证券代码：600837 证券简称：海通证券 公告编号：临2024-031 海通证券股份有限公司 第八届董事会第六次会议（临时会议）决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 特此公告。 海通证券股份有限公司董事会 2024 年 5 月 17 日 海通证券股份有限公司（以下简称公司）第八届董事会第六次会议（临时会 议）于 2024 年 5 月 17 日以通讯表决方式召开。本次会议通知已于 2024 年 5 月 14 日以电子邮件和书面传真的方式发出。公司董事会成员 10 人（包括 4 名独立 董事），截至 2024 年 5 月 17 日，公司董事会办公室收到 10 名董事送达的通讯 表决票，会议召集、召开及表决程序符合《公司法》和《公司章程》的有关规定。 本次会议审议并通过了《关于预计公司 2024 年度对外担保的议案》 具体内容请见本公司于同日在上海证券交易所网站（www.sse.com.cn）披露 的《海通证券股份有限公司关于预计公司 2024 年度对外担保的公告》。 表决结果：[10]票赞成，[0]票反 ...

证券代码:600837 证券简称:海通证券 公告编号：临 2024-032 海通证券股份有限公司 关于预计公司 2024 年度对外担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 被担保人名称：公司子公司海通国际控股有限公司、Haitong International Finance Holdings 2015 Limited、Haitong International Finance Holdings Limited、Haitong UT Brilliant Limited、海通恒信租赁（香港）有限公司、海通恒信国际融资租赁（天津） 有限公司、海通国际证券集团有限公司、海通国际证券有限公司、Haitong International Securities Group (Singapore) Pte. Ltd.、Haitong Bank, S.A.、上海海通证券资产管理有限 公司、海通开元投资有限公司、Haitong Banco de Investimento do Brasil S.A.。 本 ...

海通证券股份有限公司 关于 A 股股份回购实施结果暨股份变动的公告 证券代码：600837 证券简称：海通证券 公告编号：临2024-030 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、回购审批情况和回购方案内容 2024 年 1 月 30 日，海通证券股份有限公司（以下简称公司）召开第八届董 事会第三次会议（临时会议），审议通过了《关于以集中竞价交易方式回购公司 A 股股份方案的议案》。2024 年 2 月 1 日，公司披露了《关于以集中竞价交易方 式回购公司 A 股股份的回购报告书》。本次回购股份方案的主要内容如下： （一）拟回购股份的用途 维护公司价值及股东权益。 （二）拟回购股份的种类 公司发行的人民币普通股（A 股）股票。 （三）回购资金总额 拟回购资金总额下限为人民币 3 亿元（含），上限为人民币 6 亿元（含）。 （四）回购期限 本次回购股份的期限为自公司董事会审议通过回购 A 股股份方案之日起不超 过 3 个月。回购实施期间，公司股票如因筹划重大事项连续停牌 10 个交易日以 上的，回购方案将在股 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年4月30日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 海通證券股份有限公司 呈交日期: 2024年5月6日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 06837 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 3,409,568,820 | RMB | | 1 RMB | | 3,409,568,820 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 3,409,568,820 | RMB | | 1 RMB | | 3,409,568,820 | | 2. 股份分類 | 普通股 | 股份類別 | A | | | ...

证券代码：600837 证券简称：海通证券 公告编号：临2024-029 海通证券股份有限公司关于收到 中国证券监督管理委员会行政处罚决定书的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，对公告的虚假记载、误 导性陈述或重大遗漏负连带责任。 海通证券股份有限公司（以下简称公司或海通证券）于 2024 年 4 月 12 日收 到中国证券监督管理委员会（以下简称中国证监会）《立案告知书》（证监立案字 03720240050 号），详见公司日期为 2024 年 4 月 12 日的公告，公告编号：临 2024- 021。2024 年 4 月 19 日，公司收到中国证监会《行政处罚事先告知书》（处罚字 〔2024〕56 号），详见公司日期为 2024 年 4 月 19 日的公告，公告编号：临 2024- 022。 2024 年 4 月 30 日，公司收到中国证监会《行政处罚决定书》（〔2024〕45 号），原文内容如下： 当事人：王泽龙，男，1996 年 7 月出生，中核华原钛白股份有限公司（以下 简称中核钛白或上市公司）实际控制人，住址：北京市朝阳区。 洪浩炜，男，1997 年 5 月出生，住址：广东省 ...

