential for increased risk aversion are expected to shift market dynamics, leading to a focus on cyclical blue-chip stocks, particularly aluminum and copper [2][5] - The US dollar index has reached a high of 109, impacting the pricing of non-ferrous metals [3][4] - Jin Cheng Xin is positioned to benefit from a projected increase in copper production, with an expected output of 50,000 tons in the coming year, representing a growth rate of over 60% compared to the previous year [6][19] - The company anticipates a significant increase in economic profit, projected at 2.24 billion yuan, with a year-on-year growth of 45% [6][22] Additional Important Insights - Jin Cheng Xin's mining service business has a strong historical foundation, having been established in 1997, and is now a leading player in the domestic mining service sector [7][8] - The company’s profit structure shows that 61% of gross profit comes from mining services, while 39% comes from resource development, with expectations for a shift towards resource development as production increases [9][10] - The company has a robust pipeline of copper projects, including ongoing developments in Colombia and other regions, which are expected to contribute significantly to future production [15][17] - The mining service sector is characterized by high customer retention and increasing barriers to entry, which bodes well for Jin Cheng Xin's market position [12][14] - The overall market for non-ferrous metals is expected to grow, driven by increased capital expenditures from major mining companies and a favorable pricing environment for metals [14][20] Conclusion - The conference call presents a bullish outlook for Jin Cheng Xin, emphasizing its strong production growth potential in the copper sector and the favorable market conditions for non-ferrous metals [22] - The company is well-positioned to leverage its expertise in mining services and resource development to achieve significant profit growth in the coming years [22]

| 证券代码：603979 | 证券简称：金诚信 公告编号：2025-001 | | --- | --- | | 转债代码：113615 | 转债简称：金诚转债 | 金诚信矿业管理股份有限公司 2024 年第四季度可转债转股结果暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 累计转股情况：截至 2024 年 12 月 31 日，累计共有 504,017,000 元"金 诚转债"转换为公司股票，累计因转股形成的股份数量为 40,367,338 股，占"金 诚转债"转股前公司已发行股份总额的 6.9192%。 未转股可转债情况：截至 2024 年 12 月 31 日，尚未转股的"金诚转债" 金额为 495,983,000 元，占可转债发行总额的 49.5983%。 本季度转股情况：自 2024 年 10 月 1 日至 2024 年 12 月 31 日期间， "金诚转债"转股金额为 202,000 元，因转股形成的股份数量为 16,509 股，占 "金诚转债"转股前公司已发行股份总额的 0.00 ...

Investment Rating - The report maintains an "Outperform the Market" rating for the company [13]. Core Viewpoints - The company is positioned as a high-end mining development service provider with comprehensive capabilities in mining engineering construction, mining operation management, mine design and technology research, and equipment manufacturing. It has established a leading position in the industry and is expanding its resource development business, having formed a substantial mineral resource reserve [32][38]. Financial Performance Summary - The company expects revenue for 2024-2026 to be 105.15 billion, 138.14 billion, and 152.10 billion CNY, with year-on-year growth rates of 42.1%, 31.4%, and 10.1% respectively. The net profit attributable to shareholders is projected to be 16.12 billion, 23.06 billion, and 25.09 billion CNY, with growth rates of 56.3%, 43.1%, and 8.8% respectively. The diluted EPS is expected to be 2.58, 3.70, and 4.02 CNY, with corresponding PE ratios of 14.0, 9.8, and 9.0 [28]. Business Overview - The company focuses on non-coal underground solid mining development services and has established a market strategy centered on "large markets, large owners, and large projects." It has achieved significant growth in its mining service business, particularly in overseas markets, which have increased from 24.3% in 2016 to 61.8% in 2023 [17][45]. Resource Development - The company has successfully developed several copper mines, including the Dikulushi and Lonshi projects in the Democratic Republic of Congo, and is expanding its resource base with plans for additional production capacity. The current effective annual production capacity for copper is approximately 50,000 tons, with a long-term target of reaching 150,000 tons [27][84]. Market Position - The company has a stable customer base, including state-owned enterprises and international mining companies, which reduces repayment risks and fosters mutual growth. It is involved in nearly 40 large-scale mining engineering construction and operation management projects both domestically and internationally [46].

重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 367 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 351,076,785 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | 56.2825 | | 份总数的比例（%） | | | 证券代码：603979 | 证券简称：金诚信 公告编号：2024-104 | | --- | --- | | 转债代码：113615 | 转债简称：金诚转债 | 金诚信矿业管理股份有限公司 2024 年第三次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次股东大会由公司董事会召集，公司董事长王青海先生主持，采用现场投 (一) 股东大会召开的时间：2024 年 12 月 26 日 (二) 股东大会召开的地点：北京市丰台区育仁南路 3 号院 3 号楼公司会议室 (三) 出席会议的普通股股 ...

2024 年第三次临时股东大会的法律意见书 国枫律股字[2024]A0636 号 致:金诚信矿业管理股份有限公司(贵公司) 北京市东城区建国门内大街26号新闻大厦7层 8层 电话:010-88004488/66090088 传真:010-66090016 邮编 · 100005 北京国枫律师事务所 关于金诚信矿业管理股份有限公司 北京国枫律师事务所(以下简称"本所")接受贵公司的委托,指派律师出 席并见证贵公司 2024 年第三次临时股东大会（以下简称"本次会议"）。 本所律师根据《中华人民共和国公司法》(以下简称"《公司法》")、《中 华人民共和国证券法》(以下简称"《证券法》")、《上市公司股东大会规则》 (以下简称"《股东大会规则》")、《律师事务所从事证券法律业务管理办法》 (以下简称"《证券法律业务管理办法》")、《律师事务所证券法律业务执业 规则(试行)》(以下简称"《证券法律业务执业规则》")等相关法律、行政 法规、规章、规范性文件及《金诚信矿业管理股份有限公司章程》(以下简称"《公 司章程》"）的规定,就本次会议的召集与召开程序、召集人资格、出席会议人 员资格、会议表决程序及表决结果等事宜,出 ...