Investment Rating - The report maintains a "Buy" rating with a target price of 12.32 CNY per share, corresponding to a 2024 PE of 36.78x and a PB of 0.97x [2][4][10]. Core Views - The company's investment business has faced pressure due to a year-on-year decline, leading to a decrease in performance. The company is deepening the synergy between investment, financing, insurance, research, and wealth management, which is expected to enhance its comprehensive financial services and strengthen its position [2][3]. - The company's Q1 2024 revenue and net profit attributable to shareholders were 4.762 billion CNY and 911 million CNY, respectively, reflecting a year-on-year change of -44.11% and -62.56%. The weighted average ROE decreased by 0.91 percentage points to 0.56%, indicating performance below expectations [2][3]. - The report highlights that the company's investment income has decreased by 50.35% year-on-year to 1.107 billion CNY, significantly impacting overall revenue. This decline is attributed to the domestic market's fluctuations and rising US interest rates, which have negatively affected equity investment returns [2][3]. Financial Summary - The company's financial performance for 2022A, 2023A, and projected 2024E shows a significant decline in revenue and net profit. Revenue decreased from 25.948 billion CNY in 2022 to 22.953 billion CNY in 2023, with an expected recovery to 24.622 billion CNY in 2024, representing a year-on-year growth of 7.3% [3][17]. - The net profit attributable to shareholders dropped from 6.545 billion CNY in 2022 to 1.008 billion CNY in 2023, with a projected increase to 4.376 billion CNY in 2024, indicating a growth rate of 334.0% [3][17]. - The report also notes a decrease in the company's operating profit margin from 30.5% in 2022 to 6.3% in 2023, with an expected recovery to 20.5% in 2024 [3][17]. Market Data - The company's current stock price is 8.47 CNY, with a 52-week price range of 7.78 to 10.89 CNY. The total market capitalization is 110.654 billion CNY, with a circulating A-share of 8.873 billion shares [5][10].

Investment Rating - The report maintains an "Outperform" rating for the company [3] Core Views - The company's Q1 2024 performance showed a significant improvement in net profit on a quarter-over-quarter basis, driven by a normalization of asset impairment and a turnaround in investment income [3] - The report highlights that the company has implemented share buyback plans, reflecting confidence in its development [3] Summary by Relevant Sections Financial Performance - In Q1 2024, the company achieved revenue of 4.76 billion yuan, down 44% year-over-year but up 1156% quarter-over-quarter; net profit was 911 million yuan, down 63% year-over-year but up 127% quarter-over-quarter [3] - The weighted ROE for Q1 2024 was 0.56%, a decrease of 0.91 percentage points year-over-year [3] - The company reported a significant reduction in asset impairment, with a single-quarter provision of 260 million yuan, down 87% quarter-over-quarter [3] Revenue Breakdown - Main revenue sources for Q1 2024 included brokerage (850 million yuan, -7% YoY), investment banking (410 million yuan, -54% YoY), asset management (400 million yuan, -15% YoY), net interest (870 million yuan, -19% YoY), and net investment (1.15 billion yuan, -38% YoY) [3] - The net investment segment saw a quarter-over-quarter increase of 135% [3] Future Projections - The report forecasts net profits for 2024-2026 to be 4.15 billion, 5.33 billion, and 7.23 billion yuan, representing year-over-year growth rates of 311.5%, 28.5%, and 35.6% respectively [3][4] - The company aims to enhance quality and efficiency through its 2024 action plan [3] Market Position - The company ranked fourth in the industry for IPO underwriting in Q1 2024, with a market share of 6.8% [3] - The company maintained a stable market share in bond underwriting at 3.2%, ranking eighth in the industry [3] Asset Management - The company's asset management subsidiary, Hai Fu Tong Fund, reported a non-money market fund AUM of 111.3 billion yuan, up 28% year-over-year [3] - Fu Guo Fund, another subsidiary, had a non-money market fund AUM of 571 billion yuan, down 5% year-over-year, outperforming the industry average decline of 6% [3]