Investment Rating - The report initiates coverage with a "Buy" rating for the company [5][7]. Core Views - The company is transforming into a diversified mining group, driven by a dual strategy of "mining services + resources" [3]. - The mining services segment is expected to benefit from increased capital expenditures by Chinese mining companies going overseas, creating a cluster effect in the industry [25]. Summary by Sections Resource Holdings - As of September 30, 2024, the company holds mineral resources including 249,000 tons of copper, 179 tons of silver, and 19 tons of gold, along with 21.4 million tons of phosphate rock (31% grade) [1]. - The Lonshi copper mine's eastern district has reported an additional resource of 26.048 million tons of ore, containing 104,000 tons of copper at an average grade of 3.99% [1][2]. Financial Projections - Revenue projections for 2024, 2025, and 2026 are estimated at 9.6 billion, 11.8 billion, and 13.6 billion yuan, representing year-on-year growth of 29%, 23%, and 15% respectively [5][7]. - Net profit attributable to shareholders is projected to be 1.55 billion, 2.24 billion, and 2.58 billion yuan for the same years, with growth rates of 50%, 45%, and 15% respectively [5][7]. - Earnings per share (EPS) are expected to be 2.48, 3.59, and 4.14 yuan, with corresponding price-to-earnings (PE) ratios of 15.67, 10.83, and 9.39 [5][7]. Mining Services Business - The company is a leading player in the domestic mining services industry, with a compound annual growth rate (CAGR) of 20% in gross profit from 2018 to 2023, and a gross margin maintained between 26% and 29% [4]. - The mining services segment accounted for approximately 71% of total revenue in the first three quarters of 2024, with a gross profit of 1.4 billion yuan [19]. - The company has secured contracts totaling approximately 16.3 billion yuan, which is expected to support stable growth in the mining services business [25]. Market Outlook - The underground mining services market is expected to continue growing, with high-end service companies likely to increase their market share [26]. - The report highlights that the global copper supply is projected to remain tight, which may elevate copper prices in the medium to long term [58].

证券代码：603979 证券简称：金诚信 公告编号：2024-102 转债代码：113615 转债简称：金诚转债 金诚信矿业管理股份有限公司 关于签署卡莫阿-卡库拉铜矿地下进路式采矿工程 五年期合同的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 金诚信矿业管理股份有限公司（简称"公司"或"金诚信"）子公司金诚信 刚果矿业管理有限公司（Jimond Mining Management Company SARL，简称"金 刚矿业"或"承包商"）于 2019 年承接了位于刚果民主共和国的卡莫阿-卡库拉 铜矿井下开拓工程承包合同，并于 2021 年在原合同基础上根据后续生产计划与 业主方签署了补充协议，增加了新的工程量，合同期至 2023 年 12 月 12 日（合 称"前期地下开拓合同"），具体情况详见公司分别于 2019 年 6 月 18 日、2021 年 2 月 20 日发布的 《金诚信关于签署日常经营合同的公告》（2019-050、 2021-020）。 鉴于上述合同期满，为继续做好卡莫阿-卡库拉铜矿建设及采矿工 ...

二、 监事会会议审议情况 | 证券代码：603979 | 证券简称：金诚信 公告编号：2024-101 | | --- | --- | | 转债代码：113615 | 转债简称：金诚转债 | 金诚信矿业管理股份有限公司 第五届监事会第十四次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要提示：本次监事会所审议议案获得全票通过 一、 监事会会议召开情况 金诚信矿业管理股份有限公司（以下简称"公司"）于 2024 年 12 月 13 日 以书面的形式发出了关于召开第五届监事会第十四次会议的通知及相关资料。本 次会议于 2024 年 12 月 20 日在公司会议室以现场会议方式召开。本次会议应到 监事 3 名，实到监事 3 名。本次会议的召集、召开符合《中华人民共和国公司 法》和《公司章程》的有关规定。公司监事会主席尹师州先生担任会议主持人。 1、审议通过《关于拟为子公司履约提供担保的议案》。 表决结果：3票同意，0票反对，0票弃权。 本议案尚需提交公司股东大会审议。 特此公告。 金诚信矿业管理股份有限公司监 ...

证券代码：603979 证券简称：金诚信 公告编号：2024-100 转债代码：113615 转债简称：金诚转债 金诚信矿业管理股份有限公司 第五届董事会第十七次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 本议案尚需提交公司股东大会审议。 二、董事会会议审议情况 1、审议通过《关于子公司拟承接卡莫阿-卡库拉铜矿地下进路式采矿工程五 年期合同的议案》，并授权公司管理层或管理层授权人士签署与本次工程承包相 关的合同、协议等各项法律文件。 具体内容详见与本公告同日发布的《金诚信关于签署卡莫阿-卡库拉铜矿地 下进路式采矿工程五年期合同的公告》。 表决结果：9 票同意，0 票反对，0 票弃权。 2、审议通过《关于拟为子公司履约提供担保的议案》。 具体内容详见与本公告同日发布的《金诚信关于拟为子公司履约提供担保的 公告》。 表决结果：9 票同意，0 票反对，0 票弃权。 重要提示：本次董事会所审议议案获得全票通过 一、董事会会议召开情况 金诚信矿业管理股份有限公司（以下简称"公司"）于 2024 年 12 月 13 ...