Financial Performance - Operating revenue for Q1 2024 was CNY 4,761,703,435.99, a decrease of 44.11% compared to the same period last year[2] - Net profit attributable to shareholders for Q1 2024 was CNY 911,298,865.24, down 62.56% year-on-year[2] - Net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 527,329,111.74, a decline of 71.53% compared to the previous year[2] - Basic earnings per share for Q1 2024 were CNY 0.07, reflecting a decrease of 63.16% year-on-year[2] - Total revenue for Q1 2024 was approximately ¥4.76 billion, a decrease of 44.5% compared to ¥8.52 billion in Q1 2023[18] - Net profit for Q1 2024 was CNY 1,045,348,022.96, down 60% from CNY 2,619,602,340.05 in Q1 2023[19] - Total comprehensive income for Q1 2024 was CNY 1,397,481,291.48, a decrease of 53.2% from CNY 2,966,502,009.04 in Q1 2023[20] Cash Flow - The net cash flow from operating activities for Q1 2024 was negative CNY 6,923,972,193.49, indicating a significant cash outflow[2] - Cash flow from operating activities for Q1 2024 showed a net outflow of CNY -6,923,972,193.49, compared to a net outflow of CNY -377,112,384.85 in Q1 2023[21] - Cash inflow from investment activities in Q1 2024 was CNY 27,998,758,108.21, significantly higher than CNY 5,730,135,540.69 in Q1 2023[22] - Cash flow from financing activities in Q1 2024 resulted in a net outflow of CNY -1,013,978,808.92, compared to a net inflow of CNY 7,748,270,275.15 in Q1 2023[22] Assets and Liabilities - Total assets at the end of Q1 2024 were CNY 713,945,450,149.57, down 5.39% from the end of the previous year[2] - Total liabilities as of March 31, 2024, were approximately ¥541.30 billion, a decrease of 6.6% from ¥579.79 billion as of December 31, 2023[17] - The company's total liabilities as of March 31, 2024, were RMB 589,007,072,680.41, compared to RMB 595,171,366,700.00 on December 31, 2023, showing a slight decrease[26] Investment Income - Investment income for Q1 2024 was CNY 528,842,688.61, a decrease of 74.56% compared to CNY 2,078,916,517.40 in Q1 2023[6] - The company reported a net loss from investments in associates and joint ventures of approximately ¥112.44 million in Q1 2024, compared to a gain of ¥216.42 million in Q1 2023[18] - The net profit from investment activities dropped significantly to RMB 117,060,871.00 in Q1 2024 compared to RMB 1,406,018,177.28 in Q1 2023, a decrease of 91.66%[28] Shareholder Equity - Total equity attributable to shareholders at the end of Q1 2024 was CNY 164,496,425,733.86, a slight increase of 0.77% from the previous year[2] - Shareholders' equity attributable to the parent company increased to approximately ¥164.50 billion as of March 31, 2024, compared to ¥163.24 billion as of December 31, 2023[17] Other Financial Metrics - The weighted average return on net assets was 0.56%, a decrease of 0.91 percentage points year-on-year[2] - The company reported a significant reduction in operating expenses, totaling CNY 3,360,641,547.03 in Q1 2024, down from CNY 5,247,742,480.11 in Q1 2023, representing a decrease of 36%[19] - The company's cash and cash equivalents have increased, suggesting improved liquidity and financial flexibility[15]

《海通证券股份有限公司章程》修订对照表 证券代码：600837 证券简称：海通证券 公告编号：临2024-025 海通证券股份有限公司 关于修订《公司章程》的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，对公告的虚假记载、误 导性陈述或重大遗漏负连带责任。 1 | 原条款 | 建议修订为 | 修订依据 | | --- | --- | --- | | 东的意见和诉求，并及时答 | 取中小股东的意见和诉求，并 | | | 复中小股东关心的问题。 | 及时答复中小股东关心的问 | | | 公司股东大会对利润分 | 题。 | | | 配方案作出决议后，公司董 | 公司股东大会对利润分配 | | | 事会须在 股东大会召开后 2 | 方案作出决议后， 或 公司董事 | | | 个月内完成股利（或股份）的 | 会 根据年度股东大会审议通过 | | | 派发事项。 | 的下一年中期分红条件和上限 | | | | 制定具体方案后， 须在 个月 2 | | | | 内完成股利（或股份）的派发 | | | | 事项。 | | | 第二百五十九条 公司实施 | 第二百五十九条 公司实施连 | | | 连续、稳定、积极 ...

证券代码：600837 证券简称：海通证券 公告编号：临2024-023 海通证券股份有限公司 第八届董事会第五次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 海通证券股份有限公司（以下简称公司）第八届董事会第五次会议通知于 2024 年 4 月 12 日以电子邮件和传真方式发出，会议于 2024 年 4 月 26 日在公司 召开。本次会议采用现场会议和电话会议相结合的方式召开，会议应到董事 10 人，实到董事 10 人。本次董事会由周杰董事长主持，9 位监事和财务总监、董事 会秘书、合规总监列席了会议，会议召集、召开及表决程序符合《中华人民共和 国公司法》《公司章程》和《公司董事会议事规则》的有关规定。本次会议审议 并通过了以下议案： 一、审议通过了《公司 2024 年第一季度报告》 表决结果：[10]票赞成，[0]票反对，[0]票弃权，审议通过本议案。 本议案已经公司董事会审计委员会审议通过。 二、审议通过了《关于提请股东大会授权董事会决定公司 2024 年中期利润 分配的议案》 同意提请股东大会授权 ...